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Persimmon PLC

Annual Report Dec 31, 2013

4683_10-k_2013-12-31_bd1031e0-5426-43ed-be1b-ba99d77a0371.pdf

Annual Report

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Delivering growth

Persimmon is one of the leading UK housebuilders serving local markets with 24 offices across the country. We sold 11,528 new homes in 2013. The UK economic outlook is improving with increasing demand in the UK new homes market. We have a very strong balance sheet, improving margins, excellent cash generation and remain confident of our prospects.

Strategic Report

  • 2 Chairman's statement
  • 4 Our key brands
  • 6 Our business model
  • 7 Our strategic priorities
  • 9 Chief Executive's review
  • 16 Measuring the success of our strategy
  • 19 Operational performance review
  • 28 How we manage risk
  • 31 Sustainability

Governance

  • 35 Chairman's corporate governance introduction
  • 36 Board of Directors
  • 38 Directors' Report and Corporate Governance Statement
  • 46 Remuneration Report

Financials

  • 61 Statement of Directors' Responsibilities
  • 62 Independent Auditor's Report
  • 64 Consolidated Statement of Comprehensive Income
  • 65 Balance Sheets
  • 66 Statements of Changes in Shareholders' Equity
  • 68 Cash Flow Statements
  • 69 Notes to the Financial Statements

Other information

  • 104 Shareholder Information
  • 104 Financial Calendar 2014
  • 104 Five Year Record
  • 105 Company Information

Persimmon Plc Annual Report – December 2013 1

A strong performance

Financial highlights

£2.09bn +21%

Revenue (2012: £1.72bn)

70p

Return of capital (2012: 75p)

£329.6m+49%

Profit before tax* (2012: £221.5m)†

16.0%+24%

Operating margin* (2012: 12.9%)†

£235.5m+32%

Free cash generationU (2012: £178.0m)

671.4p +2%

Net assets per share (2012: 658.2p)

Operational highlights

$$
11{,}528{~\scriptstyle +16\%}
$$

Homes sold (2012: 9,903)

£181,861 +4%

Average selling price** (2012: £175,640)

$$
\pmb{\mathsf{E1,424.3}}\textcolor{red}{+41\%}
$$

Forward sales*** (2013: £1,010.3m)

$$
74,407+9\%
$$

Landbank (plots) (2012: 68,200)

390 +4%

Average site numbers (2012: 375)

Construction waste recycled (2012: 88%)

* Stated before exceptional credits of £14.1m (2012: £2.8m credit) and goodwill impairment of £6.6m (2012: £6.1m).

  • ** Stated before fair value charge of £6.6m (2012: £15.9m) on shared equity sales.
  • *** As at 24 February 2014 (2013 figure as at 22 February 2013).
  • U Free cash generation is defined as net cash flow before financing activities.
  • Restated for amendment to IAS 19 'Employee Benefits'.

Delivering on our long term strategy

Chairman's statement

Results

I am pleased to report a strong set of results for the year ended 31 December 2013. Persimmon responded well to the significant increase in customer demand stimulated by the combination of increased lending by the major mortgage lenders, the introduction of Help to Buy by the Government in April 2013 and an improvement in the UK economic outlook, and delivered a significant increase in build volumes in the year.

The Group's strong response in increasing rates of new house construction enabled 11,528 sales to be legally completed, an increase of 16% over the prior year. This was made possible by a 30% increase in legal completions delivered in the second half of the year over the first half of 2013. All our staff across the UK have worked tremendously hard to meet these very demanding build programmes and to accelerate the continued growth of the business.

The Group's average selling price* increased by 4% to £181,861 (2012: £175,640) due to the continued gradual change in sales mix, with a greater proportion of larger traditional family houses being sold. House prices across our regional markets have responded to the usual range of regional economic influences and when these regional movements are aggregated for the Group as a whole our underlying average selling price was stable through the year.

Full year revenues increased by 21% over last year to reach £2.1bn and the Group also increased the value of its forward sales at 31 December 2013 by 41% to £908m (2012: £645m).

In parallel with the swift response to market growth, Persimmon continues to be focused on optimising the returns it generates for its

shareholders. Improving the gross margin generated on sales is a critical driver of these returns. Underlying gross margins** for the full year of 20.2% were 270 basis points stronger than the prior year (2012: 17.5%). The quality of these returns improved further due to tight control over development costs, the drive for increased build productivity and our success in opening 175 new sites as we progressed through the year.

The improvement in overhead efficiency, as we continue to grow the business whilst controlling net operating expenses, has delivered an underlying operating margin** of 16.0%, 310 basis points ahead of the prior year (2012: 12.9% as restated***). Indeed, the operating margin in the second half of the year of 16.6% was 150 basis points stronger than the margin of 15.1% for the first half.

The increase in revenues coupled with the improvement in margins resulted in underlying operating profits** increasing 50% to £333m (2012: £223m as restated***), and underlying profit before tax** of £330m being 49% stronger than last year (2012: £222m as restated***). Underlying basic earnings per share** for the year of 83.3 pence is 47% higher than last year's 56.7 pence (as restated***).

We continued to invest in the future growth of the business by acquiring 17,735 plots of new land across 130 high quality locations during 2013. With the faster turn of our work in progress resulting from the strong increase in construction rates we have generated £231m of free cash before capital returns despite our land replacement running at 154% of current consumption. We are pleased to report 5,765 plots of the 17,735 new plots acquired were successfully converted from our strategic land portfolio. The Group now owns and controls 74,407 plots in its forward landbank.

Nicholas Wrigley Chairman

70p

Return of capital to shareholders

  • * Stated before fair value charge on shared equity sales.
  • ** Stated before exceptional items and goodwill impairment.
  • *** Restated for amendment to IAS 19 'Employee Benefits'.
  • **** 12 month rolling average and stated before exceptional items and goodwill impairment.
Strategic Report

Persimmon Plc Annual Report – December 2013 3

Cash holdings at the year end totalled £204m (2012: £201m) reflecting our focus on delivering superior cash returns through maximising the cash efficiency of our land replacement operations, our trading and our build activities. Return on capital employed**** for 2013 was 17.6%, an improvement of 44% on the previous year's 12.2%.

Long term strategy and Capital Return Plan

The results for the year ended 31 December 2013 represent the delivery of the second year of our original nine-and-a-half year strategic plan launched in February 2012 and reflect significant progress against the original plan.

We remain determined to build Persimmon into a stronger, larger business over the long term, investing the appropriate level of capital in the asset platform to sustain the Group at its future larger scale. We remain committed to achieving this whilst maintaining the quality of our land replacement and minimising financial risk. This strategy is designed to deliver strong free cash generation through the housing cycle for the benefit of all our shareholders.

The strategic plan announced in February 2012 included a commitment to return £1.9 billion (£6.20 per share) of surplus capital to shareholders over nine-and-a-half years. On 28 June 2013 we paid £228m to shareholders representing the first instalment under the Capital Return Plan of 75p per share. As a result of the strong progress the Group has made, and against the backdrop of an improving housing market, the Board is recommending that the original Capital Return Plan schedule be accelerated.

At the AGM in April 2013, the Board indicated a payment of 10p per share would be accelerated into 2014 from the planned payment in 2015 (originally 95p per share). The Directors now plan to return 70p per share in 2014 and, rather than this payment being accelerated from the scheduled payment for 2015, it is to be a part acceleration of the 115p final planned payment due in 2021. In addition the original planned payment of 95p per share in 2015 is to be reinstated in full.

Following consultation with shareholders, the Board has also determined to make capital return payments of at least 10p per share in both 2016 and 2018, years in which a payment was not originally planned. These two new payments will be a further part acceleration of the 115p final planned payment due in 2021. The Board will determine the final value of these further instalments of the Capital Return Plan at the appropriate date, in light of the future progress of the business.

The capital return for 2014 of 70p per share will be made on Friday 4 July 2014. The Directors propose to offer shareholders the opportunity (wherever possible) to choose whether to receive the cash either as a return of capital or as dividend income by way of a B share/C share scheme in line with the process for the payment made in 2013. Full details of the B/C share proposal will be sent to shareholders, along with the AGM notice, on Monday 17 March 2014.

Outlook

The Group entered 2014 with a very strong forward order book of £908m of sales reserved and contracted, creating a strong platform for further sales growth in the new year.

The early weeks of the spring selling season have been encouraging, with our weekly private sales rate per site being 22% ahead of last year for the first eight weeks. Visitor numbers to our sites across the UK are 16% stronger than the prior year and cancellation rates remain at historically low levels of c.15% (2013: c.16%). Total forward sales are currently £1,424m for 2014, including legal completions taken so far this year, an increase of 41% on the previous year (2013: £1,010m). Selling prices have remained firm. The Group anticipates a further year of encouraging sales growth in 2014.

Board

As announced on 13 December 2013, David Jenkinson, North Division Chief Executive, has been appointed to the Board as an Executive Director. David brings a wealth of housebuilding experience to the executive and I welcome him to the Board.

The strong result for 2013 is an outperformance of our original long term plan and demonstrates the Group's ability to grow the business swiftly in response to increases in demand whilst improving the quality of shareholder returns. Management and staff have worked tirelessly to deliver this excellent progress. On behalf of the Board I would like to congratulate the whole Persimmon team, including our suppliers and contractors on delivering such a strong performance. Our management is focused on the successful growth of the business and I remain confident of further progress.

Nicholas Wrigley Chairman 24 February 2014

Our key brands

Group overview

Persimmon Homes is our biggest brand. We have 24 regional Persimmon offices from Exeter to Edinburgh, building quality homes which provide the very best in design and construction. Our wide range of homes includes three, four and five bed detached properties; two and three bed town houses; semi-detached houses and apartments.

Charles Church is one of the country's foremost housebuilding brands with an unrivalled reputation for the design and quality of the homes it builds. Charles Church provides a range of premium homes, in both modern and traditional styles from our 24 regional offices.

Space4 supports all three of our housebuilding brands. It operates the largest automated timber frame manufacturing plant in the UK. Timber frames were used in over a third of the homes we built in 2013, achieving excellent energy compliance under the Code for Sustainable Homes.

Persimmon Plc

Annual Report – December 2013 5

Our business model

We are a national housebuilder with a local approach to building new homes. Our core housebuilding strengths in promoting our strategic landholdings and selective site acquisitions, together with efficient and modern construction methods, enable us to deliver quality homes for our customers and long term financial stability and excellent returns for shareholders.

Strategic land 16,300 acres We control land which has potential for development but requires further promotion or investment in order for this potential to be realised. Our dedicated land teams maintain and replenish our strategic land portfolio and our planning teams promote land through the planning system.

Consented land 74,407plots Our development sites are acquired from our strategic land portfolio at a discount to open market value or purchased on the open market with an existing planning consent. Maintaining our landbank gives continuity of supply and enables us to be selective in our land acquisitions.

We focus on building family housing nationally under our key brands. Space4 technology supports our production rates by delivering energy efficient timber frames. We maintain tight control over our construction costs and work in progress, so that we can react quickly to changes in housing demand.

We build quality homes to order across the UK, from Exeter to Edinburgh and from Llantrisant to Lowestoft. By maintaining a national site network we can maximise our sales potential across the UK.

Our strategic priorities

Our strategy is to build a larger, stronger business by improving margins, investing in high quality land and increasing profitability, thereby generating surplus cash to deliver our £1.9bn Capital Return Plan to shareholders. Our strategic priorities are set out below.

Improve margins Continue to control development costs Acquisition of new land at attractive prices Prioritise strategic land investment to improve shareholder returns Maximise sale prices Selective new site acquisitions More traditional site layouts Appropriate product mix Excellent locations Strong cash generation Appropriate capital structure Capital discipline Accelerating returns to shareholders Minimise finance costs Good flexibility Excellent customer focus Improve customer satisfaction and service levels Build good quality homes in attractive locations Build sustainable homes Improve the energy efficiency of our homes and reduce Use modern methods of construction to support site production rates and overcome any potential labour shortages Invest in Space4 Improve resource and waste efficiency Robust health and safety Continued management training Continue to improve safety Maintain a high level of compliance with health and safety standards

Homes people want to buy

Trinity Manor, Stotfold, Bedfordshire Persimmon Homes

Persimmon Plc Annual Report – December 2013 9

Continued progress against our strategy

Chief Executive's review

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Jeff Fairburn Group Chief Executive

Our strategy

In February 2012 we launched a new long term strategy which identified four key features of the Persimmon business model as being of primary importance:

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Chief Executive's review continued

£890m

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Original Plan New Plan Original Plan
Pence per share
New Plan
Pence per share
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4 July 2014 70
30 June 2015 6 July 2015 95 95
6 July 2016 $10*$
30 June 2017 6 July 2017 110 110
6 July 2018 $10*$
30 June 2019 5 July 2019 110 110
30 June 2020 6 July 2020 115 115
30 June 2021 6 July 2021 115 25
Total 620 620

* at least 10p – value to be reviewed in due course.

Persimmon Plc Annual Report – December 2013 11

Right: Plymstock Quarry, Plymouth Devon.

£908m

Forward sales at 31 December 2013 (2012: £645m)

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Chief Executive's review continued

£181,861

Average selling price* (2012: £175,640)

*Stated before fair value charge of £6.6m (2012: £15.9m) on shared equity sales.

Right: Site manager Jim Robinson and Tom Waddell at our site in Earnock Glen, Hamilton Scotland.

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16.0%

Right: A Space4 CAD designer developing a project.

Operating margin** (2012: 12.9% restated)

**Stated before exceptional credits of £14.1m (2012: £2.8m credit) and goodwill impairment of £6.6m (2012: £6.1m).

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Corporate responsibility remains fully JOUFHSBUFEJOUPUIF(SPVQTCVTJOFTTNPEFM

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£1,424m

Forward sales at 24 February 2014 (2013: £1,010m)

Current trading outlook

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Jeff Fairburn

Group Chief Executive 24 February 2014

Average monthly approvals: 84,000

Average monthly approvals since beginning of 2008: 50,000

Measuring the success of our strategy

Key performance indicators

Financial KPIs

Revenue measures

Strength of revenue is an important measure of the success of our business plan. Our emphasis on traditional housing puts us in a strong position to maximise sales.

Profit measures

Our margin has historically been one of the best in the sector and our cost reduction and efficiency programmes have been undertaken to maintain this position.

kSee Our strategic priorities Page 7

* Stated before exceptional items and goodwill impairment. After exceptional items and goodwill impairment the figures are as follows: Operating margin: 16.3% (2012: 12.7%; 2011: 10.6%; 2010: 13.2%; 2009: 9.3%) Profit before tax: £337.1m (2012: £218.2m; 2011: £143.1m; 2010: £149.9m; 2009: £77.2m).

U 2009–2012 comparatives restated for IAS 19 Employee Benefits (revised).

Non-financial KPIs

Customer survey

We participate in the Home Builders Federation/NHBC National New Homes Customer Satisfaction Survey* to help improve our overall service and the quality of our homes.

kSee Our strategic priorities Page 7

* Questionnaires returned for homes sold from October to September each year. Star rating out of 5.

The Reportable Injuries Disease and Dangerous Occurrences Regulations

Our priority is the health and safety of our workforce and visitors. We regularly monitor and review our performance based on our incident rate of RIDDORs reported per 1,000 workers.

kSee Our strategic priorities Page 7

In 2013 regulations on RIDDORs changed from over 3 to over 7 day absences.

Strategic Report
Governance
Financials
Other information
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Persimmon Plc Annual Report – December 2013 17

Cash and cash flow measures

Cash and net debt are used to measure balance sheet strength. Ensuring we have an appropriate capital structure to support our strategy is a key to our success.

kSee Our strategic priorities Page 7

Return measures

A combination of revenue and margin improvement will deliver growth in return on invested capital. We will continue our disciplined approach to working capital management.

kSee Our strategic priorities Page 7

Δ Free cash generation is defined as net cash flow before financing activities. * Stated before exceptional items and goodwill impairment. After exceptional items and goodwill impairment the figures are as follows: Return on average capital employed: 18.0% (2012: 12.0%; 2011: 8.8%; 2010: 11.1%; 2009: 6.4%).

  • 2009–2012 comparatives restated for IAS 19 Employee Benefits (revised).

Waste recycled per home sold

To monitor our operational and environmental efficiency, we collect data on the amount of waste we generate and recycle for each home we sell.

kSee Our strategic priorities Page 7

Landbank

Land is our key raw material and we monitor the amount of land we control with planning permission to ensure that we have continuity of supply.

kSee Our strategic priorities Page 7

Working locally to create better environments

Riverside Quarter, Colchester, Essex Persimmon Homes

Persimmon Plc Annual Report – December 2013 19

Delivering solid results

Operational performance review

"Operational objectives target strong performance."

Mike Killoran Group Finance Director Persimmon delivered a strong performance in 2013 as the Group focused on capturing the benefits of improving rates of sale whilst opening new outlets in excellent locations of proven housing demand.

From 1 January 2013 the Group was reorganised to support the delivery of further operational improvements across the country, from strategic land identification and promotion, through to construction programming and house type design. Our operational management teams have the opportunity to learn from their combined experience in markets to further improve performance. There is a good balance to the distribution of the operational footprint across the regions with our 24 separate housebuilding businesses. The financial performance of the Group benefits from this spread of operations which mitigates market risk.

During 2013 the Group continued to make substantial investments in high quality replacement land across the country, the total consented landbank increasing by 9% over the year to reach 74,407 plots owned and under control at 31 December 2013.

The financial results for 2013, together with the financial position of the business at the year-end, demonstrate the strong progress the Group has made. These results also point to the exciting opportunities available to the Group's four brands, Persimmon and Charles Church in the private sale market, Westbury Partnerships in the Housing Association market place, and our Space4 business, which is the largest automated timber frame manufacturer in the UK.

Persimmon

Our Persimmon business delivered 6,830 new homes in 2013, an increase of 16% on the prior year (2012: 5,883 new homes). Total revenues* of £1.25bn increased by 22% year on year. Persimmon is focused on the sale of traditional family housing, on developments which typically provide the widest choice of house types in a single location, to cater for the needs of first-time buyers and customers looking for larger homes to accommodate growing family needs.

The average selling price* of a Persimmon home in 2013 was £182,899, 4.9% ahead year on year due to the sales mix moving towards a slightly greater proportion of larger homes being sold.

Our regional markets within the North delivered 57% of Persimmon's total sales in 2013 (2012: 56%) at an average selling price* of £161,188 (2012: £161,896). Selling prices have been influenced by the usual regional market factors and we have been pleased with the levels of demand we have experienced on opening up new developments across the country. The average selling price* for our regional markets in the South was £211,523 (2012: £190,345). The highest average selling price* was achieved by our Shires region for the second year running, at £228,619 (2012: £204,545) with significant sales contributions coming from larger homes sold from sites at Oxford and Bushey, Hertfordshire. The lowest average selling price* was for our Yorkshire region at £153,973 (2012: £152,879) with good levels of sales from developments at Hull and Scunthorpe.

* Stated before fair value charges on shared equity sales.

Operational performance review continued

390

Persimmon sales volumes increased significantly in the second half of the year over the first half supported by the introduction of the Government's Help to Buy scheme and increased availability of mortgage credit. More notable increases were secured in our Scottish and Yorkshire regions, 63% and 44% up respectively and in our Shires and Wales regions which were 39% and 34% up respectively. These significant increases in legal completion volumes were only secured through the rapid response of all management teams in increasing production rates. Whilst programming and resourcing this increase in build activity has been challenging we are pleased with the progress the business achieved in 2013.

The Persimmon forward consented landbank at 31 December 2013 totalled 49,232 plots owned and under control, representing 7.2 years of forward supply at 2013 consumption rates. This forward supply has shortened through the year from 7.6 years at December 2012 due to the strong increase in the rate of sales and land usage and despite robust land replacement in the year. We have acquired 11,447 plots of new land in 2013. The anticipated future growth in Persimmon sales volumes will continue to deliver improvements in asset efficiency which will support strong liquidity and increased returns on capital.

Whilst we have continued to be active in the open land market we have enjoyed significant success in converting our high quality strategic land across the UK. In our Essex region we successfully gained planning consent for 333 plots at Harlow and in our North Midlands region we secured consent for a 110 unit scheme at Market Harborough, Leicestershire. In addition, we were successful with planning for a 150 unit development at Brundall, East Anglia and for 44 plots at a site at Easingwold in North Yorkshire. These further examples of successful strategic land delivery demonstrate the benefits of our planning capabilities and skills in contributing high value land in support of the delivery of superior shareholder returns over the long term. This also requires continued identification and investment in new strategic land for future conversion.

We have sustained our investment in our strategic land operations and over the last five years have successfully converted over 23,000 plots from our strategic land portfolio into our forward consented landbank. This represents c.43% of all land replacement acquired over this period and will support superior future cash generation from our operations.

Our joint operations with St. Modwen continued to grow in 2013. We delivered 150 new home legal completions from the existing seven active sites spread from Sunderland in the North East to Llandarcy in Wales and Uxbridge in the South East, up from 56 in 2012. We continue to work with St. Modwen to identify potential new locations which will secure appropriate investments for the Group.

Right: Persimmon Homes, Argyll View, Greenock, Inverclyde.

Persimmon Plc

Annual Report – December 2013 21

Net assets (2012: £1.99bn)

Right: Meadow Brook, Stotfold, Bedfordshire, Charles Church.

Charles Church

Total revenues* from sales of Charles Church new homes increased by 15% to £637.5m (2012: £555.7m). We experienced good levels of demand across the regions for our Charles Church house types, which typically offer larger accommodation in high quality locations. Legal completions increased by 10% year on year to 2,577 new homes (2012: 2,334 new homes). Legal completion volumes in the second half of 1,437 new homes grew strongly, being 26% higher than in the first half of the year.

There is a broad geographic spread to our Charles Church site network with two thirds of total legal completion volumes being delivered in southern markets. We tailor the delivery of the Charles Church product to local markets where our research and experience has identified strong customer demand for the product. In addition, by introducing both the Charles Church and Persimmon brands jointly onto appropriate developments we can maximise our sales rates and asset turn whilst providing a compelling offer to the broadest cross-section of customers helping to mitigate market risk. For example, we expect Charles Church to deliver strong sales from Harlow in Essex, one of the large strategic land successes in the year.

*Stated before fair value charges on shared equity sales.

At the end of December 2013 Charles Church held 4.2 years of consented forward land at 2013 levels of sales, being 10,715 plots owned and under control. Whilst the number of plots held increased by 7% year on year, forward years cover shortened slightly from the 4.3 years held in December 2012 due to the strong increase in legal completions in 2013. The anticipated further growth of Charles Church volumes will continue to improve the asset efficiency of the business in line with overall Group strategy. The length of the Charles Church landbank is deliberately shorter than that for Persimmon to compensate for the generally slower rate of sale of Charles Church homes, which reflects its higher selling prices. This policy ensures that the return on capital employed in the business is maximised.

Strategic land support is a key feature of the Charles Church business. Of the 3,248 plots of new land introduced into the business in 2013 over 40% was sourced from the successful conversion of previously held strategic land, including consent for 180 plots at Rothley north of Leicester and for a 480 unit development at Burgess Hill north of Brighton. Charles Church now holds c.41% of its forward consented landbank from ex-strategic sources, which will provide further strong support to the business over coming years.

Operational performance review continued

2,121

Westbury Partnerships homes sold (2012: 1,686)

Westbury Partnerships

Our Westbury Partnerships business has very strong relationships with the Homes & Community Agency ("HCA") in England and the Housing Agencies in Scotland and Wales, and is working hard to support greater access to the housing market for their local communities. We believe that by delivering healthy increases in the volume of newly built homes across the UK mainland we are providing a meaningful contribution to the rehabilitation of the broader UK economy. During 2013, 528 legal completions were delivered with support from the Government's FirstBuy scheme. This was replaced by the introduction of the Help to Buy shared equity scheme on 1 April 2013. Under the Help to Buy scheme 2,203 new homes were legally completed in 2013 with over 2,050 homes reserved and exchanged for future delivery.

A specific focus of our Partnerships management team is to work closely with housing associations to deliver well designed affordable housing to the benefit of lower income occupiers. Our Westbury Partnerships business delivered 2,121 new homes (2012: 1,686 new homes) to our housing association partners during 2013. This is an increase of 26% on the prior year and represents c.18% of the Group's total output in 2013 (2012: c.17%). By capturing these opportunities our Westbury business plays a key part in the delivery of sustainable residential development across the country in line with the objectives of the National Planning Policy Framework. A key strength of the Partnership business is the visibility of new outlet openings that our regional management teams continue to secure through the local planning processes across the regions. This allows the Partnership management team to promote the sale of the affordable housing element of each development to our housing association partners at an early stage. We believe that our well designed affordable housing will continue to attract strong interest across all tenures. Westbury Partnerships will lead the further development of the Group's participation in this very important market area.

Westbury Partnerships also leads the Group's engagement in the Government's Affordable Housing Programme ("AHP") which is focused on the construction of low cost homes across the regions. Through close consultation with the HCA, the Group has agreed a commitment to construct 378 homes supported by funding of £4.0m as part of the AHP. During 2013, 94 new homes were delivered from sites at East Trowbridge near Bath, Walton-le-Dale near Preston and Victoria Park in Stockton-on-Tees, 77 of which are to be made available at lower assisted rental levels with 17 homes for shared ownership. In 2014 we anticipate over 150 additional new homes will be delivered under this scheme across 8 separate sites.

The Group also participates in the Government's Delivery Partner Panels ("DPPs") which are the primary route through which the Government is seeking to dispose of public land. The Partnership's management team leads our participation under the DPPs and we anticipate that the Group will secure a number of opportunities as the Government pushes ahead with its disposal plans.

Space4

Space4 is the Group's closed-panel timber frame manufacturing business. Timber frames manufactured by Space4 are sold into the Group's housebuilding businesses for the construction of new homes in both the private sale and housing association markets. This modern method of construction achieves very high levels of thermal efficiency with its "fabric first" approach, making it ideal to meet the more demanding construction standards being required of residential developers as building regulations are improved to support the delivery of zero carbon objectives for all newly built homes over the medium term.

Space4 increased its output by c.27% year on year to over 4,200 new home kits (2012: 3,310 kits) in response to the sharp increase in demand experienced from Q2 2013. The Group's housebuilding businesses are continuing to use Space4 product in increasing volumes to capture the build efficiencies available on site through the utilisation

Persimmon Plc Annual Report – December 2013 23

4,204

Homes built with Space4 timber frames (2012: 3,310)

Right: Manufactured Space4 panels ready for distribution.

of this construction system. The system allows the swift delivery of the finished home through improvements in resource planning, supporting both shorter customer lead times and a more rapid asset turn in our housebuilding operations.

The Space4 management team, in conjunction with the Group's housebuilding experts, continue to trial and test alternative materials and processes to secure additional manufacturing efficiencies and performance, as well as working with our logistics partners to optimise the all-in cost to our development sites.

We are encouraged by the responsiveness of the Space4 factory to our higher build volumes and anticipate further increases in Space4 output to support the Group's growth over the coming years. The Space4 facility currently has capacity to produce c.8,000 timber frame kits annually, which offers significant future potential.

Net finance costs, cash flow and funding

Net finance cost for 2013 was £3.5m (2012: £1.0m as restated**). The increase of £2.5m year on year is primarily from the interest charge on the financial liability to the Group's pension scheme resulting from the asset backed funding transaction undertaken on 21 December 2012. This charge totalled £2.9m for the year.

The Group experienced strong liquidity through 2013 reflecting the active management of the timing of key cash flows. Utilisation of the Group's revolving credit facilities was limited to periods of peak working capital requirement, particularly during the second half of the year following the payment of the first Capital Return Plan payment of £227.9m on 28 June 2013.

The Group generated £231m of free cash flow before the Capital Return in the year. Average cash balances for the first half of the year were c.£100m with average borrowings in the second half of c.£10m. The payment of the first Capital Return of surplus capital during the year reflects the capital discipline which lies at the core of the Group's long term strategy. This discipline will continue to prioritise a secure financial position for the Group, the appropriate level of reinvestment in the business to support future return generation, and superior cash returns to shareholders. The Group ended the year with £204m of cash balances.

** Restated for amendment to IAS 19 'Employee Benefits'.

Creating homes for all lifestyles

Isis, Portishead, Somerset Charles Church

Operational performance review continued

671.4p

Net assets per share (2012: 658.2p)

Balance sheet

The total net assets of the Group increased by £52m during 2013 to £2,046m (2012: £1,994m). This 3% increase largely reflects the capital discipline which lies at the heart of the Group's long term strategy, with the bulk of the Group's after tax earnings of £257.2m being returned to shareholders by way of the first payment of surplus capital under the Capital Return Plan.

This payment was made via a B/C share plan. This share plan allowed each shareholder to elect to receive the payment of 75 pence per share either as income (as a dividend) or as capital (as an allotment and redemption of B shares). Shareholders elected to take £151.2m as dividends and £76.7m in cash redeemed B shares as capital, a total Capital Return Plan payment of £227.9m. The retained earnings were added to by an after tax remeasurement gain of £5.8m associated with the pension scheme surplus of £23.5m and share-based payments of £17.0m.

This capital discipline, together with the strong improvement in operating profit, resulted in the underlying return on capital employed for 2013 improving by 44% to 17.6% (from 12.2% for 2012).

Net assets per share increased to 671.4 pence, an increase of 2% year on year (2012: 658.2 pence).

At 31 December 2013 the carrying value of the Group's land assets was £1,637m, an increase of £141m over the prior year (2012: £1,496m). This reflects further strong investment in acquiring over 17,700 consented plots during the year and the net write back of a stock impairment provision by £14.1m (2012: £2.8m).

The Board has reviewed the carrying value of land and work in progress for impairment at the year end adopting identical principles to prior years. With stability of selling prices experienced throughout 2013, the Board concluded that the element of provision which was being held to cover potential future price weakness of 6% should be released now that conditions have provided greater confidence in current pricing. The net exceptional credit on the face of the income statement of £14.1m reflects a gross reversal of provision no longer required of £22.0m and additional requirement of £7.9m. Of the £22.0m gross reversal, £13.3m is in relation to provision for future price weakness no longer required. At the year end we retained an impairment

provision of £102.8m (2012: £151.3m) which we consider appropriate given our assessment of the land and work in progress carrying values in the context of current market uncertainties and their potential impact on both future revenues and direct costs. The Notes to the Accounts in our Accounting Policies at Note 2, our Critical Accounting Judgements at Note 3, Exceptional Items at Note 6 and Inventories at Note 18, include further details of our approach to inventory impairment.

At 31 December 2013 the value of our investment in work in progress totalled £463.5m (2012: £443.1m). This level of work in progress represented just 22% of 2013 revenues (2012: 26%) reflecting the strong level of control exercised by management over site activity against a backdrop of a large step up in construction activity. This industry leading asset turn performance is a key ingredient in supporting superior cash generation and return on capital. Management will continue to use strong production control to minimise operational and financial risk.

The Group's "Available for sale financial assets" represent deferred receivables from shared equity loans provided to our customers. The carrying value of this receivables portfolio was £215.4m at 31 December 2013 (2012: £202.9m). With the introduction of the Government sponsored Help to Buy measures across the market in 2013 the Group anticipates a much reduced need from customers for this Persimmon sponsored support. Further details regarding these assets are disclosed in Notes 17 and 22 to the Accounts.

During 2012 and 2013 the Group executed a number of pension scheme liability management measures as well as undertaking an asset backed funding transaction on 21 December 2012. In addition to the contributions paid into the scheme, these measures have provided additional security to all members of the Group's defined benefit pension schemes. The Group has adopted the Amendments to IAS 19 Employee Benefits from 1 January 2013 as explained in Note 1 to the Accounts. At 31 December 2013 the Group had a net pension asset of £23.5m (2012: net pension liability £4.1m). The Group's liability associated with the asset backed funding transaction undertaken in late 2012 is £55.4m (2012: £57.8m) and is recognised as a "Partnership Liability" in the Group balance sheet. Further details are disclosed at Note 30 to the Accounts.

Persimmon Plc Annual Report – December 2013 27

£235.5m

Free cash generation* (2012: £178.0m)

*Net cash flow before financing activities.

Treasury policy and related risks

The long term strategy of the Group requires management to maintain flexibility between investment in the asset base of the business and the delivery of cash returns to shareholders. The requirement for flexibility recognises the cyclicality of the UK housing market. We believe this will support the successful development of the business through the market cycle over the long term, whilst ensuring the financial position of the Group remains strong and superior returns are delivered for our shareholders.

The disciplined approach to risk mitigation and strong cash flow management will ensure the Group is able to pay its liabilities as they fall due securing the Group's strength as a going concern, underpinning its ability to deliver the planned shareholder returns.

The long term strategy announced in early 2012 which undertakes to return £1.9bn of surplus capital to shareholders demonstrates the Board's commitment to capital discipline through the housing cycle. Indeed, the acceleration of these payments underlines the Board's commitment to remain flexible in striking the appropriate balance over time as the business and markets develop. The generation of increased annual earnings, adjustments to the Group's equity and debt and cash management facilities, and changes to the planned shareholder capital returns provides flexibility which will allow management the appropriate level of capital support through the housing cycle to execute its operational programmes.

The Group faces a number of financial risks including credit risk, liquidity risk, interest rate volatility and debt capital market pricing risk. The Board remains focused on maintaining strong liquidity with gearing being used only to support short term working capital needs as determined by the Group's annual trading pattern. A small group of banks with whom we have long term relationships provide the Group with a £300 million revolving credit facility for working capital purposes. This facility is available for a five year term maturing 31 March 2016.

The Group's disciplined approach to risk management is supported by strong internal reporting procedures which are structured for the early identification of potential risks as they arise. Monitoring and forecasting processes enable management to take prompt action to control and mitigate risks as identified. These shorter term measures

operate within the context of our longer term business modelling which sets the longer term parameters by which our strategy will be delivered.

The Group employs dedicated risk management resources within a well developed risk management programme which targets the strengthening of key controls in the business to mitigate the impact of risk on the operational and financial performance of the Group. Operational management are at the forefront of the Group's processes which address the risks the business faces daily.

The Group does not use derivative financial instruments for speculative purposes. Details of the Group's financial instruments and financial risk management are included in Notes 20 and 22 to the financial statements.

Summary

The Group has performed strongly in 2013. Management increased build rates rapidly from the second quarter of the year to levels that satisfied the significant increase in customer demand and accelerated the Group's growth plans. We remain firmly of the opinion that so long as our customers receive the appropriate level of lending support then we will be able to deliver the new homes they wish to buy in high quality locations.

The growth in output and substantial new land investment committed in 2013 for the future demonstrates the ambition of the Group for the further successful development of Persimmon over future years. The Group enjoys a very strong financial position with excellent strategic land holdings with improving prospects of planning success, and generates significant free cash inflows with which to successfully develop this land in the future. This will deliver superior cash returns to our shareholders over the long term.

The rapid rate of growth achieved in 2013 has been secured whilst overcoming a number of important challenges. These challenges have only been addressed by each of our businesses remaining firmly focused on the customer in everything we do. We are particularly pleased with the strength of team spirit across our business, with colleagues working hard to support each other effectively and efficiently in delivering new homes to our customers promptly.

On behalf of the Board we thank all the Persimmon team for all their hard work and look forward to their continued success in the future.

Mike Killoran

Group Finance Director 24 February 2014

How we manage risk

Persimmon has a long established and effective framework for identifying, monitoring and managing the risks faced by the Group. It is management's role to implement the Board's policies on risk control through the design and operation of appropriate internal control systems.

Board

  • tSets the Group strategy
  • tEstablishes the policy to reduce risk
  • tEnsures appropriate financial controls are available
  • tRegularly monitors Group risks

Audit Committee

  • tMonitors the integrity of the Group's financial reporting process
  • tApproves the Group Risk Manager's annual risk management programme
  • tReviews the effectiveness of internal controls
  • tMonitors the statutory audit

Risk Committee

  • tDetermines appropriate control procedures are in place
  • tReviews Group performance against budget and forecasts
  • tInvolvement in each operating business management meetings
  • tReviews reports from the Group Risk, the Health and Safety Director and the Corporate Responsibility Committee

Group Risk Department

  • tRisk based programme of internal audit project work
  • tCompliance testing and assurance
  • tProduction of KPI data on the Group's key risks
  • tMaintenance of Group Risk Register

Our risk management process

Identify – Areas of key focus

Mitigate – Implement control processes

Monitor – Ensure compliance

Review – Principal risks

Key areas of focus during 2013

Quality of new land investment

Monitoring health and safety policy and procedures

Reviewing Group sales and marketing policy and procedures

Review of upgrade of information technology

Review of the carrying value of the Group's landbank

Review of shared equity fair value

Persimmon Plc

Annual Report – December 2013 29

Principal risks

Risk Impact Mitigation
Strategy The Board has adopted its strategy
as it believes it is the one most likely to add
the greatest value for shareholders and
stakeholders. It is possible that, with time,
factors become known that indicate that the
strategy currently being pursued is not the
most effective or efficient and that alternative
strategies may be more appropriate.
The Group's strategy is agreed by the Board
at an annual strategy meeting and thereafter
regularly reviewed at Board meetings and
by the Executive Directors. The Board
engages with management and employees
to ensure the strategy is communicated and
understood and that all employees have a
clear understanding of the potential benefits
and risks of the strategy.
National and regional
economic conditions
The housebuilding industry is sensitive to
changes in unemployment, interest rates
and consumer confidence. Any deterioration
in economic conditions may significantly
decrease demand and pricing for new homes,
which could have a material effect on our
business revenues, margins and profits and
result in the impairment of asset values.
We control the level of build undertaken by
closely managing our work in progress levels.
We carry out extensive due diligence prior to
our land investment decisions to capture best
returns. We monitor our geographical spread
to mitigate the effects of local microeconomic
fluctuations.
Mortgage availability Any restrictions in the market availability of
mortgages for our customers could reduce
demand for our homes and affect revenues,
margins and profits.
We ensure construction is matched to our
level of sales. We can use shared equity
schemes to enable buyers with small deposits
to purchase our homes.
Regulatory compliance Our business is subject to extensive and
complex laws and regulations principally
relating to planning, the environment and
health and safety. Our obligations to comply
with legislation can result in delays causing
us to incur substantial costs and prohibit or
restrict land development and construction.
Non compliance could also result in damage
to the Group's reputation.
We operate comprehensive management
systems to ensure regulatory compliance
and reduction in reputational risk,
particularly relating to the health and safety
of our workforce, customers and visitors.
We hold a landbank sufficient to provide
security of supply for short to medium term
requirements.
Capital requirements Our ability to continue to manage our
business may depend on our ability to access
capital on appropriate terms. We could
be adversely affected by a change in our
credit rating or disruption in the capital
markets resulting in credit facilities not being
available. We also require access to bonding
facilities to secure planning, road and sewer
agreements for our developments.
The Group actively maintains an appropriate
mixture of medium and long term debt
facilities and bonding lines to ensure
sufficient funds and bonding are available
to support operations. The Group regularly
reviews its forecast capital requirements to
ensure these facilities are sufficient to support
anticipated demand.

New communities where people want to live

Meadow Brook, Stotfold, Bedfordshire Persimmon Homes

Persimmon Plc Annual Report – December 2013 31

Building a sustainable business

"Our focus on sustainability helps us to add value to our business"

Marion Sears Chairman of the Corporate Responsibility Committee

Our focus on sustainability helps us to add value to our business and our vision of the future is simple – a commitment to the creation of sustainable communities in which people want to live, whilst working to address environmental challenges, such as site remediation and resource depletion.

During 2013 we have further developed the framework we use to manage sustainability within our business. The demands of society, the economy, resource constraints and legal regulations continuously change and we monitor these changes to ensure that our policies, procedures, and practice continue to manage sustainability effectively.

Our sustainability strategy, policies and procedures are cascaded through the Divisions to the management teams of each operating business. This ensures that sustainability is on the agenda of each operating business and that best practice across the Group can be shared effectively.

Customers

Customer care remains one of our top priorities. Our aim is to take care of our customers, not just when they are buying one of our homes, but also after they have moved into their new homes. All of our staff are trained to provide the highest level of customer service. During 2013 we have retained our overall 4* rating in the HBF/NHBC independent survey on our customer satisfaction.

Making our new homes affordable to our customers remains an important aspect of our business model. Our average selling price in 2013 was £181,861, slightly below the national average selling price, but 40% of our homes were sold for £150,000 or less. Mortgage availability during the last year has improved but the number of loans issued by the Council of Mortgage Lenders is still c. 15% below the long term average, and lenders are still requiring substantial deposits to enable customers to obtain the best mortgage rates.

The introduction on 1 April 2013 of the Government's Help to Buy shared equity mortgage scheme has assisted many of our customers who do not have a large deposit. The average price of Help to Buy homes sold by the Group is £195,356 with 90% of those homes sold to first time buyers.

Persimmon has also provided its own shared equity loans to customers under our Helping Hand Scheme during 2013. We also participate in NewBuy and Help to Buy Phase Two, the Government backed mortgage indemnity schemes launched in 2012 and 2014. Under NewBuy customers are able to obtain 95% mortgages on new build properties. We have been able to assist around 620 customers under these schemes.

Sustainable homes

We believe that homes should be sustainable by being inherently efficient in their design and construction without the necessity to use supplemental technologies. Our modern design standards mean that new homes built by the Group are inherently more energy efficient than older housing stock using this "fabric first" approach. All our construction materials are sourced from suppliers based in the UK.

In 2013 the Group built 2,797 homes assessed against the Code for Sustainable Homes or the preceding EcoHomes standard, both of which assess energy efficiency, water consumption and material use as well as other sustainability criteria. This equates to 24% of our total homes sold, up from 22% in 2012. Overall the energy efficiency of our homes reduces carbon

90%

of construction waste recycled (2012: 88%)

emissions and results in lower energy bills for our customers. The standard assessment procedure for rating the energy efficiency of all our homes was 83 out of 100 in 2013, substantially above the UK housing average stock rating of 53.

Our fabric first approach utilises our Space4 closed panel timber frames, manufactured to produce high energy performance new homes. As well as generating over 60% less CO2 emissions than older existing housing stock, our new homes built using Space4 timber frames exceed acoustic performance standards set by building regulations, use considerably less water during construction than conventional building methods, can be rapidly and easily assembled resulting in a better and safer working environment for our employees and generate minimal waste during construction.

Resource efficiency

Waste is the housing sector's most significant environmental impact and its management is an important part of our business. Minimising waste is achieved through efficient design, logistics and stock control, the use of prefabricated and pre-sized materials, minimising packaging and efficient construction techniques. During 2013 the average waste generated per home sold was 5.7 tonnes, a reduction of 11% on the previous year (2012: 6.4 tonnes).

We generated a total of 65,800 tonnes of waste in 2013 but increased the amount that we recycled to 90% (2012: 88%). The total waste generated was 4% more than the prior year (2012: 63,000 tonnes), despite a 16% increase in the number of homes we legally completed. As a result, less than one skip of waste per home built was sent to landfill in 2013. We will continue to maximise the recycling and recovery of construction, demolition and excavation waste on our sites and ensure that our waste contractors become more efficient in the segregation and recycling of waste.

We continue to monitor our energy use and CO2 emissions and have used the DEFRA Environmental Reporting Guidelines and emission factors from the UK Government's GHG Conversion Factors for Company Reporting 2009-2013 as our methodology for calculating our emissions.

We consumed 28.7 million kWh of energy to power and heat the site offices, sales offices and show homes on our development sites. The amount of energy used in our offices decreased to 8 million kWh in 2013 (2012: 9.6 million kWh). Overall energy consumption was therefore 36.7 million kWh in 2013, (2012: 29.7 million kWh), equating to 9,600 tonnes of CO2e (2012: 8,336 tonnes of CO2e).

During 2013 with the expansion of our business our company car fleet increased to 858 vehicles from 815 in 2012. However the amount of fuel used has remained static at 2.4 million litres since 2010 as a result of our strategy to offer employees more fuel efficient lower emission cars. The total carbon footprint from our motor fleet operation equates to 6,300 tonnes of CO2e, a reduction of 6% since 2009 when our fleet was less than 650 vehicles.

Our total operational carbon footprint for 2013 was 15,900 tonnes, equating to 1.38 tonnes of CO2 per home legally completed (2012: 1.37 tonnes of CO2 per home completed). This small increase reflects our substantial increase in production and work in progress on our sites.

Our people

Our workforce has again increased in 2013 to an average of 2,791 employees (2012: 2,515 employees). One third of our employees are female (930 staff). There are eight male directors and one female director of the Company. A key strength of our business is that we have a significant number of long serving employees providing a valuable contribution to our business. Our senior management team comprises 155 employees of which we have 20 female senior managers, comprising 13% of our senior management team.

We have continued to increase the number of apprentices and trainees in the business to support the Group's growth strategy. By the end of the year we increased the number of apprentices and trainees employed within the Group to 277 (2012: 90). We anticipate the further development of our training programmes will continue over future years.

We continue to offer all of our employees the opportunity to develop their skills and invest in job development programmes to build abilities in our construction, technical and management disciplines. In 2013 we provided over 4,400 days of training for our employees, equating to 1.6 days per employee (2012: 1.8 days). All the Group's employees are employed in the UK.

Persimmon Plc

Annual Report – December 2013 33

Right: New buyers Michael and Leigh Ann Badoni at Persimmon Homes, Earnock Glen, Hamilton, Lanarkshire.

Health and safety

One of the Group's top priorities is to ensure the health, safety and welfare of our employees, subcontractors, customers and visitors to our sites. We monitor our health and safety performance through regular performance checks and site visits by Group health and safety advisors and the senior management of our operating businesses. Regular inspections of work activities by our contract managers, site managers and sales managers are also undertaken. The planning and management of safety issues ensures that all our employees are engaged in the process and we encourage responsibility at an individual level for health and safety risk identification and mitigation. The number of work related reportable accidents under the Reporting of Injuries, Diseases and Dangerous Occurrences Regulations (RIDDORs) in 2013 was 48 (2012: 53) a reduction of 10%.

In 2013 the HSE changed the reporting criteria for RIDDOR statistics from over three day injury absences to over seven day injury absences and it is therefore difficult to make direct year on year comparisons. However, despite the 16% increase in sales volumes, the number of RIDDORs reported dropped as against the prior year comparison. We believe this drop in accidents reflects the considerable resources being utilised by the Group to improve health and safety across our development sites.

We provide regular competence training to our employees and our subcontracting workforce. The number of health and safety training days delivered by the Group in 2013 was 7,357 days, an increase of 11% on the prior year (2012: 6,624). A significant proportion of the training delivered during 2013 related to behavioural safety training aimed at fostering a culture where employees and subcontractors take individual responsibility for safe outcomes by putting safety first in every decision taken.

Community

Playing our part in local life through supporting community projects, sponsorship and fundraising remains an intrinsic part of the Persimmon philosophy. A combination of Group donations and employee fundraising donated a total of £154,000 to charitable causes in 2013.

In 2013 we invested over £38m in new community facilities, an increase of 14% over 2012 (£33m). The majority of this investment has been in areas of affordable housing, education and public open spaces, bringing substantial community benefits to our customers and the wider community.

During the year we have promoted redevelopment of brownfield sites in existing urban areas, often carrying out remediation of contaminated sites which have assisted in the environmental, social and economic regeneration of our towns and cities. Over half (54%) of the homes we sold in 2013 were built on brownfield land, reducing pressure to build on greenfield land.

Conclusion

We will continue to maintain innovative and robust build disciplines to deliver homes that our customers want to buy now and in the future. We have a talented workforce and a highly experienced management team and our focus on our trainee and apprentice schemes bodes well for the future development of our business.

Further information on our management structure, policies and procedures together with our 2013 Sustainability Report can be found on our website at www.corporate.persimmonhomes.com.

Marion Sears Chairman of the Corporate Responsibility Committee 24 February 2014

Strategic Report

The Strategic Report contained in pages 2 to 33 has been approved by the Board of Directors and is signed on its behalf by

Jeff Fairburn

Group Chief Executive 24 February 2014

Quality details make our homes distinctive

Riverside Quarter, Colchester, Essex Persimmon Homes

Annual Report – December 2013 35

High standards in corporate governance

Chairman's corporate governance introduction

"Sound corporate governance standards within the Group remain essential for the Group's future performance and its reputation"

Nicholas Wrigley Chairman

Sound corporate governance standards within the Group remain essential for the Group's future performance and its reputation. Through the internal divisional and operating business management structures the Board ensures that its standards and values are communicated to all management and employees and implemented throughout the Group.

The Board's continuing priority during 2013 has been succession planning and in particular ensuring the smooth transition of responsibilities from Mike Farley, our outgoing Chief Executive who retired in April 2013, to our new Chief Executive Jeff Fairburn.

I am very pleased to report that the transition has been seamless and the consequential changes to our senior management structure have been implemented successfully.

I am very pleased to welcome Dave Jenkinson, North Division Chief Executive to the Board. His appointment was announced on 13 December 2013. I am particularly pleased that Persimmon has again been able to promote from within, confirming its long term strategy of recruiting and promoting talent from within the Group. Dave Jenkinson has been with the Group since 1997. We continue to have an exceptional depth of housebuilding experience from the Executive Directors on the Board, which is complemented by the wide ranging experience of the Non-Executive Directors.

During the course of the year the Board again held its annual strategy meeting, undertaking a full review of the Company's long term strategy, Capital Return Plan, Group health and safety management policy and procedures, sales and marketing and principal risks. Further information on these matters is available within the Strategic Report.

Following the Board's external evaluation in 2012 the Board has undertaken its own internal Board evaluation self assessment. The self assessment concluded that the Board and its Committees continued to be effective, which is particularly pleasing given the retirement of Mike Farley and Neil Davidson and the appointment of Marion Sears, Nigel Greenaway and David Jenkinson to the Board during the year.

In the continuing evolution of Board membership the Nomination Committee remain aware of its obligations to encourage diversity. Whilst we have not set targets it is the Board's intention in the medium term that the Board's composition reflects the recommendations of the Davies Report.

I am pleased to report that the Company has complied with the UK Corporate Governance Code throughout 2013.

Nicholas Wrigley Chairman 24 February 2014

Robust leadership

Board of Directors

Nicholas Wrigley Chairman (age 58)

Date of appointment Appointed to the Board on 1 February 2006 and as Chairman of the Board on 21 April 2011

Committee membership Chairman of the Nomination Committee and member of the Remuneration Committee.

Experience Nicholas Wrigley is an Executive Vice Chairman of Rothschild London. He has over 30 years' mergers and acquisitions experience at Rothschild and is a qualified accountant.

Jeff Fairburn Group Chief Executive (age 47)

Date of appointment 1 June 2009

Committee membership Member of the Risk Committee.

Experience In April 2013, Jeff Fairburn became Group Chief Executive. He joined the Group in 1989 and became North East Managing Director in 2002. He was promoted to North Division Chief Executive in 2006 and subsequently to Group Managing Director in 2012.

Richard Pennycook Senior Independent Director (age 49)

Date of appointment 14 March 2008

Committee membership Chairman of the Audit Committee and a member of the Nomination Committee.

Experience A Chartered Accountant and graduate of Bristol University, Richard is Chief Financial Officer of The Co-Operative Group and Non-Executive Chairman of The Hut Group. Previous roles include Group Finance Director of Wm Morrison Supermarkets Plc and RAC Plc, Finance Director of J D Wetherspoon Plc, CEO of Welcome Break Holdings Plc and non-Executive Director of Richer Sounds Plc.

Jonathan Davie Non-Executive Director (age 67)

Date of appointment 1 January 2010

Committee membership Chairman of the Remuneration Committee and a member of the Audit and Nomination Committees.

Experience Jonathan Davie is a non-executive Chairman of IG Group Holdings Plc and First Avenue LLP and he is a non-Executive Director of Hansa Trust Plc. Mr Davie's previous roles include Vice Chairman of Credit Suisse, CEO of BZW Global Equities and non-Executive Director of Credit Suisse UK Private Bank. Strategic Report Governance Financials Other information

Mike Killoran ACA Group Finance Director (age 52)

Date of appointment 4 January 1999

Committee membership Member of the Risk Committee.

Experience Mike Killoran joined the Company in 1996. A chartered accountant by profession, Mike worked in manufacturing, distribution and retail sectors before joining the Group. He took over his present role in April 1999.

Nigel Greenaway South Division Chief Executive (age 53)

Date of appointment 8 January 2013

Committee membership Member of the Risk Committee.

Experience Nigel Greenaway joined the Group in 1986. He was appointed Managing Director of the South Midlands operating business in 2001 and was promoted to Birmingham Regional Chairman in 2004. He became Western Regional Chairman in 2005 before being appointed to his current role of South Division Chief Executive in that same year.

David Jenkinson North Division Chief Executive (age 46)

Date of appointment 13 December 2013

Committee membership Member of the Risk Committee.

Experience Dave Jenkinson joined the Group in 1997. He was appointed Managing Director of the North East operating business in 2005 and was promoted to Regional Managing Director in 2007. He was appointed to his current role as North Division Chief Executive in January 2013.

Mark Preston Non-Executive Director (46)

Date of appointment 9 January 2012

Committee membership Member of the Audit and Remuneration Committees.

Experience Mark Preston, a chartered surveyor, is the Group Chief Executive of Grosvenor Group Limited, an appointment he took up in 2008. He is a non-Executive Director of Sonae Sierra SGPS. He is also a board member of The Association of Foreign Investors in Real Estate, a Member of the (University of) Cambridge Land Economy Advisory Board, a Member of the Greenprint Advisory Board and a Trustee of the Westminster Foundation.

Marion Sears Non-Executive Director (age 51)

Date of appointment 8 January 2013

Committee membership Chairman of the Corporate Responsibility Committee and a member of the Remuneration Committee.

Experience Marion Sears is the Senior Independent Director of Dunelm Group Plc. She is also a non-Executive Director of investment trusts Octopus AIM VCT Plc and Fidelity European Values Plc. Marion was previously Senior Independent non-Executive Director of Zetar Plc and held executive positions at Glaxo, UBS, Baring Brothers and JP Morgan.

Directors' Report and Corporate Governance Statement

The Board of Directors presents its Directors' Report incorporating the Corporate Governance Statement for the year ended 31 December 2013.

Leadership and effectiveness

Board composition

The Board comprises a Non-Executive Chairman, four Executive Directors and four Non-Executive Directors. Nicholas Wrigley became Chairman on 21 April 2011, and he remains an Executive Vice Chairman of Rothschild London. The Executive Directors have extensive experience in the housebuilding industry. Jeff Fairburn became Chief Executive in April 2013. He joined the Group in 1989 and was appointed to the Board in June 2009, having held a number of positions within the business. Mike Killoran joined the Group in 1996 and has been Finance Director for the last 14 years. Nigel Greenaway has been with the Group since 1986 and was appointed to the Board in January 2013; David Jenkinson joined the Group in 1997 and was appointed to the Board on 13 December 2013 and both held senior operational positions within the Group prior to their appointments.

The Senior Independent Director is Richard Pennycook, who has held the position since April 2012. Neil Davidson served as Non-Executive Director until his retirement in April 2013.

The Non-Executive Directors have complementary skill sets bringing substantial and diverse experience to the Board. Nicholas Wrigley and Jonathan Davie both have considerable experience of financial markets and capital raising. Richard Pennycook has extensive financial and retail experience gained from his current role as Chief Financial Officer of the Co-operative Group and formerly in his role as Finance Director of Wm Morrison Supermarkets Plc. Mark Preston has wide ranging experience in retail, commercial and residential property as Chief Executive of Grosvenor Group Limited. Marion Sears has extensive experience in banking and retail and is currently Senior Independent Director of Dunelm Group Plc.

Together the balance of skills, experience and personal characteristics of the Non-Executive Directors result in a diversity of view and opinions to support the Executive Directors and provide excellent advice and judgement on the formation and implementation of the Group's strategy. The Chairman encourages open and honest debate in the spirit of constructive challenge, which results in high quality decision making in all areas of strategy, performance, responsibility and accountability.

In accordance with the principles of the UK Corporate Governance Code 2012 (the Code) there is a clear written division of responsibilities between the Chairman and the Chief Executive which is approved by the Board.

Key actions of the Board

The Board reviewed and approved the Company's current strategy and Capital Return Plan at its annual strategy meeting in October 2013. Full details of the current strategy are set out in the Strategic Report on page 7.

The Board met on seven occasions in 2013, including the annual strategy meeting. There was full attendance by all Directors at Board and Committee meetings during the year.

The Board has a formal schedule of matters reserved for its consideration and decision. The schedule includes the approval of the Group's strategy, major investments, annual and half year results, interim management statements and trading updates, review of performance, dividend and cash return policy, monitoring risk and ensuring adequate financial controls are available. The schedule is reviewed annually. The implementation of the Board strategy and policies are delegated to Executive Directors and senior management within the Group.

Board diversity and independence

The Board recognises that a diverse workforce can bring benefits to the Group and, by the same measure, the Directors recognise the value diversity including gender can bring to the Board. When considering the nomination and appointment of new Directors, the Nomination Committee evaluates candidates' skills, knowledge and experience in order that they nominate new directors on the basis of merit and overall suitability. When considering a new appointment the Board takes into account the balance of skills, knowledge, experience and diversity of the Board. Subject to the above principle, the Directors continue to work towards appointing a meaningful percentage of women to the Board in line with the recommendation of Lord Davies' Report, whilst taking into account the total size of the Board.

During the course of 2013 the Nomination Committee recommended to the Board, and the Board approved, the appointment of David Jenkinson as an Executive Director. Mr Jenkinson was appointed to the Board on 13 December 2013 and brings extensive experience in housebuilding.

The Board considers the Non-Executive Directors Richard Pennycook, Jonathan Davie, Mark Preston and Marion Sears to be independent. The Company has procedures in place to ensure that Directors disclose any situation in which they may have an interest, direct or indirect, which conflicts or may possibly conflict with the interests of the Company. No authority to authorise a conflict of interest has been required during 2013.

Re-election of Directors

In accordance with Code Provision B.7.1 all Directors will stand for reelection at the forthcoming AGM. The Board's reasons for supporting the re-election of the Chairman Nicholas Wrigley and Non-Executive Directors Richard Pennycook, Jonathan Davie, Mark Preston and Marion Sears are that they have individually produced excellent performance in their duties and have shown a high level of commitment to their roles. Details of the Directors' service contracts and letters of appointment are set out on page 50.

Performance evaluation and professional development

In 2012 the Board appointed Coefficient, part of the Equiniti Group of companies to undertake an externally facilitated board evaluation. All recommendations from that report were implemented during 2013, mainly in respect of administration and procedures relating to the Board and its Committee meetings.

During 2013 the Board undertook a self-assessment evaluation based on the principles outlined in the Code. There were no matters arising, the Directors confirming that the Board and its Committees were operating effectively in accordance with high corporate governance standards.

In addition to the Board evaluation the Chairman undertakes an annual verbal evaluation of the Executive Directors' performance and an evaluation of the Non-Executive Directors. The Non-Executive Directors undertake a verbal annual performance evaluation of the Chairman, taking into account the views of the Executive Directors.

The Chairman has discussed with all Directors their requirements for professional development and training and where appropriate this has been provided to Directors. All Directors have access to the advice and services of the Group Company Secretary and may also seek independent professional advice and training at the Company's expense, if so required to carry out their duties.

Nomination Committee

The members of the Nomination Committee are Nicholas Wrigley (Chairman), Richard Pennycook and Jonathan Davie who was appointed on 20 February 2013. Neil Davidson was a member of the Committee until his retirement on 18 April 2013.

The Committee met twice during 2013 to review and consider the composition of the Board, to consider Board succession planning and to make recommendations for the appointment of a new Executive Director. There was full attendance by Directors at the Committee meetings.

In accordance with the Board's long term succession plans, the Committee recommended David Jenkinson's appointment to the Board following his successful first year as North Division Chief Executive. The recommendation was approved by the Board.

During 2013, the Committee oversaw Marion Sears' induction as Non-Executive Director following her appointment to the Board on 8 January 2013. Marion's induction included private meetings with Directors, meetings with the Group Company Secretary, Group Directors responsible for IT, Health and Safety, Finance and HR, site visits and attendance at management meetings at a regional operating business.

Remuneration Committee

The Remuneration Committee is responsible for setting the remuneration of the Chairman and Executive Directors. The members of the Remuneration Committee are Jonathan Davie (Chairman), Nicholas Wrigley, Mark Preston and Marion Sears. Neil Davidson was a member of the Committee until his retirement on 18 April 2013.

The Committee met four times during 2013 to discuss, consider and approve the policy and remuneration for Executive Directors and the Chairman. The Committee's key action during the course of the year was the review and implementation of the Company's remuneration policy. In addition the Committee considered in detail Executive Directors' remuneration during 2013 and the annual bonus plan for 2014.

Further details of the remuneration policy and package for each Director serving during 2013 are set out in the Remuneration Report on pages 46 to 60.

Terms of Reference

Terms of reference for the Board Committees are available on the Company's website www.corporate.persimmonhomes.com or from the Group Company Secretary at the Company's registered office.

Shareholder relations

The Board is committed to establishing and maintaining good relations with the Company's shareholders as they increasingly provide useful perspective on governance matters as well as strategy and financial results.

Jeff Fairburn and Mike Killoran have responsibility for maintaining appropriate communications with institutional investors and analysts, advised by the Group's joint brokers Merrill Lynch and Citigroup together with the financial PR consultants, Citigate Dewe Rogerson. Jonathan Davie has responsibility for consulting with shareholders and institutions on matters relating to remuneration policy.

The Chairman and Senior Independent Director are available for consultation with major shareholders. The Company monitors the constituents of its share register to ensure that its investor relations communications are appropriately targeted at its shareholder base. The Board is provided with reports and feedback from major shareholders and following Directors' presentations and meetings with both shareholders and analysts. All Directors attend the Company's Annual General Meeting and are available to answer questions at the meeting or privately.

Directors' Report and Corporate Governance Statement continued

The Company issues regular trading and interim management statements to the London Stock Exchange, as well as the publication of annual and half year financial results. The Company provides shareholders with access to detailed presentations of results at its analyst presentations, a recording of which can be viewed on the Company's website for a period of one year.

The UK Corporate Governance Code 2012

The Company complied with the Code throughout 2013 and continues to review its governance procedures to maintain proper control and accountability. The Code is available from the Financial Reporting Council, telephone 0207 492 2300 or online at www.frc.org.uk.

As the Financial Conduct Authority has yet to change the Listing Rules we confirm that we have complied with both editions of the Code published in May 2010 and September 2012.

Audit Committee

Composition

The Audit Committee members are Richard Pennycook (Chairman), Jonathan Davie and Mark Preston. Richard Pennycook, as Chairman of the Committee, has recent relevant financial experience as Chief Financial Officer of the Co-operative Group and formerly as Group Finance Director of Wm Morrison Supermarkets Plc. Jonathan Davie and Mark Preston also have recent relevant financial experience in their current roles respectively as Chairman of IG Group and Chief Executive of Grosvenor Group Limited. The Committee met on six occasions during 2013 and all members were in attendance at each meeting. The Committee regularly meets the auditors without the presence of the Company's management. The Committee's Chairman also meets the Group Risk Manager without the Company's management being present at least twice each year.

Priorities

The Committee's key priorities are the effective governance over the Group's financial reporting, the adequacy of related disclosures, the performance of the Group Risk management function and the management of the Group's systems of internal control, business risks and related compliance activities. The Committee also reviews and monitors the performance and independence of the Group's external auditor, the provision of additional services to the Group by the auditor and oversees the Group's relationship with them.

The significant issues considered by the Committee during the year have been assessed by determining the key risks of misstatement of the Group's financial statements relating to:

  • t UIFDBSSZJOHWBMVFPGUIF(SPVQTMBOEBOEXPSLJOQSPHSFTTJODMVEJOH an assessment of related impairment provisions;
  • t UIFDBSSZJOHWBMVFPGUIF(SPVQTBWBJMBCMFGPSTBMFGJOBODJBMBTTFUT comprising shared equity receivables.

The Committee monitors the effectiveness of the internal controls exercised over the key processes employed by the Group in the acquisition of new land and the investment in site development activities. The Committee receives regular reporting as to

management's adherence to the Group's policies and procedures in both of these critically important areas of the business, the carrying value of the Group's land totalling £1,636.6m at 31 December 2013, and the carrying value of work in progress on site totalling £463.5m. Similarly the Committee ensures the approach adopted by management in recovering the cost of both land and work in progress remains in line with established Group policies and procedures through regular risk monitoring reports. The Committee has again reviewed management's assessment of the net realisable value of the Group's land and work in progress held at 31 December 2013. The Committee concluded that the approach adopted by management supported the asset carrying values and that the consequential release of surplus provision in the year of £14.1m as an exceptional item is appropriate.

The Committee receives risk based reports on the accuracy and completeness of the Group's sales transaction processes, including transactions where the Group has retained an equity interest in the new home sold. The monies remaining due to the Group under the shared equity loan contract are held as receivables and reported as 'Available for sale financial assets' on the Group's balance sheet. At 31 December 2013 the carrying value of these receivables was £215.4m. The Committee has reviewed the assumptions adopted by management in support of the carrying value of these receivables and concluded they are appropriate. The Committee monitors the ongoing performance of these receivables with respect to redemptions and delinquency and are satisfied that management have adopted appropriate assumptions in this regard in support of the carrying value of these assets.

The Committee considers that the Group management's view of its accounting policies has resulted in a prudent stance being taken with appropriate levels of provisioning and fair value adjustment to recognise the inherent risks of recoverability of the Group's inventory balances and shared equity receivables.

The other key actions of the Committee during the year were:

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  • t SFWJFXPGIBMGZFBSBOEBOOVBMSFTVMUT
  • t SFWJFXPGUIF(SPVQTDVSSFOUUBYTUBUVT
  • t PWFSTJHIUPGUIF(SPVQTIFBMUIBOETBGFUZTUSBUFHZBOEQPMJDJFT
  • t SFWJFXPGUIF(SPVQ3JTL3FHJTUFSBOE
  • t SFWJFXPGUIF(SPVQT*5TZTUFNTVQHSBEFQPMJDZBOEJNQMFNFOUBUJPO

Committee meetings generally take place prior to but on the same day as Board meetings and the Committee Chairman provides the Board with a report on the activity of the Committee and the matters of particular relevance to the Board in the conduct of their work.

External audit

KPMG Audit Plc is the Group's external auditor and they produce a detailed audit plan identifying their assessment of key risks each year. For the 2013 financial year the primary risks identified were in relation to release of net realisable value provisions and shared equity receivable impairment, due to the inherent management judgement required in these areas.

Annual Report – December 2013 41

The Committee formulates and oversees the Company's policy on monitoring external auditor objectivity and independence in relation to non-audit services. The auditor is excluded from undertaking a range of work on behalf of the Group to ensure that the nature of non-audit services performed or fee income earned relative to the audit fees does not compromise and is not seen to compromise the auditor's independence, objectivity or integrity. The auditor is therefore not allowed to carry out appraisal or valuation services, management functions and litigation support, actuarial services, legal, accounting or remuneration services on behalf of the Group. From time to time non-audit services are put out to tender to a number of suitable firms. The ratio of audit fees to non audit fees paid to the auditor in 2013 was 101 to 1.

The Committee has reviewed and is satisfied with the performance of KPMG Audit Plc. Details of the audit fee and fees paid to KPMG Audit Plc for non-audit services are on page 78.

The Committee assesses the effectiveness of the external audit process annually with the auditor and the Company's management. The Committee holds private meetings with the auditor following each Committee meeting. Matters discussed include the auditor's assessment of business risks and management activity thereon, the transparency and openness of interactions with management and confirmation that there has been no restriction in scope placed on them by management. The Committee ensure that the auditor has exercised its professional scepticism.

The auditor is required to rotate the audit partner responsible for the Group audit every five years. The current lead audit partner has now been in place for two years.

The Committee has noted the changes to the Code introduced by the FRC in September 2012 and in particular, the new requirement contained in the Guidance on Audit Committees to put the external audit contract out to tender in the future at least every 10 years. The FRC has suggested possible transitional arrangements, under which an external audit tender process would fit the cycle of audit partner rotation.

The audit was last tendered in 1994 and since then lead audit partners have been appointed in accordance with KPMG Audit Plc's own guidance on independence, most recently for the year ended 31 December 2012. Having previously conducted a full tender exercise and considered auditor performance in each subsequent year, the Committee will continue to give consideration to the timing of the next formal tender in light of the Code requirement and any further changes in the regulatory framework. In any event, the Committee anticipates that this will be not later than the date of rotation of the current lead audit partner.

At the request of the Board, the Audit Committee considered whether the 2013 Annual Report taken as a whole was fair, balanced and understandable and whether it provided the necessary information for shareholders to assess the Company's performance, business model and strategy. The Audit Committee was satisfied that, taken as a whole, the Annual Report is fair, balanced and understandable.

Internal control and risk management

Effective risk management is critical to the achievement of our objectives and the long term sustainable growth of our business. The Board has overall responsibility for the Company's system of internal control and for the review of its effectiveness. It is the role of management to implement the Board's policies on risk control through the design and operation of appropriate internal control systems. All employees have some responsibility for internal control as part of their responsibility for achieving objectives.

The Risk Committee has the delegated task of overseeing the Board's responsibilities with regard to risk and internal control. Specifically this includes determining appropriate control procedures and the review of the effectiveness of internal control.

The members of the Risk Committee are Jeff Fairburn (Chairman), Mike Killoran, Nigel Greenaway and Dave Jenkinson. Mike Farley was a member of the Risk Committee until his retirement in April 2013. David Thornton was a member of the Committee until February 2013 when his revised role as Group Development Director no longer required his attendance at Committee meetings. The Risk Committee is supported by the Group Risk Manager. The Risk Committee reports to the Audit Committee which oversees the Risk Committee's activities.

The Audit Committee reviews the internal control and risk management systems in relation to the financial reporting process and in relation to the process of preparing consolidated accounts. The Company has complied with the Code provisions on internal control, having continued to operate procedures necessary to implement the guidance issued by The Turnbull Committee Report (revised October 2005) throughout the year.

Senior management from the Finance Department monitor the Group's financial management and reporting systems and continually assess the integrity and effectiveness of the Group's accounting procedures. Senior management from the Finance and Company Secretarial Departments review financial reports, interim management statements and trading updates with appropriate consultation with the Group's auditor, ensuring that such reports and statements are accurate, complete and comply with all relevant legislation and regulations. Each operating business and Group function is required to report to the Group to ensure that all financial reporting is accurate and that all matters which may be material to the Group as a whole have been reported to the Board. Senior management reports its findings to the Audit Committee and through that Committee to the Board.

The Group Risk Department has facilitated an update to the Group Risk Register during the year to reflect the changing risk profile facing the Group. The results of this process have been reported to the Risk Committee and have been used to drive a risk focused programme of work designed to improve business processes and increase internal control effectiveness. The updated Group Risk Register has been approved by both Risk and Audit Committees. The principal risks faced by the Group set out on page 29 have not changed, although their relevant scale of importance has changed.

Strategic Report Governance Financials Other information

Directors' Report and Corporate Governance Statement continued

Directors' Report

Other disclosures

Persimmon Plc (the Company) is the holding company of the Persimmon Group of companies (the Group) and is a public company listed in the UK and traded on the London Stock Exchange.

The Group's main trading companies are Persimmon Homes Limited and Charles Church Developments Limited. The Group trades under the brand names of Persimmon Homes, Charles Church, Westbury Partnerships, Hillreed Homes and Space4.

The subsidiary undertakings which principally affect the profits and assets of the Group are listed in note 32 to the Financial Statements.

Strategic Report

The Strategic Report on pages 2 to 33 is the management report for the purposes of DTR 4.1.8.R. A description of the Group's future prospects, research and development, the principal risks and uncertainties facing the business and details of the Group's use of financial instruments are contained within the Strategic Report. Details of the financial risk management objectives and policies of the Group and associated risk exposure are given in note 22 of the Financial Statements.

Results and return of cash

The Group's revenue for 2013 was £2,085.9m and its consolidated profit before taxation was £337.1m.

The Company may by ordinary resolution declare dividends not exceeding the amount recommended by Directors subject to statute. The Directors may pay interim dividends and any fixed rate dividend whenever the financial position of the Company, in the opinion of the Directors, justifies its payment.

All dividend and interest shall be paid (subject to any lien of the Company) to those members whose names are on the register of members on the record date, notwithstanding any subsequent transfer or transmission of shares.

In accordance with the previously announced Capital Return Plan it is proposed to pay a cash return of 70p per ordinary share on 4 July 2014 to shareholders on the register at 6 pm on 4 June 2014. The total return for the year will be 70p per share (2013: return of cash of 75p per share).

Going concern

After completing a full review, the Directors have a reasonable expectation that the Group has adequate resources to fund its operations for the foreseeable future. For this reason they continue to adopt the going concern basis in preparing the accounts.

Further details are provided in note 2 to the Financial Statements.

The Risk Committee met six times during 2013 ensuring there has been an ongoing process for the identification, evaluation and management of the significant risks that are faced by the Group. The key features of reviewing the effectiveness of the system of internal control include the following:

  • t SFWJFXPGSFQPSUTQSPEVDFECZUIF(SPVQ3JTL%FQBSUNFOUPO internal control and management of risk;
  • t SFWJFXJOHUIFSFQPSUTGSPNUIF\$PSQPSBUF3FTQPOTJCJMJUZ\$PNNJUUFF (a sub-committee of the Risk Committee) with particular reference to reputational, environmental, sustainability and social risks facing the Group;
  • t SFWJFXPGSFQSFTFOUBUJPOTPOSJTLBOEDPOUSPMGSPNBMMNBOBHJOH directors of operating businesses following individual reviews of internal control within their operating businesses;
  • t SFWJFXPGSFQSFTFOUBUJPOTPOSJTLBOEDPOUSPMGSPNCPUI(SPVQBOE Divisional management;
  • t BTTFTTNFOUPGUIFTFDVSJUZBSPVOE*5JOGSBTUSVDUVSFBOEDVTUPNFS information; and
  • t NPOJUPSJOHPGXIJTUMFCMPXJOHSFQPSUTPSPUIFSTJHOJGJDBOUDPOUSPM issues or incidents.

Members of the Risk Committee completed the following tasks which are essential parts of the Group's risk control framework:

  • t NBJOUBJOJOHDPOUJOVPVTEFUBJMFEJOWPMWFNFOUJONPOJUPSJOH and controlling work in progress and controls over land acquisition assessment;
  • t SFHVMBSTJUFWJTJUTBOEEJTDVTTJPOTXJUITJUFCBTFEQFSTPOOFM
  • t POHPJOHSFWJFXPG(SPVQQFSGPSNBODFJODPNQBSJTPOUPPQFSBUJPOBM forecasts and financial budgets; and
  • t JOWPMWFNFOUJOFBDIPQFSBUJOHCVTJOFTTTCPBSEEJTDVTTJPOT particularly operational board meetings where all aspects of operation and performance were analysed.

On completion of these processes the Audit Committee formally considers the annual review of the effectiveness of the Group's system of internal control. This review covers all material controls including financial, operational and compliance controls, as well as the Group's risk management system. The review for 2013 has been completed and approved by both the Risk and Audit Committees. A detailed Group Risk Department programme of work for 2014 has also been approved by the Risk and Audit Committees.

The Company's system of internal control is designed to manage rather than eliminate risk, in order to achieve business objectives. However, the system can only provide reasonable assurances and does not provide absolute assurance against material misstatement or loss.

Strategic Report

Significant shareholdings

As at 31 December 2013 and as at the date of this report, the Company had been notified under the Financial Service Authority's Disclosure and Transparency Rule 5 of the following interests in the voting rights of the Company.

As at
31 December 2013
As at
24 February 2014
Name Number of
voting rights
% of
total
voting
rights
Number of
voting rights
% of
total
voting
rights
Nature of
holding
Allianz SE 18,098,600 6.03 18,098,600 6.03 Direct &
Indirect
JP Morgan
Asset
Management
Holdings
14,848,792 4.88 16,015,380 5.26 Direct &
Indirect
AXA S.A. 14,923,488 4.97 14,923,488 4.97 Direct &
Indirect
Templeton
Foreign Fund
14,827,805 4.94 14,827,805 4.94 Indirect
Ameriprise
Financial Inc
& Subsidiaries
14,425,115 4.74 14,425,115 4.74 Direct &
Indirect
Aberdeen
Asset
Management
subsidiaries
14,166,097 4.70 14,166,097 4.70 Indirect

Directors and Directors' interests

The current Directors of the Company and their biographical details are shown on pages 36 and 37. Mike Farley and Neil Davidson served as Group Chief Executive and Non-Executive Director respectively until they retired on 18 April 2013. None of the Directors have any contracts of significance with the Company, with the exception of Nigel Greenaway, who has agreed to purchase two homes from the Group conditional on shareholder approval under sections 191/192 Companies Act 2006 at the Annual General Meeting (AGM) on 16 April 2014. Further information is contained in the AGM Circular. Details of the Executive Directors' service contracts are given in the Remuneration Report on page 50.

The beneficial and non-beneficial interests of the Directors and their connected persons in the shares of the Company at 31 December 2013 and as at the date of this report are disclosed in the Remuneration Report on page 57. Details of the interests of the Executive Directors in share options and awards of shares can be found on pages 56 to 57 within the same report.

Appointment and replacement of Directors

The Directors shall be no less than two and no more than 15 in number. Directors may be appointed by the Company by ordinary resolution or by the Board of Directors. A Director appointed by the Board of Directors holds office until the next following AGM and is

then eligible for election by the shareholders. The Company may by special resolution remove any Director before the expiration of his term of office.

In accordance with Code provision B.7.1 the Board has determined that all Directors will be subject to annual re-election by shareholders. The Company's Articles of Association (Articles) provide that at each AGM at least one-third of the Directors shall retire from office and shall be eligible for reappointment. In any event, each Director shall retire from office and shall be eligible for reappointment at the AGM held in the third year following his last reappointment. In accordance with the Articles and the Code, a Non-Executive Director who has been in office for more than nine years consecutively shall retire at each AGM and shall be eligible for reappointment.

Powers of the Directors

The business of the Company shall be managed by the Directors who may exercise all powers of the Company, subject to the Articles, the Companies Act 2006 and any directions given by the Company in general meetings. In particular the Directors may exercise all the powers of the Company to borrow money, issue and buy back shares with the authority of shareholders, appoint and remove Directors and recommend and declare dividends.

Capital structure

The following description summarises certain provisions of the Articles (adopted by special resolution passed on 18 April 2013) and the Companies Act 2006. This is only a summary and the relevant provisions of the Companies Act 2006 and Articles should be consulted if further information is required. A copy of the Articles may be obtained by writing to the Group Company Secretary at the registered office.

Amendments to the Articles of the Company may be made by way of special resolution in accordance with the provisions of the Companies Act 2006.

Share capital

The Company has one class of share in issue, being ordinary shares with a nominal value of 10p each, which carry no right to fixed income. During 2013, 1,775,112 ordinary shares were issued with a nominal value of £177,511 to employees exercising share options for cash consideration of £2,563,901. At 24 February 2014 the issued share capital of the Company was 304,710,772 ordinary shares with a nominal value of £30.5m. Further details are provided in note 24 to the Financial Statements.

In accordance with the resolution to return 75p of capital to shareholders passed at the AGM on 18 April 2013 the Company issued 102,245,506 B shares and 201,590,249 C shares on 6 May 2013. The B shares were redeemed in their entirety on 28 June 2013 and immediately cancelled. The C share dividend was paid and the C shares reclassified as Deferred shares and purchased by the Company for a nominal sum of one penny. The C shares were subsequently cancelled on 18 July 2013. As a result the Company no longer has any B/C shares in issue.

Directors' Report and Corporate Governance Statement continued

Shares may be issued with such preferred, deferred or other rights or restrictions, whether in regard to dividend, return of capital, or voting or otherwise, as the Company may from time to time by ordinary resolution determine (or failing such determination as the Directors may decide), subject to the provisions of the Companies Act 2006 and other shareholders' rights. There are no securities carrying special rights with regard to control of the Company.

The Directors may allot, grant options over, or otherwise dispose of shares in the Company to such persons (including the Directors themselves) at such times and on such terms as the Directors may think proper, subject to the Articles, the Companies Act 2006 and shareholders' rights. At the AGM on 18 April 2013 shareholders gave Directors authority to issue up to one-third of the issued share capital of the Company being an aggregate nominal amount of £10,097,433 and to disapply pre-emption rights on the issues of shares up to 5% of the issued share capital, being an aggregate nominal amount of £1,514,615. These authorities will expire at the conclusion of the AGM on 16 April 2014. Resolutions to renew these authorities will be put to shareholders at the forthcoming AGM.

Votes of members

All issued shares in the Company are fully paid and there are currently no restrictions on voting rights. Votes may be exercised in person, by proxy, or in relation to corporate members by a corporate representative. The deadline for delivering either written or electronic proxy forms is not less than 48 hours before the time for holding the meeting. To attend and vote at a meeting a shareholder must be entered on the register of members at a time that is not more than 48 hours before the time of the meeting calculated using business days only.

On a vote on a show of hands, each member being an individual present in person or a duly authorised representative of a corporation has one vote. Each proxy present in person who has been appointed by one member entitled to vote on a resolution has one vote. If a proxy has been appointed by more than one member and has been given the same voting instructions by those members, the proxy has one vote. If the proxy has been appointed by more than one member and has been given conflicting instructions, or instructions to vote for or against one member and discretion by another, the proxy has one vote for and one vote against a resolution. On a vote on a poll, each member present in person or by proxy or by duly authorised representative has one vote for each share held by the member.

Details of employee share schemes are set out in note 31 of the Financial Statements. The Trustee of the Persimmon Employment Benefit Trust may vote or abstain on shareholder resolutions as it sees fit.

Transfer of shares

There are no restrictions on transfer of securities in the Company. Any member may transfer their shares in writing in any usual or common form or in any other form acceptable to the Directors and permitted by the Companies Act 2006 and the UK Listing Authority. The Company is not aware of any agreements between shareholders that may result in restrictions on the transfer of shares or that may result in restrictions on voting rights.

Qualifying third party indemnity provisions and qualifying pension scheme indemnity provisions

The Company has not issued any qualifying third party indemnity provision or any qualifying pension scheme indemnity provision.

Change of control provisions

One significant agreement contains provisions entitling counterparties to exercise termination or other rights in the event of a change of control of the Company.

Under the £300m credit facility dated 1 April 2011 disclosed in note 22 of the Financial Statements, all amounts become due and payable under the terms of the facility if any person or group of persons acting in concert gains control of the Company.

'Control' has the same meaning as section 450 of the Corporation Tax Act 2010 and 'acting in concert' has the meaning given to it in the City Code on Takeovers and Mergers. Change of control is deemed to occur if at any time any person, or group of persons acting in concert, acquires control of the Company.

The Company does not have agreements with any employee including Directors that would provide compensation for loss of office or employment resulting from a takeover, except that provisions of the Company's share schemes may cause options and awards granted to employees under such schemes to vest on a takeover. Details of compensation payable to Directors if their employment is terminated in breach of contract are provided in the Remuneration Report on page 50.

Emissions

The Group's greenhouse gas emissions are set out in the Strategic Report on page 32.

Employee involvement

The Group places considerable value on the involvement of its employees and has continued to keep them informed on matters affecting them as employees and on various financial and economic factors affecting the performance of the Group. The Group regularly updates its employment policies and employees have been issued with a staff handbook to keep them up to date with information relating to their employment. Each of the Group's operating businesses maintains employee relations and consults employees as appropriate. Internal Group magazines are published quarterly and distributed to all employees to ensure they are kept well informed of the Group's operations. In addition, information concerning the financial performance of the Group is sent to each operating business for circulation. Further information can be found in our Sustainability Report at www.corporate.persimmonhomes.com.

The Company makes various benefit schemes available to employees, including a savings related share option scheme which encourages the awareness and involvement of employees in the Group's performance. All permanent employees are encouraged to participate, subject to having six months' service at the date of grant of option.

Equal opportunities

The Group policy is to have equal opportunities for training, career development and promotion for all employees without discrimination and apply fair and equitable policies which seek to promote entry into and progression within the Group. Appointments are determined solely by application of job criteria, personal ability and competency regardless of race, colour, nationality, ethnic origin, religion or belief, gender, sexual orientation, political beliefs, marital or civil partnership status, age, pregnancy or maternity or disability. Applications for employment by disabled persons are always fully considered, with appropriate regard to the aptitude and abilities of the person concerned. In the event of any employee becoming disabled, every effort is made to ensure that their employment with the Group continues, that appropriate training is arranged and any reasonable adjustments are made to their working environment. It is the Group's policy that the training, career development and promotion of disabled persons should, as far as possible, be identical to that of other employees.

Acquisition of own shares

At the AGM held on 18 April 2013 shareholders granted the Company authority to purchase up to an aggregate of 30,292,300 of its own shares. No shares have been purchased to date under this authority and therefore at 31 December 2013 the authority remained outstanding. This authority expires on 16 April 2014 and a resolution to renew the authority will be put to shareholders at the forthcoming AGM.

At 31 December 2013 the Company held no shares in Treasury.

Annual General Meeting

The AGM will commence at 12 noon on Wednesday 16 April 2014 at York Racecourse, Knavesmire Road, York YO23 1EX. The Notice of Meeting and an explanation of the ordinary and special business are given in the AGM Circular.

Auditor

KPMG Audit Plc has instigated an orderly wind down of its business. The Board has decided to put KPMG LLP forward to be appointed as auditor and a resolution concerning their appointment will be made at the Company's AGM on 16 April 2014.

Disclosure of Information to Auditors

The Directors who held office at the date of approval of this report confirmed that, so far as they are each aware, there is no relevant audit information of which the Company's auditor is unaware and that each Director has taken all steps he ought to have taken as a Director in order to make himself aware of any relevant audit information and to establish that the Company's auditor is aware of that information. This confirmation is given and should be interpreted in accordance with the provisions of section 418 of the Companies Act 2006.

Directors' responsibility

The Directors are responsible for preparing the Annual Report and Financial Statements in accordance with applicable law and regulations. The Directors consider that the Annual Report and Accounts taken as a whole is fair balanced and understandable and provides the information necessary for shareholders to assess the Company's performance business model and strategy. Further details are provided on page 61.

By Order of the Board

Neil Francis

Group Company Secretary 24 February 2014

Persimmon Plc Company Registration Number 1818486

Remuneration Committee Chairman's Statement

Introduction

I am pleased to introduce the Remuneration Report for 2013, which includes my Statement, the Directors' Remuneration Policy which is intended to take effect from 16 April 2014, subject to shareholder approval, and the Annual Report on Remuneration for the year ended 31 December 2013.

During the year, the Remuneration Committee (the 'Committee') reviewed the policy for the Executive Directors and the Chairman. The Board as a whole reviewed the policy for the other Non-Executive Directors. Although we believed the current policy for Directors' remuneration was suitable, we took the opportunity to ensure it remains fit for purpose for future years. As part of the review, the Committee took into consideration the excellent performance of the Company and the promotion of Jeff Fairburn to Group Chief Executive.

During 2013, the Committee also undertook its regular annual review of the Executive Directors' base salaries; agreed the performance conditions and targets for annual bonus for 2014; agreed additional long term incentive plan awards for the three Executive Directors promoted in the year and reviewed the Chairman's fees.

In addition the Committee also reviewed long term incentive plan awards for senior management below Board level. The Committee originally issued awards to 130 of the Group's senior management below Board level. The Committee has agreed that additional awards should be made in 2014, bringing the number of senior management incentivised under the Company's 2012 long term incentive plan to 150.

2013 remuneration outcomes

The Company continued to perform very well during 2013. The performance condition for Executive Directors' 2013 annual bonuses was achievement of Group profit before tax (before exceptional items and goodwill impairment) for the 2013 financial year of between £220m and £300m. The Group achieved profit of £330m for 2013, which exceeded that of the previous year by 49%. As a result, annual bonus payments for 2013 will be made at 150% of base salary. Bonus equal to 100% of base salary will be paid in cash and the remainder of annual bonus earned will be deferred and paid in Bonus Share Scheme awards.

Vesting of long term incentive plan awards which mature in April 2014 was based on three year performance conditions which ended in December 2013. Half of the award was linked to a performance condition based on total shareholder return ('TSR') performance measured against a FTSE 250 comparator group and half based on cumulative Group profits between £325m to £480m over the three years. The Company's TSR performance meant that Persimmon was in the 6th percentile compared to the comparator group and the Group's profit before tax (pre exceptional items) over this period was £678m. The performance conditions were therefore met in full and 100% of awards will vest in April 2014. This was the last three year long term incentive plan award and awards under the 2012 long term incentive plan have a ten year performance period.

2014 remuneration

The Company's Capital Return Plan is to return £1.9bn of surplus capital, equivalent to £6.20 per share to shareholders by December 2021, whilst at the same time investing to build a stronger, larger business. The strategy to achieve this objective is set out in the Strategic Report and includes improving operating profit and creating strong cash generation.

The focus of the remuneration policy for the Executive Directors is to have a significant proportion of remuneration performance-related and linked closely to the Company's long term strategy.

Performance conditions for 2014 annual bonus are primarily linked to profit and cash generation targets. However, the Committee has introduced two new performance criteria: 10% of the annual bonus will depend on customer care performance and the Committee will also have the discretion to reduce the total bonus by up to 10% if health and safety performance is not maintained at a high level.

The Committee was aware at the time of Jeff Fairburn's appointment as Group Chief Executive that his base salary remained substantially behind the salary of his predecessor in the role and also the salaries of other CEOs of the major housebuilders. The Committee wanted to see how Jeff Fairburn settled into his new role in 2013, with a view to reviewing his remuneration again for 2014.

The Committee has now reviewed Jeff Fairburn's remuneration, taking account of his strong performance and leadership since he became Group Chief Executive. Following this review and after consultation with major shareholders, we concluded that although Jeff Fairburn's 2013 base salary was only 80% of the market median for other large housebuilders, it was not appropriate to apply a large salary increase for 2014, but rather the annual bonus opportunity should be increased, so that the emphasis on pay for performance is further enhanced. The Group Chief Executive's maximum annual bonus has therefore increased from 150% of base salary to 200% for 2014. All of the additional annual bonus opportunity will be in the form of deferred Bonus Share Scheme awards. The combined base salary plus maximum annual bonus remains below the market median.

2014 base salary both for the Group Chief Executive and the other Executive Directors has been increased by 3%, in line with the average for Persimmon's salaried workforce.

The Committee would welcome your support for the remuneration resolutions to be tabled at the forthcoming AGM.

Jonathan Davie

Chairman Remuneration Committee 24 February 2014

Directors' future remuneration policy

This policy will be put to shareholders for approval at the AGM to be held on 16 April 2014 and the Company intends (subject to shareholder approval) that this policy will take effect from that date. The policy has been finalised after consultations with major shareholders, after considering the principles of the UK Corporate Governance Code and after taking advice from New Bridge Street, the Committee's remuneration consultants.

A summary of the Company's policy on Directors' remuneration, broken down by Executive Directors, Chairman and Non-Executive Directors is set out in the tables below.

Executive Directors

The Committee's policy for the Executive Directors is to provide remuneration which is largely performance orientated, closely aligns the Directors' interests with those of shareholders and which will retain a talented executive team who can deliver excellent long term Company performance.

To achieve the aim of this policy the remuneration of the Executive Directors is made up of different elements of fixed and variable pay, with a significant emphasis on performance-related pay for achievement of stretching targets. If challenging performance conditions attached to variable pay are achieved in full, a substantial proportion of an Executive Director's remuneration will be performance related. Overall, the Committee's policy is to ensure that the balance of performance conditions in the annual bonus and long term incentive plan awards provides a good link to the Company's business strategy and continues to make the Company successful on a sustainable basis.

Summary of remuneration policy for Executive Directors

Base salary
Purpose How it operates Maximum payable Performance framework
Market competitive salaries
commensurate with a Director's
experience are paid to attract
and retain Executive Directors
with the skills necessary
to lead the business and
successfully implement the
Company's strategy.
Salaries are paid by 12 equal monthly instalments.
They are reviewed annually with any increases
normally taking effect from 1 January.
When reviewing salaries, consideration is given to
current market conditions; any increases awarded
to staff in the business generally and any change in
a Director's role and experience.
Where an Executive Director is to be promoted
or where their role is to be expanded or changed,
the Committee will review the salary payable
and decide whether an increase/decrease
is appropriate, in order that base salaries
remain appropriate.
The Committee does not
consider it appropriate to set
maximum salary levels. Any
future increases will generally
be in line with inflation and with
increases applied to Group
monthly paid employees,
unless there is a change in
responsibilities.
The Committee will retain
discretion to increase base
salaries above the framework set
out above for any promotions,
where the Committee has
purposefully set a lower starting
salary for a newly appointed
Director, or if a Director's salary is
no longer market competitive.
Current salary levels are set
out in the Annual Report
on Remuneration.
None

Annual bonus

Annual bonuses are performance related. The aim is to set stretching targets which will incentivise the Executive Directors to achieve excellent performance in line with the Company's strategic objectives.

Any annual bonuses earned are paid in cash up to 100% of base salary.

To further link the Executive Director's pay to the interests of shareholders, any bonus earned in excess of 100% of base salary is made through awards under the Company's Bonus Share Scheme. Any Bonus Share awards are made at the same time as cash bonuses are paid.

Vesting of Bonus Share Scheme awards is not subject to further performance conditions, other than the Director must remain employed at the date of exercise subject to the standard good leaver provisions. Bonus Share Scheme awards vest and become exercisable in two equal tranches, on the announcement of the Company's final results one year and two years after the date of the award.

A dividend equivalent is payable on Bonus Share Scheme awards that vest based on dividends and returns of cash to shareholders with record dates occurring between the date of grant and the date of vesting.

A clawback arrangement allows for the Company to recover annual bonuses made as a result of an error or misstatement, or if a Director is guilty of gross misconduct which substantially affects the Company's financial performance or reputation.

The maximum annual bonus potential is 200% of base salary for the Group Chief Executive and 150% of base salary for other Executive Directors. Maximum bonus is only payable if stretching targets are met and excellent Company performance is achieved.

Annual bonus performance conditions are set annually by the Committee to ensure that they take into consideration the Company's strategy and the outlook for the Company over the medium term and are appropriate from a risk perspective.

Financial metrics such as profit, and cash generation will have the majority weighting. Non-financial metrics such as customer care and health and safety, where applied, will have a minority weighting.

Long Term Incentive Plan awards

The Committee considers that it is appropriate for a significant component of an Executive Director's remuneration to be share based with long term performance conditions closely linked to the Company's long term strategy. This aligns the interests of the Executive Directors with the Company's long term financial performance and with the interests of shareholders.

Awards made under the Persimmon Plc 2012 Long Term Incentive Plan (the '2012 LTIP') have a 10-year performance condition directly linked to the Capital Return Plan.

The plan was designed to provide participants with an initial award, granted in the first year of the performance period, with additional awards only granted for circumstances such as promotions or increased responsibilities. Awards will be granted with an initial option price equal to the market value of a share, or £6.20 if higher.

Subject to performance, up to 40% of options may be exercisable at 31 December 2017. The balance of options may be exercisable on the earlier of 31 December 2021 and the date the performance condition is achieved in full.

After sales to meet tax, no more than 50% of shares received upon exercise of an option may be sold within 12 months of the date of exercise. The Committee may waive this condition for good leavers and in exceptional circumstances.

A clawback arrangement under the Company's long term incentive plans allows the Company to recover share awards which have vested as a result of an error or misstatement, or if a Director is guilty of gross misconduct which substantially affects the Company's financial performance or reputation.

Purpose How it operates Maximum payable Performance framework

The maximum number of shares that can be awarded under the 2012 LTIP is:

Chief Executive: 4,832,000

Finance Director: 3,382,400 Group Managing Director:

2,416,000 Non-Board Level: 1,540,200

The overall aggregate plan limit is 30.2 million shares (10% of the then issued share capital). 2012 LTIP awards are larger than previous awards due to the 10 year performance period.

Options granted under the 2012 LTIP have a performance condition directly linked to the return of £1.9bn (£6.20 per share) to shareholders over the 10-year Capital Return Plan period and a vesting period over the same timescale.

The initial exercise price will reduce by the value of cash returns to shareholders during the period from date of grant to the earlier of 31 December 2021 or the date of exercise of an option.

There is an underpin requirement in the 2012 LTIP being that the cash returns paid by the Company are financed out of retained earnings and the Company has an ungeared balance sheet at the relevant performance measurement date.

For achieving the minimum performance target, 27% of the options will vest.

None

Pension/Salary supplement

Market competitive pension/ salary supplements are offered to attract and retain Directors with the skills necessary to lead the business and successfully implement the Company's strategy.

Base salary is the only component of remuneration which is pensionable. The Company operates a defined benefit (DB) pension scheme, which is closed to new members and a defined contribution (DC) scheme. Accrual in the DB scheme is based on a career average revalued earnings (CARE) basis for all active members and normal retirement age for Directors is 60 or 65, dependent on date of appointment to the Board.

If a Director opts out of future pension accrual, a salary supplement is payable.

Pension accrual in the DB scheme is on a CARE basis at one-sixtieth of Pensionable Salary per year.

The Company will match a Director's contributions into the DC scheme up to a maximum of 9% of base salary. The Committee retains the discretion to amend the contribution level should market conditions change.

The maximum salary supplement in lieu of pension is between 9% and 30% of base salary, dependent upon the level of pension benefits given up.

Benefits

Market competitive benefits are offered to attract and retain Directors with the skills necessary to lead the business and successfully implement the Company's strategy.

The benefits include: fully financed cars or cash car allowance, Group Medical Scheme membership, life assurance, income protection scheme membership, professional subscriptions and some telephone costs.

The Committee does not currently expect to change the benefits offered to Executive Directors but retains the discretion to add to or remove some of the benefits available if market conditions change. It would also consider relocation benefits where appropriate.

The Committee has not set a maximum for benefits. Benefit costs will remain a small component of total remuneration. None

HMRC approved all-employee scheme

HMRC approved all-employee share schemes are to encourage employees to take a stake in the business, which aligns their interest with that of shareholders.

Executive Directors are eligible to participate in all-employee schemes.

Maximum is subject to HMRC approved limits.

None

Strategic Report Governance Financials Other information
Persimmon Plc
Annual Report – December 2013
49
Share ownership guidelines
Purpose How it operates Maximum holding Performance framework
To align the interests of the
Executive Directors with those
of shareholders.
Executive Directors are required to retain the net of
tax vested shares under all of the Company's share
schemes until the guideline is met.
200% of base salary. None

Choice of performance conditions

Annual bonus conditions Rationale for selection and how performance targets
are set
Profit before tax and cash generation Aligned with the Company's strategy to improve margins and return cash
to shareholders.
Customer satisfaction and health and safety These are important factors in ensuring overall business performance,
sustainability and reputation.
Annual bonus performance conditions are reviewed annually by the
Committee to ensure that they take into consideration the Company's
strategy and the outlook for the Company over the medium term and are
appropriate from a risk perspective.
2012 LTIP conditions Rationale for selection and how performance targets
are set
Cash returns to shareholders Directly aligned to the Company's Capital Return Plan to return £1.9bn,
equivalent to £6.20 per share to shareholders over the period 2012
to 2021 (being the Company's market capitalisation at the date of
announcement). Future awards will be granted with an initial option price
equal to the market value of a share, or £6.20 if higher.

Differences between the Executive Directors' and general employees' remuneration policy

Performance-related pay makes up a significantly higher proportion of remuneration for the Executive Directors and senior employees than for employees generally, reflecting the role of these individuals in managing the business to achieve the Company's strategic objectives. The Committee considers that the emphasis on performance related pay for Executive Directors and senior employees closely aligns the Directors' interests with those of shareholders and helps to deliver excellent long term Company performance.

Legacy arrangements

For avoidance of doubt, in approving this Directors' Remuneration Policy, the authority is given to the Company to honour any previously disclosed commitments entered into with current or former Directors (such as the payment of pensions or the vesting/exercise of past share awards).

Chairman

Purpose
How it operates
Maximum payable
Performance framework
Market competitive fees are
The Chairman's fees are set by the Committee.
The Chairman's fees will be
N/A
Fee
the skills necessary to lead the
competitive level, commensurate with the size and
with increases applied to Group
Board and ensure it is effective in
complexity of our business.
monthly paid employees unless
setting the right strategy for the
there is an exceptional reason for
Fees are reviewed annually with any increases
business and for its successful
a larger increase.
normally taking effect from 1 January.
implementation.
The Chairman does not receive
When reviewing the Chairman's fees, consideration
bonus, pension or salary
is given to current market conditions, the size of the
supplement payments or share
business and any increases awarded to staff in the
scheme awards but may receive
business generally.
other benefits.
paid to attract a Chairman with The Chairman's initial fee was set at a market increased in line with inflation and

Non-Executive Directors

Fees
Purpose How it operates Maximum payable Performance framework
Market competitive fees are paid
to attract Non-Executive Directors
with a broad range of skills and
experience to complement
the Board.
Non-Executive Directors with
diverse skills and strategy
will assist the Board when
setting the Company's
strategy and overseeing its
successful implementation.
Fees are determined by the Board as a whole. They
are set at market competitive levels, commensurate
with their duties and responsibilities for a company
of our size and complexity.
Fees are reviewed annually with any increases
normally taking effect from 1 January.
When reviewing the Non-Executive Directors fees
consideration is given to current market conditions,
the size of the business and any increases awarded
to staff in the business generally.
The Non-Executive Directors'
fees will be increased in line with
inflation and increases applied to
Group monthly paid employees
unless there is an exceptional
reason for a larger increase.
Additional fees are payable to
Non-Executive Directors for extra
responsibilities, such as chairing
a Board committee.
Non-Executive Directors do not
receive bonus, pension or salary
supplement payments, share
scheme awards or other benefits.
N/A

Recruitment and promotion policy

The Company's policy is to promote internally where possible. The Committee's approach to recruitment remuneration is to pay no more than is necessary to attract candidates with the appropriate skills for the housebuilding industry. Any new Executive Director's remuneration would include the same elements of the existing Executive Directors and would be set in accordance with the terms of the Company's prevailing remuneration policy at the time of appointment. The salary for a new Executive Director may be set below the normal market rate, with phased increases over the first few years as the Director gains experience in their new role.

The Committee may offer additional cash and/or share based elements at recruitment when it considers these to be in the best interests of the Company (and therefore shareholders) to take account of remuneration relinquished when leaving the former employer and would take account of the nature, time horizons and performance requirements attaching to that remuneration. For an internal Executive Director appointment, any variable pay element awarded in respect of the prior role may be allowed to pay out according to its terms.

As described in the policy tables above, it may also be necessary to offer relocation benefits for external and internal appointments.

Service contracts

The Company's policy is for service contracts with Executive Directors to have no more than a 12-month notice period. The Committee reserves the discretion to offer a longer notice period initially to an Executive Director recruited externally. In such cases where a longer notice period is given, the Executive Director's notice period would be reduced to 12 months once the initial period has lapsed. The Executive Directors have a contract with a twelve month notice period.

The Chairman and the Non-Executive Directors are not employees, they have letters of appointment which set out their duties and responsibilities; they do not have service contracts.

The Chairman's letter of appointment is dated 7 March 2011 but is effective from his appointment as Chairman on 21 April 2011. The Chairman's continued appointment is subject to his re-election by shareholders at each AGM and may be terminated on six months' notice. The Non-Executive Directors' letters of appointment are effective from their date of appointment. A Non-Executive's appointment is initially for a three-year term but is subject to re-election at each AGM but their appointment may be terminated on one month's notice.

There are no change of control provisions in the Executive Directors' service contracts. The rules of the Company's share schemes provide for early exercise of awards on a takeover or change of control.

Policy on payment for loss of office

An Executive Director is only entitled to payments of base salary and benefits in respect of the unexpired notice period for termination of employment where dismissed by the Company in breach of contract. Such payments will be subject to mitigation by the Director and will not in any event exceed 12 months' base salary and benefits. In addition, if Mike Killoran's contract is terminated in breach of contract by the Company, his contract states that his termination payment may include any payment for bonus earned for the period served prior to the date of termination. Annual bonus payments would not otherwise be made unless the Executive Director is employed on the date of payment, except in good leaver circumstances (for example, retirement, redundancy or ill-health), where a bonus may be payable on the normal date in respect of the period served only.

Long term incentive plan awards, Bonus Share Scheme awards and SAYE options are not contractual entitlements and Directors' awards will lapse under the rules of those schemes on termination of employment (save in standard good leaver circumstances). In good leaver circumstances long term incentive plan awards would continue to be subject to the original performance conditions but the number of shares under award would be scaled back pro-rata to reflect the proportion of the performance period actually served. The Committee has the discretion to reduce any scaling back if it considers it inappropriate in a particular case. Bonus Share Scheme awards and SAYE options would be exercisable within six months of an Executive Director leaving the Company under the standard good leaver circumstances.

Strategic Report Governance Financials Other information
Persimmon Plc
Annual Report – December 2013
51

External appointments

None of the Executive Directors currently have an external appointment. The Directors recognise that external appointments can broaden an individual's skills and experience. If an Executive Director wishes to take up an external appointment, he must first seek approval from the Chairman and/or the Group Chief Executive.

Illustrations of application of remuneration policy

The charts below illustrate the value of remuneration each of the Executive Directors could receive for 2014 under three scenarios being the minimum remuneration they will receive; the remuneration in line with expected performance, and the maximum achievable.

Fixed pay is base salary for 2014, plus benefits and pension/salary supplements.

Annual variable pay is the annual bonus receivable. Expected performance would deliver 50% of the maximum annual bonus.

The Committee is not intending to make long term incentive plan awards in 2014 and so no allowance has been made for long term variable remuneration in the illustrations below. Awards have previously been made to Executive Directors under the 2012 LTIP but these have a 10-year performance condition linked to the return to shareholders of £6.20 per share over the period 2012 to 2021, with the first opportunity for exercise (up to a maximum of 40% of the vested shares) on 31 December 2017.

Statement of consideration of shareholder views

The Committee consults with major shareholders and their representative bodies on remuneration matters, particularly if any material changes are proposed to the remuneration policy.

Statement of consideration of employment conditions elsewhere in the Group

The Committee considers the pay and employment conditions of Group employees generally and takes these into account when determining the remuneration of the Executive Directors.

The Committee and Board as a whole did not consult with employees generally when drawing up the remuneration policy.

Annual report on remuneration

The auditor is required to report on the following information up to and including the Statement of Directors' shareholding requirements and share interests.

Single total figure of remuneration for the year ended 31 December 2013

Estimated Value of
pension
Value of
pension
value of Value of benefits benefits
Salaries Salaries Annual Annual LTIP awards LTIP awards earned/salary earned/salary
and fees and fees Benefits Benefits bonus bonus vesting vesting supplement supplement 2013 2012
2013
£
2012
£
2013
£
2012
£
2013
£
2012
£
2013
£
2012
£
2013
£
2012
£
Total
£
Total
£
Chairman
N H T Wrigley 190,000 185,400 190,000 185,400
Executive
J Fairburn 542,472 347,985 29,143 25,974 832,500 540,000 1,270,971 903,642 83,257 57,217 2,758,343 1,874,818
M H Killoran 454,750 434,117 43,366 39,355 682,125 662,250 1,815,799 1,489,200 136,425 120,936 3,132,465 2,745,858
N P Greenaway 320,000 37,104 480,000 282,431 28,800 1,148,335
D Jenkinson≠ 10,999 813 17,420 141,209 456 170,897
Former Executive
M P Farley† 212,383 678,800 12,096 35,618 349,500 1,018,200 3,722,555 3,052,869 63,715 203,640 4,360,249 4,989,127
Non-Executive
R J Pennycook 62,400 60,600 62,400 60,600
J Davie 62,400 60,600 62,400 60,600
M Preston* 53,000 50,133 53,000 50,133
M Sears≠ 58,658 58,658
Former
Non-Executive
R C N Davidson† 18,959 60,600 18,959 60,600
Totals 1,986,021 1,878,235 122,522 100,947 2,361,545 2,220,450 7,232,965 5,445,711 312,653 381,793 12,015,706 10,027,136

There is a salary sacrifice arrangement in place for the Company's defined benefit pension scheme. As a result the actual salary paid to an Executive Director while accruing service in this scheme was reduced by 9% of pensionable salary, which would have been the member rate of contribution to the scheme.

≠ From 8 January 2013 for Marion Sears and from 13 December 2013 for David Jenkinson.

† Mike Farley and Neil Davidson retired from the Board on 18 April 2013.

* Mark Preston's fees are paid in full to his employing company, Grosvenor Estate Holdings.

During the year no Director waived his entitlement to any emoluments.

Additional information on the amounts which make up the single figure for total remuneration is set out below.

Benefits

Benefits include fully financed cars or cash car allowance, private medical scheme membership, life assurance benefits, income protection scheme membership, professional subscriptions and some telephone costs.

Annual bonus 2013 performance condition

The performance condition for Executive Directors' 2013 annual bonuses was based on Group profit before tax before exceptional items and goodwill impairment for the 2013 financial year (the 'Profit Measure'), with the following target figures and straight line vesting between the relevant target figures.

Target range Profit measure for 2013 Bonus achievable as a
percentage of salary
Threshold £220m 5%
Target £260m 100%
Maximum £300m 150%

The Profit Measure for 2013 was £330m and exceeded that of the previous year by 49%. As a result, annual bonus payments for 2013 will be made at 150% of base salary. The annual bonus target for Dave Jenkinson was set prior to his appointment as a Board member and included targets related to profit, cash generation and customer care, all for the North Division. Bonus equal to 100% of base salary will be paid in cash and the remainder will be deferred and paid in Bonus Share Scheme awards.

Strategic Report Governance Financials Other information
Persimmon Plc
Annual Report – December 2013
53
Maximum Value of Amount paid in cash Amount deferred and
paid in Bonus Share
Scheme awards
Executive Profit target
range
Profit
achieved
percentage
of salary
achievable
Actual
percentage
achieved
total bonus
payable
£
Value
£
Percentage
of overall
bonus
Value
£
Percentage
of overall
bonus
Bonus
Shares
awarded
J Fairburn £220m–
£300m
£330m 150% 150% 832,500 555,000 66.7% 277,500 33.3% 20,989
M H Killoran £220m–
£300m
£330m 150% 150% 682,125 454,750 66.7% 227,375 33.3% 17,198
N P Greenaway £220m–
£300m
£330m 150% 150% 480,000 320,000 66.7% 160,000 33.3% 12,102
D Jenkinson n/a n/a 150% 150% 17,420 11,613 66.7% 5,807 33.3% 439
Former Executive
M P Farley £220m–
£330m
£330m 150% 150% 349,500 349,500 100%

The Bonus Share awards earned under the annual bonus arrangements for 2013 were calculated at the average share price of 1322.125p over the period from 1 January 2014 to 14 February 2014, inclusive. These awards will ordinarily vest half on the announcement of the annual results in 2015 and half on the announcement of the annual results in 2016.

Long Term Incentive Plan Awards vesting in April 2014

These awards were granted in April 2011 under the Long Term Incentive Plan 2007 and will not vest until April 2014. They had a three year performance condition measured over a period which ended on 31 December 2013. Half of the award was subject to the Company's Total Shareholder Return (TSR) versus a comparator Group of the FTSE 250 (excluding investment trusts) and half was subject to the amount of the Group's Profit Before Tax (pre exceptional items).

Performance measure Nil Between 20%
and 50%
Between 25%
and 100%
Between 50%
and 100% vesting
100% vesting Actual Percentage of
maximum
achieved
Between
Below median and Upper 6th
TSR Ranking median upper quartile quartile percentile 100%
Below £325m– £385m– £480m
Group Profit Before Tax £325m £385m £480m or more £678m 100%
2011 LTIP awards Number of
shares awarded
Number of
shares vesting
Value of TSR
shares vesting*
shares vesting* Value of PBT Total value of
shares vesting*
J Fairburn 99,601 99,601 £635,485.50 £635,485.50 £1,270,971
M H Killoran 142,297 142,297 £907,899.50 £907,899.50 £1,815,799
N P Greenaway 22,133 22,133 £141,215.50 £141,215.50 £282,431
D Jenkinson 11,066 11,066 £70,604.50 £70,604.50 £141,209
Former Executive
M P Farley 291,722 291,722 £1,861,277.50 £1,861,277.50 £3,722,555

* As the awards had not vested at the date of this report, the value of the 2011 LTIP Awards vesting has been estimated using a share price of £12.76 being the average of the closing price of a Persimmon share over the last quarter of 2013, plus 89.5p per share which is the value of the dividend equivalent payable on the awards that vest. The dividend equivalent is based on dividends and returns of cash to shareholders with record dates occurring between 4 April 2011, being the date of grant and 4 April 2014, being the vesting date.

Annual report on remuneration continued

Directors' pension entitlements

Jeff Fairburn and David Jenkinson each earn pension in the Company's defined benefit scheme on a career average revalued earnings (CARE) basis and on a scheme capped salary (currently £141,000). The cap increases on 1 July each year in line with increases in the Retail Price Index. Their scheme retirement age is 65 and their accrual rate is 60ths. As Jeff Fairburn and David Jenkinson's pensionable salary in the DB scheme is capped, they also receive matching 9% contributions into a stakeholder policy, up to the HMRC annual allowance for pension saving. In addition, because they do not earn pension on their total base salary, they are paid a salary supplement of 9% of the difference between their pensionable salary and their base salary.

Mike Killoran and Nigel Greenaway have both ceased membership of Company pension schemes. Mike Killoran is paid a salary supplement of 30% of his base salary, which the Committee (after taking advice) considers is cost neutral to the Company based on the pension benefits Mike Killoran previously earned. Nigel Greenaway receives a salary supplement of 9% of his base salary, being the supplement available to monthly paid employees who cease pension scheme membership due to reaching the HMRC Lifetime Allowance for pension saving.

No additional benefits are receivable by the Directors on early retirement.

The defined benefit pension benefits accrued for each Director serving through the year as set out below.

Increase in accrued
pension during the year
Accrued pension as at
31 December 2012
Accrued pension as at
31 December 2013
Increase in
accrued pension
(net of inflation)
£
J Fairburn 43,660 46,929 3,269 2,308
D Jenkinson 35,839* 36,049 210 (578)
Former Executive
M P Farley 218,291 126,709** (91,582) (96,384)

* David Jenkinson became a Director on 13 December 2013 and his start year figures are as at this date.

** Mike Farley took his pension on 18 June 2013, his normal retirement date, and surrendered part of his pension for a lump sum.

LTIP Awards granted in 2013

During the year the Committee agreed that Jeff Fairburn, Nigel Greenaway and David Jenkinson should receive the following awards under the Long Term Incentive Plan 2012 (2012 LTIP), in light of their respective promotions to Group Chief Executive and to the Board. These awards have a maximum 10-year performance period specifically aligned to the Company's Capital Return Plan. The intention with the 2012 LTIP is to make awards with much longer performance and vesting periods, rather than making lower annual awards with shorter performance periods.

Name Type of Interest
awarded
Basis on which
award was made
Number of
ordinary
shares
Initial
option
exercise
price
Fair value* at
date of the
award
Fair value per
year to date of
full vesting
Regulatory
value^ of
the Award
Percentage
receivable if
minimum
performance
achieved
Ten year
performance
period end date
J Fairburn
(April 2013)
Market price
share option
Specified
number of
shares on
promotion
to Chief
Executive
2,174,400 £11.09 £5,457,744 £682,218 £24,570,720 27% 31 December
2021
N P Greenaway
(April 2013)
Market price
share option
Specified
number of
shares on
promotion
to Board
130,000 £11.09 £326,300 £40,788 £1,469,000 27% 31 December
2021
D Jenkinson
(December 2013)
Market price
share option
Specified
number of
shares on
promotion
to Board
460,523 £11.355 £1,165,123 £166,446 £5,231,541 27% 31 December
2021

* The fair value of the awards is considered by the Committee to be £2.51 per share for the awards made in April 2013 and £2.53 per share for the award made in December 2013. This is the independent calculation of the fair value of the awards for such transactions in the Statement of Comprehensive Income and has been prepared using the Black Scholes option pricing model. The awards were granted with an option price at full market value and will not vest and have value unless the performance condition is met.

^ The regulatory value is required to be included using a strict calculation which is inappropriate for this award. It should be noted that the regulatory value has been calculated using the share price on the date of grant, it takes no account of the fact the awards were market value options and makes no allowance for the exercise price that will be payable by the Director. The date of grant for Jeff Fairburn and Nigel Greenaway was 19 April 2013 and the share price on that date was £11.30. The date of grant for David Jenkinson was 13 December 2013 and the share price on that date was £11.36. However, in accordance with the rules of the 2012 LTIP the market value for setting the initial option exercise price was the mid market price of a share on the day prior to the date of grant.

Strategic Report

The number of shares that will vest is the same for all awards made under the 2012 LTIP and is dependent on the payment of cash returns to shareholders for the period 1 January 2012 to 31 December 2021, which must be achieved by the Measurement Dates set out below.

Cumulative Cash Return targets Measurement Dates
£1.70 per share or more by 31 December 2015
£2.80 per share or more by 31 December 2017
£3.90 per share or more by 31 December 2019
£5.05 per share or more by 31 December 2020
£6.20 per share or more by 31 December 2021

The initial exercise price will reduce by an amount equal to the value of cash returns to shareholders made by the Company during the period from date of grant to the earlier of 31 December 2021 or the date of exercise of an option.

The aggregate number of shares held under an option that will vest by each Measurement Date will normally be determined by reference to the fraction x/£6.20, where x is the value of the Cumulative Cash Return paid by the relevant Measurement Date. To the extent options vest on or before 31 December 2017, up to 40% of the total number of shares held under an option may be exercised from 31 December 2017 and the remainder of the vested options shall normally become exercisable on 31 December 2021. If £6.20 per share is returned early, an option will vest and become exercisable on the date this is achieved, but no options will become exercisable before 31 December 2015.

In considering the extent to which the performance condition has been satisfied, no options shall vest and become exercisable unless, in the opinion of the Committee, acting fairly and reasonably, the cash returns paid by the Company are financed out of retained earnings and the Company has an ungeared balance sheet at the relevant Measurement Date, except to take account of events and/or circumstances which the Committee fairly and reasonably determines are appropriate (the 'Underpin'). If the cash return of £1.70 is not met by 31 December 2015 the performance condition will not have been satisfied and the 2012 LTIP will expire on 31 December 2015 and all options will lapse in full on that date.

If the Cumulative Cash Return is not achieved by a Measurement Date (except 31 December 2015) options will vest and become exercisable on the Measurement Date by which the Cash Return for that date has not been achieved and the number of shares that vest will be reduced accordingly.

Payments for loss of office

Mike Farley retired during the year and the financial arrangements relating to his retirement were approved by shareholders at the AGM on 18 April 2013 and his remuneration is set out in the single total figure of remuneration table on page 52.

Payments to past Directors

Other than payments set out in the total remuneration table, there were no payments to past Directors for the year ended 31 December 2013 where the total payment to the former Director exceeded a threshold set by the Company of £60,000.

Strategic Report Governance Financials Other information

Annual report on remuneration continued

Directors' Share Option Scheme interests

Scheme 31 December
2012
Granted
in year
Exercised
in year
Lapsed
in year
Exercise price/
market price at
date of award
Interests
without
Performance
Conditions
Interests with
Performance
Conditions
Total interests
outstanding at
31 December
2013
Options
vested but
unexercised
Exercisable from
J Fairburn 2007 LTIP 6,944 6,944 360.0p Sep 11
2007 LTIP 27,690 27,690 397.25p Apr 12
2007 LTIP 83,170 83,170 459.9p Mar 13
2007 LTIP 99,601 451.8p 99,601 99,601 Apr 14
2012 LTIP 2,416,000 620p 2,416,000 2,416,000 40% Jan 18
100% Jan 22
2012 LTIP 2,174,400 1109p 2,174,400 2,174,400 40% Jan 18
100% Jan 22
Bonus
Share
Scheme
26,986 13,493 640p 13,493 13,493 Feb 14
Bonus
Share
Scheme
21,020 1130p 21,020 21,020 50% Feb 14
50% Feb 15
SAYE 2,465 365p 2,465 2,465 Dec 14
Total 2,662,856 2,195,420 131,297 36,978 4,690,001 4,726,979 Nil
M H Killoran 2007 LTIP 91,267 91,267 397.25p Apr 12
2007 LTIP 137,064 137,064 459.9p Mar 13
2007 LTIP 142,297 451.8p 142,297 142,297 Apr 14
2012 LTIP 3,382,400 620p 3,382,400 3,382,400 40% Jan 18
100% Jan 22
Bonus
Share
Scheme
38,553 19,276 640p 19,277 19,277 Feb 14
Bonus
Share
Scheme
25,779 1130p 25,779 25,779 50% Feb 14
50% Feb 15
SAYE 2,465 365p 2,465 2,465 Dec 14
Total 3,794,046 25,779 247,607 47,521 3,524,697 3,572,218 Nil
N P Greenaway 2007 LTIP 7,530 7,530 398.4p Sep 13
2007 LTIP 7,530 2,677 4,853 398.9p Sep 13
2007 LTIP 10,040 10,040 398.9p Sep 13
2007 LTIP 22,133 451.8p 22,133 22,133 Apr 14
2012 LTIP 1,540,200 620p 1,540,200 1,540,200 40% Jan 18
100% Jan 22
2012 LTIP 130,000 1109p 130,000 130,000 40% Jan 18
100% Jan 22
SAYE 1,012 889p 1,012 1,012 Dec 16
Total 1,587,433 131,012 20,247 4,853 1,012 1,692,333 1,693,345 Nil
D JenkinsonΔ 2007 LTIP 7,530 398.4p 7,530 7,530 7,530 Sep 13
2007 LTIP 7,530 398.9p 7,530 7,530 7,530 Sep 13
2007 LTIP 1,255 398.9p 1,255 1,255 1,255 Sep 13
2007 LTIP 11,066 451.8p 11,066 11,066 Apr 14
2012 LTIP 1,209,677 620p 1,209,677 1,209,677 40% Jan 18
100% Jan 22
2012 LTIP 460,523 1135.5p 460,523 460,523 40% Jan 18
100% Jan 22
SAYE 986 365p 986 986 Dec 14
Total 1,238,044 460,523 986 1,697,581 1,698,567 16,315
Strategic Report Governance Financials Other information
Persimmon Plc
Annual Report – December 2013
57
Exercise price/ Interests
without
Interests with Total interests
outstanding at
Options
Scheme 31 December
2012
Granted
in year
Exercised
in year
Lapsed
in year
market price at
date of award
Performance
Conditions
Performance
Conditions
31 December
2013
vested but
unexercised
Exercisable from
M P Farley† 2007 LTIP 210,485 397.25p 210,485 Apr 12
2007 LTIP 280,982 459.9p 280,982 Mar 13
2007 LTIP 291,722 451.8p 291,722 Apr 14
2012 LTIP 4,832,000 3,865,600 620p 966,400 – 100% Jan 16
Bonus
Share
Scheme
59,278 640p 59,278 50% Feb 13
50% Apr 13
Total 5,674,467 3,865,600 – 1,808,867 Nil
Grand Total 14,956,846 2,812,734 399,151 3,870,453 86,497 11,604,612 13,499,976 16,315

Δ David Jenkinson's interests shown from 13 December 2013.

† Mike Farley's interests shown to 18 April 2013.

All of the above represent share options and were granted for nil consideration.

The closing price of a share in the Company at 31 December 2013 was 1239p, the lowest closing price in 2013 was 8201/2p and the highest closing price in 2013 was 1305p.

Statement of Directors' shareholding requirements and share interests

The share ownership requirements of the Directors serving during the year and the share interests of the Directors and of their connected persons in the ordinary share capital of the Company are as shown below:

Shareholding requirement Beneficial holdings
(including interests of the
Director's connected persons)
Director Value as a percentage
of base salary
Percentage held at
31 December 2013
(including shares held by
connected persons)±
31 December 2013 31 December 2012
J Fairburn 200 230 116,609 41,214
M H Killoran 200 1,455 550,125 475,758
N P Greenaway 200 156 41,424 30,137Δ
D Jenkinson 200 62 16,597 16,597Δ
M P Farley 300 1,700† 1,073,287† 1,147,753
Non-Executives
N H T Wrigley n/a n/a 36,000 26,000
R J Pennycook n/a n/a 643 643
J Davie n/a n/a 20,000 10,000
M Preston n/a n/a 500
M Sears n/a n/a 10,000 5,823Δ
R C N Davidson n/a n/a 35,500† 35,500
Total 1,900,685 1,789,425

± Calculated on the closing price at 31 December 2013, or date of leaving if earlier.

† As at 18 April 2013 for Mike Farley and Neil Davidson.

Δ As at 8 January 2013 for Marion Sears and Nigel Greenaway and as at 13 December 2013 for David Jenkinson.

Mike Killoran also has a non-beneficial interest in 64,022 shares and Mike Farley had a non-beneficial interest in 74,466 shares, in addition to the holdings above.

Executive Directors are required to hold shares in the Company worth 200% of salary and must retain any vested share awards (net of tax) until the share ownership guideline is met. Mike Killoran and Jeff Fairburn have both met the share ownership guidelines. Nigel Greenaway and David Jenkinson as recently appointed Board members are yet to meet the shareholding requirement.

There are no share ownership requirements for the Chairman or the Non-Executive Directors.

The Directors' beneficial holdings were 791,898 shares at 31 December 2013 and represent 0.26% of the Company's issued share capital as at that date. There has been no change in the Directors' interests set out above between 31 December 2013 and 24 February 2014.

Annual report on remuneration continued

Total shareholder return performance

We have chosen to compare the Company's total shareholder return performance over the last five years with that of the FTSE 350, being a broad index of the UK's largest companies and with the largest UK listed housebuilders, being the Company's peer group.

TSR
700
600
500
400
300
200
100 Dec 08 Dec 09 Dec 10 Dec 11 Dec 12 Dec 13
Persimmon Plc

FTSE 350

UK Homebuilders

Group Chief Executive remuneration 2009 to 2013

Chief Executive Single figure of total remuneration
£
Annual bonus paid against
maximum opportunity
LTIP awards vesting against
maximum opportunity
2013* Mike Farley/Jeff Fairburn 5,492,365 100% 100%
2012 Mike Farley 4,989,127 100% 100%
2011 Mike Farley 3,206,309 98% 88%
2010 Mike Farley 1,496,320 96% 0%
2009 Mike Farley 1,378,781 64% 0%

* This is the total remuneration for Mike Farley who was Group Chief Executive until 18 April 2013 and remuneration for Jeff Fairburn from 18 April 2013, the date he became Group Chief Executive until 31 December 2013.

Group Chief Executive change in remuneration

Set out below is a comparison of the change in remuneration of the Group Chief Executive from 2012 to 2013, compared to the change in remuneration of the Group's salaried employees. We have selected the salaried workforce as this includes 2,155 junior to senior employees with the most relevant pay structure.

Percentage change from 2012 to 2013
Annual salary Bonus Value of taxable benefits
Group Chief Executive -6.8% -3.8% -8.4%
Average of salaried employees -0.7% -4.2% 5.6%

Salaried employees generally received a 3% increase in 2013. However the average per capita salary was lower in 2013 as we recruited additional junior staff and trainees as the business grew.

Jeff Fairburn became Group Chief Executive on 18 April 2013 and his base salary and taxable benefits are lower than his predecessor. The calculations have been based on the amounts paid to Mike Farley to 18 April 2013 and to Jeff Fairburn after that date.

Statement of voting at General Meeting

The Remuneration Report dated 22 February 2013 was put to shareholders for their approval at the AGM held on 18 April 2013. The resolution was passed on a show of hands. Of the proxy votes lodged 78% were in favour of the resolution to approve the report and 22% were against. 580,000 votes were withheld, representing 0.2% of the then issued share capital.

Relative importance of spend on pay

Set out below is the amount spent on remuneration for all employees of the Group (including for Executive Directors) and the total amounts paid in distributions to shareholders over the year.

2013
£m
2012
£m
Difference in spend
£m
Difference as
a percentage
Remuneration for all employees 142.1 116.6* 25.5 22%
Total distributions paid 228.0 18.2 209.8 1,153%

* Restated.

Remuneration Policy implementation for 2014

Executive Directors

Base salaries

After taking into consideration Group employees' salary increases in 2013 (monthly paid employees generally received a 3% base salary increase in 2013) plus general market conditions, the Committee has awarded salary increases of 3% to Executive Directors from 1 January 2014. David Jenkinson received a base salary increase above 3% due to his promotion to the Board; his salary has been aligned to that of Nigel Greenaway as they have identical responsibilities.

Base salary from
1 January 2014 2013
Jeff Fairburn £618,000 £600,000
Mike Killoran £468,390 £454,750
Nigel Greenaway £329,600 £320,000
David Jenkinson £329,600 n/a

Annual bonus

The Committee was aware at the time of Jeff Fairburn's appointment as Group Chief Executive that his base salary remained substantially behind the salary of his predecessor in the role and also behind the salaries of the Chief Executives of other major housebuilders. The Committee wanted to see how Jeff Fairburn settled into his new role in 2013, with a view to reviewing his remuneration for 2014.

Taking account of Jeff Fairburn's strong performance and leadership since he became Group Chief Executive and having consulted with major shareholders, the Committee has agreed that Jeff Fairburn's remuneration should be changed for 2014. The Committee agreed that although Jeff Fairburn's 2013 base salary was only 80% of the market median for other large housebuilders, it was not appropriate to apply a large salary increase for 2014, but rather his annual bonus opportunity should be increased. The Group Chief Executive's maximum annual bonus has therefore increased from 150% of base salary to 200% for 2014. The increase in annual bonus potential will be paid entirely in deferred shares, together enhancing the emphasis on pay for performance. The Committee notes that Jeff Fairburn's combined base salary plus maximum annual bonus remains below the market median.

The Committee has not changed the maximum annual bonus achievable for the other Executive Directors and this will continue to be set at 150% of base salary.

Any bonus earned in excess of 100% of base salary will again be paid in Bonus Share Scheme Awards for all Executive Directors, half vesting one year and half vesting two years after the announcement of the relevant year's financial results.

In line with the Company's strategy to improve margins and return cash to shareholders under the Capital Return Plan, the Committee has decided that the most appropriate performance condition for 2014 annual bonus will primarily be based on profit before tax and cash generation measures. This year the Committee will also introduce conditions relating to independently measured customer satisfaction, which will account for 10% of the maximum bonus opportunity and health and safety outcomes, which will act as a downward modifier of up to 10% of the bonus outcome.

The targets are based on figures which are commercially sensitive, but which will be disclosed in the next year's Annual Report on Remuneration. The Committee considers that the targets it has set are stretching. The bonus continues to be subject to robust clawback provisions.

Long Term Incentive Plan Awards

The Committee does not intend to make any additional awards to Executive Directors in 2014, unless a new Executive Director is appointed.

Pension Schemes

There is no change to pension benefits for 2014, current arrangements are as set out on page 54.

Remuneration Policy implementation for 2014 continued

Chairman and Non-Executive Directors' Fees

The Committee has agreed that the Chairman's fee for 2014 should be increased by 3% making his fee for 2014 £195,700. The Board as a whole determines the fees of the Non-Executive Directors. The Board has agreed that the fee for 2014 should increase by 3% to £54,590 plus an additional fee of £9,680 for extra responsibilities in chairing a committee.

The Remuneration Committee

The Remuneration Committee is responsible for setting the Chairman's and each Executive Director's remuneration. The Committee is comprised of four Non-Executive Directors, who all served throughout the year except for Marion Sears who was appointed to the Committee on 20 February 2013. Neil Davidson, previously a Non-Executive Director also served on the Committee until 18 April 2013, when he retired from the Board.

Current members Date of appointment to the Committee
Jonathan Davie (Chairman) 1 January 2010
Nicholas Wrigley 18 December 2007
Mark Preston 27 February 2012
Marion Sears 20 February 2013

The Committee sought advice on Executive Directors' remuneration matters from its independent remuneration consultants New Bridge Street ('NBS'), a trading name of Aon Hewitt (part of the Aon Corporation) who were selected by the Committee due to their expertise in this field. The Committee considers that the advice provided by NBS as an independent, professional remuneration consultant is objective and independent. NBS is a signatory to the Remuneration Consultants Group Code of Conduct in relation to executive remuneration consulting in the UK.

Aon Hewitt also provides advice to the Company on the Company's pension schemes via its actuarial and pension consultancy division. The Committee does not consider that the independence of NBS is compromised by this appointment as NBS is a separate division of Aon Hewitt based in London (the actuarial and pension consultancy offices are in Leeds and Birmingham). The amount of fees the Company paid to NBS for the services they provided in 2013 was £19,525, charged on a time spent basis.

In addition the Committee consulted with Jeff Fairburn, Group Chief Executive and Mike Farley when he was Group Chief Executive, but no Director was involved in any discussion about his own remuneration.

The Committee has also reviewed the remuneration of the Group's Divisional boards (the level of management below Board level) and of the Group Company Secretary.

By order of the Board

Jonathan Davie Chairman Remuneration Committee 24 February 2014

Persimmon Plc Annual Report – December 2013 61

Statement of Directors' Responsibilities in respect of the Annual Report and the Financial Statements

The Directors are responsible for preparing the Annual Report and the Group and Parent Company financial statements in accordance with applicable law and regulations.

Company law requires the Directors to prepare Group and Parent Company financial statements for each financial year. Under that law they are required to prepare the Group financial statements in accordance with IFRSs as adopted by the EU and applicable law and have elected to prepare the Parent Company financial statements on the same basis.

Under company law the Directors must not approve the financial statements unless they are satisfied that they give a true and fair view of the state of affairs of the Group and Parent Company and of their profit or loss for that period. In preparing each of the Group and Parent Company financial statements, the Directors are required to:

  • t select suitable accounting policies and then apply them consistently;
  • t make judgements and estimates that are reasonable and prudent;
  • t state whether they have been prepared in accordance with IFRSs as adopted by the EU; and
  • t prepare the financial statements on the going concern basis unless it is inappropriate to presume that the Group and the Parent Company will continue in business.

The Directors are responsible for keeping adequate accounting records that are sufficient to show and explain the Parent Company's transactions and disclose with reasonable accuracy at any time the financial position of the Parent Company and enable them to ensure that its financial statements comply with the Companies Act 2006. They have general responsibility for taking such steps as are reasonably open to them to safeguard the assets of the Group and to prevent and detect fraud and other irregularities.

Under applicable law and regulations, the Directors are also responsible for preparing a Strategic Report, Directors' Report, Directors' Remuneration Report and Corporate Governance Statement that complies with that law and those regulations.

The Directors are responsible for the maintenance and integrity of the corporate and financial information included on the Company's website. Legislation in the UK governing the preparation and dissemination of financial statements may differ from legislation in other jurisdictions.

Responsibility statement of the Directors in respect of the Annual Financial Report

We confirm that to the best of our knowledge:

  • t the financial statements, prepared in accordance with the applicable set of accounting standards, give a true and fair view of the assets, liabilities, financial position and profit or loss of the Company and the undertakings included in the consolidation taken as a whole;
  • t the Strategic Report/Directors' Report, includes a fair review of the development and performance of the business and the position of the Company and the undertakings included in the consolidation taken as a whole, together with a description of the principal risks and uncertainties that they face; and
  • t the Annual Report and Financial Statements taken as a whole are fair, balanced and understandable and provide the information necessary for shareholders to assess the Group's business model, performance and strategy.

By order of the Board

Jeff Fairburn Mike Killoran Group Chief Executive Group Finance Director 24 February 2014

Independent Auditor's Report to the Members of Persimmon Plc

Opinions and conclusions arising from our audit

1. Our opinion on the financial statements is unmodified

We have audited the financial statements of Persimmon Plc for the year ended 31 December 2013 set out on pages 64 to 103. In our opinion:

  • t the financial statements give a true and fair view of the state of the Group's and of the Parent Company's affairs as at 31 December 2013 and of the Group's profit for the year then ended;
  • t the Group financial statements have been properly prepared in accordance with International Financial Reporting Standards as adopted by the European Union (IFRSs as adopted by the EU);
  • t the Parent Company financial statements have been properly prepared in accordance with IFRSs as adopted by the EU and as applied in accordance with the provisions of the Companies Act 2006; and
  • t the financial statements have been prepared in accordance with the requirements of the Companies Act 2006 and, as regards the Group financial statements, Article 4 of the IAS Regulation.

2. Our assessment of risks of material misstatement

In arriving at our audit opinion above on the financial statements the risks of material misstatement that had the greatest effect on our audit were as follows:

Carrying amount of available for sale financial assets – shared equity receivables (£215.4m)

Refer to page 40 (Audit Committee Report), page 73 (accounting policy) and pages 85 to 86 (financial disclosure)

  • t The risk: The risk relating to the carrying amount of the Group's available for sale financial assets, which are held at fair value, arises from the receivables created as part of sales transactions being on extended terms. This requires the use of a valuation model incorporating assumptions of house price inflation, borrower default and discount rate, over the period of recovery. There are inherent uncertainties within these assumptions which require judgements to be made which if materially incorrect would result in the misstatement of the carrying value of the available for sale financial assets.
  • t Our response: In this, area our audit procedures included, among others, testing the Group's controls over the recording of available for sale financial assets at operating sites and testing the principles and integrity of the Group's discounted cash flow model used to value the assets. We evaluated the key assumptions of forecast house price inflation and market participant discount rate, through comparison to externally derived data. The assumptions relating to borrower default were evaluated against actual default levels. We re-performed the Group's sensitivity analysis on the valuation and challenged the range of assumptions used by the Group for the sensitivity analysis in comparison to our research findings. We compared the carrying amount of available for sale assets relating to redemptions during the financial year with the actual amount recovered in respect of these assets. We have also considered the adequacy of the Group's disclosures over the key assumptions and degree of estimation.

Carrying amounts of impairment provision in respect of inventories (credit balance of £102.8m including within inventories)

Refer to page 40 (Audit Committee Report), page 73 (accounting policy) and page 86 (financial disclosure)

  • t The risk: The risk relating to the carrying amount of impairment provisions against inventory, arises from the recoverable value of the related asset (to which the cost of the asset is compared) being based on assumptions of forecast build modelling and costs and forecast selling prices. Forecast selling prices have inherent uncertainty due to changes in market conditions. Forecast build costs can vary with market conditions and may also be incorrectly estimated due to changes in build modelling. These inherent uncertainties require judgements which if materially incorrect would result in the misstatement of the inventory provision.
  • t Our response: In this area our audit procedures included, among others, testing the Group's controls over the process around valuation of land and work in progress including accuracy and completeness of data capture and recording and future selling prices and costs. We evaluated the process of comparison of anticipated margin to the break even target, the reasonableness of which we assessed by comparison with actual break even margins previously achieved. We tested the integrity of the impairment model, and re-performed the calculation of the impairment provision. For all sales in the year for which part of the provision was utilised, we calculated the profit or loss after utilisation, and considered the appropriateness of its disclosure in the income statement. We have also considered the adequacy of the Group's disclosures about the degree of estimation involved in arriving at the provision and the classification of the net provision reversed as an exceptional item.

3. Our application of materiality and an overview of the scope of our audit

The materiality for the Group financial statements as a whole was set at £27m. This has been determined based on a benchmark of total assets (of which it represents 0.9%), which we consider to be one of the principal considerations for members of the Company in assessing the financial performance of the Group.

We agreed with the Audit Committee to report to it all corrected and uncorrected audit misstatements we identified during our audit with a value in excess of £1.4m in addition to other audit misstatements below that threshold that we believe warranted reporting on qualitative grounds.

The Group operates through 24 regional offices and a head office, all of which operate on one, integrated accounting system and under a common set of controls, supplemented by central control processes. The Group audit team performed the audit of the Group as if it was a single aggregated set of financial information. The audit was performed using the materiality levels set out above and covered 100% of total Group revenue, Group profit before taxation, and total Group assets.

4. Our opinion on other matters prescribed by the Companies Act 2006 is unmodified

In our opinion:

  • t the part of the Directors' Remuneration Report to be audited has been properly prepared in accordance with the Companies Act 2006; and
  • t the information given in the Strategic Report and the Directors' Report for the financial year for which the financial statements are prepared is consistent with the financial statements.

5. We have nothing to report in respect of the matters on which we are required to report by exception

Under ISAs (UK and Ireland) we are required to report to you if, based on the knowledge we acquired during our audit, we have identified other information in the annual report that contains a material inconsistency with either that knowledge or the financial statements, a material misstatement of fact, or that is otherwise misleading.

In particular, we are required to report to you if:

  • t we have identified material inconsistencies between the knowledge we acquired during our audit and the Directors' Statement that they consider that the annual report and financial statements taken as a whole is fair, balanced and understandable and provides the information necessary for shareholders to assess the Group's performance, business model and strategy; or
  • t the Audit Committee Report does not appropriately address matters communicated by us to the Audit Committee.

Under the Companies Act 2006 we are required to report to you if, in our opinion:

  • t adequate accounting records have not been kept by the Parent Company, or returns adequate for our audit have not been received from branches not visited by us; or
  • t the Parent Company financial statements and the part of the Directors' Remuneration Report to be audited are not in agreement with the accounting records and returns; or
  • t certain disclosures of Directors' remuneration specified by law are not made; or
  • t we have not received all the information and explanations we require for our audit.

Under the Listing Rules we are required to review:

  • t the Directors' Statement, set out on page 42, in relation to going concern; and
  • t the part of the Corporate Governance Statement on pages 38 to 40 relating to the Company's compliance with the nine provisions of the 2010 UK Corporate Governance Code specified for our review.

We have nothing to report in respect of the above responsibilities.

Scope of report and responsibilities

As explained more fully in the Directors' Responsibilities Statement set out on page 61, the Directors are responsible for the preparation of the financial statements and for being satisfied that they give a true and fair view. A description of the scope of an audit of financial statements is provided on the Financial Reporting Council's website at www.frc.org.uk/auditscopeukprivate. This report is made solely to the Company's members as a body and is subject to important explanations and disclaimers regarding our responsibilities, published on our website at www.kpmg.com/uk/auditscopeukco2013a, which are incorporated into this report as if set out in full and should be read to provide an understanding of the purpose of this report, the work we have undertaken and the basis of our opinions.

Iain Moffatt (Senior Statutory Auditor)

for and on behalf of KPMG Audit Plc, Statutory Auditor Chartered Accountants

1 The Embankment, Neville Street, Leeds, LS1 4DW 24 February 2014

Consolidated Statement of Comprehensive Income

For the year ended 31 December 2013

Restated (note 1)
Note Before
exceptional
items
£m
2013
Exceptional
items
(note 6)
£m
Total
£m
Before
exceptional
items
£m
2012
Exceptional
items
(note 6)
£m
Total
£m
Revenue 5 2,085.9 2,085.9 1,721.4 1,721.4
Cost of sales (1,664.6) 14.1 (1,650.5) (1,419.5) 2.8 (1,416.7)
Gross profit 421.3 14.1 435.4 301.9 2.8 304.7
Other operating income 10.0 10.0 10.1 10.1
Operating expenses (104.8) (104.8) (95.6) (95.6)
Profit from operations before
impairment of intangible assets
333.1 14.1 347.2 222.5 2.8 225.3
Impairment of intangible assets (6.6) (6.6) (6.1) (6.1)
Profit from operations 10 326.5 14.1 340.6 216.4 2.8 219.2
Finance income 9 11.3 11.3 9.2 9.2
Finance costs 9 (14.8) (14.8) (10.2) (10.2)
Profit before tax 323.0 14.1 337.1 215.4 2.8 218.2
Tax 11.1 (76.6) (3.3) (79.9) (50.0) (0.7) (50.7)
Profit after tax
(all attributable to equity holders of the parent)
13 246.4 10.8 257.2 165.4 2.1 167.5
Other comprehensive income/(expense)
Items that will not be reclassified to profit:
Remeasurement gains/(losses) on
defined benefit pension schemes
29 6.6 6.6 (6.9) (6.9)
Tax 11.2 (0.8) (0.8) 1.6 1.6
Other comprehensive income/(expense)
for the year, net of tax
5.8 5.8 (5.3) (5.3)
Total recognised income for the year 252.2 10.8 263.0 160.1 2.1 162.2
Earnings per share i
Basic 13 84.7p 55.4p
Diluted 13 84.2p 54.9p
Non-GAAP measures –
Underlying earnings per share ii
Basic 13 83.3p 56.7p
Diluted 13 82.8p 56.2p

Earnings per share is calculated in accordance with IAS 33: Earnings Per Share.

ii Underlying earnings per share excludes exceptional items and goodwill impairment.

The Company is taking advantage of the exemption in section 408 of the Companies Act 2006 not to present its individual income statement.

Strategic Report Governance Financials Other information
Persimmon Plc
Annual Report – December 2013
65

Balance Sheets

As at 31 December 2013

Group
2013
Group
2012
Company
2013
Company
2012
Assets Note £m £m £m £m
Non-current assets
Intangible assets 14 237.9 244.5 2.5 2.8
Property, plant and equipment 15 31.8 29.9 1.9 1.8
Investments accounted for using the equity method 16.1 3.0 3.0
Investments in subsidiaries 16.2 3,205.7 3,205.7
Available for sale financial assets 17 215.4 202.9
Trade and other receivables 19 8.2 4.5
Deferred tax assets 23 19.1 13.4 15.4 10.1
Retirement benefit assets 29 23.5 23.5
538.9 498.2 3,249.0 3,220.4
Current assets
Inventories 18 2,194.9 2,051.0
Trade and other receivables 19 83.9 47.3 850.8 829.2
Cash and cash equivalents 26 204.3 201.5 129.8 146.8
Current tax assets 3.1
Assets held for sale 15 0.9 1.1
2,484.0 2,300.9 983.7 976.0
Total assets 3,022.9 2,799.1 4,232.7 4,196.4
Liabilities
Non-current liabilities
Trade and other payables 21 (163.7) (128.6) (9.0) (1.7)
Deferred tax liabilities 23 (22.4) (20.7) (4.7)
Partnership liability 30 (50.1) (52.5)
Retirement benefit obligations 29 (4.1) (4.1)
(236.2) (205.9) (13.7) (5.8)
Current liabilities
Trade and other payables 21 (637.9) (535.9) (3,312.8) (3,368.4)
Partnership liability 30 (5.3) (5.3)
Current tax liabilities (98.0) (58.3)
(741.2) (599.5) (3,312.8) (3,368.4)
Total liabilities (977.4) (805.4) (3,326.5) (3,374.2)
Net assets 2,045.5 1,993.7 906.2 822.2
Equity
Ordinary share capital issued 24 30.5 30.3 30.5 30.3
Share premium 160.0 234.2 160.0 234.2
Capital redemption reserve 76.7 76.7
Other non-distributable reserve 281.4 281.4 4.6 4.6
Retained earnings 1,496.9 1,447.8 634.4 553.1
Total equity 2,045.5 1,993.7 906.2 822.2

The financial statements of Persimmon Plc (Company number: 1818486) on pages 64 to 103 were approved by the Board of Directors on 24 February 2014 and were signed on its behalf by:

Statements of Changes in Shareholders' Equity

As at 31 December 2013

Other
Share Share Capital
redemption
non
distributable
Retained
capital premium reserve reserve earnings Total
£m £m £m £m £m £m
Group
Balance at 1 January 2012 30.3 233.6 281.4 1,294.0 1,839.3
Profit for the year (restated) 167.5 167.5
Other comprehensive expense (restated) (5.3) (5.3)
Transactions with owners:
Dividends on equity shares (18.2) (18.2)
Issue of new shares 0.6 0.6
Own shares purchased (0.5) (0.5)
Exercise of share options/share awards (0.7) (0.7)
Share-based payments 9.6 9.6
Satisfaction of share options from own shares held 1.4 1.4
Balance at 31 December 2012 30.3 234.2 281.4 1,447.8 1,993.7
Profit for the year 257.2 257.2
Other comprehensive income 5.8 5.8
Transactions with owners:
Allotment of B/C shares (76.7) (76.7)
Redemption and cancellation of B/C shares 76.7 (76.7)
Dividends on equity shares (151.2) (151.2)
Issue of new shares 0.2 2.5 2.7
Own shares purchased (3.0) (3.0)
Exercise of share options/share awards (1.2) (1.2)
Share-based payments 17.0 17.0
Satisfaction of share options from own shares held 1.2 1.2
Balance at 31 December 2013 30.5 160.0 76.7 281.4 1,496.9 2,045.5

The other non-distributable reserve arose prior to transition to IFRSs and relates to the issue of ordinary shares to acquire the shares of Beazer Group Plc in 2001.

Strategic Report Governance Financials Other information

Persimmon Plc Annual Report – December 2013 67

Share Share Capital
redemption
Other
non
distributable
Retained
capital
£m
premium
£m
reserve
£m
reserve
£m
earnings
£m
Total
£m
Company
Balance at 1 January 2012 30.3 233.6 4.6 572.8 841.3
Loss for the year (restated) (6.5) (6.5)
Other comprehensive expense (restated) (5.3) (5.3)
Transactions with owners:
Dividends on equity shares (18.2) (18.2)
Issue of new shares 0.6 0.6
Exercise of share options/share awards (0.7) (0.7)
Share-based payments 9.6 9.6
Satisfaction of share options from own shares held 1.4 1.4
Balance at 31 December 2012 30.3 234.2 4.6 553.1 822.2
Profit for the year 287.5 287.5
Other comprehensive income 5.8 5.8
Transactions with owners:
Allotment of B/C shares (76.7) (76.7)
Redemption and cancellation of B/C shares 76.7 (76.7)
Dividends on equity shares (151.2) (151.2)
Issue of new shares 0.2 2.5 2.7
Exercise of share options/share awards (2.3) (2.3)
Share-based payments 17.0 17.0
Satisfaction of share options from own shares held 1.2 1.2
Balance at 31 December 2013 30.5 160.0 76.7 4.6 634.4 906.2

During the year the Company received dividends from wholly owned subsidiary undertakings of £300.0m (2012: £nil).

Retained earnings include £29.0m of non-distributable items (2012: £29.1m).

The other non-distributable reserve arose prior to transition to IFRSs.

Cash Flow Statements

For the year ended 31 December 2013

Note Group
2013
£m
Group
2012
Restated
£m
Company
2013
£m
Company
2012
Restated
£m
Cash flows from operating activities:
Profit/(loss) for the year 257.2 167.5 287.5 (6.5)
Tax charge/(credit) 11.1 79.9 50.7 (0.8) 1.8
Finance income 9 (11.3) (9.2) (0.2) (0.3)
Finance costs 9 14.8 10.2 6.0 3.2
Depreciation charge 15 4.5 3.9 0.2 0.3
Amortisation of intangible assets 14 0.2 0.3 0.2
Impairment of intangible assets 14 6.6 6.1
Profit on disposal of property, plant and equipment 10 (0.1) (0.1)
Profit on disposal of assets held for sale 10 (0.1)
Share-based payment charge 10.3 5.7 10.3 5.7
Exceptional items 6 (14.1) (2.8)
Other non-cash items (2.2) (0.8) 1.8 (0.7)
Cash inflow from operating activities 345.5 231.4 305.1 3.7
Movements in working capital:
Increase in inventories (129.8) (40.9)
(Increase)/decrease in trade and other receivables (26.6) 13.6 (23.6) (83.2)
Increase/(decrease) in trade and other payables 105.3 75.2 (74.0) 169.4
Increase in available for sale financial assets (12.5) (38.9)
Cash generated from operations 281.9 240.4 207.5 89.9
Interest paid (2.9) (2.5) (2.4) (2.1)
Interest received 0.9 0.5 0.3 0.3
Tax (paid)/received (38.3) (56.6) 3.1 19.3
Net cash inflow from operating activities 241.6 181.8 208.5 107.4
Cash flows from investing activities:
Purchase of property, plant and equipment (6.6) (4.4) (0.3) (0.2)
Proceeds from sale of property, plant and equipment 0.3 0.2
Proceeds from sale of assets held for sale 0.2 0.4
Net cash outflow from investing activities (6.1) (3.8) (0.3) (0.2)
Cash flows from financing activities:
Finance lease principal payments (0.1)
Payment of Partnership Liability (4.5)
Own shares purchased (3.0) (0.5)
Share options consideration 2.7 1.3 2.7 1.3
B Share Redemption (76.7) (76.7)
Dividends paid (151.2) (18.2) (151.2) (18.2)
Net cash outflow from financing activities (232.7) (17.5) (225.2) (16.9)
Increase/(decrease) in net cash and cash equivalents 25 2.8 160.5 (17.0) 90.3
Cash and cash equivalents at the beginning of the year 201.5 41.0 146.8 56.5
Cash and cash equivalents at the end of the year 26 204.3 201.5 129.8 146.8

Persimmon Plc Annual Report – December 2013 69

Notes to the Financial Statements

For the year ended 31 December 2013

1 Adoption of new and revised International Financial Reporting Standards (IFRSs) and Interpretations (IFRICs)

The following new standards and amendments to standards are mandatory for the first time for the financial year beginning 1 January 2013:

  • t Amendments to IAS 19: Employee Benefits
  • t Amendments to IAS 1: Presentation of Items of Other Comprehensive Income
  • t Amendments to IFRS 13: Fair Value Measurement
  • t Amendments to IFRS 7: Financial Instruments: Disclosures Offsetting Financial Assets and Liabilities
  • t Annual improvements to IFRSs 2009–2011 Cycle

With the exception of IAS 19: Employee Benefits the effects of the implementation of these standards have been limited to disclosure amendments.

The amendments to IAS 19 affect the allowable actuarial assumptions in calculation of the annual expense of defined benefit pension schemes. In particular the actuarial assumptions in relation to asset returns are limited to the discount rate applied to liabilities. As a result of the changes the accounting charge for the year ended 31 December 2012 for both the Group and the Company has been increased by £3.6m. Basic earnings per share for 2012 have been restated and reduced by 0.9p per share as a result. Were the previous IAS 19 requirements applied to the year ended 31 December 2013 we estimate profit before tax would have been £5.4m higher, with basic earnings per share increased to 86.0p.

In implementing these changes the Group has also reviewed its accounting policies in relation to the expensing of defined benefit pension scheme costs. Previously all expenses in relation to provision of long term employee benefits were charged as an operating expense. However, to more appropriately reflect the nature of the costs the Group will now charge/credit the net finance cost/income element of such benefits as a finance expense/income. Following this change (and reflecting the increased net finance cost/reduced net finance income associated with Amendment to IAS 19: Employee Benefits) £2.9m of expense has been reclassified for the year ending 31 December 2012 (2013: £0.1m income). As required equal adjustments have been made to the remeasurement gains and losses within other comprehensive income/expense. Shareholders' equity remains as previously reported as do the previously reported balance sheets.

The Group has not applied the following amendments to standards which are EU endorsed but not yet effective:

  • t IFRS 10: Consolidated Financial Statements
  • t IFRS 11: Joint Arrangements
  • t IFRS 12: Disclosures of Interests in Other Entities
  • t IAS 27: Separate Financial Statements
  • t IAS 28: Investments in Associates and Joint Ventures
  • t Amendments to IAS 32: Financial Instruments: Disclosures Offsetting Financial Assets and Liabilities
  • t Amendments to IAS 36: Recoverable Amount Disclosures for non-Financial Assets
  • t Amendments to IAS 39: Novation of Derivatives and Continuation of Hedge Accounting

The Group is currently considering the implication of these standards, however it is anticipated the impact of these standards on the financial position and performance of the Group will be minimal and effects will principally relate to amendment and extension of current disclosures.

2 Accounting policies

Statement of compliance

Both the consolidated Group and Parent Company financial statements have been prepared in accordance with International Financial Reporting Standards (IFRS) including International Accounting Standards (IAS) and International Financial Reporting Interpretations Committee (IFRIC) interpretations and with those parts of the Companies Act 2006 applicable to companies reporting under accounting standards as adopted for use in the EU.

Notes to the Financial Statements continued

2 Accounting policies (continued)

Basis of preparation

The financial statements have been prepared on the historical cost basis except for the revaluation of certain non-current assets and financial instruments. Historical cost is generally based on the fair value of the consideration given in exchange for assets.

Going concern

The Group's business activities, together with the factors likely to affect its future development, performance and position are set out in the Strategic Report on pages 2 to 33. The financial position of the Group, its cash flows, liquidity position and borrowing facilities are described on pages 19 to 27 of the Strategic Report. Further disclosures regarding borrowings are provided in note 20 to the financial statements. In addition, note 22 to the financial statements includes the Group's objectives, policies and processes for managing its capital; its financial risk management objectives; details of its financial instruments and hedging activities; and its exposures to credit risk and liquidity risk.

The Directors have assessed the future funding requirements of the Group and the Company and compared it to the level of committed bank facilities and cash resources over the medium term. The assessment included a review of the financial forecasts and the preparation of sensitivity analysis on the key factors which could affect future cash flow and funding requirements.

The Group's policy on funding capacity is to ensure that it always has sufficient committed bank facilities in place to meet foreseeable peak working capital requirements. At 31 December 2013 the Group had cash and deposits of £204.3m and £300.0m of undrawn committed bank facilities available to meet future funding requirements.

At 31 December 2013, the net cash position of the Group was £204.3m (note 26).

Having undertaken this review, the Directors have a reasonable expectation that the Group has adequate resources to fund its operations for the foreseeable future. For this reason, they continue to adopt the going concern basis in preparing the accounts.

Basis of consolidation

The consolidated financial statements include the financial statements of the Company and its subsidiaries up to 31 December each year. The results of subsidiaries acquired or disposed of during the year, are included in the consolidated financial statements from the effective date of acquisition or up to the effective date of disposal, as appropriate. Where necessary, adjustments are made to the financial statements of subsidiaries to bring the accounting policies used into line with those used by the Group. All intra-group transactions, balances, income and expenses are eliminated on consolidation.

Business combinations

The acquisition of subsidiaries is accounted for using the acquisition method. The subsidiary's identifiable assets, liabilities and contingent liabilities are recognised at their fair value at the acquisition date.

Goodwill

Goodwill arising on consolidation represents the excess of the cost of acquisition over the Group's interest in the fair value of the identifiable assets, liabilities and contingent liabilities of the acquired entity at the date of the acquisition. Goodwill arising on acquisition of subsidiaries and businesses is capitalised as an asset. Goodwill allocated to the strategic land holdings is recognised as an asset, being the intrinsic value within these holdings in the acquired entities, which is realised upon satisfactory planning permission being obtained and sale of the land. Goodwill is subsequently measured at cost less any accumulated impairment losses.

Goodwill is assessed for impairment at each reporting date by performing a value in use calculation, using a discount factor based on the pre-tax rate implicit in current market transactions of similar assets, covering the expected period of realisation and considering current market conditions. It is tested by reference to the proportion of legally completed plots in the period compared to the total plots which are expected to receive satisfactory planning permission in the remaining acquired strategic land holdings, taking account of historic experience and market conditions and comparing the carrying value of the assets with their recoverable amounts. Any impairment loss is recognised immediately in the statement of comprehensive income.

Goodwill arising on acquisitions before the date of transition to IFRSs has been retained at the previous UK GAAP amounts subject to being tested for impairment. The allocation of this goodwill for impairment testing is disclosed in note 14. Goodwill written off to reserves under UK GAAP prior to 1998 has not been reinstated and is not included in determining any subsequent profit or loss on disposal.

Annual Report – December 2013 71

2 Accounting policies (continued)

Brand intangibles

Internally generated brands are not held on the balance sheet. The Group carries assets on the balance sheet only for brands that have been acquired. Acquired brand values are calculated based on discounted cash flows. No amortisation is charged on brand intangibles, as the Group believes that the value of the brands is maintained indefinitely. The factors that result in the durability of the brands capitalised are that there are no material legal, regulatory, contractual, competitive, economic or other factors that limit the useful life of these intangibles. The acquired brands are tested annually for impairment by performing a value in use calculation, using a discount factor based on the Group's pre-tax weighted average cost of capital, on the branded incremental income stream.

Where a brand's life is not deemed to be indefinite it is written off over its expected useful life on a straight-line basis.

Revenue recognition

Revenue in respect of the sale of residential properties is recognised at the fair value of the consideration received or receivable on legal completion. The sales proceeds of part exchange properties are included as a reduction in cost of sales.

Government grants

Grants are included within work in progress in the balance sheet and are credited to the statement of comprehensive income over the life of the developments to which they relate. Grants related to income are deducted from the related expense in the statement of comprehensive income.

Other operating income

Other operating income comprises profits from the sale of land holdings, freehold reversions, rent receivable, and other incidental sundry income.

Operating expenses

Operating expenses represent the administration costs of the business, which are written off to the statement of comprehensive income as incurred.

Borrowing costs

Interest bearing bank loans, overdrafts and Partnership liabilities are initially measured at fair value (being proceeds received, net of direct issue costs) and are subsequently measured at amortised cost, using the effective interest rate method. Finance charges, including direct issue costs are accounted for and taken to the statement of comprehensive income using the effective interest rate method.

Borrowing costs directly attributable to the acquisition, construction or production of qualifying assets, which are assets that necessarily take a substantial period of time to get ready for their intended use or sale, are added to the cost of those assets, until such time as the assets are substantially ready for their intended use or sale.

Where bank agreements include a legal right of offset for in hand and overdraft balances, and the Group intends to settle the net outstanding position, the offset arrangements are applied to record the net position in the balance sheet.

Exceptional items

Exceptional items are items of income and expenditure that, in the judgement of management, should be disclosed separately on the basis that they are material, either by their nature or their size, to an understanding of the financial performance and significantly distort the comparability of financial performance between accounting periods. Items of income or expense that are considered by management for designation as exceptional include such items as major restructuring and significant impairment of assets.

Notes to the Financial Statements continued

2 Accounting policies (continued)

Share-based payment

Charges for employee services received in exchange for share-based payment have been made for all options/awards in accordance with IFRS 2: Share-based Payment, to spread the fair value of the grant over the vesting period.

The fair value of such options has been calculated using generally accepted option pricing models, based upon publicly available market data at the point of grant. Share options include both market and non-market conditions. Market conditions are considered in the establishment of the initial valuation of the options. In the event of failure to meet market conditions share-based payment charges are not reversed. In the event of failure to meet non-market conditions share-based payment charges are reversed.

Share-based payments are charged wholly in the ultimate Parent Company, which makes internal recharges to subsidiaries for these services as appropriate.

Retirement benefit costs

The Group operates two defined benefit pension schemes. It also operates a defined contribution scheme for employees who are not members of a defined benefit scheme. The asset/liability in respect of the defined benefit schemes is the present value of the defined benefit obligation at the balance sheet date, less the fair value of the schemes' assets, together with adjustments for remeasurement gains and losses. Where a net asset results it is limited to the present value of economic benefits available in the form of future refunds from the scheme or reductions in future contributions, subject to any minimum funding requirements. Further details of the schemes and the valuation methods applied may be found in note 29.

Interest cost on the scheme liabilities and finance returns on scheme assets are recognised at the applicable discount rate as net finance income/costs in the statement of comprehensive income and remeasurement gains and losses via the statement of other comprehensive income.

Subsidiary entities bear a charge for current employees based upon their current pensionable salaries. Differences between this charge and the current service cost are borne by the Company as the legal sponsor, as are all experience gains and losses. There is no contractual arrangement or stated policy for recharging the other Group entities involved in the Scheme.

Payments to the defined contribution scheme are accounted for on an accruals basis. Once the payments have been made, the Group has no further payment obligations.

Taxation

Income tax on the profit for the year comprises current and deferred tax. Income tax is recognised in the statement of comprehensive income except to the extent that it relates to items recognised directly in equity, in which case it is recognised in equity.

Current tax is the expected tax payable on the taxable income for the year, using enacted or substantially enacted tax rates, and adjusted for any tax payable in respect of previous years.

Deferred tax is provided using the balance sheet liability method, providing for temporary differences between the carrying amounts of assets and liabilities for financial reporting purposes and the amounts used for taxation purposes. The following temporary differences are not provided for: goodwill, the initial recognition of assets or liabilities that affect neither accounting or taxable profit, and differences relating to investment in subsidiaries to the extent that they will probably not reverse in the foreseeable future. The amount of deferred tax provided is based on the carrying amount of assets and liabilities, using the tax rates applicable, or expected to be applicable at the date of settlement, based on enacted rates at the reporting date.

Where the deferred tax asset recognised in respect of share-based payments would give rise to a credit in excess of the related accounting charge at the prevailing tax rate the excess is recognised directly in equity.

A deferred tax asset is recognised only to the extent that it is probable that future taxable profits will be available against which the asset can be utilised. Deferred tax assets are reviewed at each balance sheet date.

Deferred tax assets and liabilities are offset when there is a legally enforceable right to set off current tax assets against current tax liabilities when the Group intends to settle its current tax assets and liabilities on a net basis.

Leases as lessee

Amounts payable under operating leases are charged to work in progress or operating expenses on a straight line accruals basis over the lease term.

Annual Report – December 2013 73

2 Accounting policies (continued)

Property, plant and equipment

It is the Group's policy to hold property, plant and equipment at cost less accumulated depreciation, subject to the requirement to test assets for impairment.

Depreciation on property, plant and equipment is provided using the straight line method to write off the cost less any estimated residual value, over the estimated useful lives on the following bases:

Plant – 3 to 5 years.

Fixtures and fittings – 3 to 5 years.

Freehold buildings – 50 years.

No depreciation is provided on freehold land.

The assets' useful economic lives and residual values are reviewed and adjusted, if appropriate, at each financial year end. An impairment loss is recognised for the amount by which the asset's carrying amount exceeds its recoverable amount.

Investments

Interests in subsidiary undertakings are valued at cost less impairment. Other investments are stated at fair value.

Jointly controlled entities

A jointly controlled entity is an entity in which the Group holds an interest with one or more other parties where a contractual arrangement has established joint control over the entity.

Investments in jointly controlled entities are accounted for under the equity method of accounting.

Available for sale financial assets

Receivables on extended terms granted as part of a sales transaction are secured by way of a second legal charge on the respective property, and are stated at fair value as described in note 17. Gains and losses arising from changes in fair value are recognised in the other comprehensive income section of the statement of comprehensive income, with the exceptions of impairment losses, changes in future cash flows and interest calculated using the effective interest rate method, which are recognised within profit for the year. Where the asset is disposed of, or is determined to be impaired, the cumulative gain or loss previously recognised in other comprehensive income is included in the income statement for the period.

Inventories

Inventories are stated at the lower of cost and net realisable value. Land with planning includes undeveloped land and land under development and is initially recorded at discounted cost. Where, through deferred purchase credit terms, the carrying value differs from the amount that will ultimately be paid in setting the liability, this difference is charged as a finance cost in the statement of comprehensive income over the period of settlement. Work in progress comprises direct materials, labour costs, site overheads, associated professional charges and other attributable overheads. Net realisable value represents the estimated selling prices less all estimated costs of completion and overheads.

Investments in land without the benefit of a planning consent are initially included at cost. Regular reviews are carried out to identify any impairment in the value of the land considering the existing use value of the land and the likelihood of achieving a planning consent and the value thereof. Provision is made to reflect any irrecoverable amounts.

Expenditure relating to forward land, including options and fees, is held at cost. If the option expires or the Directors no longer consider it likely that the option will be exercised prior to the securing of planning permission, the amount is written off on that date.

Trade and other receivables

Trade receivables on normal terms do not carry any interest, are stated at amortised cost and are assessed for recoverability on an ongoing basis.

Notes to the Financial Statements continued

2 Accounting policies (continued)

Inter-Group guarantees

Where the Company enters into financial guarantee contracts to guarantee the indebtedness of other companies within the Group, the Company considers these to be insurance arrangements and accounts for them as such. In this respect, the Company treats the guarantee contract as a contingent liability until such time as it becomes probable that the Company will be required to make a payment under the guarantee.

Trade and other payables

Trade payables on normal terms are not interest bearing and are stated at amortised cost. Trade payables on extended terms, particularly in respect of land purchases, are initially recorded at their fair value and subsequently measured at amortised cost using the effective interest method.

Deposits

New property deposits and on account contract receipts are held within current trade and other payables until the legal completion of the related property or cancellation of the sale.

Cash and cash equivalents

Cash and cash equivalents include cash and balances in the bank accounts with no notice or less than three months' notice from inception, and are subject to insignificant risk of changes in value.

Interest bearing borrowings

Interest bearing borrowings and Partnership liabilities are carried at amortised cost.

Dividends

Dividends receivable from subsidiaries are accounted for on a cash basis, or once formally approved by the shareholders of the subsidiary companies.

Dividends payable are recorded in the period in which they are approved or paid, whichever is earliest.

Own shares held

The Group may acquire holdings in its own shares either directly or via employee benefit trusts. The acquisition cost of such shares (including associated purchase costs) is treated as a deduction from retained earnings. Such shares may be used in satisfaction of employee options or rights, in which case the cost of such shares is reversed from the profit reserves on a 'first in first out' basis.

Annual Report – December 2013 75

3 Critical accounting judgements and key sources of estimation uncertainty

In applying the Group's accounting policies which are described in note 2, the Directors have made no individual judgements that have a significant impact upon the financial statements, excepting those involving estimation which are dealt with below.

The key sources of estimation uncertainty at the balance sheet date are:

Land and work in progress

Valuations which include an estimation of costs to complete and remaining revenues are carried out at regular intervals throughout the year, during which site development costs are allocated between units built in the current year and those to be built in future years. These assessments include a degree of inherent uncertainty when estimating the profitability of a site and in assessing any impairment provisions which may be required.

During the year ended 31 December 2012, the Group conducted a review of inventories in the light of the challenging UK housing market. This resulted in a net reversal of previous write downs of inventory carrying values of £2.8m. During the year ended 31 December 2013, the Group conducted further reviews of the net realisable value of its inventory carrying values which resulted in a further net reversal of the previous write downs of inventories of £14.1m. The reviews were conducted on a site by site basis, using valuations that incorporated selling price and development cost movements, based on local management and the Board's assessment of market conditions existing at the balance sheet date. If there are significant movements in UK house prices or development costs beyond management's expectations then further impairments/reversals of previous write downs of land and work in progress may be necessary.

Available for sale financial assets

Available for sale financial assets, also known as shared equity receivables, principally comprise loans granted as part of sales transactions that are secured by way of a second legal charge on the respective property. Asset valuation and impairment allowances are determined on a portfolio basis which takes into account factors such as the length of time that the loan has been outstanding, market conditions, including those in respect of house price inflation, forced sale discount and probability of borrower default. The variables used are kept under regular review to ensure that as far as possible they reflect current economic circumstances; however changes in house prices, redemption dates, interest rates, unemployment levels and bankruptcy trends in the UK could result in actual returns differing from reported valuations. At 31 December 2013 the asset recognised on the balance sheet was £215.4m (2012: £202.9m).

Goodwill

The impairment testing of goodwill is substantially dependent upon the ability of the Group to successfully progress its strategic land holdings. The assumptions on which this estimate is based may be undermined by any significant changes in the current planning regime, or adverse economic conditions in the United Kingdom. The carrying amount of goodwill at the balance sheet date was £177.9m with an impairment of £6.6m recognised during the year.

Brand intangibles

The intangible brand assets have been assessed against the discounted cash flows arising. These are based upon estimated returns from the related businesses, which may be impacted by various factors, most notably Government social housing policy and further deterioration in the economic conditions in the United Kingdom. The carrying amount of indefinite life brands at the balance sheet date was £60.0m, with no impairment recognised during the year ended 31 December 2013.

Pensions

The Directors have employed the services of a qualified, independent actuary in assessing pension assets/liabilities. However, they recognise that final liabilities and asset returns may differ from actuarial estimates and therefore the ultimate pension asset/liability may differ from that included in the financial statements.

Notes to the Financial Statements continued

4 Principal activities

The Group's operating segments, which were North and South Divisions have similar economic characteristics, products, construction processes and types of customers, and meet the aggregation criteria of IFRS 8 in full. Consequently, the Group has aggregated its geographic operations into one reportable segment which is housebuilding in the United Kingdom.

5 Revenue

An analysis of the Group's revenue is as follows:

2013
£m
2012
£m
Revenue as noted in the statement of comprehensive income:
Sale of goods 2,085.9 1,721.4
Other operating income 10.0 10.1
Finance income 11.3 9.2
Total revenue 2,107.2 1,740.7

Sale of goods includes £286.1m (2012: £266.8m) of revenue generated where the sale has been achieved using part exchange incentives. Proceeds received on the disposal of part exchange properties, which are not included in revenue, were £297.8m (2012: £243.6m).

6 Exceptional items

Exceptional items are items of income and expenditure that, in the judgement of management, should be disclosed separately on the basis that they are material, either by their nature or their size, to an understanding of the financial performance and significantly distort the comparability of financial performance between accounting periods. Items of income or expense that are considered by management for designation as exceptional, include such items as major restructuring and significant impairments.

Impairment of inventories

During the year, the Group reviewed the net realisable value of its land and work in progress carrying values of its sites. This resulted in a net reversal of the previous write-down of inventories of £14.1m (2012: £2.8m). Further details are provided in note 18.

7 Key management remuneration

Key management personnel, as disclosed under IAS 24 (Related Party Disclosures), have been identified as the Board of Directors and other senior operational management. Detailed disclosures of individual remuneration, pension entitlements and share options, for those Directors who served during the year, are given in the Annual Report on Remuneration on pages 46 to 60. A summary of key management remuneration is as follows:

2013
£m
2012
£m
Short-term benefits 4.5 4.6
Post-employment benefits 0.1 0.1
Share-based payments 5.2 3.2
9.8 7.9

No termination benefits were paid to key management personnel. Total gains on exercise of options by Directors in the year amounted to £3.7m (2012: £nil).

Strategic Report Governance Financials Other information
Persimmon Plc
Annual Report – December 2013
77

8 Employees

Group

The average monthly number of persons (including Executive Directors) employed by the Group during the year was 2,791 (2012: 2,515).

2013
£m
2012
Restated
£m
Staff costs (for the above persons):
Wages and salaries 117.1 97.1
Social security costs 12.9 10.7
Pensions charge 1.8 3.1
Share-based payments 10.3 5.7
142.1 116.6

The Group also uses the services of a substantial number of self employed labour only site operatives.

Company

The average monthly number of persons (including Executive Directors) employed by the Company during the year was 158 (2012: 142).

2013
£m
2012
Restated
£m
Staff costs (for the above persons):
Wages and salaries 20.1 12.2
Social security costs 2.6 1.7
Pensions charge 1.5 0.1
Share-based payments 10.3 5.7
34.5 19.7

9 Net finance costs

2013 2012
Restated
Recognised in profit after tax £m £m
Interest receivable on bank deposits 0.3 0.3
Imputed interest on available for sale financial assets 10.7 8.7
Net interest on pension asset 0.1
Other interest receivable 0.2 0.2
Finance income 11.3 9.2
Interest expense on bank overdrafts and loans 3.1 2.9
Imputed interest on deferred land payables 5.7 2.9
Net interest on pension liability 2.9
Interest on Partnership liability 2.9
Other interest expense 3.1 1.5
Finance costs 14.8 10.2
Net finance costs 3.5 1.0

Notes to the Financial Statements continued

10 Profit from operations

2013
£m
2012
£m
Profit from operations is stated after charging/(crediting):
Staff costs (restated) (note 8) 142.1 116.6
Exceptional items (note 6) (14.1) (2.8)
Profit on sale of land holdings (4.0) (6.2)
Government grants (1.1) (1.8)
Rent receivable (1.6) (1.6)
Profit on sale of property, plant and equipment (0.1) (0.1)
Profit on sale of assets held for sale (0.1)
Depreciation of owned assets 4.5 3.9
Amortisation of intangible assets 0.2
Impairment of intangible assets 6.6 6.1
Operating lease charges 5.2 5.3

Government grants of £nil (2012: £nil) were received in the year relating to provision of affordable and first time buyer housing. In addition, the Group's customers have benefited from increased availability of finance through the Governments 'Help to Buy', 'NewBuy' and 'Funding for Lending' schemes which have provided indirect assistance to the Group.

Amounts receivable by the auditor, KPMG Audit Plc, and their associates in respect of:

2013
£'000
2012
£'000
Audit fees
Audit of the Parent Company and consolidated financial statements 113 109
Audit related assurance services 50 50
The audit of the Company's subsidiaries pursuant to legislation 40 40
Total fees for the audit of the Company and its subsidiaries 203 199
Non-audit fees
Tax advisory services 100
Other services 2 28
Total non-audit fees 2 128
205 327

The extent of non-audit fees and non-audit related service fees payable to KPMG Audit Plc and its affiliated entities are reviewed by the Audit Committee in the context of fees paid by the Group to its other advisors during the year. The Committee also reviews the nature and extent of non-audit services to ensure that independence is maintained.

Fees to major firms of accountants other than KPMG Audit Plc and its affiliated entities for non-audit services amounted to £135,000 (2012: £195,000).

Persimmon Plc

Annual Report – December 2013 79

11 Tax

11.1 Analysis of the tax charge for the year

2013
£m
2012
Restated
£m
Tax charge comprises:
UK corporation tax in respect of the current year 78.9 41.4
Adjustments in respect of prior years (0.9) (6.0)
78.0 35.4
Deferred tax relating to origination and reversal of temporary differences 2.0 14.7
Adjustments recognised in the current year in respect of prior years deferred tax (0.1) 0.6
1.9 15.3
79.9 50.7

The charge for the year can be reconciled to the accounting profit as follows:

2013
£m
2012
Restated
£m
Profit from continuing operations 337.1 218.2
Tax calculated at UK corporation tax rate of 23.25% (2012: 24.5%) 78.4 53.4
Accounting base cost not deductible for tax purposes 0.7 1.3
Goodwill impairment losses that are not deductible 1.5
Expenditure not allowable for tax purposes 0.1 0.1
Effect of change in rate of corporation tax 0.2 (0.2)
Adjustments in respect of prior years (1.0) (5.4)
Tax charge for the year recognised in profit or loss 79.9 50.7

The applicable corporation tax rate has reduced from the prior year in line with corporation tax rates effective from 1 April 2012 (24%) and 1 April 2013 (23%). Further corporation tax rates enacted on 2 July 2013 effective from 1 April 2014 (21%) and 1 April 2015 (20%) have been reflected in deferred tax calculations.

11.2 Deferred tax recognised in other comprehensive income (note 23)

2012
2013 Restated
£m £m
Recognised on remeasurement gains/(losses) on pension schemes 0.8 (1.6)

11.3 Deferred tax recognised directly in equity (note 23)

2013
£m
2012
£m
Arising on transactions with equity participants
Relating to equity-settled transactions (6.7) (3.9)

Notes to the Financial Statements continued

12 Dividends/Return of capital

2013
£m
2012
£m
Amounts recognised as distributions to capital holders in the period:
2011 final dividend paid of 6.0p per share 18.2
2013 return of capital to B shareholders of 75.0p per share
2013 dividend to C shareholders of 75.0p per share
2014 proposed return of capital of 70.0p per share 213.3

The Company plans to return 70p of surplus capital (2013: 75p) in cash to shareholders for each ordinary share held at 6.00pm on 4 June 2014. The payment will be made on 4 July 2014, subject to shareholder approval.

The Directors propose to offer the opportunity for shareholders (wherever possible) to choose whether to receive the cash on 4 July 2014 as a return of capital or as dividend income. The cash payment will be returned by way of a B share/C share scheme. Full details of this B/C share proposal will be sent to shareholders, along with the AGM notice, on 17 March 2014.

The Parent Company received £300.0m dividends from wholly owned subsidiary undertakings during 2013 (2012: £nil).

13 Earnings per share

Basic earnings per share is calculated by dividing the profit for the year attributable to ordinary shareholders by the weighted average number of ordinary shares in issue during the year, excluding those held in the employee benefit trusts (see note 24) and treasury shares, all of which are treated as cancelled, which were 303.7m (2012: 302.6m).

Diluted earnings per share is calculated by dividing the profit for the year attributable to ordinary shareholders by the weighted average number of ordinary shares in issue adjusted to assume conversion of all potentially dilutive ordinary shares from the start of the year, giving a figure of 305.5m (2012: 305.4m).

Underlying earnings per share excludes exceptional items and goodwill impairment. The earnings per share from continuing operations were as follows:

2012
2013 Restated
Basic earnings per share
84.7p
55.4p
Underlying basic earnings per share
83.3p
56.7p
84.2p
Diluted earnings per share
54.9p
Underlying diluted earnings per share
82.8p
56.2p

The calculation of the basic and diluted earnings per share is based upon the following data:

2013
£m
2012
Restated
£m
Underlying earnings attributable to shareholders 253.0 171.5
Exceptional items net of related taxation 10.8 2.1
Goodwill impairment (6.6) (6.1)
Earnings attributable to shareholders 257.2 167.5
Persimmon Plc

Strategic Report Governance Financials Other information

Annual Report – December 2013 81

14 Intangible assets

Group Goodwill
£m
Brand
£m
Know-how
£m
Total
£m
Cost
At 1 January 2012, 1 January 2013 and 31 December 2013 408.8 60.0 1.9 470.7
Accumulated impairment losses/amortisation
At 1 January 2012 218.2 1.7 219.9
Impairment losses for the year – utilisation of strategic land holdings 5.4 5.4
Impairment losses for the year – other 0.7 0.7
Amortisation charge for the year 0.2 0.2
At 1 January 2013 224.3 1.9 226.2
Impairment losses for the year – utilisation of strategic land holdings 6.6 6.6
At 31 December 2013 230.9 1.9 232.8
Carrying amount
At 31 December 2013 177.9 60.0 237.9
At 31 December 2012 184.5 60.0 244.5

Goodwill brought forward at the start of the year of £184.5m includes £150.2m (2012: £155.3m) which arose on acquisitions before the date of transition to IFRSs and is retained at the previous UK GAAP amounts, subject to being tested for impairment. £37.0m (2012: £37.0m) of this amount represented the brand value of Charles Church, acquired with Beazer Group plc in 2001.

Acquired brand values, including the brand value of Charles Church which is classified as goodwill as this was acquired before the date of transition to IFRSs, are calculated based on discounted cash flows and are tested annually for impairment. The remainder of goodwill is allocated to acquired strategic land holdings and is tested annually for impairment.

The recoverable amounts of the intangibles are determined from value in use calculations. The key assumptions for value in use calculations are those regarding discount and growth rates. Growth rates incorporate volume, selling price and direct cost changes.

The Group prepares cash flow forecasts derived from the most recent financial budgets approved by management and extrapolated for four years, to form the basis of the Group's five year business plan. When performing the impairment review of the brands, the relevant retraction/growth rates included therein vary between –3% to +2% (2012: –4% to +3%), reflecting the current state of the UK housing market.

The retraction/growth rates in relation to the impairment review of goodwill allocated to strategic land holdings vary between –3% to +2% (2012: –2% to +3%).

After this period the growth rates applied to calculate the cash flow forecasts vary between nil and 2% (2012: nil and 3%) reflecting management's estimate of the forecast recovery in the UK housing market, which do not exceed the long term average growth rates for the industry.

Management used pre-tax discount factors between 5% and 10% (2012: 5% and 8%) over the forecast periods.

Notes to the Financial Statements continued

14 Intangible assets (continued)

The goodwill allocated to acquired strategic land holdings is further tested by reference to the proportion of legally completed plots in the period compared to the total plots which are expected to receive satisfactory planning permission in the remaining strategic land holdings, taking account of historic experience and market conditions. This review resulted in an underlying impairment of £6.6m (2012: £5.4m). This charge reflects ongoing consumption of the required strategic land holdings by the business once satisfactory planning permission has been received. The effect of testing goodwill for impairment in the manner set out is that the goodwill will be completely impaired once the final plot that management expects to receive a satisfactory planning permission, is sold.

On concluding the annual impairment testing, there remains £108.2m (2012: £113.1m) and £32.7m (2012: £34.4m) of Beazer and Westbury goodwill allocated to strategic land holdings and £37.0m (2012: £37.0m) allocated to the Charles Church brand. In addition, there is £60.0m (2012: £60.0m) of carrying value in relation to the Westbury brand.

Acquired know-how is amortised over its estimated useful life, which is ten years from the date of its inception.

No reasonable possible change in any of the assumptions noted above would lead to an impairment charge being required. However, in the event of deterioration in the UK housing market conditions, operating margins reducing, or appropriate discount rates increasing the possibility of impairment losses in the future remains.

Company Trademarks
£m
Cost
At 1 January 2012, 1 January 2013 and 31 December 2013 5.0
Amortisation
At 1 January 2012 2.0
Charge for the year 0.2
At 1 January 2013 2.2
Charge for the year 0.3
At 31 December 2013 2.5
Carrying amount
At 31 December 2013 2.5
At 31 December 2012 2.8
Strategic Report Governance Financials Other information

Persimmon Plc Annual Report – December 2013 83

15 Property, plant and equipment

Land and Fixtures and
buildings Plant fittings Total
Group £m £m £m £m
Cost
At 1 January 2012 21.5 41.4 11.5 74.4
Additions 1.1 2.7 0.6 4.4
Reclassifications 0.9 0.9
Disposals (0.5) (0.5) (1.0)
At 1 January 2013 23.5 43.6 11.6 78.7
Additions 0.2 5.5 0.9 6.6
Disposals (0.2) (0.8) (0.5) (1.5)
At 31 December 2013 23.5 48.3 12.0 83.8
Accumulated depreciation
At 1 January 2012 2.2 32.5 11.0 45.7
Charge for the year 0.4 3.0 0.5 3.9
Reclassifications 0.1 0.1
Disposals (0.4) (0.5) (0.9)
At 1 January 2013 2.7 35.1 11.0 48.8
Charge for the year 0.4 3.6 0.5 4.5
Disposals (0.8) (0.5) (1.3)
At 31 December 2013 3.1 37.9 11.0 52.0
Carrying amount
At 31 December 2013 20.4 10.4 1.0 31.8
At 31 December 2012 20.8 8.5 0.6 29.9

At 31 December 2013, the Group had £0.1m contractual commitments for the acquisition of property, plant and equipment (2012: £nil).

At 31 December 2013, the Group had assets held for sale with a book value of £0.9m (2012: £1.1m). During the year one property with a value of £0.1m was disposed of. The unsold properties are supported by external valuations and are being actively marketed.

Notes to the Financial Statements continued

15 Property, plant and equipment (continued)

Land and
buildings
Computer
equipment,
fixtures and
fittings
Total
Company £m £m £m
Cost
At 1 January 2012 1.9 3.5 5.4
Additions 0.2 0.2
Disposals (0.2) (0.2)
At 1 January 2013 1.9 3.5 5.4
Additions 0.3 0.3
Disposals (0.5) (0.5)
At 31 December 2013 1.9 3.3 5.2
Accumulated depreciation
At 1 January 2012 0.4 3.1 3.5
Charge for the year 0.3 0.3
Disposals (0.2) (0.2)
At 1 January 2013 0.4 3.2 3.6
Charge for the year 0.2 0.2
Disposals (0.5) (0.5)
At 31 December 2013 0.4 2.9 3.3
Carrying amount
At 31 December 2013 1.5 0.4 1.9
At 31 December 2012 1.5 0.3 1.8

16 Investments

16.1 Investments accounted for using the equity method

Investments
in jointly
controlled
entities
Group £m
Cost

At 1 January 2012, 1 January 2013 and 31 December 2013 3.0

The Group's investments in jointly controlled entities comprise:

Share of
ordinary allotted
capital held
by the Group
Accounting
date
Balaia Golf Village Realizacoes Imobiliaria Turisticos Lda – Portugal 50% 31 December
Sociedade Torre de Marinha Realizacoes Turistocos SA – Portugal 50% 31 December
Empreendimentos Turisticos da Armacao Nova Lda – Portugal 50% 31 December

Investments in jointly controlled entities are accounted for under the equity method of accounting.

Strategic Report Governance Financials Other information
Persimmon Plc
Annual Report – December 2013
85

16 Investments (continued)

The Group's share of assets and liabilities of jointly controlled entities is shown below:

2013
£m
2012
£m
Non-current assets 0.5 0.5
Current assets 4.8 5.0
Current liabilities (2.3) (2.5)
Net assets of jointly controlled entities 3.0 3.0

The Group's share of the income and expenses of jointly controlled entities is as follows:

Share of results of jointly controlled entities
Expenses (2.4) (2.0)
Income 2.4 2.0
2013
£m
2012
£m

16.2 Investments in subsidiaries

Company 2013
£m
2012
£m
Cost
At 1 January 2012, 31 December 2012 and 31 December 2013 3,540.7 3,540.7
Impairment
At 1 January 2012, 31 December 2012 and 31 December 2013 335.0 335.0
Net book value
At 31 December 3,205.7 3,205.7

The annual review of the carrying value of the investment in subsidiaries identified £nil impairment issues (2012: £nil impairment).

Details of Group undertakings are set out in note 32.

17 Available for sale financial assets

Group 2013
£m
2012
£m
At 1 January 202.9 164.0
Additions 14.7 36.5
Settlements (12.9) (6.3)
Gains (Finance income) 10.7 8.7
At 31 December 215.4 202.9

There have been no gains/losses recognised in other comprehensive income other than those recognised through finance income in profit and loss. Of the gains recognised in finance income for the period £8.9m (2012: £8.3m) was unrealised.

Available for sale financial assets, also known as shared equity receivables, comprise loans, largely with a ten-year term and variable repayment amounts, provided as part of sales transactions that are secured by way of a second legal charge on the related property. Loans are repayable at the borrowers option on sale or transfer of the related property or other redemption of the first legal charge or at the end of the fixed term. The assets are recorded at fair value, being the estimated future amount receivable by the Group, discounted to present day values. The fair value of future anticipated cash receipts takes into account the Directors' view of future house price movements, the expected timing of receipts and the likelihood that a purchaser defaults on a repayment. The Directors revisit the future anticipated cash receipts from the assets at the end of each financial reporting period. The difference between the anticipated future receipt and the initial fair value is credited over the estimated

Notes to the Financial Statements continued

17 Available for sale financial assets (continued)

deferred term to finance income, with the financial asset increasing to its full expected cash settlement value on the anticipated receipt date. Credit risk, which the Directors currently consider to be largely mitigated through holding a second legal charge over the assets, is accounted for in determining fair values and appropriate discount factors are applied. The Directors review the financial assets for impairment at each balance sheet date. There were no indicators of impairment at 31 December 2013 (2012: £nil). None of the financial assets are past their due dates (2012: £nil) and the Directors expect an average maturity profile of between 5 and 10 years from the balance sheet date.

Further disclosures relating to financial assets are set out in note 22.

18 Inventories

2013
£m
2012
£m
Land 1,636.6 1,495.7
Work in progress 463.5 443.1
Part exchange properties 45.5 58.6
Showhouses 49.3 53.6
2,194.9 2,051.0

The Directors consider all inventories to be essentially current in nature although the Group's operational cycle is such that a proportion of inventories will not be realised within 12 months. It is not possible to determine with accuracy when specific inventory will be realised as this is subject to a number of issues, including consumer demand and planning permission delays.

As set out in note 6, the Group conducted a further review of the net realisable value of its land and work in progress portfolio during 2013. The impact of these reviews on the net realisable value of inventories is a net exceptional credit to the consolidated statement of comprehensive income of £14.1m (2012: £2.8m). A reversal of £22.0m (2012: £23.8m) on inventories that were written down in a previous accounting period and an impairment of land and work in progress of £7.9m (2012: £21.0m) were recognised in the year. This reversal/charge arose due to forecast selling prices and development costs on individual sites being higher or lower than previously estimated by management as a result of changing conditions, and/or development plans. Our approach to our net realisable value review has been consistent with that conducted at 31 December 2012.

Net realisable provisions held against inventories at 31 December 2013 were £102.8m (2012: £151.3m).

The key judgements in estimating the future net present realisable value of a site was the estimation of likely sales prices, house types and costs to complete the developments. Sales prices and costs to complete were estimated on a site by site basis based upon existing market conditions. If the UK housing market were to improve or deteriorate in the future then further adjustments to the carrying value of land and work in progress may be required.

Following the 2013 review, £139.0m (2012: £234.5m) of inventories are valued at fair value less costs to sell rather than at historical cost.

Land with a carrying value of £528.6m (2012: £394.7m) was used as security for land payables (note 21).

The value of inventories expensed in 2013 and included in cost of sales was £1,583.3m excluding a net exceptional impairment reversal of £14.1m on inventories that were written down in a previous accounting period (2012: £1,351.9m, excluding the £2.8m exceptional impairment reversal).

19 Trade and other receivables

Group
2013
£m
Group
2012
£m
Company
2013
£m
Company
2012
£m
Non-current assets
Other receivables 8.2 4.5
Current assets
Trade receivables 39.4 25.7 0.2 0.1
Other receivables 34.8 10.6 29.2 7.2
Amounts owed by Group undertakings 816.2 818.8
Prepayments and accrued income 9.7 11.0 5.2 3.1
83.9 47.3 850.8 829.2
Persimmon Plc

Annual Report – December 2013 87

19 Trade and other receivables (continued)

Trade and other receivables are non-interest bearing, and the Group has no concentration of credit risk, with exposure spread over a large number of customers. The Directors consider that the carrying value of trade receivables approximates to their fair value.

2013
£m
2012
£m
Ageing of overdue but not impaired receivables
Less than 3 months 5.4 4.3
Over 3 months 1.7 1.2
7.1 5.5

The carrying value of trade and other receivables are stated after the following allowance for doubtful receivables:

2013
£m
2012
£m
Group
At 1 January 3.3 3.3
Impairment losses charged 0.6 1.0
Amounts written off during the year as uncollectable (0.2) (0.1)
Impairment losses reversed (0.4) (0.9)
At 31 December 3.3 3.3

20 Borrowings

Detailed disclosure of the Group's usage of financial instruments is included in note 22. There are no borrowings at 31 December 2013 (2012: £nil).

The contractual repayment terms of facilities are as noted below.

Currency Nominal
interest rate
Year of
maturity
2013
£m
2012
£m
Bank overdrafts GBP Base +1%–3.25% 2014 50.5 50.5
Syndicated loan GBP LIBOR +1.625% 2016 300.0 300.0
Available facilities 350.5 350.5

21 Trade and other payables

Group
2013
£m
Group
2012
£m
Company
2013
£m
Company
2012
£m
Non-current liabilities
Land payables 134.6 105.3
Other payables 29.1 23.3 9.0 1.7
163.7 128.6 9.0 1.7
Group
2013
£m
Group
2012
£m
Company
2013
£m
Company
2012
£m
Current liabilities
Trade payables 176.8 146.8 0.6 0.8
Land payables 171.5 134.6
Deposits and on account contract receipts 44.1 45.0
Other payables 30.1 28.6 11.0 12.1
Accrued expenses 215.4 180.9 22.5 18.8
Amounts owed to Group undertakings 3,278.7 3,336.7
637.9 535.9 3,312.8 3,368.4

Notes to the Financial Statements continued

21 Trade and other payables (continued)

Trade payables subject to payment terms were 18 days (2012: 16 days), based on the ratio of year end trade payables (excluding retentions and unagreed claims) to amounts invoiced during the year by trade creditors. The Group has financial risk management policies in place to ensure that all payables are paid within the pre-agreed terms. The Directors consider that the carrying amount of trade payables approximates to their fair value.

Land payables are reduced for imputed interest, which is charged to the statement of comprehensive income over the credit period of the purchase contract.

22 Financial risk management

The Group has exposure to the following risks from its use of financial instruments:

  • Market risk
  • Liquidity risk
  • Capital risk
  • Credit risk

This note presents basic information regarding the Group's exposure to these risks and the Group's objectives, strategy and processes for measuring and managing exposure to them. Unless otherwise stated references to Group should be considered to apply to the Company as well.

The Board has overall responsibility for risk management of the Group. The Board has established the Risk Committee which has the delegated task of overseeing the Board's responsibility with respect to risk and internal control. The Risk Committee reports to the Audit Committee on a regular basis.

The Risk Committee is supported in this task by the Group Risk management function. The Group Risk function performs an annual assessment of the risks faced by the Group. This assessment is used to drive a risk focused programme of work aimed to improve business processes and increase internal control effectiveness.

Market risk

Market risk represents the potential for changes in foreign exchange prices and interest rates to affect the Group's profit and the value of its financial instruments. It also incorporates the effect of the overall UK housing market on the Group. The Group's objective in market risk management is to minimise its exposures to fluctuations within such variables whilst optimising returns.

The Group also has investments in a number of Portuguese jointly controlled entities. These interests are not hedged. These investments are considered to be long term in nature.

The Group has no other significant currency exposures.

The following exchange rates applied during the year:

2013 2012
Average
rate
Year end
spot rate
Average
rate
Year end
spot rate
Euro 1.17 1.20 1.23 1.23

The Group's exposure to foreign currency risk may be summarised as follows:

2013
€m
2012
€m
Investments 3.6 3.7

Sensitivity analysis

A rise/fall in the Euro/Sterling exchange rate of 10% would result in a £0.3m loss/gain in relation to investments (2012: £0.3m).

Annual Report – December 2013 89

22 Financial risk management (continued)

Interest rate risk

The Group currently holds no fixed interest borrowings. This reflects both the low borrowing requirements of the Group and the current low interest rates applicable to floating borrowings. The Group has no formal target for a ratio of fixed to floating funding. The responsibility for setting the level of fixed rate debt lies with the Board and is continually reviewed in the light of economic data provided by a variety of sources.

Sensitivity analysis

If in the year ended 31 December 2013 UK interest rates had been 0.5% higher/lower then the Group's pre-tax profit would have increased/decreased by £0.3m (2012: increased/decreased by £0.3m). The Group's post-tax profit would have increased/ decreased by £0.2m (2012: increased/decreased by £0.2m).

These sensitivities have been prepared in respect of the direct impact of such an interest rate change on the net financing expense of financial instruments only, and do not attempt to estimate the indirect effect such a change may have on wider economic environment such as house pricing, mortgage availability and exchange rates.

Housing market risk

The Group is fundamentally affected by the level of UK house prices. These in turn are affected by factors such as credit availability, employment levels, interest rates, consumer confidence and supply of land with planning.

Whilst it is not possible for the Group to fully mitigate such risks on a national macroeconomic basis the Group does continually monitor its geographical spread within the UK, seeking to balance its investment in areas offering the best immediate returns with a long term spread of its operations throughout the UK to minimise the risk of local microeconomic fluctuations. The Group has taken steps to control its speculative build, land acquisition activities and work in progress levels so as to manage the exposure of the Group to any further market disruption.

Sensitivity analysis

At 31 December 2013, if UK house prices had been 5% higher/lower, and all other variables were held constant, the Group's house price linked financial instruments, which are solely available for sale financial assets, would increase/decrease in value, excluding any effects of current or deferred tax, by £10.7m (2012: £10.1m).

Liquidity risk

Liquidity risk reflects the risk that the Group will have insufficient resources to meet its financial obligations as they fall due. The Group's strategy to managing liquidity risk is to ensure that the Group has sufficient liquid funds to meet all its potential liabilities as they fall due.

This is true not only of normal market conditions but also of negative projections against expected outcomes, so as to avoid any risk of incurring contractual penalties or damaging the Group's reputation, which would in turn reduce the Group's ability to borrow at optimal rates. Therefore the Group remains confident of its continued compliance with financial covenants under the syndicated loan even in the event of deterioration in market conditions.

The Group has entered into a number of deferred payment guarantees and performance bonds in the normal course of operations. The liabilities to which these guarantees relate are recognised and accounted for in accordance with our standard accounting policies.

Liquidity forecasts are produced on (i) a daily basis to ensure that utilisation of current facilities is optimised; (ii) a monthly basis to ensure that covenant compliance targets and medium term liquidity is maintained; and (iii) a long term projection basis for the purpose of identifying long term strategic funding requirements.

The Directors also continually assess the balance of capital and debt funding of the Group. They consider the security of capital funding against the potentially higher rates of return offered by debt financing in order to set an efficient but stable balance appropriate to the size of the Group.

The Group operates short term uncommitted overdraft facilities to meet day to day liquidity requirements. These facilities are cancellable on request from the bank; however the Group generally maintains low levels of borrowing on these in favour of more cost efficient facilities. These overdraft facilities are provided by five leading clearing banks to minimise exposure to any one lender.

The Group maintains a £300m revolving credit facility committed to March 2016. These committed facilities are sufficient to meet projected liquidity requirements to this date. Undrawn committed facilities at the reporting date amount to £300m (2012: £300m).

22 Financial risk management (continued)

Cash deposits

The Group has a policy of ensuring cash deposits are made with the primary objective of security of principal. Accordingly deposits are made only with approved, respected, high credit rating financial institutions. Deposits are spread across such institutions to minimise exposure to any single entity and are made on a short term basis only to preserve liquidity.

Capital risk

The capital structure of the Group consists of net cash/debt (borrowings as detailed in note 20 offset by cash and bank balances) and equity of the Group (comprising issued capital, reserves and retained earnings as detailed in the statement of changes in shareholders' equity). The Group's objective in managing capital is primarily to ensure the continued ability of the Group to meet its liabilities as they fall due whilst also maintaining an appropriate balance of equity and borrowings and minimising costs of capital. Close control of deployment of capital is maintained by detailed management review procedures for authorisation of significant capital commitments, such as land acquisition, capital targets for local management and a system of internal interest recharges, ensuring capital cost impact is understood and considered by all management tiers.

Decisions regarding the balance of equity and borrowings, dividend policy and all major borrowing facilities are reserved for the Board. The Group is currently pursuing a strategy of capital return to shareholders, whilst at the same time building a stronger, larger business. Full details are available in the Strategic Report on pages 2 to 33.

The following are the contractual maturities of financial liabilities, including interest payments (not discounted). These have been calculated using LIBOR rates at the year end (where applicable):

Group 2013
Carrying
amount
£m
Contractual
cash flows
£m
Less than
1 year
£m
1–2
years
£m
2–5
years
£m
Over
5 years
£m
Trade and other payables 451.4 452.7 423.0 4.3 10.0 15.4
Land payables 306.1 312.8 174.9 67.6 61.4 8.9
Partnership liability 55.4 76.9 5.3 5.3 16.2 50.1
Financial liabilities 812.9 842.4 603.2 77.2 87.6 74.4
Group 2012
Carrying
amount
£m
Contractual
cash flows
£m
Less than
1 year
£m
1–2
years
£m
2–5
years
£m
Over
5 years
£m
Trade and other payables 379.6 382.3 358.0 0.9 11.3 12.1
Land payables 239.9 259.6 136.4 56.7 52.6 13.9
Partnership liability 57.8 82.2 5.3 5.3 16.1 55.5
Financial liabilities 677.3 724.1 499.7 62.9 80.0 81.5
Company 2013
Carrying
amount
£m
Contractual
cash flows
£m
Less than
1 year
£m
1–2
years
£m
2–5
years
£m
Over
5 years
£m
Trade and other payables 3,321.8 3,321.8 3,312.8 1.6 7.4
Financial liabilities 3,321.8 3,321.8 3,312.8 1.6 7.4

It is noted that £3,278.7m (2012: £3,336.7m) of other payables refer to amounts owed to subsidiary undertakings. Whilst generally repayable upon demand, in practice it is unlikely there will be any required repayment in the short term.

Company 2012
Carrying
amount
£m
Contractual
cash flows
£m
Less than
1 year
£m
1–2
years
£m
2–5
years
£m
Over
5 years
£m
Trade and other payables 3,370.1 3,370.1 3,368.4 1.0 0.7
Financial liabilities 3,370.1 3,370.1 3,368.4 1.0 0.7

Credit risk

The nature of the UK housing industry and the legal framework surrounding it results in the Group having a low exposure to credit risk.

In the majority of cases the full cash receipt for each sale occurs on legal completion, which is also the point of revenue recognition under the Group's accounting policies.

Strategic Report Governance Financials Other information

22 Financial risk management (continued)

In certain specific circumstances the Group has entered into shared equity arrangements (not applicable to the Company). The pressures of recent market conditions necessitated an increase in this form of sales structure from 2008 onwards. In such cases the long term debt is secured upon the property concerned. The Group does not recognise collateral rights as a separate asset, nor does it have rights to trade such collateral. Reductions in property values leads to an increase in the credit risk of the Group in respect of such sales. There was £0.6m requirement for a charge in relation to credit impairment in the year (2012: £0.5m).

The maximum total credit risk is as follows:

Group 2013
£m
2012
£m
Trade and other receivables 82.4 40.8
Available for sale financial assets 215.4 202.9
Cash and cash equivalents 204.3 201.5
502.1 445.2
Company
Loans and receivables (including intercompany balances) 845.6 826.1
Cash and cash equivalents 129.8 146.8
975.4 972.9

The maximum credit exposure of the Group to overseas parties is under £0.1m (2012: under £0.1m) (Company: £nil (2012: £nil)). The Group's credit risk is widely distributed. The maximum credit risk should any single party (excepting financial institutions) fail to perform is £0.8m (2012: £1.2m) and is not yet due (Company: £323.6m (2012: £333.1m) being a subsidiary debtor). The Directors consider these financial assets to be of high quality and the credit risk is assessed as low. The maximum credit risk associated with a financial institution in respect of short term cash deposits is £50.0m (2012: £85.6m).

Fair value

The fair value of financial assets and liabilities is as follows:

2013 2012
Group Fair
value
£m
Carrying
value
£m
Fair
value
£m
Carrying
value
£m
Trade and other receivables 82.4 82.4 40.8 40.8
Available for sale financial assets 215.4 215.4 202.9 202.9
Cash and cash equivalents 204.3 204.3 201.5 201.5
Trade and other payables (451.4) (451.4) (379.6) (379.6)
Land payables (306.1) (306.1) (239.9) (239.9)
Partnership liability (52.1) (55.4) (57.8) (57.8)
(307.5) (310.8) (232.1) (232.1)

Notes to the Financial Statements continued

22 Financial risk management (continued)

In aggregate, the fair value of financial assets and liabilities are not materially different from their carrying value.

2013 2012
Company Fair
value
£m
Carrying
value
£m
Fair
value
£m
Carrying
value
£m
Trade and other receivables 845.6 845.6 826.1 826.1
Cash and cash equivalents 129.8 129.8 146.8 146.8
Trade and other payables (3,321.8) (3,321.8) (3,370.1) (3,370.1)
(2,346.4) (2,346.4) (2,397.2) (2,397.2)
Unrecognised loss

Income and expense in relation to financial instruments is disclosed in note 9.

Financial assets and liabilities by category:

Group Company
2013
£m
2012
£m
2013
£m
2012
£m
Available for sale financial assets 215.4 202.9
Trade and other receivables 82.4 40.8 845.6 826.1
Cash and cash equivalents 204.3 201.5 129.8 146.8
Financial liabilities at amortised cost (812.9) (677.3) (3,321.8) (3,370.1)
(310.8) (232.1) (2,346.4) (2,397.2)

Financial assets and liabilities carried at fair value are categorised within the hierarchical classification of IFRS 7 Revised (as defined within the standard) as follows:

Group 2013
Level 3
£m
2012
Level 3
£m
Available for sale financial assets 215.4 202.9

Available for sale financial assets

Available for sale financial assets are carried at fair value. The fair value is determined by reference to the rates at which they could be exchanged by knowledgeable and willing parties. Fair value is determined by discounting forecast cash flows for the residual period of the contract by a risk adjusted rate.

There exists an element of uncertainty over the precise final valuation and timing of cash flows arising from these assets. As a result the Group has applied inputs based on current market conditions and the Group's historic experience of actual cash flows resulting from such arrangements. These inputs are by nature estimates and as such the fair value has been classified as level 3 under the fair value hierarchy laid out in IFRS 13 Fair Value Measurement.

Significant unobservable inputs into the fair value measurement calculation include regional house price movements based on the Group's actual experience of regional house pricing and management forecasts of future movements, weighted average duration from inception to settlement of 10 years (2012: 10 years) and discount rate 8% (2012: 8%) based on current observed market interest rates offered to private individuals on secured second loans.

The discounted forecast cash flow calculation is dependant upon the estimated future value of the properties on which the available for sale financial assets are secured. Adjustments to this input, which might result from a change in the wider property market, would have a proportional impact upon the fair value of the asset. Furthermore, whilst not easily assessable in advance, the resulting change in security value may affect the credit risk associated with the counterparty, influencing fair value further.

Detail of the movements in available for sale financial assets in the period are disclosed in note 17.

Persimmon Plc

23 Deferred tax

The following are the deferred tax assets and liabilities recognised by the Group and the movements thereon during the current and prior year:

Accelerated
tax
Retirement
benefit
Share-based Intangible Imputed Other
temporary
Note depreciation
£m
obligation
£m
payment
£m
assets
£m
interest
£m
differences
£m
Total
£m
At 1 January 2012 2.2 14.9 2.0 (15.0) 1.7 (0.2) 5.6
(Charge)/credit to profit and loss (restated) 11.1 (0.9) (15.6) 1.2 0.3 (0.3) (15.3)
Credit to other comprehensive income (restated) 11.2 1.6 1.6
Amounts credited directly to equity 11.3 3.9 3.9
Other adjustments (3.1) (3.1)
At 1 January 2013 1.3 0.9 5.9 (13.8) 2.0 (3.6) (7.3)
Credit/(charge) to profit and loss 11.1 0.1 (4.8) (0.8) 1.8 0.4 1.4 (1.9)
Charge to other comprehensive income 11.2 (0.8) (0.8)
Amounts credited directly to equity 11.3 6.7 6.7
At 31 December 2013 1.4 (4.7) 11.8 (12.0) 2.4 (2.2) (3.3)

As permitted by IAS 12 (Income Taxes), certain deferred tax assets and liabilities have been offset. The following is an analysis of the deferred tax balances (after offset) for financial reporting purposes:

2013
£m
2012
£m
Share-based payments 11.8 5.9
Other items, including accelerated capital allowances 7.3 7.5
Deferred tax assets 19.1 13.4
Brands (12.0) (13.8)
Other items, including accelerated capital allowances (10.4) (6.9)
Deferred tax liabilities (22.4) (20.7)
Net deferred tax liability (3.3) (7.3)

The Group has recognised deferred tax liabilities of £4.7m (2012: assets of £0.9m) on the total pension surplus of £23.5m (2012: deficit of £4.1m).

The following are the deferred tax assets and liabilities recognised by the Company and the movements thereon during the current and prior year:

Accelerated
tax
depreciation
£m
Retirement
benefit
obligation
£m
Share-based
payment
£m
Other
temporary
differences
£m
Total
£m
At 1 January 2012 0.4 14.9 2.0 4.4 21.7
Charge to profit and loss (restated) (0.3) (15.6) (1.2) (17.1)
Credit to other comprehensive income (restated) 1.6 1.6
Amounts taken directly to equity 3.9 3.9
At 1 January 2013 0.1 0.9 5.9 3.2 10.1
Credit/(charge) to profit and loss 0.1 (4.8) (0.8) 0.2 (5.3)
Charge to other comprehensive income (0.8) (0.8)
Amounts taken directly to equity 6.7 6.7
At 31 December 2013 0.2 (4.7) 11.8 3.4 10.7

No deferred tax assets and liabilities have been offset (2012: £nil).

24 Share capital

2013
£m
2012
£m
Allotted, called up and fully paid
304,658,260 (2012: 302,883,148) ordinary shares of 10p each 30.5 30.3

The Company has one class of ordinary shares which carry no right to fixed income. All issued shares are fully paid. During the year 1,775,112 ordinary shares (2012: 291,717) were issued to employees in satisfaction of share option exercises.

The Company has established Employee Benefit Trusts to hold shares for participants of the Company's various share schemes. The Trustee is Persimmon (Share Scheme Trustees) Limited, a subsidiary company. During 2013, the Trustee made market purchases of 266,000 shares at an average price of £11.23 and transferred 131,682 shares to employees. At 31 December 2013 the trust held 200,055 shares (2012: 65,737) on which dividends have been waived. The market value of these shares at 31 December 2013 was £2,478,681 (2012: £525,896).

During the year the Company issued 102,245,506 B shares and 201,590,249 C shares. On 28 June 2013 the B shares were redeemed for consideration of 75p per share and the C shares were reclassified as Deferred shares following payment of a 75p dividend per share. All deferred shares were purchased for 1p and subsequently cancelled on 18 July 2013.

Own shares

Own shares held at cost are reconciled as follows:

Group
£m
Balance at 31 December 2012 0.5
Own shares purchased 3.0
Disposed of on exercise/vesting to employees (1.2)
Balance at 31 December 2013 2.3

25 Reconciliation of net cash flow to net cash

Group 2013
£m
2012
£m
Increase in net cash and cash equivalents 2.8 160.5
Decrease in debt and finance lease obligations 0.1
Increase in net cash from cash flows 2.8 160.6
Non-cash movements
Increase in net cash 2.8 160.6
Net cash at 1 January 201.5 40.9
Net cash at 31 December 204.3 201.5

26 Analysis of net cash

Group 2013
£m
Cash flow
£m
2012
£m
Cash and cash equivalents 204.3 2.8 201.5
Net cash at 31 December 204.3 2.8 201.5

Net cash is defined as cash and cash equivalents, bank overdrafts, finance lease obligations and interest bearing borrowings.

27 Contingent liabilities

In the normal course of business the Group has given counter indemnities in respect of performance bonds and financial guarantees. Management estimate that the bonds and guarantees amount to £228m (2012: £260m), and confirm that the possibility of cash outflow is considered minimal and no provision is required.

Provision is made for the Directors' best estimate of all known legal claims and all legal actions in progress. The Group takes legal advice as to the likelihood of success of claims and actions and no provision is made where the Directors consider, based on that advice, that the action is unlikely to succeed, or a sufficiently reliable estimate of the potential obligation cannot be made.

The Company has entered into guarantees of certain financial liabilities of related undertakings as detailed in note 33.

Strategic Report Governance Financials Other information
Persimmon Plc
Annual Report – December 2013
95

28 Operating leases

At 31 December total outstanding commitments for future minimum lease payments under non-cancellable operating leases were as follows:

Group as lessee 2013
£m
2012
£m
Expiring within one year 0.6 0.8
Expiring in the second to fifth years inclusive 8.9 5.5
Expiring after five years 9.3 9.2
18.8 15.5
Company as lessee
Expiring within one year 0.1 0.2
Expiring in the second to fifth years inclusive 0.3 0.1
0.4 0.3

The Group receives sundry rental income under short term leases arising from its long term land holdings. There are no minimum lease receipts as no lease is held under a non-cancellable agreement.

Operating lease payments represent rentals payable by the Group for certain of its office properties and motor vehicles. Motor vehicles leases have an average term of 1.9 years to expiry (2012: 1.0 years). Property leases have an average term of 5.9 years to expiry (2012: 6.1 years).

29 Retirement benefit assets/obligations

As at 31 December 2013 the Group operated three employee pension schemes, being a defined contribution stakeholder scheme and two defined benefit pension schemes. Remeasurement gains and losses in the defined benefit schemes are recognised in full as other comprehensive income/expense within the consolidated statement of comprehensive income. All other pension scheme costs are reported in profit or loss.

Stakeholder schemes

The Group will make contributions to the defined contribution stakeholder scheme which is open to employees who are not members of the defined benefit schemes. Dependant upon an employee's role and length of service the Group may make contributions to the scheme up to a maximum of 9% of basic salary. The Group has no liability beyond these contributions. Group contributions to these schemes of £1.1m (2012: £1.0m) are expensed through the statement of comprehensive income as incurred.

Persimmon Plc Pension & Life Assurance Scheme

The Persimmon Plc Pension & Life Assurance Scheme (the 'Persimmon Scheme') is a defined benefit scheme which was closed to new members in 2001. Active members of the Persimmon Scheme accrue benefits on a career average related earnings basis. The assets of the Persimmon Scheme are held separately from those of the Group.

On 12 December 2012 Persimmon Plc made a one-off cash contribution of £57.8m to the Persimmon Scheme. The Persimmon Scheme used these funds to invest in Persimmon Scottish Limited Partnership, which has undertaken to provide fixed cash payments to the Persimmon Scheme to meet its liabilities over a 15 year period. See note 30 for further details.

Prowting Pension Scheme

The Group also operates the Prowting Pension Scheme (the 'Prowting Scheme'), a defined benefit scheme. Active members of the Prowting Scheme accrue benefits on a career average related earnings basis. The assets of the Prowting Scheme are held separately from those of the Group.

Role of Trustees

Both the Persimmon Scheme and the Prowting Scheme (jointly 'the Pension Schemes') are managed by Trustees who are legally separate from the Company. The Trustees are composed of representatives appointed by both the employer and employees. The Trustees are required by law to act in the interest of all relevant beneficiaries and are responsible in particular for the asset investment policy plus the day to day administration of the benefits. They also are responsible for jointly agreeing with the employer the level of contributions due to the Pension Schemes (see below).

Notes to the Financial Statements continued

29 Retirement benefit assets/obligations (continued)

Funding requirements

UK legislation requires that pension schemes are funded prudently (i.e. to a level in excess of the current expected cost of providing benefits). The last funding valuation of the Persimmon Scheme was carried out by a qualified actuary as at 1 January 2011 and as at 31 March 2012 for the Prowting Pension Scheme. The next funding valuation required by law on 1 January 2014 for the Persimmon Scheme is in progress and will be as at 31 March 2015 for the Prowting Scheme. Subsequently valuations will be at intervals of no more than three years thereafter. Following each valuation, the Trustees and the Company must agree the contributions required (if any) to ensure the Schemes are fully funded over time on a suitable prudent measure. Contributions agreed in this manner constitute a minimum funding requirement.

Given the current strength of the Pension Schemes' funding (due to recent cash contributions made to the Persimmon Scheme) no contributions are required towards the Persimmon Scheme, however £2.2m p.a. is required for the Prowting Scheme payable to 30 April 2018. In both cases salary related contributions for active members are also payable.

Under the governing documentation of the Pension Schemes, any future surplus in either scheme would be returnable to the Group by refund, assuming gradual settlement of the liabilities over the lifetime of the schemes. As a result the Group does not consider there to be an asset ceiling in respect of the Pension Schemes.

Regulation

The UK pensions market is regulated by The Pensions Regulator whose key statutory objectives in relation to UK defined benefit plans are:

  • t To protect the benefits of members
  • t To promote, and to improve understanding of good administration
  • t To reduce the risk of situations arising which may lead to compensation being payable from the Pension Protection Fund (PPF)

The Pensions Regulator has sweeping powers including the powers:

  • t To wind up a scheme where winding up is necessary to protect members' interests
  • t To appoint or remove a trustee
  • t To impose a schedule of company contributions or the calculation of the technical provisions where a trustee and company fail to agree on appropriate contributions
  • t To impose a contribution where there has been a detrimental action against a scheme

Risks associated with the Pension Schemes

The Pension Schemes expose the Group to a number of risks, the most significant of which are:

Risk Description
Volatile asset returns The defined benefit obligation (DBO) is calculated using a discount rate set with reference to
corporate bond yields. If assets underperform this discount rate, this will create an element
of deficit. The Schemes hold a significant proportion (55%) of assets in growth assets (such
as equities) which, although expected to outperform corporate bonds in the long term, create
volatility and risk in the short term. The allocation to growth assets is monitored to ensure it
remains appropriate given the Pension Schemes' long term objectives.
Changes in bond yields A decrease in corporate bond yields will increase the value placed on the DBO for
accounting purposes, although this will be partially offset by an increase in the value
of the Pension Schemes' bond holdings.
Inflation risk A significant proportion of the DBO is indexed in line with price inflation and higher
inflation will lead to higher liabilities (although, in most cases, this is capped at an annual
increase of 5%).
Life expectancy The majority of the Pension Schemes' obligations are to provide benefits for the life of the
member, so increases in life expectancy will result in an increase in the liabilities.

There are a number of other risks of running the Pension Schemes including operational risks (such as paying out the wrong benefits), legislative risks (such as the government increasing the burden on pension through new legislation) and other demographic risks (such as a higher proportion members dying than assumed with a dependant eligible to receive a survivor's pensions from the fund).

Persimmon Plc

Strategic Report Governance Financials Other information

Annual Report – December 2013 97

29 Retirement benefit assets/obligations (continued)

Net Pension Asset/(Liability)

On 1 January 2013 the Group adopted Amendments to IAS 19 Employee Benefits. Where noted figures below have been restated in compliance with the amended standard. Further details are provide in note 1.

The amounts included in the balance sheet arising from the Group's obligations in respect of the Pension Schemes are as follows:

2013
£m
2012
£m
Fair value of Pension Scheme assets 456.8 402.1
Present value of funded obligations (433.3) (406.2)
Net pension asset/(liability) 23.5 (4.1)

A deferred tax liability totalling £4.7m (2012: asset of £0.9m) has been recognised on the balance sheet in relation to the net pension asset/liability.

Movements in the net pension asset/(liability) on the balance sheet were as follows:

2013
£m
2012
£m
As at 1 January (4.1) (59.5)
Total gain/(loss) recognised in the period 3.2 (11.9)
Company contributions paid in the period 24.4 67.3
Net pension asset/(liability) 23.5 (4.1)

The Company does not present valuations of its own separate assets and liabilities under the Pension Schemes as the entire net assets/(liabilities) of the Pension Schemes are included in the Company balance sheet, as ultimate scheme sponsor.

The amounts recognised in the consolidated statement of comprehensive income are as follows:

2013
£m
2012
Restated
£m
Current service cost 2.8 2.9
Administrative expense 0.7 0.7
Past service credit (2.7)
Settlement cost 1.2
Pension cost recognised as operating expense 3.5 2.1
Interest cost 18.4 18.6
Return on assets recorded as interest (18.5) (15.7)
Pension cost recognised as net finance (credit)/cost (0.1) 2.9
Total defined benefit pension cost recognised in profit or loss 3.4 5.0
Remeasurement (gains)/losses recognised in other comprehensive income/expense (6.6) 6.9
Total defined benefit scheme (gain)/loss recognised (3.2) 11.9

Notes to the Financial Statements continued

29 Retirement benefit assets/obligations (continued)

Assets

The assets of the Pension Schemes have been calculated at fair value and are invested in the following asset classes:

2013
£m
2012
£m
Equity
– UK 94.7 76.3
– US 59.8 50.2
– Eurozone 37.6 28.2
– Other 33.1 34.0
Bonds
– Government 76.9 76.5
– Investment Grade corporate bonds 24.5 48.0
– sub–investment grade 35.8
Property 1.1
Asset backed funding 52.1 57.8
Diversified Growth Fund 28.9 25.7
Cash 13.4 4.3
Total 456.8 402.1

All assets have a quoted market value in an active market, with the exception of Asset backed funding of £52.1m (2012: £57.8m), which related to self-invested secured cash flows.

The Persimmon Scheme holds 94% (2012: 93%) of the gross assets of the Pension Schemes and represents 94% (2012: 73%) of the net assets/liabilities. The remainder relates to the Prowting Scheme.

Changes in the fair value of scheme assets were as follows:

2013
£m
2012
Restated
£m
As at 1 January 402.1 333.1
Return on assets recorded as interest 18.5 15.7
Remeasurement gains on assets 22.9 14.2
Contributions 24.4 67.3
Asset distributed on settlement (16.9)
Benefits and expenses paid (11.1) (11.3)
As at 31 December 456.8 402.1

Defined Benefit Obligation

The liabilities of the Pension Schemes, at each balance sheet date, have been calculated on the following financial assumptions:

2013
% p.a.
2012
% p.a
Discount rate 4.4 4.6
General pay increases 3.4 3.1
RPI Inflation assumption 3.4 3.1
CPI Inflation assumption 2.4 2.4
Strategic Report
Governance
Financials Other information
-------------------------------- ------------ -------------------

Persimmon Plc Annual Report – December 2013 99

29 Retirement benefit assets/obligations (continued)

Post retirement life expectancy for retirement aged members are as follows:

2013
Years
2012
Years
Male current pensioner 22.6 22.5
Male future pensioner 23.7 23.6

The defined benefit obligation includes benefits for current employees, former employees and current pensioners.

The following table provides an analysis of the defined benefit obligation by membership category.

2013 2012
£m £m
Total value of current employees' benefits 65.5 60.7
Deferred members' benefits 165.8 154.0
Pensioner members' benefits 202.0 191.5
Total defined benefit obligation 433.3 406.2

The Pension Schemes' duration is an indicator of the weighted average time until benefit payments are made. For the Pension Schemes as a whole, the duration is around 18 years.

Changes in the defined benefit obligation were as follows:

2013
£m
2012
Restated
£m
As at 1 January (406.2) (392.6)
Current service cost (2.8) (2.8)
Interest cost (18.4) (18.6)
Remeasurement losses on liabilities (16.3) (21.9)
Past service credit 2.7
Liabilities extinguished on settlement 15.7
Benefits paid 10.4 11.3
As at 31 December (433.3) (406.2)

Sensitivities

The key assumptions used for IAS 19 are: discount rate, inflation and mortality. If different assumptions were used, this could have a material effect on the results disclosed. The sensitivity of the results to these assumptions is as follows.

2013
£m
2012
£m
Present value of defined benefit obligation (DBO) 433.3 406.2
– DBO following a 0.25% decrease in the discount rate 452.6 425.2
– DBO following a 0.25% increase in the discount rate 415.0 388.3
– DBO following a 0.25% decrease in the inflation assumption 423.1 396.2
– DBO following a 0.25% increase in the inflation assumption 443.2 416.1
– DBO following a 1 year decrease to life expectancy 421.3 394.5
– DBO following a 1 year increase to life expectancy 446.3 418.8

The sensitivity information shown above has been prepared using the same methodology as the calculation for the current DBO.

Notes to the Financial Statements continued

30 Partnership Liability to the Persimmon Plc Pension & Life Assurance Scheme

Persimmon Scottish Pension Trustees Limited, a wholly owned Group subsidiary, is general partner in Persimmon Scottish Limited Partnership ('the Partnership'). Persimmon Plc Pension & Life Assurance Scheme ('the Persimmon Scheme') is a limited partner. As such the Partnership is included in the consolidated results of the Group. The Partnership has taken advantage of the exemptions in the Partnerships (Accounts) regulations 2008 not to file separate accounts on this basis.

The terms of the Persimmon Scheme's interest in the Partnership give obligatory rights to cash returns and insignificant operational control over the Partnership. As such the interest has been classified as a financial liability and is accounted for on an amortised cost basis.

Under IAS 19 the partnership interest of the Persimmon Scheme is included within the UK pension scheme assets. For further details see note 29.

The Partnership is the beneficial owner of a bond secured on a proportion of the Group's available for sale financial assets and guaranteed by Persimmon Plc, which will support the limited partnership investment return to the Persimmon Scheme.

31 Share-based payments

The Group operates a number of share option schemes, the details of which are provided below. All schemes are equity settled.

The Savings-Related Share Option Scheme is an HMRC approved scheme open to all permanent employees with more than six months' service. Options can normally be exercised three years after the date of grant.

Options have been issued to senior management (including the Executive Directors) under the Group's various executive share option schemes, which include awards under the Group's long term incentive plans. Vesting of options is dependent upon:

  1. TSR versus a comparator group of constituents of the FTSE 250 at the date of grant and profit before tax before exceptional items and amortisation for options granted in 2011.

  2. Return of cash to shareholders in line with the Capital Return Plan announced on 28 February 2012 for options granted in 2012 and 2013.

Options granted under the Persimmon Long Term Incentive Plan 2007 ('2007 LTIP') between September 2010 and September 2011 consisted of unapproved awards and HMRC approved awards where appropriate, with an exercise price equivalent to market value on the date of the award, plus a linked award. In the event that the market price of a share at the date of exercise of an approved option exceeds the option price, then the value of the linked award that vests is restricted to an amount capped at the cost of exercise of the approved option.

Reconciliations of share options outstanding during each period, under each type of share scheme are as follows:

2013
Savings-Related Share
Option Scheme
2012
Savings-Related Share
Option Scheme
Group and Company Number
of shares
under
option
Weighted
average
exercise
price (p)
Number
of shares
under
option
Weighted
average
exercise
price (p)
Outstanding at the beginning of the year 1,402,386 405.2 1,592,685 354.9
Granted during the year 234,294 889.0 291,726 598.0
Forfeited during the year (144,451) (431.7) (130,861) (361.0)
Exercised during the year (294,041) (339.2) (351,164) (353.8)
Outstanding at the end of the year 1,198,188 512.8 1,402,386 405.2
Exercisable at the end of the year 52,292 324.0 54,902 400.0
2013
Executive Share Schemes
2012
Executive Share Schemes
Group and Company Number
of shares
under option
Weighted
average
exercise
price (p)
Number
of shares
under
option
Weighted
average
exercise
price (p)
Outstanding at the beginning of the year 7,150 419.5
Exercised during the year (7,150) (419.5)
Outstanding at the end of the year
Exercisable at the end of the year
Strategic Report

Strategic Report Governance Financials Other information

Persimmon Plc Annual Report – December 2013 101

31 Share-based payments (continued)

2013
Bonus Share Scheme
2012
Bonus Share Scheme
Group and Company Number of
shares under option
Number of
shares under option
Outstanding at the beginning of the year 124,817
Granted during the year 86,434 124,817
Exercised during the year (131,682)
Outstanding at the end of the year 79,569 124,817
Exercisable at the end of the year
2013
Long Term Incentive
Plan 2007
Non HMRC Approved
2012
Long Term Incentive Plan 2007
Non HMRC Approved
Group and Company Number of
shares under option
Number of
shares under option
Outstanding at the beginning of the year 2,629,246 3,119,794
Forfeited during the year (384,016) (155,119)
Exercised during the year (1,087,674) (335,429)
Outstanding at the end of the year 1,157,556 2,629,246
Exercisable at the end of the year 95,883 426,173
Long Term Incentive Plan 2007 2013
HMRC Approved
2012
Long Term Incentive Plan 2007
HMRC Approved
Group and Company Number
of shares
under option
Weighted
average
exercise
price (p)
Number
of shares under
option
Weighted
average
exercise
price (p)
Outstanding at the beginning of the year 834,875 418.0 884,155 418.7
Forfeited during the year (101,121) (419.0) (49,280) (430.3)
Exercised during the year (393,231) (398.4)
Outstanding at the end of the year 340,523 440.3 834,875 418.0
Exercisable at the end of the year 74,885 398.4
Long Term Incentive Plan 2012* 2013 2012
Long Term Incentive Plan 2012*
Group and Company Number of
shares under option
Number of
shares under option
Outstanding at the beginning of the year 28,499,582
Granted during the year 2,764,923 28,499,582
Forfeited during the year (5,224,881)
Outstanding at the end of the year 26,039,624 28,499,582
Exercisable at the end of the year

* Under 2012 LTIP grants the option exercise price is variable dependant on share price at the date of award and the performance condition being return of cash to shareholders.

The weighted average share price at the date of exercise for share options exercised during the period was 1,105.8p (2012: 641.8p). The options outstanding at 31 December 2013 had a range of exercise prices from zero to 1,135.5p and a weighted average remaining contractual life of 7.3 years (2012: 7.8 years).

Notes to the Financial Statements continued

31 Share-based payments (continued)

The inputs into the Black Scholes option pricing model for options that were granted in the year were as follows:

LTIP
2012
Tranche 3
LTIP
2012
Tranche 4
SAYE
2013
Grant date 19 April 2013 13 December 2013 3 October 2013
Risk free interest rate* 0.59% – 1.48% 1.28% – 2.48% 1.04%
Exercise price* £9.39 – £4.89 £10.40 – £5.90 £8.89
Share price at date of grant £11.30 £11.36 £10.89
Expected dividend yield 6.3% 6.3% 6.3%
Expected life* 4–8 years 4–8 years 3 years
Date of vesting* December 15 –
December 21
December 15 –
December 21
December 2016
Expected volatility 30% 30% 30%
Fair value of option* £1.30 – £2.51 £1.23 – £2.53 £0.82

* Exercise price, expected life and date of vesting are all variable under the 2013 LTIP grants, dependant on performance of the key condition of dividend payment. The Group has calculated fair values applicable at each of the key assessment dates.

Expected volatility was determined by calculating the historic volatility of the Group's share price over various timescales.

The expected life used in the model has been adjusted, based on best estimates, to reflect exercise restrictions and behavioural considerations.

In 2013, the Group recognised total expenses before tax of £10.3m (2012: £5.7m) in relation to equity settled share-based payment transactions in the Consolidated Statement of Comprehensive Income. These option charges have been credited against the retained earnings reserve. As at 31 December 2013 the total credit recognised in relation to equity settled share-based payments was £14.4m (2012: £10.2m) of which £0.4m (2012: £0.1m) related to options currently vested awaiting exercise. All share-based payments are expensed by the Company. The Company makes management charges to its subsidiaries which include the cost of providing this benefit to their employees.

32 Details of Group undertakings

The Directors set out below information relating to the major subsidiary undertakings (those that principally affect the profits and assets of the Group) of Persimmon Plc at 31 December 2013. All of these companies are registered in England. All voting rights are held by companies within the Group. Having made use of the exemption in section 410 of the Companies Act 2006, a full list of subsidiary undertakings and jointly controlled entities will be annexed to the Company's next annual return.

Major subsidiary undertakings

Persimmon Homes Limited° Charles Church Developments LimitedΔ
Persimmon Holdings Limited* Persimmon Shared Equity Limited** Persimmon Scottish Limited Partnership***

° The shares of this company are held by Persimmon Holdings Limited and Persimmon Plc.

Δ The shares of this company are held by Persimmon Holdings Limited.

* The shares of this company are held by Persimmon Finance Limited and Persimmon Plc.

** The shares of this company are held by Persimmon Plc.

*** This entity is controlled by Persimmon Scottish Pension Trustees Limited (see note 29).

33 Related party transactions

The Board and certain members of senior management are related parties within the definition of IAS 24 (Related Party Disclosures). Summary information of the transactions with key management personnel is provided in note 7. Detailed disclosure of the individual remuneration of Board members is included in the Remuneration Report on pages 46 to 60. There is no difference between transactions with key management personnel of the Company and the Group.

Nigel Greenaway, an Executive Director, has contracted to purchase two properties from the Group at market value. This transaction is subject to shareholder approval at the 2014 AGM and is expected to complete during 2014 if approved.

The Company has entered into transactions with its subsidiary undertakings in respect of the following: internal funding loans and provision of Group services (including senior management, IT, accounting, marketing, purchasing, legal and conveyancing services). Recharges are made to subsidiary undertakings for Group loans, based on funding provided, at an interest rate linked to average Group borrowing costs. No recharges are made in respect of balances due to or from otherwise dormant subsidiaries. Recharges are made for Group services based on utilisation of those services.

During the year these recharges amounted to:

2013 2012
£m £m
Interest charges on intra-group funding 3.9 3.6
Group services recharges 31.3 25.9
35.2 29.5

In addition to these services the Company acts as a buying agent for certain Group purchases, such as insurance. These are recharged at cost based on utilisation by the subsidiary undertaking.

The amount outstanding from subsidiary undertakings to the Company at 31 December 2013 totalled £816.2m (2012: £818.8m). Amounts owed to subsidiary undertakings by the Company at 31 December 2013 totalled £3,278.7m (2012: £3,336.7m).

The Company provides the Group's defined benefit pension schemes. Current employer contributions are charged to the operating businesses at cost. There is no contractual arrangement or stated policy relating to the net defined benefit cost. Experience and remeasurement gains and losses are recognised in the Company.

The Company guarantees a bond issued from Persimmon Shared Equity Limited to Persimmon Scottish Limited Partnership (both subsidiary undertakings). The fair value of the bond at 31 December 2013 is £52.1m (2012: £57.8m).

Certain subsidiary undertakings have entered into guarantees of external bank loans and overdrafts of the Company. The total value of such borrowings at 31 December 2013 was £nil (2012: £nil). The Company has entered into guarantees over bank loans and borrowings of the subsidiary undertakings. The total value of such borrowings at 31 December 2013 was £nil (2012: £nil).

The Company has suffered £nil expense in respect of bad or doubtful debts of subsidiary undertakings in the year (2012: £nil).

Shareholder Information

Analysis of shareholding at 31 December 2013

Size of shareholding Number of
shareholders
%
of shareholders
Number of
shares
%
of shares
1 – 5,000 9,956 89.94 7,126,719 2.3
5,001 – 50,000 702 6.34 11,234,836 3.7
50,001 – 250,000 244 2.20 28,764,539 9.4
250,001 and over 168 1.52 257,532,166 84.6
Total 11,070 100.00 304,658,260 100.0

Share price – year ended 31 December 2013

Price at 31 December 2013 £12.39
Lowest for year £8.205
Highest for year £13.05

The above share prices are the closing share prices as derived from the London Stock Exchange Daily Official List.

Financial Calendar 2014

Annual General Meeting 16 April 2014
Interim Management Statement 16 April 2014
Record date for B and/or C share entitlement 4 June 2014
Final date for B/C share elections 20 June 2014
Allotment of B/C shares to shareholder accounts 23 June 2014
Trading Update 2 July 2014
Payment of cash return to shareholders 4 July 2014
Announcement of Half Year Results 19 August 2014
Interim Management Statement 4 November 2014

Five Year Record

2013 2012 2011 2010 2009
Unit sales 11,528 9,903 9,360 9,384 8,976
Revenue £2,085.9m £1,721.4m £1,535.0m £1,569.5m £1,420.6m
Average selling priceΔ £181,861 £175,640 £166,142 £169,339 £160,513
Profit from operations* £333.1m £222.5m £153.6m £130.8m £61.7m
Profit before tax* £329.6m £221.5m £144.0m £91.5m £6.4m
Basic earnings per share* 83.3p 56.7p 35.7p 23.8p 1.9p
Diluted earnings per share* 82.8p 56.2p 35.5p 23.7p 1.9p
Cash return/dividend per share 70.0p 75.0p 10.0p 7.5p nil
Net assets per share 671.4p 658.2p 608.6p 579.1p 540.2p
Total shareholders' equity £2,045.5m £1,993.7m £1,839.3m £1,744.0m £1,623.2m
Return on capital employed* 17.6% 12.2% 8.3% 7.0% 3.0%

All figures stated before exceptional items, goodwill amortisation/impairment where applicable.

Δ Average selling price calculated from nominal value of revenue (before IAS 18 adjustment to fair value shared equity sales).

* 2009–2012 restated for the effect of IAS 19 Employee Benefits (revised).

105

Persimmon Plc Annual Report – December 2013

Nicholas Wrigley Chairman

Jeff Fairburn Group Chief Executive

Mike Killoran Group Finance Director

Nigel Greenaway South Division Chief Executive

David Jenkinson North Division Chief Executive

Richard Pennycook Senior Independent Director

Jonathan Davie Non-Executive Director

Mark Preston Non-Executive Director

Marion Sears Non-Executive Director

Life President

Duncan Davidson founded Persimmon in 1972. The Company floated on the London Stock Exchange in 1985 and became the first pure housebuilder to enter the FTSE 100 in December 2005. Mr Davidson retired as Chairman in April 2006 and assumed the role of Life President.

Directors Company information

Group Company Secretary Neil Francis

Registered office Persimmon House Fulford, York YO19 4FE Telephone (01904) 642199

Company number 1818486 Incorporated in England

Auditor KPMG Audit Plc

Bankers The Royal Bank of Scotland plc Lloyds TSB Bank plc Barclays Bank PLC HSBC plc Santander UK plc

Financial advisors/stockbrokers Merrill Lynch International Citigroup Global Markets Limited

Financial PR Consultants Citigate Dewe Rogerson 3 London Wall Buildings London Wall EC2M 5SY Telephone (020) 7638 9571

Solicitors Mayer Brown International LLP

Registrars Computershare Investor Services PLC The Pavilions Bridgwater Road Bristol BS99 6ZZ Telephone 0870 7030178 www.investorcentre.co.uk

Information to be found on our websites:

Find a home www.persimmonhomes.com www.charleschurch.com A buyers' guide to Persimmon and Charles Church new homes.

Persimmon Group

www.corporate.persimmonhomes.com Financial and corporate information on the Group including current share price.

Recruitment www.persimmonjobs.com Information on the careers and positions available within the Persimmon Group.

Corporate responsibility

www.corporate.persimmonhomes.com This section includes the Sustainability Report, our report on corporate responsibility and the sustainability of our new homes.

Persimmon Plc Persimmon House Fulford York YO19 4FE

Telephone 01904 642199 Email [email protected]

www.corporate.persimmonhomes.com

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