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3D SYSTEMS CORP — Director's Dealing 2015
May 21, 2015
33095_dirs_2015-05-21_0069f496-4b23-428f-98c2-1ddbfc7e32c6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3D SYSTEMS CORP (DDD)
CIK: 0000910638
Period of Report: 2015-05-19
Reporting Person: LOEWENBAUM G WALTER II (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-05-19 | Common Stock | G | 5100 | $0.00 | Disposed | 210715 | Indirect |
| 2015-05-19 | Common Stock | A | 3000 | — | Acquired | 917394 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 376441 | Indirect |
| Common Stock | 33279 | Indirect |
| Common Stock | 5100 | Indirect |
| Common Stock | 5100 | Indirect |
| Common Stock | 60000 | Indirect |
| Common Stock | 55565 | Indirect |
| Common Stock | 67500 | Indirect |
| Common Stock | 198802 | Indirect |
| Common Stock | 180000 | Indirect |
| Common Stock | 18328 | Indirect |
| Common Stock | 44967 | Indirect |
| Common Stock | 50000 | Indirect |
| Common Stock | 50000 | Indirect |
| Common Stock | 81672 | Indirect |
| Common Stock | 55033 | Indirect |
Footnotes
F1: The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein.
F2: These shares were awarded to the Reporting Person pursuant to the 2004 Restricted Stock Plan for Non-Employee Directors, and the Reporting Person purchased these shares at par value, or $0.001 per share.
F3: Mr. and Mrs. Loewenbaum serve as Trustees.
F4: Mr. Loewenbaum serves as Trustee.
F5: Mr. and Mrs. Loewenbaum are the general partners.
F6: The limited liability company is owned 100% by Mr. Loewenbaum.
F7: Excludes 81,672 shares previously held through George Walter Loewenbaum TTEE the GWLDDD 2014 Annuity Trust U/A Dtd 04/14/2014 which were transferred to The GWL3D 2015 Annuity Trust U/A Dtd 05/18/2015 on May 20, 2015. This did not change the Reporting Person's total beneficial ownership as of the transaction date.
F8: Excludes 55,033 shares previously held through Lillian Shaw Loewenbaum TTEE the LSLDDD 2014 Annuity Trust U/A Dtd 04/14/2014 which were transferred to The LSL3D 2015 Annuity Trust U/A Dtd 05/18/2015 on May 20, 2015. This did not change the Reporting Person's total beneficial ownership as of the transaction date.
F9: Mrs. Loewenbaum serves as trustee.
F10: Includes 81,672 shares previously held through George Walter Loewenbaum TTEE the GWLDDD 2014 Annuity Trust U/A Dtd 04/14/2014 which were transferred to The LSL3D 2015 Annuity Trust U/A Dtd 05/18/2015 on May 20, 2015. This did not change the Reporting Person's total beneficial ownership as of the transaction date.
F11: Includes 55,033 shares previously held through Lillian Shaw Loewenbaum TTEE the LSLDDD 2014 Annuity Trust U/A Dtd 04/14/2014 which were transferred to the The LSL3D 2015 Annuity Trust U/A Dtd 05/18/2015 on May 20, 2015. This did not change the Reporting Person's total beneficial ownership as of the transaction date.