Major Shareholding Notification • Feb 9, 2016
Major Shareholding Notification
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National Storage Mechanism | Additional information
RNS Number : 5690O
Asian Total Return Invest Co PLC
09 February 2016
For filings with the FSA include the annex
For filings with issuer exclude the annex
TR-1: Notifications of Major Interests in Shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached:
Asian Total Return Investment Company plc
2. Reason for the notification
(please place an X inside the appropriate bracket/s):
An acquisition or disposal of voting rights: (X)
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached: ( )
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments: ( )
An event changing the breakdown of voting rights: ( )
Other (please specify) :( )
3. Full name of person(s) subject to notification obligation:
Lazard Asset Management LLC
4. Full name of shareholder(s) (if different from 3):
Bank of New York, Inc - Global Custody
JP Morgan Chase - SWIFT
Mellon Trust
Northern Trust Co
State Street Bank - Custodian
State Street - Custody Master Trust
5. Date of transaction and date on which the threshold is crossed or reached:
8 February 2016
6. Date on which issuer notified:
9 February 2016
7. Threshold(s) that is/are crossed or reached:
Decrease from 8% to 7%
8. Notified Details:
A: Voting rights attached to shares
| Class/type of shares if possible use ISIN CODE | Situation previous to the triggering transaction | |
| Ordinary Shares | Number of shares | Number of voting rights |
| GB0008710799 5,918,278 |
Resulting situation after the triggering transaction
| Number of shares | Number of voting rights | % of voting rights | |||
| Direct | Direct | Indirect 5,821,038 |
Direct | Indirect 7.98% |
|
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
| Type of financial instrument | Expiration date | Exercise/ conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/ converted) | % of voting rights |
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||
| Resulting situation after the triggering transaction | ||||||
| Type of financial instrument |
Exercise price | Expiration date | Exercise/ Conversion period |
Number of voting rights instrument refers to | % of voting rights | |
| Nominal | Delta |
Total (A+B +C)
| Number of voting rights 5,821,038 |
Percentage of voting rights 7.98% |
9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable:
Lazard Asset Management LLC controls all the voting rights held of this issuer.
Proxy Voting:
10. Name of proxy holder:
N/A
11. Number of voting rights proxy holder will cease to hold:
N/A
12. Date on which proxy holder will cease to hold voting rights:
N/A
13. Additional information:
N/A
14. Contact name:
Andrea Davidson
15. Contact telephone number:
020 7658 4430
Date: 9 February 2016
This information is provided by RNS
The company news service from the London Stock Exchange
END
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