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3M CO — Director's Dealing 2003
Oct 27, 2003
17737_dirs_2003-10-27_484a0ec0-057a-4d23-b012-e02d9b95302a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2003-10-23
Reporting Person: POWELL DAVID W (VICE PRESIDENT MARKETING)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-04-29 | Common Stock | G | 100 | — | Disposed | 24137 | Direct |
| 2003-10-10 | Common Stock | G | 900 | — | Disposed | 47577 | Direct |
| 2003-10-23 | Common Stock | S | 3000 | $76.06 | Disposed | 44577 | Direct |
| 2003-10-24 | Common Stock | F | 44 | $70.375 | Disposed | 44533 | Direct |
| 2003-10-23 | Common Stock | I | 850 | $75.93 | Disposed | 1937 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $31.5175 | 2006-05-14 | Common Stock (3172) | 3172 | Direct |
| Incentive Stock Option (right to buy) | $43.35 | 2010-05-09 | Common Stock (2306) | 2306 | Direct |
| Incentive Stock Option (right to buy) | $45.85 | 2007-05-13 | Common Stock (2180) | 2180 | Direct |
| Incentive Stock Option (right to buy) | $46.675 | 2008-05-12 | Common Stock (2142) | 2142 | Direct |
| Incentive Stock Option (right to buy) | $47.5 | 2009-05-10 | Common Stock (2104) | 2104 | Direct |
| Incentive Stock Option (right to buy) | $58.625 | 2011-05-08 | Common Stock (1704) | 1704 | Direct |
| Non-Qualified Stock Option (right to buy) | $46.675 | 2008-05-12 | Common Stock (824) | 824 | Direct |
| Non-Qualified Stock Option (right to buy) | $47.5 | 2009-05-10 | Common Stock (19016) | 19016 | Direct |
| Non-Qualified Stock Option (right to buy) | $48.225 | 2005-05-06 | Common Stock (4788) | 4788 | Direct |
| Non-Qualified Stock Option (right to buy) | $48.25 | 2004-05-07 | Common Stock (3946) | 3946 | Direct |
| Non-Qualified Stock Option (right to buy) | $48.25 | 2006-05-12 | Common Stock (6060) | 6060 | Direct |
| Non-Qualified Stock Option (right to buy) | $58.625 | 2011-05-08 | Common Stock (38296) | 38296 | Direct |
| Non-Qualified Stock Option (right to buy) | $61.85 | 2013-05-12 | Common Stock (41500) | 41500 | Direct |
| Non-Qualified Stock Option (right to buy) | $64.5 | 2012-05-14 | Common Stock (40000) | 40000 | Direct |
| Non-Qualified Stock Option (right to buy) | $66.95 | 2007-05-11 | Common Stock (6654) | 6654 | Direct |
| Non-Qualified Stock Option (right to buy) | $66.95 | 2008-05-12 | Common Stock (6032) | 6032 | Direct |
| Non-Qualified Stock Option (right to buy) | $66.95 | 2010-05-07 | Common Stock (14484) | 14484 | Direct |
Footnotes
F1: The directly-held common stock holding reported in Table I includes shares acquired during the fiscal year pursuant to 3M's General Employee Stock Purchase Plan.
F2: Shares held in corporate custody as restricted shares and awarded under the applicable 3M Management Stock Ownership Program pursuant to Rule 16b-3(d) have been distributed to participant (including shares withheld for taxes) pursuant to the provisions of the Program.
F3: On September 29, 2003, the common stock of 3M Company split 2-for-1. The shares of common stock reported on Table I and all options reported on Table II have been adjusted to reflect the split.