Major Shareholding Notification • Dec 18, 2014
Major Shareholding Notification
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National Storage Mechanism | Additional information
RNS Number : 2139A
Rockhopper Exploration plc
18 December 2014
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES | ||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Rockhopper Exploration Plc GB00B0FVQX23 |
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| 2 Reason for the notification (please tick the appropriate box or boxes): | ||||
| An acquisition or disposal of voting rights | Yes | |||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | n/a | |||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | n/a | |||
| An event changing the breakdown of voting rights | n/a | |||
| Other (please specify): | n/a | |||
| 3. Full name of person(s) subject to the notification obligation: |
UBS Investment Bank UBS Group AG |
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| 4. Full name of shareholder(s) (if different from 3.): | UBS AG London Branch UBS Limited |
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| 5. Date of the transaction and date on which the threshold is crossed or reached: |
15 December 2014 | |||
| 6. Date on which issuer notified: | 17 December 2014 | |||
| 7. Threshold(s) that is/are crossed or reached: |
7% | |||
| 8. Notified details: | |||||||||||||||
| A: Voting rights attached to shares | |||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights | |||||||||||
| Direct | Indirect | Direct | Indirect | ||||||||||||
| GB00B0FVQX23 | 18,973,903 | 18,973,903 | - | - | 20,703,766 | - | 7.08% | ||||||||
| B: Qualifying Financial Instruments | |||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||
| Type of financial instrument |
Expiration date |
Exercise/ Conversion Period |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
|||||||||||
| - | - | - | - | - | |||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | |||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||
| Type of financial instrument |
Exercise price | Expiration date | Exercise/ Conversion period |
Number of voting rights instrument refers to | % of voting rights | ||||||||||
| - | - | - | - | - | Nominal | Delta | |||||||||
| - | - | ||||||||||||||
| Total (A+B+C) | |||||||||||||||
| Number of voting rights | Percentage of voting rights | ||||||||||||||
| 20,703,766 | 7.08% | ||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: |
||
| UBS Group AG is a group holding company for UBS Investment Bank business. Voting rights are held through its controlled undertakings as set out below. UBS AG: - directly through its branches: UBS AG London Branch - 18,521,436 (6.33%); and - indirectly through its subsidiaries: UBS Limited - 2,182,330 (0.75%) |
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| Proxy Voting: | ||
| 10. Name of the proxy holder: | ||
| 11. Number of voting rights proxy holder will cease to hold: |
||
| 12. Date on which proxy holder will cease to hold voting rights: |
||
| 13. Additional information: | ||
| 14. Contact name: | Konstantina Georgaki / Zuzana Görögová | |
| 15. Contact telephone number: | +41 44 239 4071 | |
This information is provided by RNS
The company news service from the London Stock Exchange
END
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