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3D SYSTEMS CORP — Director's Dealing 2019
Jan 14, 2019
33095_dirs_2019-01-14_74ccabc5-053c-4a45-b0a2-15bde37a7c16.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: 3D SYSTEMS CORP (DDD)
CIK: 0000910638
Period of Report: 2019-01-14
Reporting Person: SCHULTZ PHILIP C. (EVP, Operations)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 51800 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Performance Based Restricted Stock | $ | Common Stock (10000) | Direct | ||
| Performance Based Restricted Stock | $ | Common Stock (10000) | Direct | ||
| Performance Based Stock Options (Right to Buy) | $15.75 | 2026-09-06 | Common Stock (50000) | Direct | |
| Performance Based Stock Options (Right to Buy) | $15.75 | 2026-09-06 | Common Stock (50000) | Direct |
Footnotes
F1: This amount includes 30,670 shares of restricted stock issued pursuant to the Issuer's 2015 Incentive Plan. Of these restricted shares, 11,666 restricted shares vest on September 6, 2019; 9,503 restricted shares vest on August 15, 2019; and 9,501 restricted shares vest on August 15, 2020.
F2: The Reporting Person has been awarded 10,000 shares of restricted stock under the Issuer's 2015 Incentive Plan. These shares of restricted stock vest, if at all, on the later date that is six months after the date of grant and the date that the closing price of a share of the common stock on each trading day during the immediately prior ninety consecutive calendar days is at least $30.
F3: The Reporting Person has been awarded 10,000 shares of restricted stock under the Issuer's 2015 Incentive Plan. These shares of restricted stock vest, if at all, on the later date that is six months after the date of grant and the date that the closing price of a share of the common stock on each trading day during the immediately prior ninety consecutive calendar days is at least $40.
F4: The Reporting Person has been awarded 50,000 options under the Issuer's 2015 Incentive Plan. These options to purchase the shares of common stock at an exercise price equal to the closing price of the common stock on September 6, 2016 are exercisable, if at all, on the later of the date that is six months after the date of grant and the date that the closing price of a share of the common stock on each of the trading days during the immediately prior ninety consecutive calendar days is at least $30.
F5: The Reporting Person has been awarded 50,000 options under the Issuer's 2015 Incentive Plan. These options to purchase the shares of common stock at an exercise price equal to the closing price of the common stock on September 6, 2016 are exercisable, if at all, on the later of the date that is six months after the date of grant and the date that the closing price of a share of the common stock on each of the trading days during the immediately prior ninety consecutive calendar days is at least $40.