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360 ONE WAM LIMITED Capital/Financing Update 2021

Oct 29, 2021

61416_rns_2021-10-29_7fed3a7d-d90e-4074-b6d8-9bdf81ee4b9f.pdf

Capital/Financing Update

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October 28, 2021

The Manager, The Manager, Listing Department, Listing Department, BSE Limited, The National Stock Exchange of India Ltd., Phiroze Jeejeebhoy Tower, Exchange Plaza, 5 Floor, Plot C/1, G Block, Dalal Street, Bandra - Kurla Complex, Bandra (E), Mumbai 400 001. Mumbai 400 051. BSE Scrip Code: 542772 NSE Symbol: IIFLWAM

Dear Sir/Madam,

Subject : Disclosure under Regulation 30 of the SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015

Pursuant to Regulation 30 of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015, we wish to inform you that Accounting and Corporate Regulatory Authority, Singapore, on October 27, 2021, has confirmed the amalgamation of the following international subsidiaries of IIFL Wealth Management Limited (“Company”) (i) IIFL (ASIA) PTE. LTD., Singapore (ii) IIFL CAPITAL PTE. LTD., Singapore and (iii) IIFL SECURITIES PTE. LTD., Singapore to become IIFL CAPITAL PTE. LTD., Singapore.

By virtue of this amalgamation both IIFL (ASIA) PTE. LTD. and IIFL SECURITIES PTE. LTD. cease to be international subsidiaries of the Company with effect from October 27, 2021.

The details of the aforesaid amalgamation pursuant to SEBI Circular CIR/CFD/CMD/4/2015 dated September 9, 2015, are as under:

1 Name of the entity(ies) forming
part
of
the
amalgamation/merger, details
in brief such as, size, turnover
etc.
Asset size and turnover details as on September 30, 2021
1. IIFL (ASIA) PTE. LTD.
Asset size : Rs. 34,72,41,163
Turnover : Nil
2. IIFL SECURITIES PTE. LTD.
Asset size: Rs. 6,09,82,479
Turnover : Rs. 38,77,660
3. IIFL CAPITAL PTE. LTD.
Asset size: Rs. 120,82,76,443
Turnover : Rs. 18,22,92,877

IIFL WEALTH MANAGEMENT LIMITED

Corporate & Registered Office: IIFL Centre, Kamala City, Senapati Bapat Marg, Lower Parel, Mumbai – 400 013 TEL: (91-22) 4876 5600 | FAX: (91-22) 4875 5606

www.iiflwealth.com

CIN: L74140MH2008PLC177884

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2 Whether the transaction would
fall
within
related
party
transactions? If yes, whether
the same is done at “arms
length”
The Company is not a party to the aforesaid
amalgamation and all 3 entities which are party to the
aforesaid amalgamation i.e. (i) IIFL (ASIA) PTE. LTD. (ii)
IIFL CAPITAL PTE. LTD. and (iii) IIFL SECURITIES PTE. LTD.
were direct / indirect wholly owned subsidiaries of the
Company.
3 area
of
business
of
the
entity(ies)
Prior to amalgamation:
1.
IIFL CAPITAL PTE. LTD. was into the business of fund
management,
2.
IIFL SECURITIES PTE. LTD. was (i) performing
regulated activity of dealing in capital markets
products, and (ii) an Exempt Financial Adviser for
the regulated activity of advising on investment
products and
3.
IIFL (ASIA) PTE. LTD. was an investment holding
company holding shares of IIFL CAPITAL PTE. LTD.
and IIFL SECURITIES PTE. LTD.
Post-amalgamation, IIFL CAPITAL PTE. LTD. will perform
both the license activities of IIFL SECURITIES PTE. LTD.
and IIFL CAPITAL PTE. LTD.
4 rationale for amalgamation/
merger
1.
Economy of scale and focused approach through a
single entity, and
2.
Integration of various activities including finance,
operations and compliance.
Further, IIFL (ASIA) PTE. LTD. was only investment
holding entity and was not into any business activity and
hence amalgamation into IIFL CAPITAL PTE. LTD. will
reduce operational cost of maintaining the entity(ies).
5 in case of cash consideration –
amount or otherwise share
exchange ratio
Nil – Cash Consideration.
All shares of IIFL SECURITIES PTE. LTD. and IIFL CAPITAL
PTE. LTD. to the extent held by IIFL (ASIA) PTE. LTD. are
cancelled as zero.
In lieu of 14,000,000 ordinary shares of IIFL (ASIA) PTE.
LTD. held by the Company, IIFL CAPITAL PTE. LTD. will
issue 5,300,000 of its ordinary shares to the Company as
purchase consideration for the amalgamation.

IIFL WEALTH MANAGEMENT LIMITED

Corporate & Registered Office: IIFL Centre, Kamala City, Senapati Bapat Marg, Lower Parel, Mumbai – 400 013 TEL: (91-22) 4876 5600 | FAX: (91-22) 4875 5606

www.iiflwealth.com

CIN: L74140MH2008PLC177884

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Pre-amalgamation, the Company was holding 12,982,083 ordinary shares in IIFL CAPITAL PTE. LTD. upon issue of 5,300,000 ordinary shares by IIFL CAPITAL PTE. LTD. to the Company as aforesaid, postamalgamation, the Company will hold 18,282,083 ordinary shares in IIFL CAPITAL PTE. LTD. 6 brief details of change in Not Applicable shareholding pattern (if any) of listed entity.

Kindly take the same on record and oblige.

Thanking you, Yours Truly,

For IIFL Wealth Management Limited

Rohit Digitally signed by Rohit Shriniwas Shriniwas Bhase Bhase Date: 2021.10.29 14:01:39 +05'30' Rohit Bhase Company Secretary (ACS: 21409)

Email: [email protected]

IIFL WEALTH MANAGEMENT LIMITED

Corporate & Registered Office: IIFL Centre, Kamala City, Senapati Bapat Marg, Lower Parel, Mumbai – 400 013 TEL: (91-22) 4876 5600 | FAX: (91-22) 4875 5606

www.iiflwealth.com

CIN: L74140MH2008PLC177884