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3D SYSTEMS CORP — Director's Dealing 2016
Jul 1, 2016
33095_dirs_2016-07-01_2ad3f6c3-ae6a-4424-b9ac-f92584768e1f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3D SYSTEMS CORP (DDD)
CIK: 0000910638
Period of Report: 2016-07-01
Reporting Person: McMullen John N (EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-01 | Common Stock | A | 75000 | $0.00 | Acquired | 75000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-07-01 | Performance Based Restricted Stock | $ | A | 25000 | Acquired | Common Stock (25000) | Direct | |
| 2016-07-01 | Performance Based Restricted Stock | $ | A | 25000 | Acquired | Common Stock (25000) | Direct | |
| 2016-07-01 | Performance Based Stock Options (Right to Buy) | $13.41 | A | 100000 | Acquired | 2026-07-01 | Common Stock (100000) | Direct |
| 2016-07-01 | Performance Based Stock Options (Right to Buy) | $13.41 | A | 100000 | Acquired | 2026-07-01 | Common Stock (100000) | Direct |
Footnotes
F1: The Reporting Person has been awarded 75,000 shares of restricted stock under the Issuer's 2015 Incentive Plan. One-third of the total shares awarded vest on July 1, 2017, an additional one-third of the total shares awarded vest on July 1, 2018, and the remaining shares awarded vest on July 1, 2019.
F2: The Reporting Person has been awarded 25,000 shares of restricted stock under the Issuer's 2015 Incentive Plan. These shares of restricted stock vest, if at all, on the date that the closing price of the common stock on each of the trading days during the immediately prior ninety consecutive calendar days is at least $30.
F3: The Reporting Person has been awarded 25,000 shares of restricted stock under the Issuer's 2015 Incentive Plan. These shares of restricted stock vest, if at all, on the date that the closing price of the common stock on each of the trading days during the immediately prior ninety consecutive calendar days is at least $40.
F4: The Reporting Person has been awarded 100,000 performance-based options under the Issuer's 2015 Incentive Plan. These options to purchase the shares of common stock at an exercise price equal to the closing price of the common stock on July 1, 2016 are exercisable, if at all, on the later of the date that is six months after the date of grant and the date that the closing price of a share of the common stock on each of the trading days during the immediately prior ninety consecutive calendar days is at least $30.
F5: The Reporting Person has been awarded 100,000 performance-based options under the Issuer's 2015 Incentive Plan. These options to purchase the shares of common stock at an exercise price equal to the closing price of the common stock on July 1, 2016 are exercisable, if at all, on the later of the date that is six months after the date of grant and the date that the closing price of a share of the common stock on each of the trading days during the immediately prior ninety consecutive calendar days is at least $40.