Close Brothers Group PLC

Director's Dealing • Apr 30, 2014

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RNS Number : 9976F

Close Brothers Group PLC

30 April 2014

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

All relevant boxes should be completed in block capital letters.

1.	Name of the issuer Close Brothers Group plc	2.	State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). DTR 3.1.2 R
3.	Name of person discharging managerial responsibilities/director Elizabeth Lee	4.	State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A
5.	Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non beneficial interest 1 Notification in respect of a holding of the person referred to in 3 above	6.	Description of shares (including class), debentures or derivatives or financial instruments relating to shares Ordinary shares of 25p each
7.	Name of registered shareholders(s) and, if more than one, the number of shares held by each of them Elizabeth Lee  27,486 shares Rock (Nominees) Limited Account SIS 8,767 shares	8.	State the nature of the transaction Grant of option over shares under the Company's Sharesave scheme
9.	Number of shares, debentures or financial instruments relating to shares acquired Nil	10.	Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
11.	Number of shares, debentures or financial instruments relating to shares disposed Nil	12.	Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
13.	Price per share or value of transaction N/A	14.	Date and place of transaction
15.	Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 36,253 (0.02%)	16.	Date issuer informed of transaction 29 April 2014

If a person discharging managerial responsibilities has been granted options by the issuer

complete the following boxes

17.	Date of grant 29 April 2014	18.	Period during which or date on which exercisable 1 June 2017 to 30 November 2017
19.	Total amount paid (if any) for grant of the option Nil	20.	Description of shares or debentures involved (class and number) Ordinary shares of 25p each; 779
21.	Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise £11.55	22.	Total number of shares or debentures over which options held following notification 1,745 shares
23.	Any additional information	24.	Name of contact and telephone number for queries John Hudspith 020 7655 3100

Name of authorised official of issuer responsible for making notification

John Hudspith

Deputy Company Secretary

Close Brothers Group plc

Date of notification 30 April  2014

Notes:    This form is intended for use by an issuer to make a RIS notification required by DR 3.3.

(1)	An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2)	An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3)	An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4)	An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

All relevant boxes should be completed in block capital letters.

1.	Name of the issuer Close Brothers Group plc	2.	State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). DTR 3.1.2 R
3.	Name of person discharging managerial responsibilities/director Rebekah Etherington	4.	State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
5.	Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non beneficial interest 1 Notification in respect of a holding of the person referred to in 3 above	6.	Description of shares (including class), debentures or derivatives or financial instruments relating to shares Ordinary shares of 25p each;
7.	Name of registered shareholders(s) and, if more than one, the number of shares held by each of them Hargreaves Lansdown Nominees account, Rebekah Etherington 20,093 shares Richard Etherington 864 shares	8.	State the nature of the transaction Grant of option over shares under the Company's Sharesave scheme
9.	Number of shares, debentures or financial instruments relating to shares acquired Nil	10.	Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
11.	Number of shares, debentures or financial instruments relating to shares disposed Nil	12.	Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
13.	Price per share or value of transaction N/A	14.	Date and place of transaction
15.	Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 20,957 (0.01%)	16.	Date issuer informed of transaction 29 April 2014

If a person discharging managerial responsibilities has been granted options by the issuer

complete the following boxes

17.	Date of grant 29 April 2014	18.	Period during which or date on which exercisable 1 June 2017 to 30 November 2017
19.	Total amount paid (if any) for grant of the option Nil	20.	Description of shares or debentures involved (class and number) Ordinary shares of 25p each ; 779
21.	Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise £11.55	22.	Total number of shares or debentures over which options held following notification 1,745 shares
23.	Any additional information	24.	Name of contact and telephone number for queries John Hudspith 020 7655 3100

Name of authorised official of issuer responsible for making notification

John Hudspith

Deputy Company Secretary

Close Brothers Group plc

Date of notification 30 April 2014

Notes:    This form is intended for use by an issuer to make a RIS notification required by DR 3.3.

(1)	An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2)	An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3)	An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4)	An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

All relevant boxes should be completed in block capital letters.

1.	Name of the issuer Close Brothers Group plc	2.	State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). DTR 3.1.2 R
3.	Name of person discharging managerial responsibilities/director Tazim Essani	4.	State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A
5.	Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non beneficial interest 1 Notification in respect of a holding of the person referred to in 3 above	6.	Description of shares (including class), debentures or derivatives or financial instruments relating to shares Ordinary shares of 25p each
7.	Name of registered shareholders(s) and, if more than one, the number of shares held by each of them Tazim Essani 35,866	8.	State the nature of the transaction Grant of option over shares under the Company's Sharesave scheme
9.	Number of shares, debentures or financial instruments relating to shares acquired Nil	10.	Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
11.	Number of shares, debentures or financial instruments relating to shares disposed Nil	12.	Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
13.	Price per share or value of transaction N/A	14.	Date and place of transaction
15.	Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 35,866 (0.02%)	16.	Date issuer informed of transaction 29 April 2014

If a person discharging managerial responsibilities has been granted options by the issuer

complete the following boxes

17.	Date of grant 29 April 2014	18.	Period during which or date on which exercisable 1 June 2017 to 30 November 2017
19.	Total amount paid (if any) for grant of the option Nil	20.	Description of shares or debentures involved (class and number) Ordinary shares of 25p each; 779
21.	Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise £11.55	22.	Total number of shares or debentures over which options held following notification 1,745 shares
23.	Any additional information	24.	Name of contact and telephone number for queries John Hudspith 020 7655 3100

Name of authorised official of issuer responsible for making notification

John Hudspith

Deputy Company Secretary

Close Brothers Group plc

Date of notification 30 April 2014

Notes:    This form is intended for use by an issuer to make a RIS notification required by DR 3.3.

(1)	An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2)	An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3)	An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4)	An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.

Notification of Transactions of Directors/Persons Discharging Managerial Responsibility and Connected Persons

All relevant boxes should be completed in block capital letters.

1.	Name of the issuer Close Brothers Group plc	2.	State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006). DTR 3.1.2 R
3.	Name of person discharging managerial responsibilities/director Preben Prebensen	4.	State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person N/A
5.	Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non beneficial interest Notification in respect of a holding of the person referred to above	6.	Description of shares (including class), debentures or derivatives or financial instruments relating to shares Ordinary shares of 25p each
7.	Name of registered shareholders(s) and, if more than one, the number of shares held by each of them Bank of New York Nominees Ltd A/C HWMLMAIN 508,431	8.	State the nature of the transaction Grant of option over shares under the Company's Sharesave scheme
9.	Number of shares, debentures or financial instruments relating to shares acquired Nil	10.	Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
11.	Number of shares, debentures or financial instruments relating to shares disposed Nil	12.	Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
13.	Price per share or value of transaction N/A	14.	Date and place of transaction
15.	Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage) 508,431  (0.34%)	16.	Date issuer informed of transaction 29 April 2014

If a person discharging managerial responsibilities has been granted options by the issuer

complete the following boxes

17.	Date of grant 29 April 2014	18.	Period during which or date on which exercisable 1 June 2017 to 30 November 2017
19.	Total amount paid (if any) for grant of the option Nil	20.	Description of shares or debentures involved (class and number) Ordinary shares of 25p each; 779
21.	Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise £11.55	22.	Total number of shares or debentures over which options held following notification 3,270 shares
23.	Any additional information	24.	Name of contact and telephone number for queries John Hudspith 020 7655 3100
Name of authorised official of issuer responsible for making notification John Hudspith Deputy Company Secretary Close Brothers Group plc Date of notification 30 April 2014

Notes:    This form is intended for use by an issuer to make a RIS notification required by DR 3.3.

(1)	An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2)	An issuer making a notification in respect of a derivative relating the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3)	An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4)	An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.

This information is provided by RNS

The company news service from the London Stock Exchange

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