Major Shareholding Notification • Nov 16, 2016
Major Shareholding Notification
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National Storage Mechanism | Additional information
RNS Number : 3063P
CMC Markets Plc
16 November 2016
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | ||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
CMC Markets plc | |||
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||||
| An acquisition or disposal of voting rights | ||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | X | |||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||||
| An event changing the breakdown of voting rights | ||||
| Other (please specify): | ||||
| 3. Full name of person(s) subject to the notification obligation: iii |
The Goldman Sachs Group, Inc. | |||
| 4. Full name of shareholder(s) (if different from 3.):iv |
Goldman Sachs International | |||
| 5. Date of the transaction and date on which the threshold is crossed or reached: v |
11 November 2016 | |||
| 6. Date on which issuer notified: | 15 November 2016 | |||
| 7. Threshold(s) that is/are crossed or reached: vi, vii |
Above 5% | |||
| 8. Notified details: | |||||||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | |||||||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||||||
| GB00B14SKR37 | 1,149,502 | 1,149,502 | 0 | 0 | |||||||||||
| B: Qualifying Financial Instruments | |||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||
| Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
|||||||||||
| Stock Loan (Physical) | Open | 14,535,137 | 5.05% | ||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||
| Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | ||||||||||
| Nominal | Delta | ||||||||||||||
| Total (A+B+C) | |||||||||||||||
| Number of voting rights | Percentage of voting rights | ||||||||||||||
| 14,535,137 | 5.05% | ||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
||
| The Goldman Sachs Group, Inc.; 14,535,137 shares; 5.05% Goldman Sachs (UK) L.L.C. (Controlled by The Goldman Sachs Group, Inc.) ; 14,535,137 shares; 5.05% Goldman Sachs Group UK Limited (Controlled by Goldman Sachs (UK) L.L.C.) ; 14,535,137 shares; 5.05% Goldman Sachs International (Controlled by Goldman Sachs Group UK Limited) ; 14,535,137 shares; 5.05% |
||
| Proxy Voting: | ||
| 10. Name of the proxy holder: | N/A | |
| 11. Number of voting rights proxy holder will cease to hold: |
N/A | |
| 12. Date on which proxy holder will cease to hold voting rights: |
N/A | |
| 13. Additional information: | Please note, total amount of voting rights have been rounded to 2 decimal places therefore there is a possibility of a rounding error. General email contact: [email protected] |
|
| 14. Contact name: | Joanna Foley | |
| 15. Contact telephone number: | +44 207 051 9996 | |
This information is provided by RNS
The company news service from the London Stock Exchange
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