Regulatory Filings • Apr 25, 2016
Regulatory Filings
Open in ViewerOpens in native device viewer
The submission of Form 1 shall be provisional. Formal application will only be deemed to be made when a Prospectus relating to the securities to be admitted to trading has been approved and published. All applications are subject to the Admission and Disclosure Standards ("the Standards").
Only use the latest version of the Form 1 which can be accessed via the London Stock Exchange's website. Use of out of date forms may cause delays in processing your application
For new issues this form must arrive no later than 10 business days prior to the consideration of the application for admission to trading and for further issues no later than 2 business days prior to the consideration of the application for admission to trading.
The form should be submitted to Market Operations at the London Stock Exchange by email to [email protected] If you require assistance, please call Market Operations on +44 (0)20 7797 4310
| 20 April 2016 |
|---|
| 21 April 2016 |
$\mathbf{1}$ . Full legal name of issuer: National Bank of Greece S.A.
hereby applies for the following securities to be admitted to trading on the London Stock Exchange or for the purposes of MTN Programmes only:
hereby applies to establish a programme on the London Stock Exchange for the issuance of debt securities. Application for admission to trading on the London Stock Exchange of debt securities issued under the programme will be deemed to take effect only on submission of a pricing supplement for a specific issue of debt securities under the programme.
The issuer named in section 1 above hereby confirms that the application(s) do(es) not fall 1A. under Articles 5.1 or 5.2 of Council Regulation (EU) No 833/2014 of 31 July 2014 concerning restrictive measures in view of Russia's actions destabilising the situation in Ukraine (as amended by Council Regulation (EU) No 960/2014 of 8 September 2014, published in the Official Journal of the EU on 12 September 2014).
More detail on the sanctions and other UK and EU financial sanctions maintained by the United Kingdom HM Treasury can be found at HM Treasury's website.
(Example: 30,000,000 ordinary shares of 20 pence each fully paid. Where the securities are to be issued under an issuance programme, please give a description of the programme and the maximum amount of securities that may be admitted to trading at any one time)
| $\mu$ , $\mu$ , $\mu$ $\sigma$ , $\mu$ , $\sigma$ National Bank of Greece S.A. €3,000,000,000 Floating Rate Notes due April 2017 unconditionally and irrevocably guaranteed by the Hellenic Republic issued under the applicant's €25,000,000,000 Medium Term Note Programme |
|
|---|---|
| a. TIDM of each security for which this application is being made: | |
| 3. | Type of issue for which application is being made: (Example: Bonus, Rights, Placing, Open Offer, Block listing, Eurobond, MTN Programme, Warrants) |
| 4. | Market to which admission is sought. By ticking this box you are confirming that you meet the criteria and requirements of the market to which you are applying. |
|||||||
|---|---|---|---|---|---|---|---|---|
| Main Market Premium Standard |
$\mathcal{L}$ $\times$ |
Professional Securities Market |
$\overline{a}$ | Market | Specialist Fund | |||
| High Growth Segment |
÷. | Other | ||||||
| 5. | Are the securities for which application is now made identical in all respects** | |||||||
| a. b. |
with each other? with an existing class of security? |
YES: YES: |
NO: NO: |
$\boxtimes$ | ||||
| identical? | ** If you answered NO to either question how do the securities differ and when will they become | |||||||
| N/A | ||||||||
| 6. | Country of incorporation: | New Issues: This section only requires completion if the application is for a new issue, this information may be published in the New Issues List section on the Exchange's website. The Hellenic Republic |
||||||
| 7. | Home EEA competent authority for listing: | N/A | ||||||
| a. | FCA's Official List? | Will the securities also be admitted to the | YES: | $\times$ | NO: | |||
| b. | If appropriate, has the "passport" been a copy. |
lodged with the UKLA? If so, please attach | YES: | NO: | ||||
| 8. | Expected size of offer (£m): | N/A | ||||||
| 9. | Expected market cap. post issue (£m): | N/A | ||||||
| 10. | Expected percentage of Free Float for this security post issue: |
N/A | ||||||
| 11. | If UK sterling, please confirm unit of trading currency GBX (Pence) GBP (Pounds): |
Preferred trading currency / currencies. | N/A |
NB: The UK trading currency generally requested for London Stock Exchange's markets is GBX. However, if GBP is preferred as the trading currency, please explain the reasons for this preference in an email to admissions@lse
$12.$ ISIN Number/s and TIDM/s:
$13.$ Default place of settlement (system): XS1396375856
Euroclear Bank SA/NV and Clearstream Banking société anonyme
| $a$ . | Website address: | http://www.nbg.gr |
|---|---|---|
| h | Contact name: | Apostolos Mantzaris |
| $\mathbf{C}$ | Job title: | Deputy Head of Wholesale Funding |
| d. | Telephone number: | +30 210 332 8517 |
| e. | Email address: | [email protected] |
| 15. | Invoicing-Value Added Tax (VAT) |
|---|---|
| The following information is required in order to comply with the EC Invoicing Directive (2001/115/EC) and to ensure that VAT is charged in | |
| accordance with EC law: |
| a. Country of Principal Place of Business (PPB): The Hellenic Republic | |
|---|---|
| NB: PPB is usually the head office, headquarters or 'seat' from which business is run. |
| b. Is the Issuer registered for VAT in the UK? | YES: | NO: | ||
|---|---|---|---|---|
| c. Is the Issuer registered for VAT in another EC country? |
YES: | $\overline{\mathbf{M}}$ | NO: |
d. If YES, please confirm EC VAT registration number: 094014201
NB: Where PPB is an EC country (excluding UK) - Failure to provide a valid EC VAT registration number will result in UK VAT being charged on admission and annual fees.
| 16. | Brief description of business / fund type: |
N/A |
|---|---|---|
| 17. | Fiscal year end: | N/A |
| 18. | Sponsor/ Lead manager / Adviser (if applicable): | |
| Contact name: a. Telephone Number: b. Email address: C. |
N/A N/A N/A |
|
| 19. | Corporate Broker: | N/A |
| 20. 21. |
Confirmed Market Makers: Financial PR advisors: |
N/A At least one market maker is required if the security is to be traded on a segment with mandatory market maker requirements N/A |
| Cardy London For Stock Exchange |
|||
|---|---|---|---|
| N/A | |||
| 23. | Date available: | N/A |
NB: this must be no later than the first day of when issued trading where this has been applied for.
Securities that are likely to shortly qualify for FTSE All Share will be added to SETS trading service. Where this is not the case the issuer's preference will be adopted. Please note if opting for SETS the Confirmed Market Makers in q.20 above must be willing to support a two way obligation of not less than £2,500.
| 24. | Please select one of the following options:- |
|---|---|
| b. $C_{\rm{max}}$ |
a. Order Driven (SETS) YES: Quote Driven (SETSqx) YES: No Preference YES: |
| Debt Issues: | |
| 25. | Date of issue of certificates (or where relevant definitive bearer securities) for which application to trading is sought. |
| In the limited circumstances specified in the relevant Global |
Note
$\overline{\mathbf{w}}$
Bearer
| Establish | Update |
|---|---|
| 9 April 2009 | Supplements 22 April 2010, 4 May 2010, 17 December 2010, 20 May 2011, 15 April 2013, 12 May 2014, 5 January 2015, 26 March 2015, 14 May 2015, 15 June 2015, 27 July 2015, 14 October 2015 and 11 April 2016. |
Please tick the box that best describes the security for which admission is sought. (more then one box may be appropriate in some cases)
If the security does not fall under any of the descriptions set above please provide a brief
| Floating rate | X | Step up up/Down | |
|---|---|---|---|
| Preference shares | Guaranteed | X | |
| Exchangeable/Convertible | Debentures | ||
| Retail offer | Eurobonds | X | |
| Inflation Linked | Warrants | ||
| Any other Linked | Collateralised Debt | ||
| Loan Participation | Obligation | ||
| Credit Linked Notes | Zero coupon | ||
| Asset Backed | Covered | ||
| Extendable | Shari'ah Compliant | ||
| Commercial paper | Mortgage Backed |
description
21 April 2017
We have read and acknowledge our obligations under the Standards. Accordingly we declare that:
We undertake to comply with the Standards as published by the London Stock Exchange from time to time.
Signed: Print Vassilis Kaavalos Name: Group Treasure Job Title: Date: 20 April 2016
Signed by a duly authorised officer (e.g. Director) for and on behalf of:
Name of Issuer: National Bank of Greece S.A.
London Stock Exchange - Registered in England & Wales No 2075721. Registered office - 10 Patemoster Square. London EC4M 7LS
Building tools?
Free accounts include 100 API calls/year for testing.
Have a question? We'll get back to you promptly.