Major Shareholding Notification • Sep 24, 2014
Major Shareholding Notification
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National Storage Mechanism | Additional information
PR Newswire
London, September 24
For filings with the FCA include the annexFor filings with issuer exclude the annexTR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi1. Identity of the issuer or the underlying issuerof existing shares to which voting rights are Pendragon PLCattached:ii2 Reason for the notification (please tick the appropriate box or boxes):An acquisition or disposal of voting rights XAn acquisition or disposal of qualifying financial instruments which may resultin the acquisition of shares already issued to which voting rights are attachedAn acquisition or disposal of instruments with similar economic effect toqualifying financial instrumentsAn event changing the breakdown of voting rightsOther (please specify):3. Full name of person(s) subject to the GMT Capital Corpnotification obligation:iii4. Full name of shareholder(s) (if different from 3.):iv5. Date of the transaction and date onwhich the threshold is crossed or 22.09.14reached: v6. Date on which issuer notified: 23.09.147. Threshold(s) that is/are crossed or 5%reached: vi, vii8. Notified details:A: Voting rights attached to shares viii, ixClass/type Situation previous Resulting situation after the triggering transactionof to the triggeringshares transaction Number Number Number Number of voting % of votingif possible of of of rights rights xusing Shares Voting sharesthe ISIN RightsCODE Direct Direct xi Indirect Direct Indirect xiiOrdinary 71768060 71768060 73425803 73425803 5.04%GB00B1JQBT10B: Qualifying Financial InstrumentsResulting situation after the triggering transactionType of Expiration Exercise/ Number of voting % of votingfinancial date xiii Conversion Period rights that may be rightsinstrument xiv acquired if the instrument is exercised/ converted.C: Financial Instruments with similar economic effect to Qualifying FinancialInstruments xv, xviResulting situation after the triggering transactionType of Exercise Expiration Exercise/ Number of voting rights % of votingfinancial price date xvii Conversion instrument refers to rights xix, xxinstrument period xviii Nominal DeltaTotal (A+B+C)Number of voting rights Percentage of voting rights 73425803 5.04%9. Chain of controlled undertakings through which the voting rights and/or thefinancial instruments are effectively held, if applicable: xxiBay Resource Partners LPBay li Resource Partners LPBay Resource Partners Offshore Master Fund LPLyxor/Bay Resource Partners Offshore Fund LPThomas ClaugusProxy Voting:10. Name of the proxy holder:11. Number of voting rights proxy holder will ceaseto hold:12. Date on which proxy holder will cease to holdvoting rights:13. Additional information:14. Contact name: Richard Maloney15. Contact telephone number: 01623 725119Note: Annex should only be submitted to the FCA not the issuerAnnex: Notification of major interests in sharesxxiiA: Identity of the persons or legal entity subject to the notificationobligationFull name(including legal form of legal entities)Contact address(registered office for legal entities)Phone number & emailOther useful information(at least legal representative for legal persons)B: Identity of the notifier, if applicableFull nameContact addressPhone number & emailOther useful information(e.g. functional relationship with the person or legal entity subject to thenotification obligation)C: Additional informationFor notes on how to complete form TR-1 please see the FCA website.

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