Director's Dealing • Jun 5, 2017
Director's Dealing
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National Storage Mechanism | Additional information
RNS Number : 0843H
Spirax-Sarco Engineering PLC
05 June 2017
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
| 1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
| # SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R, | ||
| 3. | Name of person discharging managerial responsibilities/director |
4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
| # NICHOLAS JOHN ANDERSON | N/A | ||
| 5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
| # HOLDING | 2612/13p ORDINARY SHARES | ||
| 7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8. | State the nature of the transaction |
| # NICHOLAS JOHN ANDERSON | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN | ||
| 9. | Number of shares, debentures or financial instruments relating to shares acquired |
10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
| 11. | Number of shares, debentures or financial instruments relating to shares disposed |
12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
| 13. | Price per share or value of transaction | 14. | Date and place of transaction |
| 15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
| 17. | Date of grant | 18. | Period during which or date on which exercisable |
| 26TH MAY 2017 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied | ||
| 19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
| NIL | 2612/13p ORDINARY SHARES | ||
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. | Total number of shares or debentures over which options held following notification |
| NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 15,068 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR ANDERSON ARE 43,939 | ||
| 23. | Any additional information | 24. | Name of contact and telephone number for queries |
| ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
| (2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
| 1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
| # SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R, | ||
| 3. | Name of person discharging managerial responsibilities/director |
4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
| # KEVIN JAMES BOYD | N/A | ||
| 5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
| # HOLDING | 2612/13p ORDINARY SHARES | ||
| 7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8. | State the nature of the transaction |
| # KEVIN JAMES BOYD | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN | ||
| 9. | Number of shares, debentures or financial instruments relating to shares acquired |
10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
| 11. | Number of shares, debentures or financial instruments relating to shares disposed |
12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
| 13. | Price per share or value of transaction | 14. | Date and place of transaction |
| 15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
| 17. | Date of grant | 18. | Period during which or date on which exercisable |
| 26TH MAY 2017 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied | ||
| 19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
| NIL | 2612/13p ORDINARY SHARES | ||
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. | Total number of shares or debentures over which options held following notification |
| NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 8,181 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR BOYD ARE 17,599 | ||
| 23. | Any additional information | 24. | Name of contact and telephone number for queries |
| ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
| (2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
| 1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
| # SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R, | ||
| 3. | Name of person discharging managerial responsibilities/director |
4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
| # NEIL HARVEY DAWS | N/A | ||
| 5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
| # HOLDING | 2612/13p ORDINARY SHARES | ||
| 7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8. | State the nature of the transaction |
| # NEIL HARVEY DAWS | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN | ||
| 9. | Number of shares, debentures or financial instruments relating to shares acquired |
10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
| 11. | Number of shares, debentures or financial instruments relating to shares disposed |
12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
| 13. | Price per share or value of transaction | 14. | Date and place of transaction |
| 15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
| 17. | Date of grant | 18. | Period during which or date on which exercisable |
| 26TH MAY 2017 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied | ||
| 19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
| NIL | 2612/13p ORDINARY SHARES | ||
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. | Total number of shares or debentures over which options held following notification |
| NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 7,420 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR DAWS ARE 24,465 | ||
| 23. | Any additional information | 24. | Name of contact and telephone number for queries |
| ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
| (2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
| 1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
| # SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R, | ||
| 3. | Name of person discharging managerial responsibilities/director |
4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
| # JAMES LAWRENCE WHALEN | N/A | ||
| 5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
| # HOLDING | 2612/13p ORDINARY SHARES | ||
| 7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8. | State the nature of the transaction |
| # JAMES LAWRENCE WHALEN | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN | ||
| 9. | Number of shares, debentures or financial instruments relating to shares acquired |
10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
| 11. | Number of shares, debentures or financial instruments relating to shares disposed |
12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
| 13. | Price per share or value of transaction | 14. | Date and place of transaction |
| 15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
| 17. | Date of grant | 18. | Period during which or date on which exercisable |
| 26TH MAY 2017 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied | ||
| 19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
| NIL | 2612/13p ORDINARY SHARES | ||
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. | Total number of shares or debentures over which options held following notification |
| NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 7,420 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR WHALEN ARE 23,137 | ||
| 23. | Any additional information | 24. | Name of contact and telephone number for queries |
| ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
| (2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
| 1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
| # SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R, | ||
| 3. | Name of person discharging managerial responsibilities/director |
4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
| # SUAY WAH LEE | N/A | ||
| 5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
| # HOLDING | 2612/13p ORDINARY SHARES | ||
| 7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8. | State the nature of the transaction |
| # SUAY WAH LEE | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN | ||
| 9. | Number of shares, debentures or financial instruments relating to shares acquired |
10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
| 11. | Number of shares, debentures or financial instruments relating to shares disposed |
12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
| 13. | Price per share or value of transaction | 14. | Date and place of transaction |
| 15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
| 17. | Date of grant | 18. | Period during which or date on which exercisable |
| 26TH MAY 2017 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied | ||
| 19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
| NIL | 2612/13p ORDINARY SHARES | ||
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. | Total number of shares or debentures over which options held following notification |
| NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 6,302 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR LEE ARE 14,189 | ||
| 23. | Any additional information | 24. | Name of contact and telephone number for queries |
| ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
| (2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
| 1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
| # SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R, | ||
| 3. | Name of person discharging managerial responsibilities/director |
4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
| # SHELDON BANKS | N/A | ||
| 5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
| # HOLDING | 2612/13p ORDINARY SHARES | ||
| 7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8. | State the nature of the transaction |
| # SHELDON BANKS | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN | ||
| 9. | Number of shares, debentures or financial instruments relating to shares acquired |
10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
| 11. | Number of shares, debentures or financial instruments relating to shares disposed |
12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
| 13. | Price per share or value of transaction | 14. | Date and place of transaction |
| 15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
| 17. | Date of grant | 18. | Period during which or date on which exercisable |
| 26TH MAY 2017 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied | ||
| 19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
| NIL | 2612/13p ORDINARY SHARES | ||
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. | Total number of shares or debentures over which options held following notification |
| NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 5,065 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR BANKS ARE 16,643 | ||
| 23. | Any additional information | 24. | Name of contact and telephone number for queries |
| ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
| (2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
| 1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
| # SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R, | ||
| 3. | Name of person discharging managerial responsibilities/director |
4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
| # MAURIZIO PREZIOSA | N/A | ||
| 5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
| # HOLDING | 2612/13p ORDINARY SHARES | ||
| 7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8. | State the nature of the transaction |
| # MAURIZIO PREZIOSA | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN | ||
| 9. | Number of shares, debentures or financial instruments relating to shares acquired |
10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
| 11. | Number of shares, debentures or financial instruments relating to shares disposed |
12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
| 13. | Price per share or value of transaction | 14. | Date and place of transaction |
| 15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
| 17. | Date of grant | 18. | Period during which or date on which exercisable |
| 26TH MAY 2017 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied | ||
| 19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
| NIL | 2612/13p ORDINARY SHARES | ||
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. | Total number of shares or debentures over which options held following notification |
| NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 5,065 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR PREZIOSA ARE 8,265 | ||
| 23. | Any additional information | 24. | Name of contact and telephone number for queries |
| ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
| (2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
| 1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
| # SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R, | ||
| 3. | Name of person discharging managerial responsibilities/director |
4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
| # IAN FARNWORTH | N/A | ||
| 5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
| # HOLDING | 2612/13p ORDINARY SHARES | ||
| 7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8. | State the nature of the transaction |
| # IAN FARNWORTH | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN | ||
| 9. | Number of shares, debentures or financial instruments relating to shares acquired |
10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
| 11. | Number of shares, debentures or financial instruments relating to shares disposed |
12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
| 13. | Price per share or value of transaction | 14. | Date and place of transaction |
| 15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
| 17. | Date of grant | 18. | Period during which or date on which exercisable |
| 26TH MAY 2017 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied | ||
| 19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
| NIL | 2612/13p ORDINARY SHARES | ||
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. | Total number of shares or debentures over which options held following notification |
| NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 2,500 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR FARNWORTH ARE 7,850 | ||
| 23. | Any additional information | 24. | Name of contact and telephone number for queries |
| ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
| (2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
| 1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
| # SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R, | ||
| 3. | Name of person discharging managerial responsibilities/director |
4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
| # ANDREW JOHN ROBSON | N/A | ||
| 5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
| # HOLDING | 2612/13p ORDINARY SHARES | ||
| 7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8. | State the nature of the transaction |
| # ANDREW JOHN ROBSON | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN | ||
| 9. | Number of shares, debentures or financial instruments relating to shares acquired |
10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
| 11. | Number of shares, debentures or financial instruments relating to shares disposed |
12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
| 13. | Price per share or value of transaction | 14. | Date and place of transaction |
| 15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
| 17. | Date of grant | 18. | Period during which or date on which exercisable |
| 26TH MAY 2017 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied | ||
| 19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
| NIL | 2612/13p ORDINARY SHARES | ||
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. | Total number of shares or debentures over which options held following notification |
| NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 2,500 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR ROBSON ARE 7,850 | ||
| 23. | Any additional information | 24. | Name of contact and telephone number for queries |
| ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
| (2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
| 1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
| # SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R, | ||
| 3. | Name of person discharging managerial responsibilities/director |
4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
| # BYRON JEFFREY THOMAS | N/A | ||
| 5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
| # HOLDING | 2612/13p ORDINARY SHARES | ||
| 7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8. | State the nature of the transaction |
| # BYRON JEFFREY THOMAS | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN | ||
| 9. | Number of shares, debentures or financial instruments relating to shares acquired |
10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
| 11. | Number of shares, debentures or financial instruments relating to shares disposed |
12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
| 13. | Price per share or value of transaction | 14. | Date and place of transaction |
| 15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
| 17. | Date of grant | 18. | Period during which or date on which exercisable |
| 26TH MAY 2017 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied | ||
| 19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
| NIL | 2612/13p ORDINARY SHARES | ||
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. | Total number of shares or debentures over which options held following notification |
| NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 2,500 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR THOMAS ARE 7,850 | ||
| 23. | Any additional information | 24. | Name of contact and telephone number for queries |
| ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
| (2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
| 1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
| # SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R, | ||
| 3. | Name of person discharging managerial responsibilities/director |
4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
| # ASHOK D'SA | N/A | ||
| 5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
| # HOLDING | 2612/13p ORDINARY SHARES | ||
| 7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8. | State the nature of the transaction |
| # ASHOK D'SA | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN | ||
| 9. | Number of shares, debentures or financial instruments relating to shares acquired |
10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
| 11. | Number of shares, debentures or financial instruments relating to shares disposed |
12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
| 13. | Price per share or value of transaction | 14. | Date and place of transaction |
| 15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
| 17. | Date of grant | 18. | Period during which or date on which exercisable |
| 26TH MAY 2017 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied | ||
| 19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
| NIL | 2612/13p ORDINARY SHARES | ||
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. | Total number of shares or debentures over which options held following notification |
| NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 2,500 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR D'SA ARE 7,850 | ||
| 23. | Any additional information | 24. | Name of contact and telephone number for queries |
| ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
| (2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
| 1. | Name of the issuer | 2. | State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). |
| # SPIRAX-SARCO ENGINEERING PLC | (i) a transaction notified in accordance with DTR 3.1.2 R, | ||
| 3. | Name of person discharging managerial responsibilities/director |
4. | State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person |
| # JAMES DEVINE | N/A | ||
| 5. | Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial interest 1 |
6. | Description of shares (including class), debentures or derivatives or financial instruments relating to shares |
| # HOLDING | 2612/13p ORDINARY SHARES | ||
| 7. | Name of registered shareholders(s) and, if more than one, the number of shares held by each of them | 8. | State the nature of the transaction |
| # JAMES DEVINE | GRANT OF CONTINGENT RIGHT TO ACQUIRE SHARES UNDER A PERFORMANCE SHARE PLAN | ||
| 9. | Number of shares, debentures or financial instruments relating to shares acquired |
10. | Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage) |
| 11. | Number of shares, debentures or financial instruments relating to shares disposed |
12. | Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage) |
| 13. | Price per share or value of transaction | 14. | Date and place of transaction |
| 15. | Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) | 16. | Date issuer informed of transaction |
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
| 17. | Date of grant | 18. | Period during which or date on which exercisable |
| 26TH MAY 2017 | The award will vest and the participant will become entitled to the shares, subject to satisfaction of a performance condition, on the date after 31ST DECEMBER 2019 on which the Remuneration Committee determines that the performance condition has been satisfied | ||
| 19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
| NIL | 2612/13p ORDINARY SHARES | ||
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. | Total number of shares or debentures over which options held following notification |
| NIL | SEE 8. ABOVE - INCLUDING THE GRANT OF 2,500 THE TOTAL AWARDS GRANTED UNDER THE PERFORMANCE SHARE PLAN TO MR DEVINE ARE 5,050 | ||
| 23. | Any additional information | 24. | Name of contact and telephone number for queries |
| ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
| (2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1.
Name of the issuer
2.
State whether the notification relates to (i) a
transaction notified in accordance with DTR 3.1.2 R,
(ii) a disclosure made in accordance
LR 9.8.6R(1) or
(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i) a transaction notified in accordance with DTR 3.1.2 R,
3.
Name of person discharging managerial
responsibilities/director
4.
State whether notification relates to a person
connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
5.
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial
interest 1
6.
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
2612/13p ORDINARY SHARES
7.
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
8.
State the nature of the transaction
9.
Number of shares, debentures or financial
instruments relating to shares acquired
10.
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
5
0.000007
11.
Number of shares, debentures or financial
instruments relating to shares disposed
12.
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
N/A
13.
Price per share or value of transaction
14.
Date and place of transaction
5275.0p
26/05/2017
15.
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
16.
Date issuer informed of transaction
20,192, 0.0274%
01/06/2017
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
| 17. | Date of grant | 18. | Period during which or date on which exercisable |
| 19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. | Total number of shares or debentures over which options held following notification |
| 23. | Any additional information | 24. | Name of contact and telephone number for queries |
| ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
| (2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1.
Name of the issuer
2.
State whether the notification relates to (i) a
transaction notified in accordance with DTR 3.1.2 R,
(ii) a disclosure made in accordance
LR 9.8.6R(1) or
(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i) a transaction notified in accordance with DTR 3.1.2 R,
3.
Name of person discharging managerial
responsibilities/director
4.
State whether notification relates to a person
connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
5.
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial
interest 1
6.
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
2612/13p ORDINARY SHARES
7.
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
8.
State the nature of the transaction
9.
Number of shares, debentures or financial
instruments relating to shares acquired
10.
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
21
0.000029
11.
Number of shares, debentures or financial
instruments relating to shares disposed
12.
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
N/A
13.
Price per share or value of transaction
14.
Date and place of transaction
5275.0p
26/05/2017
15.
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
16.
Date issuer informed of transaction
25,919, 0.0352%
01/06/2017
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
| 17. | Date of grant | 18. | Period during which or date on which exercisable |
| 19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. | Total number of shares or debentures over which options held following notification |
| 23. | Any additional information | 24. | Name of contact and telephone number for queries |
| ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
| (2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1.
Name of the issuer
2.
State whether the notification relates to (i) a
transaction notified in accordance with DTR 3.1.2 R,
(ii) a disclosure made in accordance
LR 9.8.6R(1) or
(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i) a transaction notified in accordance with DTR 3.1.2 R,
3.
Name of person discharging managerial
responsibilities/director
4.
State whether notification relates to a person
connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
5.
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial
interest 1
6.
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
2612/13p ORDINARY SHARES
7.
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
8.
State the nature of the transaction
9.
Number of shares, debentures or financial
instruments relating to shares acquired
10.
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
4
0.000005
11.
Number of shares, debentures or financial
instruments relating to shares disposed
12.
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
N/A
13.
Price per share or value of transaction
14.
Date and place of transaction
5275.0p
26/05/2017
15.
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
16.
Date issuer informed of transaction
1,055, 0.0014%
01/06/2017
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
| 17. | Date of grant | 18. | Period during which or date on which exercisable |
| 19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. | Total number of shares or debentures over which options held following notification |
| 23. | Any additional information | 24. | Name of contact and telephone number for queries |
| ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
| (2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1.
Name of the issuer
2.
State whether the notification relates to (i) a
transaction notified in accordance with DTR 3.1.2 R,
(ii) a disclosure made in accordance
LR 9.8.6R(1) or
(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i) a transaction notified in accordance with DTR 3.1.2 R,
3.
Name of person discharging managerial
responsibilities/director
4.
State whether notification relates to a person
connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
5.
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial
interest 1
6.
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
2612/13p ORDINARY SHARES
7.
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
8.
State the nature of the transaction
9.
Number of shares, debentures or financial
instruments relating to shares acquired
10.
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
12
0.000016
11.
Number of shares, debentures or financial
instruments relating to shares disposed
12.
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
N/A
13.
Price per share or value of transaction
14.
Date and place of transaction
5275.0p
26/05/2017
15.
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
16.
Date issuer informed of transaction
2,513, 0.0034%
01/06/2017
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
| 17. | Date of grant | 18. | Period during which or date on which exercisable |
| 19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. | Total number of shares or debentures over which options held following notification |
| 23. | Any additional information | 24. | Name of contact and telephone number for queries |
| ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
| (2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1.
Name of the issuer
2.
State whether the notification relates to (i) a
transaction notified in accordance with DTR 3.1.2 R,
(ii) a disclosure made in accordance
LR 9.8.6R(1) or
(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i) a transaction notified in accordance with DTR 3.1.2 R,
3.
Name of person discharging managerial
responsibilities/director
4.
State whether notification relates to a person
connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
5.
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial
interest 1
6.
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
2612/13p ORDINARY SHARES
7.
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
8.
State the nature of the transaction
9.
Number of shares, debentures or financial
instruments relating to shares acquired
10.
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
2
0.000003
11.
Number of shares, debentures or financial
instruments relating to shares disposed
12.
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
N/A
13.
Price per share or value of transaction
14.
Date and place of transaction
5275.0p
26/05/2017
15.
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
16.
Date issuer informed of transaction
941, 0.0013%
01/06/2017
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
| 17. | Date of grant | 18. | Period during which or date on which exercisable |
| 19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. | Total number of shares or debentures over which options held following notification |
| 23. | Any additional information | 24. | Name of contact and telephone number for queries |
| ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
| (2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1.
Name of the issuer
2.
State whether the notification relates to (i) a
transaction notified in accordance with DTR 3.1.2 R,
(ii) a disclosure made in accordance
LR 9.8.6R(1) or
(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i) a transaction notified in accordance with DTR 3.1.2 R,
3.
Name of person discharging managerial
responsibilities/director
4.
State whether notification relates to a person
connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
5.
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial
interest 1
6.
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
2612/13p ORDINARY SHARES
7.
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
8.
State the nature of the transaction
9.
Number of shares, debentures or financial
instruments relating to shares acquired
10.
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
2
0.000003
11.
Number of shares, debentures or financial
instruments relating to shares disposed
12.
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
N/A
13.
Price per share or value of transaction
14.
Date and place of transaction
5275.0p
26/05/2017
15.
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
16.
Date issuer informed of transaction
645, 0.0009%
01/06/2017
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
| 17. | Date of grant | 18. | Period during which or date on which exercisable |
| 19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. | Total number of shares or debentures over which options held following notification |
| 23. | Any additional information | 24. | Name of contact and telephone number for queries |
| ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
| (2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
Annex DTR3
Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons
All relevant boxes should be completed in block capital letters.
1.
Name of the issuer
2.
State whether the notification relates to (i) a
transaction notified in accordance with DTR 3.1.2 R,
(ii) a disclosure made in accordance
LR 9.8.6R(1) or
(iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
(i) a transaction notified in accordance with DTR 3.1.2 R,
3.
Name of person discharging managerial
responsibilities/director
4.
State whether notification relates to a person
connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
5.
Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a nonbeneficial
interest 1
6.
Description of shares (including class), debentures or derivatives or financial instruments relating to shares
2612/13p ORDINARY SHARES
7.
Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
8.
State the nature of the transaction
9.
Number of shares, debentures or financial
instruments relating to shares acquired
10.
Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
1
0.000001
11.
Number of shares, debentures or financial
instruments relating to shares disposed
12.
Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
N/A
N/A
13.
Price per share or value of transaction
14.
Date and place of transaction
5275.0p
26/05/2017
15.
Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
16.
Date issuer informed of transaction
107, 0.0001%
01/06/2017
If a person discharging managerial responsibilities has been granted options by the issuer
complete the following boxes
| 17. | Date of grant | 18. | Period during which or date on which exercisable |
| 19. | Total amount paid (if any) for grant of the option | 20. | Description of shares or debentures involved (class and number) |
| 21. | Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise |
22. | Total number of shares or debentures over which options held following notification |
| 23. | Any additional information | 24. | Name of contact and telephone number for queries |
| ANDY ROBSON TEL. 01242 521361 |
Name of authorised official of issuer responsible for making notification
Notes: This form is intended for use by an issuer to make a RIS notification required by DR 3.3.
| (1) | An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24. |
| (2) | An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24. |
| (3) | An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24. |
| (4) | An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24. |
This information is provided by RNS
The company news service from the London Stock Exchange
END
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