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3D SYSTEMS CORP — Director's Dealing 2017
Aug 16, 2017
33095_dirs_2017-08-16_99b72ef0-72a5-4390-b4dd-09d3d52dcacf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3D SYSTEMS CORP (DDD)
CIK: 0000910638
Period of Report: 2017-08-15
Reporting Person: LOEWENBAUM G WALTER II (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-15 | Common Stock | G | 3000 | $0.00 | Disposed | 1006777 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 376441 | Indirect |
| Common Stock | 207292 | Indirect |
| Common Stock | 33279 | Indirect |
| Common Stock | 5100 | Indirect |
| Common Stock | 5100 | Indirect |
| Common Stock | 60000 | Indirect |
| Common Stock | 55565 | Indirect |
| Common Stock | 67500 | Indirect |
| Common Stock | 13197 | Indirect |
| Common Stock | 8893 | Indirect |
Footnotes
F1: Includes 27,671 shares previously held through George Walter Loewenbaum TTEE the GWL3D 2015 Annuity Trust U/A Dtd 05/18/2015 which were transferred to the Reporting Person's direct holdings on June 1, 2017. This transfer did not change the Reporting Person's total beneficial ownership as of the transaction date.
F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein.
F3: Mr. and Mrs. Loewenbaum serve as Trustees.
F4: Includes 18,645 shares previously held through Lillian Shaw Loewenbaum TTEE the LSL3D 2015 Annuity Trust U/A Dtd 5/18/2015 which were transferred to the Reporting Person's spouse on June 1, 2017. It also includes 11,703 shares previously held through Lillian Shaw Loewenbaum TTEE The LSL3DS 2014 Annuity Trust U/A Dtd 11/13/2014 which were transferred to the Reporting Person's spouse on June 13, 2017. Neither transfer changed the Reporting Person's total beneficial ownership as of the transaction date.
F5: Mr. Loewenbaum serves as Trustee.
F6: Mr. and Mrs. Loewenbaum are the general partners.
F7: The limited liability company is owned 100% by Mr. Loewenbaum.
F8: Excludes 27,671 shares previously held through George Walter Loewenbaum TTEE the GWL3D 2015 Annuity Trust U/A Dtd 05/18/2015 which were transferred to the Reporting Person's direct holdings on June 1, 2017. This transfer did not change the Reporting Person's total beneficial ownership as of the transaction date.
F9: Excludes 18,645 shares previously held through Lillian Shaw Loewenbaum TTEE the LSL3D 2015 Annuity Trust U/A Dtd 5/18/2015 which were transferred to the Reporting Person's spouse on June 1, 2017. This transfer did not change the Reporting Person's total beneficial ownership as of the transaction date.