Major Shareholding Notification • Jan 24, 2014
Major Shareholding Notification
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National Storage Mechanism | Additional information
RNS Number : 5141Y
Filtronic PLC
24 January 2014
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
Filtronic plc | ||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||
| An acquisition or disposal of voting rights | √ | ||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||
| An event changing the breakdown of voting rights | |||||
| Other (please specify): | |||||
| 3. Full name of person(s) subject to the notification obligation: iii |
Aviva plc & its subsidiaries | ||||
| 4. Full name of shareholder(s) (if different from 3.):iv | Registered Holder: BNY (Nominees) Limited 60,380* BNY Norwich Union Nominees Limited 647,140* Chase (GA Group) Nominees Limited 5,851,040* Vidacos Nominees Limited 45,775* *denotes direct interest Chase Nominees Limited 214,322* Vidacos Nominees Limited 1,182,607 |
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| 5. Date of the transaction and date on which the threshold is crossed or reached: v |
21 January 2014 | ||||
| 6. Date on which issuer notified: | 22 January 2014 (received 24th January 2014) | ||||
| 7. Threshold(s) that is/are crossed or reached: vi, vii |
7% to 6% Change at Direct Interest Level | ||||
| 8. Notified details: | |||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | |||||||
| Direct | Direct xi | Indirect xii | Direct | Indirect | |||||||
| Ordinary Shares GB0003362992 |
8,379,318 | 8,379,318 | 8,001,264 | 6,604,335 | 1,396,929 | 6.80% | 1.44% | ||||
| B: Qualifying Financial Instruments | |||||||||||
| Resulting situation after the triggering transaction | |||||||||||
| Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
|||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | ||||||
| Resulting situation after the triggering transaction | ||||||
| Type of financial instrument |
Exercise price | Expiration date xvii | Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rights xix, xx | |
| Nominal | Delta | |||||
| Total (A+B+C) | |
| Number of voting rights | Percentage of voting rights |
| 8,001,264 | 8.24% |
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
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| The voting rights are managed and controlled by Aviva Investors Global Services Limited, with the following chain of controlled undertakings:- Aviva Investors Global Services Limited: · Aviva plc (Parent Company) · Aviva Group Holdings Limited (wholly owned subsidiary of Aviva plc) · Aviva Investors Holdings Limited (wholly owned subsidiary of Aviva Group Holdings Limited) · Aviva Investors Global Services Limited (wholly owned subsidiary of Aviva Investors Holdings Limited) |
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| Proxy Voting: | ||
| 10. Name of the proxy holder: | See Section 4 | |
| 11. Number of voting rights proxy holder will cease to hold: |
||
| 12. Date on which proxy holder will cease to hold voting rights: |
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| 13. Additional information: | Figures are based on a total number of voting rights of 96,997,993 as per the Company's Total Voting Rights Announcement of 28 September 2012. | |
| 14. Contact name: | Neil Whittaker, Aviva plc | |
| 15. Contact telephone number: | 01603 684420 | |
This information is provided by RNS
The company news service from the London Stock Exchange
END
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