Melrose Industries PLC

Major Shareholding Notification • Feb 16, 2018

National Storage Mechanism | Additional information

You don't have Javascript enabled. For full functionality this page requires javascript to be enabled.

RNS Number : 1488F

UBS AG (EPT)

16 February 2018

This announcement replaces the previous RNS announcement 0260F released at 11:52 am on the 15 February 2018. Amendment made to section 2 (a). All other information remains unchanged

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	Melrose Industries plc
(c) Name of the party to the offer with which exempt principal trader is connected:	GKN Plc
(d) Date dealing undertaken:	14 February 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES GKN Plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
48/7p ordinary	Buy	2655781	2.22700        GBP	2.12750        GBP
48/7p ordinary	Sell	6402235	2.22700        GBP	2.12750        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
48/7p ordinary	CFD	Long	149000	2.1584        GBP
48/7p ordinary	CFD	Long	14176	2.198331        GBP
48/7p ordinary	CFD	Long	38268	2.200519        GBP
48/7p ordinary	CFD	Long	78758	2.199473        GBP
48/7p ordinary	CFD	Long	89768	2.201405        GBP
48/7p ordinary	CFD	Long	39630	2.13334847337875        GBP
48/7p ordinary	CFD	Long	867	2.13181084198385        GBP
48/7p ordinary	CFD	Long	3592	2.13184020044543        GBP
48/7p ordinary	CFD	Long	12911	2.13326001084347        GBP
48/7p ordinary	CFD	Long	96582	2.1475264        GBP
48/7p ordinary	CFD	Long	268200	2.141023        GBP
48/7p ordinary	CFD	Long	431683	2.1825        GBP
48/7p ordinary	CFD	Long	9310	2.182501        GBP
48/7p ordinary	CFD	Long	2221182	2.1991473        GBP
48/7p ordinary	CFD	Long	584523	2.2134        GBP
48/7p ordinary	CFD	Long	65475	2.137737        GBP
48/7p ordinary	CFD	Long	3363	2.160373        GBP
48/7p ordinary	CFD	Long	33059	2.14807737681116        GBP
48/7p ordinary	CFD	Long	1446	2.14778008298755        GBP
48/7p ordinary	CFD	Long	36409	2.15549809113131        GBP
48/7p ordinary	CFD	Long	47086	2.15195854394087        GBP
48/7p ordinary	CFD	Long	700	2.175851        GBP
48/7p ordinary	CFD	Long	33100	2.16674        GBP
48/7p ordinary	CFD	Long	25581	2.196054        GBP
48/7p ordinary	CFD	Long	4401	2.137944        GBP
48/7p ordinary	CFD	Long	1	2.192        GBP
48/7p ordinary	CFD	Short	81	2.1729        GBP
48/7p ordinary	CFD	Short	41877	2.20654559782219        GBP
48/7p ordinary	CFD	Short	58681	2.211        GBP
48/7p ordinary	CFD	Short	56165	2.184        GBP
48/7p ordinary	CFD	Short	1269	2.136        GBP
48/7p ordinary	CFD	Short	70017	2.20494537041004        GBP
48/7p ordinary	CFD	Short	11204	2.19983666547662        GBP
48/7p ordinary	CFD	Short	40902	2.19977702801819        GBP
48/7p ordinary	CFD	Short	8721	2.1554        GBP
48/7p ordinary	CFD	Short	208838	2.15658477        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

###### Date of disclosure:	16 February 2018
###### Contact name:	Wendy Dent
###### Telephone number:	+44 (0)207 568 1245

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

END

FERLLFLLFRIRLIT