Major Shareholding Notification • Oct 1, 2015
Major Shareholding Notification
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National Storage Mechanism | Additional information
RNS Number : 9804A
Filtronic PLC
01 October 2015
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES i |
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii | Filtronic plc |
| 2 Reason for the notification (please tick the appropriate box or boxes): | ||
| An acquisition or disposal of voting rights | YES | |
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | ||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | ||
| An event changing the breakdown of voting rights | ||
| Other (please specify): | ||
| 3. Full name of person(s) subject to the notification obligation: iii | Aberforth Partners LLP |
| 4. Full name of shareholder(s) (if different from 3.): iv |
Shareholder Shares 1.Aberforth Smaller Companies Trust 19,383,816 2. Aberforth UK Small Companies Fund 3,045,846 All shares are registered in the name of Nortrust Nominees Ltd A/c Aberforth |
| 5. Date of the transaction and date on which the threshold is crossed or reached: v | 30/09/2015 |
| 6. Date on which issuer notified: | 01/10/2015 |
| 7. Threshold(s) that is/are crossed or reached: vi, vii |
21% |
| 8. Notified details: | |||||||
| A: Voting rights attached to shares viii, ix | |||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | |||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||
| Ordinary GB0003362992 |
20,594,943 | 20,594,943 | 22,429,662 | N/A | 22,429,662 | N/A | 20.99 |
| B: Qualifying Financial Instruments | ||||
| Resulting situation after the triggering transaction | ||||
| Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
| N/A | N/A | N/A | N/A | N/A |
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
| Resulting situation after the triggering transaction | ||||||
| Type of financial instrument |
Exercise price |
Expiration date xvii |
Exercise/ Conversion period xviii |
Number of voting rights instrument refers to |
% of voting rights xix, xx | |
| N/A | N/A | N/A | N/A | N/A | Nominal | Delta |
| N/A | N/A |
| Total (A+B+C) | |
| Number of voting rights | Percentage of voting rights |
| 22,429,662 | 20.99 |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
| Proxy Voting: | |
| 10. Name of the proxy holder: | N/A |
| 11. Number of voting rights proxy holder will cease to hold: | N/A |
| 12. Date on which proxy holder will cease to hold voting rights: | N/A |
| 13. Additional information: | |
| 14. Contact name: | Pauline Robson, Aberforth Partners LLP |
| 15. Contact telephone number: | 0131 220 0733 |
This information is provided by RNS
The company news service from the London Stock Exchange
END
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