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Mondi PLC
Director's Dealing • Mar 10, 2017
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Director's Dealing
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MONDI PLC - Director/PDMR Shareholding
PR Newswire
London, March 10
Mondi Limited
(Incorporated in the Republic of South Africa)
(Registration number: 1967/013038/06)
JSE share code: MND ISIN: ZAE000156550
Mondi plc
(Incorporated in England and Wales)
(Registered number: 6209386)
LEI: 213800LOZA69QFDC9N34
JSE share code: MNP ISIN: GB00B1CRLC47
LSE share code: MNDI
As part of the dual listed company structure, Mondi Limited and Mondi plc notify both the JSE Limited and the London Stock Exchange of those interests (and changes to those interests) of directors of both entities, the respective company secretaries and persons discharging managerial responsibilities across the Group and, in certain instances, the directors of major subsidiaries of Mondi Limited in the securities of Mondi Limited and Mondi plc which are required to be disclosed under the Listings Requirements of the JSE and/or the Disclosure Guidance and Transparency Rules of the United Kingdom Listing Authority. To comply with the requirements in Articles 7 and 9 of the regulatory technical standards of the Transparency Directive (2004/109/EC), this announcement is classified as additional regulated information required to be disclosed under the laws of a Member State.
In accordance with Rules 3.63-3.74 of the Listings Requirements of the JSE and/or the Disclosure Guidance and Transparency Rules we advise of the following:
10 March 2017
TRANSACTIONS IN MONDI LIMITED ORDINARY SHARES OF NO PAR VALUE AND MONDI plc ORDINARY SHARES OF €0.20 EACH
On 9 March 2017, a grant of conditional awards became unconditional and acquisitions and sales of shares took place as a result of the vesting of Mondi Limited and Mondi plc Bonus Share Plan and Long Term Incentive Plan awards.
For the purposes of the JSE Listings Requirements, clearance was obtained prior to the below dealings in securities and the total value of each transaction is summarised below:
| Name | Position | Award | Total number of shares awarded | Total number of shares vesting | Total value of shares vesting |
| David Hathorn | Director | Mondi Limited Bonus Share Plan | 12,883 | 12,883 | ZAR 3,856,911.25 |
| David Hathorn | Director | Mondi Limited Long Term Incentive Plan | 44,723 | 41,369 | ZAR 12,385,047.08 |
| Andrew King | Director | Mondi Limited Bonus Share Plan | 6,091 | 6,091 | ZAR 1,823,522.97 |
| Andrew King | Director | Mondi Limited Long Term Incentive Plan | 18,574 | 17,181 | ZAR 5,143,646.06 |
| Philip Laubscher | Company Secretary, Mondi Limited | Mondi Limited Bonus Share Plan | 3,245 | 3,245 | ZAR 971,487.78 |
| Philip Laubscher | Company Secretary, Mondi Limited | Mondi Limited Long Term Incentive Plan | 9,613 | 8,893 | ZAR 2,662,385.45 |
| David Hathorn | Director | Mondi plc Bonus Share Plan | 29,760 | 29,760 | GBP 555,663.19 |
| David Hathorn | Director | Mondi plc Long Term Incentive Plan | 103,315 | 95,567 | GBP 1,784,377.14 |
| Andrew King | Director | Mondi plc Bonus Share Plan | 14,071 | 14,071 | GBP 262,726.37 |
| Andrew King | Director | Mondi plc Long Term Incentive Plan | 42,908 | 39,690 | GBP 741,070.96 |
| Peter Oswald | Director | Mondi plc Bonus Share Plan | 29,293 | 29,293 | GBP 546,943.61 |
| Peter Oswald | Director | Mondi plc Long Term Incentive Plan | 88,147 | 81,536 | GBP 1,522,397.63 |
| Ron Traill | PDMR | Mondi plc Bonus Share Plan | 13,619 | 13,619 | GBP 254,286.86 |
| Ron Traill | PDMR | Mondi plc Long Term Incentive Plan | 37,274 | 34,479 | GBP 643,773.89 |
| John Lindahl | PDMR | Mondi plc Bonus Share Plan | 12,292 | 12,292 | GBP 229,509.81 |
| John Lindahl | PDMR | Mondi plc Long Term Incentive Plan | 35,074 | 32,444 | GBP 605,777.43 |
There follow notification forms for each of the above directors/PDMRs of Mondi Limited and Mondi plc. In addition, in order to satisfy the Listings Requirements of the JSE, notification forms for the Company Secretary of Mondi Limited are also included.
Sponsor in South Africa: UBS South Africa (Pty) Ltd
1Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted persona)NameDavid Hathorn2Reason for the notificationa)Position/statusGroup CEOb)Initial notification / AmendmentInitial notification3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitora)NameMondi Limitedb)LEIN/A4Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducteda)Description of the financial instrument, type of instrument
Identification codeOrdinary shares of no par value
ZAE000156550b)Nature of the transaction(1) Acquisition of shares as a result of the vesting of a Mondi Limited Bonus Share Plan award; and (2) subsequent sale of sharesc)Price(s) and volume(s)
| Transaction(s) | Price(s) | Volume(s) |
| (1) Acquisition | Nil | 12,883 |
| (2) Sale | ZAR 299.3799 | 12,883 |
d)Aggregated information
- Aggregated volume
- Price
(1) 12,883
(2) 12,883
(1) Nil
(2) ZAR 299.3799e)Date of transaction2017-03-09f)Place of the transactionOutside trading venue – off market
1Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted persona)NameDavid Hathorn2Reason for the notificationa)Position/statusGroup CEOb)Initial notification / AmendmentInitial notification3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitora)NameMondi Limitedb)LEIN/A4Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducteda)Description of the financial instrument, type of instrument
Identification codeOrdinary shares of no par value
ZAE000156550b)Nature of the transaction(1) Acquisition of shares as a result of the vesting of a Mondi Limited Long Term Incentive Plan award; and (2) subsequent sale of sharesc)Price(s) and volume(s)
| Transaction(s) | Price(s) | Volume(s) |
| (1) Acquisition | Nil | 41,369 |
| (2) Sale | ZAR 299.3799 | 41,369 |
d)Aggregated information
- Aggregated volume
- Price
(1) 41,369
(2) 41,369
(1) Nil
(2) ZAR 299.3799e)Date of transaction2017-03-09f)Place of the transactionOutside trading venue – off market
1Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted persona)NameAndrew King2Reason for the notificationa)Position/statusGroup CFOb)Initial notification / AmendmentInitial notification3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitora)NameMondi Limitedb)LEIN/A4Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducteda)Description of the financial instrument, type of instrument
Identification codeOrdinary shares of no par value
ZAE000156550b)Nature of the transaction(1) Acquisition of shares as a result of the vesting of a Mondi Limited Bonus Share Plan award; and (2) subsequent sale of sharesc)Price(s) and volume(s)
| Transaction(s) | Price(s) | Volume(s) |
| (1) Acquisition | Nil | 6,091 |
| (2) Sale | ZAR 299.3799 | 6,091 |
d)Aggregated information
- Aggregated volume
- Price
(1) 6,091
(2) 6,091
(1) Nil
(2) ZAR 299.3799e)Date of transaction2017-03-09f)Place of the transactionOutside a trading venue – off market
1Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted persona)NameAndrew King2Reason for the notificationa)Position/statusGroup CFOb)Initial notification / AmendmentInitial notification3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitora)NameMondi Limitedb)LEIN/A4Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducteda)Description of the financial instrument, type of instrument
Identification codeOrdinary shares of no par value
ZAE000156550b)Nature of the transaction(1) Acquisition of shares as a result of the vesting of a Mondi Limited Long Term Incentive Plan award; and (2) subsequent sale of sharesc)Price(s) and volume(s)
| Transaction(s) | Price(s) | Volume(s) |
| (1) Acquisition | Nil | 17,181 |
| (2) Sale | ZAR 299.3799 | 17,181 |
d)Aggregated information
- Aggregated volume
- Price
(1) 17,181
(2) 17,181
(1) Nil
(2) ZAR 299.3799e)Date of transaction2017-03-09f)Place of the transactionOutside a trading venue – off market
1Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted persona)NamePhilip Laubscher2Reason for the notificationa)Position/statusCompany Secretary, Mondi Limitedb)Initial notification / AmendmentInitial notification3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitora)NameMondi Limitedb)LEIN/A4Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducteda)Description of the financial instrument, type of instrument
Identification codeOrdinary shares of no par value
ZAE000156550b)Nature of the transaction(1) Acquisition of shares as a result of the vesting of a Mondi Limited Bonus Share Plan award; and (2) subsequent sale of sharesc)Price(s) and volume(s)
| Transaction(s) | Price(s) | Volume(s) |
| (1) Acquisition | Nil | 3,245 |
| (2) Sale | ZAR 299.3799 | 3,245 |
d)Aggregated information
- Aggregated volume
- Price
(1) 3,245
(2) 3,245
(1) Nil
(2) ZAR 299.3799e)Date of transaction2017-03-09f)Place of the transactionOutside trading venue – off market
1Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted persona)NamePhilip Laubscher2Reason for the notificationa)Position/statusCompany Secretary, Mondi Limitedb)Initial notification / AmendmentInitial notification3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitora)NameMondi Limitedb)LEIN/A4Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducteda)Description of the financial instrument, type of instrument
Identification codeOrdinary shares of no par value
ZAE000156550b)Nature of the transaction(1) Acquisition of shares as a result of the vesting of a Mondi Limited Long Term Incentive Plan award; and (2) subsequent sale of sharesc)Price(s) and volume(s)
| Transaction(s) | Price(s) | Volume(s) |
| (1) Acquisition | Nil | 8,893 |
| (2) Sale | ZAR 299.3799 | 8,893 |
d)Aggregated information
- Aggregated volume
- Price
(1) 8,893
(2) 8,893
(1) Nil
(2) ZAR 299.3799e)Date of transaction2017-03-09f)Place of the transactionOutside trading venue – off market
1Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted persona)NameDavid Hathorn2Reason for the notificationa)Position/statusGroup CEOb)Initial notification / AmendmentInitial notification3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitora)NameMondi plcb)LEI213800LOZA69QFDC9N344Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducteda)Description of the financial instrument, type of instrument
Identification codeOrdinary shares of €0.20 each
GB00B1CRLC47b)Nature of the transaction(1) Acquisition of shares as a result of the vesting of a Mondi plc Bonus Share Plan award; and (2) subsequent sale of sharesc)Price(s) and volume(s)
| Transaction(s) | Price(s) | Volume(s) |
| (1) Acquisition | Nil | 29,760 |
| (2) Sale | GBP 18.671478 | 29,760 |
d)Aggregated information
- Aggregated volume
- Price
(1) 29,760
(2) 29,760
(1) Nil
(2) GBP 18.671478e)Date of transaction2017-03-09f)Place of the transactionOutside trading venue – off market
1Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted persona)NameDavid Hathorn2Reason for the notificationa)Position/statusGroup CEOb)Initial notification / AmendmentInitial notification3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitora)NameMondi plcb)LEI213800LOZA69QFDC9N344Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducteda)Description of the financial instrument, type of instrument
Identification codeOrdinary shares of €0.20 each
GB00B1CRLC47b)Nature of the transaction(1) Acquisition of shares as a result of the vesting of a Mondi plc Long Term Incentive Plan award; and (2) subsequent sale of sharesc)Price(s) and volume(s)
| Transaction(s) | Price(s) | Volume(s) |
| (1) Acquisition | Nil | 95,567 |
| (2) Sale | GBP 18.671478 | 95,567 |
d)Aggregated information
- Aggregated volume
- Price
(1) 95,567
(2) 95,567
(1) Nil
(2) GBP 18.671478e)Date of transaction2017-03-09f)Place of the transactionOutside trading venue – off market
1Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted persona)NameAndrew King2Reason for the notificationa)Position/statusGroup CFOb)Initial notification / AmendmentInitial notification3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitora)NameMondi plcb)LEI213800LOZA69QFDC9N344Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducteda)Description of the financial instrument, type of instrument
Identification codeOrdinary shares of €0.20 each
GB00B1CRLC47b)Nature of the transaction(1) Acquisition of shares as a result of the vesting of a Mondi plc Bonus Share Plan award; and (2) subsequent sale of sharesc)Price(s) and volume(s)
| Transaction(s) | Price(s) | Volume(s) |
| (1) Acquisition | Nil | 14,071 |
| (2) Sale | GBP 18.671478 | 14,071 |
d)Aggregated information
- Aggregated volume
- Price
(1) 14,071
(2) 14,071
(1) Nil
(2) GBP 18.671478e)Date of transaction2017-03-09f)Place of the transactionOutside a trading venue – off market
1Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted persona)NameAndrew King2Reason for the notificationa)Position/statusGroup CFOb)Initial notification / AmendmentInitial notification3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitora)NameMondi plcb)LEI213800LOZA69QFDC9N344Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducteda)Description of the financial instrument, type of instrument
Identification codeOrdinary shares of €0.20 each
GB00B1CRLC47b)Nature of the transaction(1) Acquisition of shares as a result of the vesting of a Mondi plc Long Term Incentive Plan award; and (2) subsequent sale of sharesc)Price(s) and volume(s)
| Transaction(s) | Price(s) | Volume(s) |
| (1) Acquisition | Nil | 39,690 |
| (2) Sale | GBP 18.671478 | 39,690 |
d)Aggregated information
- Aggregated volume
- Price
(1) 39,690
(2) 39,690
(1) Nil
(2) GBP 18.671478e)Date of transaction2017-03-09f)Place of the transactionOutside a trading venue – off market
1Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted persona)NamePeter Oswald2Reason for the notificationa)Position/statusCEO Europe & Internationalb)Initial notification / AmendmentInitial notification3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitora)NameMondi plcb)LEI213800LOZA69QFDC9N344Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducteda)Description of the financial instrument, type of instrument
Identification codeOrdinary shares of €0.20 each
GB00B1CRLC47b)Nature of the transaction(1) Acquisition of shares as a result of the vesting of a Mondi plc Bonus Share Plan award; and (2) subsequent sale of sharesc)Price(s) and volume(s)
| Transaction(s) | Price(s) | Volume(s) |
| (1) Acquisition | Nil | 29,293 |
| (2) Sale | GBP 18.671478 | 16,112 |
d)Aggregated information
- Aggregated volume
- Price
(1) 29,293
(2) 16,112
(1) Nil
(2) GBP 18.671478e)Date of transaction2017-03-09f)Place of the transactionOutside trading venue – off market
1Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted persona)NamePeter Oswald2Reason for the notificationa)Position/statusCEO Europe & Internationalb)Initial notification / AmendmentInitial notification3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitora)NameMondi plcb)LEI213800LOZA69QFDC9N344Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducteda)Description of the financial instrument, type of instrument
Identification codeOrdinary shares of €0.20 each
GB00B1CRLC47b)Nature of the transaction(1) Acquisition of shares as a result of the vesting of a Mondi plc Long Term Incentive Plan award; and (2) subsequent sale of sharesc)Price(s) and volume(s)
| Transaction(s) | Price(s) | Volume(s) |
| (1) Acquisition | Nil | 81,536 |
| (2) Sale | GBP 18.671478 | 44,845 |
d)Aggregated information
- Aggregated volume
- Price
(1) 81,536
(2) 44,845
(1) Nil
(2) GBP 18.671478e)Date of transaction2017-03-09f)Place of the transactionOutside trading venue – off market
1Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted persona)NameRon Traill2Reason for the notificationa)Position/statusCEO Mondi SA Divisionb)Initial notification / AmendmentInitial notification3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitora)NameMondi plcb)LEI213800LOZA69QFDC9N344Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducteda)Description of the financial instrument, type of instrument
Identification codeOrdinary shares of €0.20 each
GB00B1CRLC47b)Nature of the transaction(1) Acquisition of shares as a result of the vesting of a Mondi plc Bonus Share Plan award; and (2) subsequent sale of sharesc)Price(s) and volume(s)
| Transaction(s) | Price(s) | Volume(s) |
| (1) Acquisition | Nil | 13,619 |
| (2) Sale | GBP 18.671478 | 13,619 |
d)Aggregated information
- Aggregated volume
- Price
(1) 13,619
(2) 13,619
(1) Nil
(2) GBP 18.671478e)Date of transaction2017-03-09f)Place of the transactionOutside trading venue – off market
1Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted persona)NameRon Traill2Reason for the notificationa)Position/statusCEO Mondi SA Divisionb)Initial notification / AmendmentInitial notification3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitora)NameMondi plcb)LEI213800LOZA69QFDC9N344Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducteda)Description of the financial instrument, type of instrument
Identification codeOrdinary shares of €0.20 each
GB00B1CRLC47b)Nature of the transaction(1) Acquisition of shares as a result of the vesting of a Mondi plc Long Term Incentive Plan award; and (2) subsequent sale of sharesc)Price(s) and volume(s)
| Transaction(s) | Price(s) | Volume(s) |
| (1) Acquisition | Nil | 34,479 |
| (2) Sale | GBP 18.671478 | 34,479 |
d)Aggregated information
- Aggregated volume
- Price
(1) 34,479
(2) 34,479
(1) Nil
(2) GBP 18.671478e)Date of transaction2017-03-09f)Place of the transactionOutside trading venue – off market
1Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted persona)NameJohn Lindahl2Reason for the notificationa)Position/statusGroup Technical Directorb)Initial notification / AmendmentInitial notification3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitora)NameMondi plcb)LEI213800LOZA69QFDC9N344Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducteda)Description of the financial instrument, type of instrument
Identification codeOrdinary shares of €0.20 each
GB00B1CRLC47b)Nature of the transaction(1) Acquisition of shares as a result of the vesting of a Mondi plc Bonus Share Plan award; and (2) subsequent sale of sharesc)Price(s) and volume(s)
| Transaction(s) | Price(s) | Volume(s) |
| (1) Acquisition | Nil | 12,292 |
| (2) Sale | GBP 18.671478 | 12,292 |
d)Aggregated information
- Aggregated volume
- Price
(1) 12,292
(2) 12,292
(1) Nil
(2) GBP 18.671478e)Date of transaction2017-03-09f)Place of the transactionOutside trading venue – off market
1Details of the person discharging managerial responsibilities (“PDMR”) (or their person closely associated (“PCA”)) / restricted persona)NameJohn Lindahl2Reason for the notificationa)Position/statusGroup Technical Directorb)Initial notification / AmendmentInitial notification3Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitora)NameMondi plcb)LEI213800LOZA69QFDC9N344Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducteda)Description of the financial instrument, type of instrument
Identification codeOrdinary shares of €0.20 each
GB00B1CRLC47b)Nature of the transaction(1) Acquisition of shares as a result of the vesting of a Mondi plc Long Term Incentive Plan award; and (2) subsequent sale of sharesc)Price(s) and volume(s)
| Transaction(s) | Price(s) | Volume(s) |
| (1) Acquisition | Nil | 32,444 |
| (2) Sale | GBP 18.671478 | 32,444 |
d)Aggregated information
- Aggregated volume
- Price
(1) 32,444
(2) 32,444
(1) Nil
(2) GBP 18.671478e)Date of transaction2017-03-09f)Place of the transactionOutside trading venue – off market
