Melrose Industries PLC

Major Shareholding Notification • Feb 21, 2018

National Storage Mechanism | Additional information

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RNS Number : 5343F

UBS AG (EPT)

21 February 2018

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:	GKN Plc
(d) Date dealing undertaken:	20 February 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES GKN Plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
48/7p ordinary	Buy	1627159	2.24800        GBP	2.22384        GBP
48/7p ordinary	Sell	676307	2.24801       GBP	2.22295       GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
48/7p ordinary	CFD	Long	2260	2.244478        GBP
48/7p ordinary	CFD	Long	3688	2.244254        GBP
48/7p ordinary	CFD	Long	4539	2.242028        GBP
48/7p ordinary	CFD	Long	169	2.233        GBP
48/7p ordinary	CFD	Long	7026	2.243881        GBP
48/7p ordinary	CFD	Long	1300	2.237        GBP
48/7p ordinary	CFD	Long	3870	2.23955297157623        GBP
48/7p ordinary	CFD	Long	2608	2.23509969325153        GBP
48/7p ordinary	CFD	Long	4152	2.24052        GBP
48/7p ordinary	CFD	Long	20800	2.237513        GBP
48/7p ordinary	CFD	Long	41520	2.248        GBP
48/7p ordinary	CFD	Long	18766	2.2303325162528        GBP
48/7p ordinary	CFD	Long	60	2.2398        GBP
48/7p ordinary	CFD	Long	21404	2.22980050457858        GBP
48/7p ordinary	CFD	Long	10700	2.244542        GBP
48/7p ordinary	CFD	Long	1222	2.23981178396072        GBP
48/7p ordinary	CFD	Long	6031	2.23        GBP
48/7p ordinary	CFD	Short	1000	2.23        GBP
48/7p ordinary	CFD	Short	6498	2.233557        GBP
48/7p ordinary	CFD	Short	496729	2.232859        GBP
48/7p ordinary	CFD	Short	1200	2.233667        GBP
48/7p ordinary	CFD	Short	16504	2.24133603974794        GBP
48/7p ordinary	CFD	Short	66472	2.243712        GBP
48/7p ordinary	CFD	Short	1300	2.245        GBP
48/7p ordinary	CFD	Short	6031	2.242        GBP
48/7p ordinary	CFD	Short	30194	2.244068        GBP
48/7p ordinary	CFD	Short	54300	2.241444        GBP
48/7p ordinary	CFD	Short	53469	2.23812770016271        GBP
48/7p ordinary	CFD	Short	36705	2.23838795804386        GBP
48/7p ordinary	CFD	Short	31259	2.23855049745673        GBP
48/7p ordinary	CFD	Short	4567	2.23680096343333        GBP
48/7p ordinary	CFD	Short	37472	2.2381079205807        GBP
48/7p ordinary	CFD	Short	37172	2.23893791025503        GBP
48/7p ordinary	CFD	Short	25273	2.24238080164603        GBP
48/7p ordinary	CFD	Short	10083	2.24211048299117        GBP
48/7p ordinary	CFD	Short	65375	2.237511        GBP
48/7p ordinary	CFD	Short	110264	2.24024187        GBP
48/7p ordinary	CFD	Short	6800	2.23865        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

###### Date of disclosure:	21 February 2018
###### Contact name:	Wendy Dent
###### Telephone number:	+44 (0)207 568 1245

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

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