3D SYSTEMS CORP — Director's Dealing 2019

Jan 14, 2019

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: 3D SYSTEMS CORP (DDD)
CIK: 0000910638
Period of Report: 2019-01-14

Reporting Person: KOECK HERBERT (EVP, Global Go To Market)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	35689	Direct
Common Stock	39471	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Performance Based Restricted Stock Units	$		Common Stock (15000)		Direct
Performance Based Restricted Stock Units	$		Common Stock (15000)		Direct
Performance Based Stock Options (Right to Buy)	$15.75	2026-09-06	Common Stock (70000)		Direct
Performance Based Stock Options (Right to Buy)	$15.75	2026-09-06	Common Stock (70000)		Direct

Footnotes

F1: The Reporting Person has been awarded 39,471 restricted stock units under the Issuer's 2015 Incentive Plan. These units will convert into an equal number of common stock shares upon vesting. 11,403 restricted stock units vest on August 15, 2019; 16,666 restricted stock units vest on September 6, 2019; and 11,402 restricted stock units vest on August 15, 2020.

F2: The Reporting Person has been awarded 15,000 restricted stock units under the Issuer's 2015 Incentive Plan. These restricted stock units convert into an equal number of common stock shares upon vesting. These restricted stock units vest, if at all, on the later date that is six months after the date of grant and the date that the closing price of a share of the common stock on each trading day during the immediately prior ninety consecutive calendar days is at least $30.

F3: The Reporting Person has been awarded 15,000 restricted stock units under the Issuer's 2015 Incentive Plan. These restricted stock units convert into an equal number of common stock shares upon vesting. These restricted stock units vest, if at all, on the later date that is six months after the date of grant and the date that the closing price of a share of the common stock on each trading day during the immediately prior ninety consecutive calendar days is at least $40.

F4: The Reporting Person has been awarded 70,000 options under the Issuer's 2015 Incentive Plan. These options to purchase the shares of common stock at an exercise price equal to the closing price of the common stock on September 6, 2016 are exercisable, if at all, on the later of the date that is six months after the date of grant and the date that the closing price of a share of the common stock on each of the trading days during the immediately prior ninety consecutive calendar days is at least $30.

F5: The Reporting Person has been awarded 70,000 options under the Issuer's 2015 Incentive Plan. These options to purchase the shares of common stock at an exercise price equal to the closing price of the common stock on September 6, 2016 are exercisable, if at all, on the later of the date that is six months after the date of grant and the date that the closing price of a share of the common stock on each of the trading days during the immediately prior ninety consecutive calendar days is at least $40.