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3D SYSTEMS CORP — Director's Dealing 2014
May 20, 2014
33095_dirs_2014-05-20_3ecb7235-5457-45d5-98bd-3ac1bf0f716e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: 3D SYSTEMS CORP (DDD)
CIK: 0000910638
Period of Report: 2014-04-21
Reporting Person: LOEWENBAUM G WALTER II (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-21 | Common Stock | J | 100000 | $0.00 | Disposed | 265815 | Indirect |
| 2014-04-21 | Common Stock | J | 100000 | $0.00 | Disposed | 925885 | Direct |
| 2014-05-19 | Common Stock | A | 2030 | — | Acquired | 927915 | Direct |
| 2014-04-21 | Common Stock | J | 100000 | $0.00 | Acquired | 100000 | Indirect |
| 2014-04-21 | Common Stock | J | 100000 | $0.00 | Acquired | 100000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 376441 | Indirect |
| Common Stock | 33279 | Indirect |
| Common Stock | 5100 | Indirect |
| Common Stock | 5100 | Indirect |
| Common Stock | 60000 | Indirect |
| Common Stock | 55565 | Indirect |
| Common Stock | 67500 | Indirect |
| Common Stock | 198802 | Indirect |
| Common Stock | 180000 | Indirect |
Footnotes
F1: Ms. Loewenbaum transferred 100,000 shares from the Lillian S. Loewenbaum account to the Lillian Shaw Loewenbaum TTEE The LSLDDD 2014 Annuity Trust U/A. This did not change her total beneficial ownership of the transaction date.
F2: The Reporting Person disclaims beneficial ownership of these securities except to the extent of any pecuniary interest therein.
F3: Mr. Loewenbaum transferred 100,000 shares from the George Walter Loewenbaum account to the George Walter Loewenbaum TTEE The GWLDDD 2014 Annuity Trust U/A. This did not change his total beneficiary ownership of the transaction date.
F4: These shares were awarded to the Reporting Person pursuant to the 2004 Restricted Stock Plan for Non-Employee Directors, and the Reporting Person purchased these shares at par value, or $0.001 per share.
F5: Mr. Loewenbaum serves as Trustee.
F6: Mrs. Loewenbaum serves as trustee.
F7: Mr. and Mrs. Loewenbaum serve as Trustees.
F8: Mr. and Mrs. Loewenbaum are the general partners.
F9: The limited liability company is owned 100% by Mr. Loewenbaum.