3D SYSTEMS CORP — Director's Dealing 2020

Jan 9, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: 3D SYSTEMS CORP (DDD)
CIK: 0000910638
Period of Report: 2020-01-01

Reporting Person: Stern Sadie (EVP, Human Resources)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	9480	Direct
Common Stock	71174	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Performance Based Restricted Stock	$		Common Stock (8000)		Direct
Performance Based Restricted Stock	$		Common Stock (8000)		Direct

Footnotes

F1: This amount includes 71,174 shares of restricted stock ("RSAs") issued pursuant to the Issuer's 2015 Incentive Plan. Of these shares, 6,668 RSAs vest on October 23, 2020; 5,700 RSAs vest on August 15, 2020; 2,352 RSAs vest on March 1, 2020; 2,351 RSAs vest on March 1, 2021; 6,092 RSAs vest on February 15, 2020; 6,092 RSAs vest on February 15, 2021; 6,091 RSAs vest on February 15, 2022; 2,028 RSAs vest on June 13, 2020; 2,028 RSAs vest on June 13, 2021; 2,027 RSAs vest on June 13, 2022; 14,872 RSAs vest on December 13, 2020; 7,437 RSAs vest on December 13, 2021; and 7,436 RSAs vest on December 13, 2022.

F2: The Reporting Person has been awarded 8,000 shares of RSAs under the Issuer's 2015 Incentive Plan. These RSAs vest, if at all, on the later date that is six months after the date of grant and the date that the closing price of a share of the common stock on each trading day during the immediately prior ninety consecutive calendar days is at least $30.

F3: he Reporting Person has been awarded 8,000 shares of RSAs under the Issuer's 2015 Incentive Plan. These RSAs vest, if at all, on the later date that is six months after the date of grant and the date that the closing price of a share of the common stock on each trading day during the immediately prior ninety consecutive calendar days is at least $40.