Registration Form • Dec 11, 2013
Registration Form
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Admission to the official list must be simultaneous with admission to trading on an RIE's market for listed securities. You will need to complete the relevant RIE's application form to apply for admission to trading
f
† - Indicates a section that is mandatory for all applications. Sections that do not apply should be struck-through as necessary.
(Note; Italicised terms have the same meaning as given in the Listing Rules.)
National Bank of Greece S.A. (the applicant) hereby applies for the securities described below to be admitted to the official list.+
Amounts and descriptions of securities for which application is now being made (include distinctive numbers if any). Where the securities are to be issued under a programme, give a description of the programme and the maximum amount (if any) of securities which may be listed at any one timet:
National Bank of Greece S.A. €4,107,700,000 Floating Rate Notes due December 2014 unconditionally and irrevocably quaranteed by the Hellenic Republic issued under the applicant's €25,000,000,000 Medium Term Note Programme
Where application is made for the listing of securities without a prospectus, we confirm that a prospectus is not required pursuant to the Financial Services and Markets Act 2000 (the "Act") for the reasons set out below (please ensure a sufficiently detailed explanation is given as to why the relevant exemptions apply):
| Public offer (see section 85 of the Act: quote relevant sub- section of PR 1.2.2R, the relevant part of section 86 of the Act, or the relevant part of Schedule 11A of the Act, and give the reason for the application of that exemption, or confirm the transaction falls outside of the scope of the definition of an offer as defined in the Prospectus Rules). |
By virtue of section 85(5) of the Act, section 85(1) of the Act does not apply to the categories of transferable securities listed in Schedule 11A of the Act. The Securities are transferable securities unconditionally and irrevocably guaranteed by the government, or a local or regional authority, of an EEA State (the Hellenic Republic), for the purposes of paragraph 4 of Part 1 of Schedule 11A of the Act. |
|---|---|
| Admission to trading on a regulated market (see section 85 of the Act: quote the relevant sub-section of PR1.2.3R, or the relevant part of Schedule 11A of the Act, and give the reason for the application of that exemption). |
By virtue of section 85(6) of the Act, section 85(2) of the Act does not apply to the categories of transferable securities listed in Schedule 11A of the Act. The Securities are transferable securities unconditionally and irrevocably guaranteed by the government, or a local or regional authority, of an EEA State (the Hellenic Republic), for the purposes of paragraph 4 of Part 1 of Schedule 11A of the Act. |
Furthermore we confirm that between the date of this application form and the date of admission we will not take any action that would otherwise require the publication of a prospectus in respect of the securities the subject of this application.
XS0993246353
Type of issue for which application is being made: (for example: placing; rights issue; block listing; issuance programme)†:
Eurobond issue under Issuer's MTN issuance programme
| For issuance programme applications, please provide a primary contact(s) at the applicant for | |
|---|---|
| correspondence in relation to the programme for which admission is being sought: |
| Name(s): | Leonidas Fragkiadakis |
|---|---|
| $Position(s)$ : | Group Treasurer |
| Email Address(es): | [email protected] |
| Contact Telephone Number(s): | +30 210 332 8803 |
Please confirm which set of standards are applicable to the securities for which application is being made:
Note: For new lines of securities please ensure that the relevant listing category has been discussed and agreed with the UKLA Department prior to submitting the application.
| Premium (Please tick the relevant box) | |||
|---|---|---|---|
| Equity Commercial Companies | Equity Closed Ended Investment Funds | ||
| Equity Open Ended Investment Companies |
| Standard (Please tick the relevant box) | |||
|---|---|---|---|
| Shares | GDRs | ||
| Debt | X | Securitised Derivatives | |
| MISC Securities |
Please specify on which UK market(s) the applicant has applied to have these securities tradedt:
London Stock Exchange's Regulated Market
$N/A$
Queries in relation to this question should be directed to; 020 7066 8352
| The Hellenic Republic | ||||
|---|---|---|---|---|
| Account/Audit Information+ | |
|---|---|
| . Accounting Standards used by applicant | International Financial Reporting Standards |
| Auditing Standards used by applicant | , Generally Accepted Auditing Standards in the Hellenic Republic |
| Information to be provided by a public sector issuer that seeks admission of securities without a prospectus* |
||
|---|---|---|
| Series Number: | 11 | |
| Issue Price: | 100 per cent. | |
| Specified Denominations: | €100,000 | |
| Issue Date: | 12 December 2013 | |
| Maturity Date: | The interest payment date falling in December 2014 |
|
| Form of Securities: | Bearer | |
| Listing: | London Stock Exchange's Regulated Market | |
| ISIN: | XS0993246353 |
*Where this information is already set out in some other document describing the issue (such as final terms) it is sufficient to simply attach that document.
We acknowledge our obligations arising under the listing rules and the legal implications of listing under the Act. Accordingly, we confirm that:
with the appropriate authority (save in circumstances where the FCA has specifically agreed otherwise including inter alia block listings, applications by open-ended investment companies, applications for the admission of 'up to' amounts).
| SIGNED BY | for and on behalf of: Name of applicant GROUR |
Director/company secretary/suitably experienced employee/duly authorised officer, TREASURER |
|---|---|---|
| Application to be heard on†: | 11 December 2013 | |
| Admission expected to be effective on† | 12 December 2013 2013 | |
| the application+: | Name(s) of contact(s) at applicant regarding | Leonidas Fragkiadakis |
| Name(s) of contact(s) at applicant regarding the application+: |
Leonidas Fragkiadakis |
|---|---|
| Telephone number(s) of contact(s) at applicant regarding the application the |
+30 210 332 8803 |
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