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3M CO — Director's Dealing 2006
Nov 14, 2006
17737_dirs_2006-11-14_f296c24a-132b-4e3e-9235-5340d15857fa.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2006-11-10
Reporting Person: PALENSKY FRED J (VICE PRESIDENT R&D)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-08-16 | Common Stock | G | 140 | — | Disposed | 33988 | Direct |
| 2006-11-10 | Common Stock | M | 11366 | $58.625 | Acquired | 45354 | Direct |
| 2006-11-10 | Common Stock | F | 8432 | $79.02 | Disposed | 36922 | Direct |
| 2006-11-10 | Common Stock | F | 1252 | $79.02 | Disposed | 35670 | Direct |
| 2006-11-10 | Common Stock | M | 19683 | $64.5 | Acquired | 55353 | Direct |
| 2006-11-10 | Common Stock | F | 16066 | $79.02 | Disposed | 39287 | Direct |
| 2006-11-10 | Common Stock | F | 1544 | $79.02 | Disposed | 37743 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-11-10 | Non-Qualified Stock Option (right to buy) | $58.625 | M | 11366 | Disposed | 2011-05-08 | Common Stock (11366) | Direct |
| 2006-11-10 | Non-Qualified Stock Option (right to buy) | $64.5 | M | 19683 | Disposed | 2012-05-14 | Common Stock (19683) | Direct |
| 2006-11-10 | Non-Qualified Stock Option (right to buy) | $79.05 | A | 9684 | Acquired | 2011-05-06 | Common Stock (9684) | Direct |
| 2006-11-10 | Non-Qualified Stock Option (right to buy) | $79.05 | A | 17610 | Acquired | 2012-05-14 | Common Stock (17610) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3452 | Indirect |
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