Major Shareholding Notification • Nov 28, 2014
Major Shareholding Notification
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National Storage Mechanism | Additional information
RNS Number : 3941Y
Smiths Group PLC
28 November 2014
| TR-1: Notifications of Major Interests in Shares | |||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: | Smiths Group PLC | ||
| 2. Reason for notification (yes/no) | |||
| An acquisition or disposal of voting rights | X | ||
| An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||
| An event changing the breakdown of voting rights | |||
| Other (please specify): | |||
| 3. Full name of person(s) subject to notification obligation: | Dodge & Cox | ||
| 4. Full name of shareholder(s) (if different from 3): | |||
| 5. Date of transaction and date on which the threshold is crossed or reached: | November 26, 2014 | ||
| 6. Date on which issuer notified: | November 28, 2014 | ||
| 7. Threshold(s) that is/are crossed or reached: | 5% | ||
| 8. Notified Details | ||||||||||||
| A: Voting rights attached to shares | ||||||||||||
| Class/type of shares If possible use ISIN CODE |
Situation previous to the triggering transaction | Resulting situation after the triggering transaction | ||||||||||
| Number of Shares | Number of voting rights | Number of shares | Number of voting rights | Percentage of voting rights | ||||||||
| Direct | Indirect | Direct | Indirect | |||||||||
| GB00B1WY2338 | 19,255,900 | 20,345,010 | 5.15% | |||||||||
| B: Qualifying Financial Instruments | ||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||
| Type of financial instrument | Expiration date | Exercise/ conversion period | No. of voting rights that may be acquired (if the instrument is exercised/converted) | Percentage of voting rights | ||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments | ||||||||||||
| Resulting situation after the triggering transaction | ||||||||||||
| Type of financial instrument | Exercise Price | Expiration date | Exercise/ conversion period | No. of voting rights instrument refers to | Percentage of voting rights | |||||||
| Nominal | Delta | |||||||||||
| Total (A+B+C) | ||||||||||||
| Number of voting rights | Percentage of voting rights | |||||||||||
| 20,345,010 | 5.15% | |||||||||||
| 9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
| Proxy Voting: | |
| 10. Name of proxy holder: | |
| 11. Number of voting rights proxy holder will cease to hold: | |
| 12. Date on which proxy holder will cease to hold voting rights: |
| 13. Additional information: | |
| 14 Contact name: | Megan O'Keeffe |
| 15. Contact telephone name: | (415) 274-9460 |
This information is provided by RNS
The company news service from the London Stock Exchange
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