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Smiths Group PLC

Declaration of Voting Results & Voting Rights Announcements Dec 14, 2015

4613_mrq_2015-12-14_f4b52dc6-ca13-47df-958a-36a8dcdf0320.html

Declaration of Voting Results & Voting Rights Announcements

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RNS Number : 9342I

Smiths Group PLC

14 December 2015

TR-1: Notifications of Major Interests in Shares
1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: Smiths Group PLC
2. Reason for notification (yes/no)
An acquisition or disposal of voting rights Yes
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached No
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments No
An event changing the breakdown of voting rights No
Other (please specify):___________________________ No
3. Full name of person(s) subject to notification obligation: Ameriprise Financial, Inc. and its group
4. Full name of shareholder(s) (if different from 3): BNP Paribas Nominees Pty Limited

HSBC Global Custody Nominee (UK) Limited

Nortrust Nominees Ltd

State Street Nominees Limited

The Bank of New York (Nominees) Limited

Vidacos Nominees Ltd

Cede & Co
5. Date of transaction and date on which the threshold is crossed or reached: 09 December 2015
6. Date on which issuer notified: 11 December 2015
7. Threshold(s) that is/are crossed or reached: Below the threshold of 5%
8: Notified Details
A: Voting rights attached to shares
Class/type of shares

If possible use ISIN code
Situation previous to the triggering transaction Resulting situation after the triggering transaction
Number of shares Number of voting rights Number of shares Number of voting rights Percentage of voting rights
Direct Direct Indirect Direct Indirect
GB00B1QY238 20,233,915 20,233,915 188,724 188,724 19,427,428 0.048% 4.917%
US8328P2039 11,123 11,123 0 0 3,234 0.000% 0.001%
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument Expiration date Exercise/ conversion period No. of voting rights that may be acquired if the instrument is exercised/converted. Percentage of voting rights
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial instrument Exercise Price Expiration date Exercise / conversion period No. of voting rights instrument refers to Percentage of voting rights
Nominal Delta
Total (A+B+C)
Number of voting rights Percentage of voting rights
19,619,386 4.966%
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable:
Threadneedle Asset Management Limited (4.965%)

Columbia Management Investment Advisers, LLC (0.001%)

Columbia Management Investment Advisers, LLC is wholly owned by Ameriprise Financial, Inc.

Threadneedle Asset Management Limited is wholly owned by TC Financing Limited, which is itself wholly owned by Threadneedle Asset Management Holdings Limited, which is itself wholly owned by TAM UK Holdings Limited, which is itself wholly owned by Threadneedle Holdings Limited,  which is itself wholly owned by Threadneedle Asset Management Holdings SARL, which is itself wholly owned by Ameriprise International Holdings GmbH, which is itself wholly owned by Ameriprise Financial, Inc.
Proxy Voting:
10. Name of proxy holder: N/A
11. Number of voting rights proxy holder will cease to hold: N/A
12. Date on which proxy holder will cease to hold voting rights: N/A
13. Additional information: The Shares referred to in section 9 of this form are held in portfolios and funds managed on a discretionary basis by the entities set out in section 9.

Please note that the Shares are held through certain nominee companies.
14 Contact name: Mark Powney, Threadneedle Asset Management Ltd.
15. Contact telephone name: +441793 363135

This information is provided by RNS

The company news service from the London Stock Exchange

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