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3M CO — Director's Dealing 2003
Oct 28, 2003
17737_dirs_2003-10-28_a6a5c1f7-829c-4490-9620-aae350c03cb0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3M CO (MMM)
CIK: 0000066740
Period of Report: 2003-10-24
Reporting Person: REICH CHARLES (EXEC VP HEALTH CARE)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-08-27 | Common Stock | G | 2 | — | Disposed | 24011 | Direct |
| 2003-10-23 | Common Stock | G | 35 | — | Disposed | 47986 | Direct |
| 2003-10-24 | Common Stock | F | 61 | $70.375 | Disposed | 47925 | Direct |
| 2003-08-27 | Common Stock | G | 2 | — | Acquired | 6 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2134 | Indirect |
| Common Stock | 3 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) | $43.35 | 2010-05-09 | Common Stock (2306) | 2306 | Direct |
| Incentive Stock Option (right to buy) | $47.5 | 2009-05-10 | Common Stock (2104) | 2104 | Direct |
| Incentive Stock Option (right to buy) | $58.625 | 2011-05-08 | Common Stock (1704) | 1704 | Direct |
| Non-Qualified Stock Option (right to buy) | $43.35 | 2010-05-09 | Common Stock (27694) | 27694 | Direct |
| Non-Qualified Stock Option (right to buy) | $53.625 | 2004-05-10 | Common Stock (3870) | 3870 | Direct |
| Non-Qualified Stock Option (right to buy) | $53.625 | 2005-05-09 | Common Stock (4572) | 4572 | Direct |
| Non-Qualified Stock Option (right to buy) | $55.325 | 2006-05-12 | Common Stock (5656) | 5656 | Direct |
| Non-Qualified Stock Option (right to buy) | $55.325 | 2007-05-11 | Common Stock (7442) | 7442 | Direct |
| Non-Qualified Stock Option (right to buy) | $58.625 | 2011-05-08 | Common Stock (78296) | 78296 | Direct |
| Non-Qualified Stock Option (right to buy) | $61.85 | 2013-05-12 | Common Stock (74000) | 74000 | Direct |
| Non-Qualified Stock Option (right to buy) | $63.075 | 2013-01-27 | Common Stock (31782) | 31782 | Direct |
| Non-Qualified Stock Option (right to buy) | $64.5 | 2012-05-14 | Common Stock (84000) | 84000 | Direct |
Footnotes
F1: On September 29, 2003, the common stock of 3M Company split 2-for-1. The shares of common stock reported on Table I and all options reported on Table II have been adjusted to reflect the split.
F2: Shares held in corporate custody as restricted shares and awarded under the applicable 3M Management Stock Ownership Program pursuant to Rule 16b-3(d) have been distributed to participant (including shares withheld for taxes) pursuant to the provisions of the Program.
F3: The following information would typically be included in Column 5 of Table I.
-Individual currently owns 1,060 shares of indirectly-held common stock holding (401k/PAESOP), which includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan. 1 share held by reporting person's spouse.