Melrose Industries PLC

Major Shareholding Notification • Feb 16, 2018

National Storage Mechanism | Additional information

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RNS Number : 1423F

UBS AG (EPT)

16 February 2018

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:	GKN Plc
(d) Date dealing undertaken:	15 February 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES GKN Plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
48/7p ordinary	Buy	3761375	2.30150        GBP	2.22500        GBP
48/7p ordinary	Sell	4607644	2.30150        GBP	2.21304       GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
48/7p ordinary	CFD	Long	4450	2.284933        GBP
48/7p ordinary	CFD	Long	6966	2.285327        GBP
48/7p ordinary	CFD	Long	23392	2.28366        GBP
48/7p ordinary	CFD	Long	44079	2.271662        GBP
48/7p ordinary	CFD	Long	3930	2.277522        GBP
48/7p ordinary	CFD	Long	7110	2.282905        GBP
48/7p ordinary	CFD	Long	11628	2.285347        GBP
48/7p ordinary	CFD	Long	13456	2.28212916        GBP
48/7p ordinary	CFD	Long	9300	2.273834        GBP
48/7p ordinary	CFD	Long	536	2.275        GBP
48/7p ordinary	CFD	Long	8556	2.27744389901823        GBP
48/7p ordinary	CFD	Long	48216	2.285633        GBP
48/7p ordinary	CFD	Long	1269	2.284        GBP
48/7p ordinary	CFD	Long	292262	2.213104        GBP
48/7p ordinary	CFD	Long	584523	2.2714        GBP
48/7p ordinary	CFD	Long	3054	2.281853        GBP
48/7p ordinary	CFD	Long	76773	2.268234        GBP
48/7p ordinary	CFD	Long	75676	2.274024        GBP
48/7p ordinary	CFD	Long	65879	2.283599        GBP
48/7p ordinary	CFD	Long	4600	2.264609        GBP
48/7p ordinary	CFD	Long	8100	2.266481        GBP
48/7p ordinary	CFD	Long	1178	2.259        GBP
48/7p ordinary	CFD	Long	11022	2.265505        GBP
48/7p ordinary	CFD	Short	410	2.28        GBP
48/7p ordinary	CFD	Short	745	2.27        GBP
48/7p ordinary	CFD	Short	4752	2.249871        GBP
48/7p ordinary	CFD	Short	1914	2.269649        GBP
48/7p ordinary	CFD	Short	7350	2.268041        GBP
48/7p ordinary	CFD	Short	3200	2.248656        GBP
48/7p ordinary	CFD	Short	100	2.2622        GBP
48/7p ordinary	CFD	Short	10600	2.26833962264151        GBP
48/7p ordinary	CFD	Short	28249	2.27271337038479        GBP
48/7p ordinary	CFD	Short	31051	2.27328040964864        GBP
48/7p ordinary	CFD	Short	107761	2.27071027551712        GBP
48/7p ordinary	CFD	Short	1281	2.28342701014832        GBP
48/7p ordinary	CFD	Short	8000	2.273455        GBP
48/7p ordinary	CFD	Short	81151	2.27495335855381        GBP
48/7p ordinary	CFD	Short	87807	2.27693076861754        GBP
48/7p ordinary	CFD	Short	28477	2.275394        GBP
48/7p ordinary	CFD	Short	1100	2.2792        GBP
48/7p ordinary	CFD	Short	13292	2.2703378        GBP
48/7p ordinary	CFD	Short	10000	2.279946        GBP
48/7p ordinary	CFD	Short	19536	2.278091        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

###### Date of disclosure:	16 February 2018
###### Contact name:	Wendy Dent
###### Telephone number:	+44 (0)207 568 1245

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

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