3D SYSTEMS CORP — Director's Dealing 2020

Jul 21, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: 3D SYSTEMS CORP (DDD)
CIK: 0000910638
Period of Report: 2020-07-17

Reporting Person: Ellis Menno (EVP, Healthcare Solutions)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	105071	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Performance Based Restricted Stock	$		Common Stock (10000)		Direct
Performance Based Restricted Stock	$		Common Stock (10000)		Direct
Performance Based Stock Option (Right to Buy)	$13.28	2026-12-01	Common Stock (50000)		Direct
Performance Based Stock Option (Right to Buy)	$13.28	2026-12-01	Common Stock (50000)		Direct

Footnotes

F1: This amount includes 62,040 shares of restricted stock ("RSAs") issued pursuant to the Issuer's 2015 Incentive Plan. Of these shares, 5,700 RSAs vest on August 15, 2020; 6,092 RSAs vest on February 15, 2021; 6,091 RSAs vest on February 15, 2021; 8,328 RSAs vest on December 13, 2020; 4,165 RSAs vest on December 13, 2021; 4,164 RSAs vest on December 13, 2022; 9,167 RSAs vest on February 15, 2021; 9,167 RSAs vest on February 15, 2022; and 9,166 RSAs vest on February 15, 2023. This amount also inlcudes 2,351 restricted stock units issued pursuant to the Issuer's 2015 Incentive Plan that vest on March 1, 2021.

F2: The Reporting Person has been awarded 10,000 shares of restricted stock under the Issuer's 2015 Incentive Plan. These shares of restricted stock vest, if at all, on the later date that is six months after the date of grant and the date that the closing price of a share of the common stock on each trading day during the immediately prior ninety consecutive calendar days is at least $30.

F3: The Reporting Person has been awarded 10,000 shares of restricted stock under the Issuer's 2015 Incentive Plan. These shares of restricted stock vest, if at all, on the later date that is six months after the date of grant and the date that the closing price of a share of the common stock on each trading day during the immediately prior ninety consecutive calendar days is at least $40.

F4: The Reporting Person has been awarded 50,000 options under the Issuer's 2015 Incentive Plan. These options to purchase the shares of common stock at an exercise price equal to the closing price of the common stock on December 1, 2016 are exercisable, if at all, on the later of the date that is six months after the date of grant and the date that the closing price of a share of the common stock on each of the trading days during the immediately prior ninety consecutive calendar days is at least $30.

F5: The Reporting Person has been awarded 50,000 options under the Issuer's 2015 Incentive Plan. These options to purchase the shares of common stock at an exercise price equal to the closing price of the common stock on December 1, 2016 are exercisable, if at all, on the later of the date that is six months after the date of grant and the date that the closing price of a share of the common stock on each of the trading days during the immediately prior ninety consecutive calendar days is at least $40.