Melrose Industries PLC

Major Shareholding Notification • Feb 13, 2018

National Storage Mechanism | Additional information

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RNS Number : 7487E

UBS AG (EPT)

13 February 2018

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1.         KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	GKN plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Melrose Industries plc
(d) Date dealing undertaken:	12 February 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?      If it is a cash offer or possible cash offer, state "N/A"	YES Melrose Industries plc

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)        Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
10p ordinary	Buy	688441	4.05259        GBP	3.98400        GBP
10p ordinary	Sell	1542283	4.02389        GBP	3.99100        GBP

(b)        Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
10p ordinary	CFD	Long	237429	3.9966        GBP
10p ordinary	CFD	Long	3978	3.99928258        GBP
10p ordinary	CFD	Long	23015	3.99968        GBP
10p ordinary	CFD	Long	2799	3.999678        GBP
10p ordinary	CFD	Long	600	4.000125        GBP
10p ordinary	CFD	Long	6	3.9977        GBP
10p ordinary	CFD	Long	310000	3.995        GBP
10p ordinary	CFD	Long	5820	3.99745017        GBP
10p ordinary	CFD	Long	101700	3.99850714        GBP
10p ordinary	CFD	Long	398521	3.99856309        GBP
10p ordinary	CFD	Long	99630	3.99856312        GBP
10p ordinary	CFD	Long	13592	4.0014        GBP
10p ordinary	CFD	Long	3398	4.001398        GBP
10p ordinary	CFD	Short	50000	4.002823        GBP
10p ordinary	CFD	Short	12610	4.052589        GBP
10p ordinary	CFD	Short	1600	4.024        GBP
10p ordinary	CFD	Short	6827	4.004301        GBP
10p ordinary	CFD	Short	285248	4.0043        GBP

(c)        Stock-settled derivative transactions (including options)

(i)         Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

(ii)        Exercise

Class of relevant security	Product description e.g. call option	Exercising/ exercised against	Number of securities	Exercise price per unit

(d)        Other dealings (including subscribing for new securities)

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

3.         OTHER INFORMATION

(a)        Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
None

(b)        Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"
None

###### Date of disclosure:	13 February 2018
###### Contact name:	Wendy Dent
###### Telephone number:	+44 (0)207 568 1245

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

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