Melrose Industries PLC

Major Shareholding Notification • Feb 19, 2018

National Storage Mechanism | Additional information

You don't have Javascript enabled. For full functionality this page requires javascript to be enabled.

RNS Number : 2663F

UBS AG (EPT)

19 February 2018

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:	GKN Plc
(d) Date dealing undertaken:	16 February 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES GKN Plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
48/7p ordinary	Buy	3276475	2.28050       GBP	2.24200        GBP
48/7p ordinary	Sell	2952967	2.28100        GBP	2.155838       GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
48/7p ordinary	CFD	Long	1043215	2.2661        GBP
48/7p ordinary	CFD	Long	6819	2.26954538788679        GBP
48/7p ordinary	CFD	Long	20900	2.273816        GBP
48/7p ordinary	CFD	Long	529	2.271818        GBP
48/7p ordinary	CFD	Long	2118	2.27983002832861        GBP
48/7p ordinary	CFD	Long	7395	2.27883029073698        GBP
48/7p ordinary	CFD	Long	166	2.27981927710843        GBP
48/7p ordinary	CFD	Long	3321	2.27980728696176        GBP
48/7p ordinary	CFD	Long	18641	2.26925915991631        GBP
48/7p ordinary	CFD	Short	178244	2.27115414824622        GBP
48/7p ordinary	CFD	Short	292193	2.269        GBP
48/7p ordinary	CFD	Short	467509	2.26489047        GBP
48/7p ordinary	CFD	Short	53024	2.265754        GBP
48/7p ordinary	CFD	Short	70174	2.267606        GBP
48/7p ordinary	CFD	Short	20746	2.264783        GBP
48/7p ordinary	CFD	Short	7361	2.272862        GBP
48/7p ordinary	CFD	Short	308	2.2585        GBP
48/7p ordinary	CFD	Short	3791	2.260253        GBP
48/7p ordinary	CFD	Short	14244	2.265328        GBP
48/7p ordinary	CFD	Short	11719	2.272167        GBP
48/7p ordinary	CFD	Short	13534	2.263127        GBP
48/7p ordinary	CFD	Short	977	2.257421        GBP
48/7p ordinary	CFD	Short	19619	2.268887        GBP
48/7p ordinary	CFD	Short	2149	2.2735272219637        GBP
48/7p ordinary	CFD	Short	8000	2.25683125        GBP
48/7p ordinary	CFD	Short	34750	2.27334302158273        GBP
48/7p ordinary	CFD	Short	32690	2.27390027531355        GBP
48/7p ordinary	CFD	Short	47411	2.27532070616524        GBP
48/7p ordinary	CFD	Short	5273	2.27538403186042        GBP
48/7p ordinary	CFD	Short	26049	2.27366309647203        GBP
48/7p ordinary	CFD	Short	33236	2.25683144782766        GBP
48/7p ordinary	CFD	Short	26666	2.27336045901148        GBP
48/7p ordinary	CFD	Short	51776	2.2728405052534        GBP
48/7p ordinary	CFD	Short	2000	2.269442        GBP
48/7p ordinary	CFD	Short	800	2.2721        GBP
48/7p ordinary	CFD	Short	4400	2.267991        GBP
48/7p ordinary	CFD	Short	10081	2.26        GBP
48/7p ordinary	CFD	Short	6948	2.26137        GBP
48/7p ordinary	CFD	Short	23494	2.268848        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

###### Date of disclosure:	19 February 2018
###### Contact name:	Wendy Dent
###### Telephone number:	+44 (0)207 568 1245

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

END

FERLLFVIFLIALIT