Director's Dealing • Nov 8, 2017
Director's Dealing
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National Storage Mechanism | Additional information
RNS Number : 9368V
Ricardo PLC
08 November 2017
Ricardo PLC
Director / PDMR Shareholdings
8 November 2017
London
1. 2014 Long Term Incentive Plan - grant of plan cycle 11
Ricardo PLC (the "Company") announces that, on 8 November 2017, conditional awards over a total of 166,486 shares of 25 pence each in the Company ("Shares") were granted to Executive Directors and other Persons Discharging Managerial Responsibility ("PDMRs") as set out below under the terms of the Company's 2014 Long Term Incentive Plan (the "LTIP"). These awards vest after three years and are subject to TSR and EPS performance conditions.
| Name | Role | No. of Shares over which awards granted |
| Dave Shemmans | Executive Director | 57,927 |
| Ian Gibson | Executive Director | 20,510 |
| Mark Garrett | Executive Director | 17,899 |
| Paul Seller | PDMR | 5,696 |
| Gareth Taylor | PDMR | 2,833 |
| Tim Curtis | PDMR | 5,530 |
| Ian Rogerson | PDMR | 3,216 |
| Mark Barge | PDMR | 5,944 |
| Chris Amsden | PDMR | 3,132 |
| Chet Gryczan | PDMR | 3,581 |
| Brian Smith | PDMR | 2,154 |
| Gary Tan | PDMR | 8,354 |
| Paul Rivera | PDMR | 8,018 |
| David Wisnieski | PDMR | 4,263 |
| Rory Fisher | PDMR | 6,867 |
| James Mills | PDMR | 3,334 |
| James Passemard | PDMR | 7,228 |
2. Current total holdings of awards/options over shares
Following the above notification, the total number of Shares over which the relevant Executive Directors and other PDMRs hold outstanding awards / options is set out below:
| Name | Role | Total holding following this notification | Approximate % of Company's issued share capital |
| Dave Shemmans | Executive Director | 233,767 | 0.438% |
| Ian Gibson | Executive Director | 94,208 | 0.176% |
| Mark Garrett | Executive Director | 81,365 | 0.152% |
| Paul Seller | PDMR | 17,207 | 0.032% |
| Gareth Taylor | PDMR | 6,405 | 0.012% |
| Tim Curtis | PDMR | 15,125 | 0.028% |
| Ian Rogerson | PDMR | 7,485 | 0.014% |
| Mark Barge | PDMR | 16,454 | 0.031% |
| Chris Amsden | PDMR | 7,167 | 0.013% |
| Chet Gryczan | PDMR | 6,576 | 0.012% |
| Brian Smith | PDMR | 2,154 | 0.004% |
| Gary Tan | PDMR | 23,226 | 0.043% |
| Paul Rivera | PDMR | 17,796 | 0.033% |
| David Wisnieski | PDMR | 4,263 | 0.008% |
| Rory Fisher | PDMR | 6,867 | 0.013% |
| James Mills | PDMR | 7,230 | 0.014% |
| James Passemard | PDMR | 7,228 | 0.014% |
The following notifications are intended to satisfy the Company's obligations under Article 19(3) of EU Regulation No 596/2014 (the Market Abuse Regulation).
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Dave Shemmans
2
Reason for the notification
a)
Position/status
PDMR: Chief Executive Officer
b)
Initial notification/ Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Ricardo plc
b)
LEI
213800ZNYAY35F4XB814
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of 25p each ("Shares")
Identification code
GB0007370074
b)
Nature of the transaction
Conditional award of shares pursuant to the rules of the Ricardo plc 2014 Long Term Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| Nil | 57,927 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2017-11-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Ian Gibson
2
Reason for the notification
a)
Position/status
PDMR: Chief Financial Officer
b)
Initial notification/ Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Ricardo plc
b)
LEI
213800ZNYAY35F4XB814
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of 25p each ("Shares")
Identification code
GB0007370074
b)
Nature of the transaction
Conditional award of shares pursuant to the rules of the Ricardo plc 2014 Long Term Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| Nil | 20,510 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2017-11-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Mark Garrett
2
Reason for the notification
a)
Position/status
PDMR: Chief Operating Officer
b)
Initial notification/ Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Ricardo plc
b)
LEI
213800ZNYAY35F4XB814
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of 25p each ("Shares")
Identification code
GB0007370074
b)
Nature of the transaction
Conditional award of shares pursuant to the rules of the Ricardo plc 2014 Long Term Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| Nil | 17,899 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2017-11-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Paul Seller
2
Reason for the notification
a)
Position/status
PDMR: Managing Director - Ricardo Rail
b)
Initial notification/ Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Ricardo plc
b)
LEI
213800ZNYAY35F4XB814
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of 25p each ("Shares")
Identification code
GB0007370074
b)
Nature of the transaction
Conditional award of shares pursuant to the rules of the Ricardo plc 2014 Long Term Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| Nil | 5,696 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2017-11-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Gareth Taylor
2
Reason for the notification
a)
Position/status
PDMR: Finance Director - Transportation
b)
Initial notification/ Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Ricardo plc
b)
LEI
213800ZNYAY35F4XB814
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of 25p each ("Shares")
Identification code
GB0007370074
b)
Nature of the transaction
Conditional award of shares pursuant to the rules of the Ricardo plc 2014 Long Term Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| Nil | 2,833 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2017-11-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Tim Curtis
2
Reason for the notification
a)
Position/status
PDMR: Managing Director - Ricardo Energy and Environment
b)
Initial notification/ Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Ricardo plc
b)
LEI
213800ZNYAY35F4XB814
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of 25p each ("Shares")
Identification code
GB0007370074
b)
Nature of the transaction
Conditional award of shares pursuant to the rules of the Ricardo plc 2014 Long Term Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| Nil | 5,530 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2017-11-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Ian Rogerson
2
Reason for the notification
a)
Position/status
PDMR: Finance Director - Ricardo Energy and Environment
b)
Initial notification/ Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Ricardo plc
b)
LEI
213800ZNYAY35F4XB814
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of 25p each ("Shares")
Identification code
GB0007370074
b)
Nature of the transaction
Conditional award of shares pursuant to the rules of the Ricardo plc 2014 Long Term Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| Nil | 3,216 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2017-11-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Mark Barge
2
Reason for the notification
a)
Position/status
PDMR: Managing Director - Performance Products
b)
Initial notification/ Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Ricardo plc
b)
LEI
213800ZNYAY35F4XB814
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of 25p each ("Shares")
Identification code
GB0007370074
b)
Nature of the transaction
Conditional award of shares pursuant to the rules of the Ricardo plc 2014 Long Term Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| Nil | 5,944 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2017-11-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Chris Amsden
2
Reason for the notification
a)
Position/status
PDMR: Finance Director - Performance Products
b)
Initial notification/ Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Ricardo plc
b)
LEI
213800ZNYAY35F4XB814
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of 25p each ("Shares")
Identification code
GB0007370074
b)
Nature of the transaction
Conditional award of shares pursuant to the rules of the Ricardo plc 2014 Long Term Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| Nil | 3,132 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2017-11-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Chet Gryczan
2
Reason for the notification
a)
Position/status
PDMR: President, Ricardo Defence Systems
b)
Initial notification/ Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Ricardo plc
b)
LEI
213800ZNYAY35F4XB814
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of 25p each ("Shares")
Identification code
GB0007370074
b)
Nature of the transaction
Conditional award of shares pursuant to the rules of the Ricardo plc 2014 Long Term Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| Nil | 3,581 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2017-11-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Brian Smith
2
Reason for the notification
a)
Position/status
PDMR: Finance Director - Ricardo Defence Systems
b)
Initial notification/ Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Ricardo plc
b)
LEI
213800ZNYAY35F4XB814
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of 25p each ("Shares")
Identification code
GB0007370074
b)
Nature of the transaction
Conditional award of shares pursuant to the rules of the Ricardo plc 2014 Long Term Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| Nil | 2,154 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2017-11-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Gary Tan
2
Reason for the notification
a)
Position/status
PDMR: Managing Director - Asia
b)
Initial notification/ Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Ricardo plc
b)
LEI
213800ZNYAY35F4XB814
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of 25p each ("Shares")
Identification code
GB0007370074
b)
Nature of the transaction
Conditional award of shares pursuant to the rules of the Ricardo plc 2014 Long Term Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| Nil | 8,354 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2017-11-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
Paul Rivera
2
Reason for the notification
a)
Position/status
PDMR: President, Ricardo US
b)
Initial notification/ Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Ricardo plc
b)
LEI
213800ZNYAY35F4XB814
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of 25p each ("Shares")
Identification code
GB0007370074
b)
Nature of the transaction
Conditional award of shares pursuant to the rules of the Ricardo plc 2014 Long Term Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| Nil | 8,018 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2017-11-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
David Wisnieski
2
Reason for the notification
a)
Position/status
PDMR: VP Finance - Ricardo US
b)
Initial notification/ Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Ricardo plc
b)
LEI
213800ZNYAY35F4XB814
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of 25p each ("Shares")
Identification code
GB0007370074
b)
Nature of the transaction
Conditional award of shares pursuant to the rules of the Ricardo plc 2014 Long Term Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| Nil | 4,263 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2017-11-08
f)
Place of the transaction
Outside a trading venue
a)
Name
Rory Fisher
2
Reason for the notification
a)
Position/status
PDMR: Managing Director - Ricardo Automotive (EMEA)
b)
Initial notification/ Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Ricardo plc
b)
LEI
213800ZNYAY35F4XB814
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of 25p each ("Shares")
Identification code
GB0007370074
b)
Nature of the transaction
Conditional award of shares pursuant to the rules of the Ricardo plc 2014 Long Term Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| Nil | 6,867 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2017-11-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
James Mills
2
Reason for the notification
a)
Position/status
PDMR: Finance Director - Ricardo Automotive (EMEA)
b)
Initial notification/ Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Ricardo plc
b)
LEI
213800ZNYAY35F4XB814
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of 25p each ("Shares")
Identification code
GB0007370074
b)
Nature of the transaction
Conditional award of shares pursuant to the rules of the Ricardo plc 2014 Long Term Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| Nil | 3,334 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2017-11-08
f)
Place of the transaction
Outside a trading venue
1
Details of the person discharging managerial responsibilities/person closely associated
a)
Name
James Passemard
2
Reason for the notification
a)
Position/status
PDMR: Global Managing Director - Ricardo Strategic Consulting
b)
Initial notification/ Amendment
Initial Notification
3
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
Ricardo plc
b)
LEI
213800ZNYAY35F4XB814
4
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
a)
Description of the financial instrument, type of instrument
Ordinary shares of 25p each ("Shares")
Identification code
GB0007370074
b)
Nature of the transaction
Conditional award of shares pursuant to the rules of the Ricardo plc 2014 Long Term Incentive Plan
c)
Price(s) and volume(s)
| Price(s) | Volume(s) |
| Nil | 7,228 |
d)
Aggregated information
- Aggregated volume
- Price
Not applicable
e)
Date of the transaction
2017-11-08
f)
Place of the transaction
Outside a trading venue
This information is provided by RNS
The company news service from the London Stock Exchange
END
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