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3D SYSTEMS CORP — Director's Dealing 2015
Aug 12, 2015
33095_dirs_2015-08-12_076d147c-b593-4b16-8a5d-5489768f22cf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3D SYSTEMS CORP (DDD)
CIK: 0000910638
Period of Report: 2015-08-10
Reporting Person: LOEWENBAUM G WALTER II (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-10 | Common Stock | P | 5000 | $14.20 | Acquired | 919410 | Direct |
| 2015-08-11 | Common Stock | P | 20000 | $13.93 | Acquired | 889410 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 376441 | Indirect |
| Common Stock | 210715 | Indirect |
| Common Stock | 33279 | Indirect |
| Common Stock | 5100 | Indirect |
| Common Stock | 5100 | Indirect |
| Common Stock | 60000 | Indirect |
| Common Stock | 55565 | Indirect |
| Common Stock | 67500 | Indirect |
| Common Stock | 223802 | Indirect |
| Common Stock | 205000 | Indirect |
| Common Stock | 18328 | Indirect |
| Common Stock | 44967 | Indirect |
| Common Stock | 50000 | Indirect |
| Common Stock | 50000 | Indirect |
| Common Stock | 81672 | Indirect |
| Common Stock | 55033 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.81 to $14.05, inclusive. The reporting person undertakes to provide to 3D Systems Corporation, any security holder of 3D Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 of this Form 4.
F2: Excludes 50,000 shares previously held through his direct holdings in which 25,000 shares were transferred to Elizabeth Scott Loewenbaum 2010 Trust and 25,000 shares were transferred to Anna Loewenbaum Hargrove 2010 Trust on August 11, 2015. This did not change the Reporting Person's total beneficial ownership as of the transaction date.
F3: The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein.
F4: Mr. and Mrs. Loewenbaum serve as Trustees.
F5: Mr. Loewenbaum serves as Trustee.
F6: Mr. and Mrs. Loewenbaum are the general partners.
F7: The limited liability company is owned 100% by Mr. Loewenbaum.
F8: Includes 25,000 shares previously held through Mr. Loewenbaum's direct holdings which were transferred to Elizabeth Scott Loewenbaum 2010 Trust on August 11, 2015. This did not change the Reporting Person's total beneficial ownership as of the transaction date.
F9: Includes 25,000 shares previously held through Mr. Loewenbaum's direct holdings which were transferred to Anna Loewenbaum Hargrove 2010 Trust on August 11, 2015. This did not change the Reporting Person's total beneficial ownership as of the transaction date.
F10: Mrs. Loewenbaum serves as trustee.