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Capsol Technologies ASA

Annual Report Mar 20, 2024

3572_10-k_2023-12-31_88078d4a-0de6-40fb-9ec1-0b8d3598379e.pdf

Annual Report

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Annual report 2023

About Capsol Technologies
Key Figures
CEO Comment
Technology and solutions
Key projects
Management
Board of directors
Board of director's report
Responsibility statement
ESG reporting
Introduction
SDGs
Environmental
Social
Governance
Risk management
Financial statements
Consolidated financial statements
Audited financial statements 2023 Capsol Technologies ASA
Auditor's report
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About Capsol Technologies

Capsol Technologies is a carbon capture technology provider with a goal to accelerate the transition to a net zero future. The company's energy-efficient, cost-competitive, and environmentally friendly solutions are licensed out either directly to customers or through industrial partners globally. Key segments include cement, biomass, energy-from-waste and gas turbines.

Capsol is targeting significant long-term value creation with a scalable model and an ambition of 5-10% technology licensing market share in 2030, EUR 7-12 in licensing revenue per tonne installed capacity and 40-60% pre-tax profit margin. Capsol Technologies is listed on Euronext Growth Oslo, Norway (ticker: CAPSL).

Main hightlights

Carbon capture is essential for achieving UN emission goals and we are currently in the early phase of a booming market.

Capsol has developed a cost-competitive solution with a carbon capture and heat recovery system in one, offering superior efficiency and HSE performance.

During 2023, Capsol experienced accelerating commercial traction in key segments and emerged as a competitive solution for cement.

The company has a highly scalable licensing business model that can potenially generate EUR 5-10 million pre-tax profit per project.

Capsol is fast-tracking a first-of-a-kind gas turbine solution which is developed and commercialised together with GE Vernova and other globally leading partners.

After having established a strong presence in Europe, Capsol is expanding to North America in 2024 by opening an office in the US, the world's largest CCS market.

2023 2022 2021
Amounts in NOK million
Total operating income 34.2 10.8 0.1
Pre-tax profit -43.4 -34.4 -25.3
Net cash flow from operating activities -4.9 -32.0 -14.6
Net cash flow from investing activities -51.3 -22.1 -3.0
Net cash flow from financing activities 39.2 30.6 101.9
Cash and cash equivalents at the end of the period 41.6 61.6 85.1

Key figures

Unlocking the carbon capture opportunity

"The market for carbon capture is accelerating now. Together with our customers and partners, we're building a leading global carbon capture company.

CCS plays a key role

The consequences of global warming were seen last summer, with July being the hottest month ever recorded in human history. To quote UN Secretary-General António Guterres: "It is still possible to limit global temperature rise to 1.5 degrees Celsius, but only with immediate, dramatic climate action".

In any emissions target scenario, accelerated CCS deployment is required. For example, in IEA's Net Zero Emissions Scenario the capacity needs to grow from 50 million tonnes CO₂ of installed capacity today to 1 200 million tonnes by 2030, implying that a minimum of EUR 10 billions of carbon capture technology capex must be sanctioned in the period according to our estimate.

In December 2023, the COP28 Summit recognised carbon capture as a key technology to achieve deep, rapid and sustained GHG emissions reductions. Going forward, we expect governments around the world to implement further "carrots" (tax credits and subsidies) and "sticks" (carbon pricing mechanisms) to support decarbonisation.

The Inflation Reduction Act (IRA) has already been a major contributor to increased project activity in the US, while the EU's Carbon Border Adjustment Mechanism (CBAM) has proven to be a powerful driver for carbon capture in the cement industry.

As we entered 2023, Capsol Technologies had all the main building blocks in place to grow the company into a global carbon capture technology leader. During the year, we experienced accelerated commercial traction with our sales pipeline doubling to 55 million tonnes CO₂ (for comparison, Norway's total CO₂-emissions were 32.1 million in 2022). At the same time, we increased our market opportunity by expanding the product offering and geographical footprint.

In May 2023, the name was changed to Capsol Technologies to reflect that the company had moved from offering one carbon capture solution to a portfolio of technologies based on a continuously growing base of patents.

I joined the board in September 2023 and took over as CEO on 15 February 2024. Throughout my industrial career, I have always worked with technology and I'm excited about Capsol's carbon capture solutions, with its integrated heat recovery system which makes it highly energy-efficient, cost-effective and safe.

With a scalable technology platform, a highly competent and motivated organisation and world-leading partners, Capsol is positioned to capture a significant share of the rapidly growing market for carbon capture and deliver long-term value creation.

Competitive technology

Capsol's patented process for re-using heat, which can result in 40% lower capture costs compared to other mature carbon capture solutions, offers a strong value proposition for our target industries in combination with our integration and HSE advantages.

  • For cement, our efficient fully electric solution removes the need for excessive and costly heat integration and additional steam generation while handling impurities at lower cost than traditional capture solutions
  • For biomass/BECCS and energy-from-waste, Capsol offers an energy efficient, fully electric solution with the lowest opex enabled by additional heat delivery (e.g. for district heating), with a safe solvent
  • For simple cycle gas turbines, we capture CO₂ at low concentrations at high efficiency with the potential for additional power generation, turning CCS into a net profit contributor
  • In all our offerings we utilise the safe and environmentally friendly solvent, potassium carbonate, which can ease environmental permitting

In total, these industries account for an estimated 43% of installed CO₂ capture capacity in 2030. We are focusing our resources and leveraging our competitive advantages to become the preferred technology provider in our target segments.

Wendy Lam, CEO of Capsol Technologies ASA

Accelerating demand

During the year, we expanded the number of mature projects (engineering, CapsolGo® and licensing agreements) from 7 to 25, with the combined potential capacity increasing from 2.6 million tonnes of CO₂ to 13 million tonnes of CO₂. If all of these projects were to be realised with our technology, the licensing revenues would be between EUR 90 and 155 million based on a licensing fee of 7-12 EUR per tonne.

From Q2 2024, we will have three CapsolGo® units in operation with a capacity to capture 3 000 tonnes of CO₂ per year and add 15 000 operation hours per year. The demonstration units provide valuable insights for our customers, helping them accelerate their investment decisions. Combined, the demonstration campaigns and engineering studies make our current business model self-funded with licensing revenue providing additional upside.

Expanding portfolio and footprint

Based on market demand, we have expanded our technology offering by adding liquefaction to our newest CapsolGo® demonstration units and developing the industry's first economically viable capture technology for gas turbines, CapsolGT®.

As per our strategy of scaling together with global partners, we are commercialising CapsolGT® together with the world's leading gas turbine suppliers, for example GE Vernova.

Last year we opened the first international office, in Berlin, Germany, which already has yielded results with new projects and partners, and we have our first UK dedicated hire. In 2024, we will open a US office to serve the world's largest CCS market including Canada, prompted by commercial traction and advanced partner discussions.

The US presence is expected to increase Capsol's serviceable market. For the US alone, the market is 130 million tonnes in planned CO₂ capacity by 2030 of which 41% is considered core Capsol markets.

2024 priorities

Our long-term ambition is a top three position in our target segments by 2030 and a 5-10% carbon capture technology licensing market share globally.

To realise our long-term ambitions, our focus in 2024 will be on strengthening our ties with target industries, expanding our global partnerships and establishing a position in North America.

With a scalable technology platform already in place, we have a strong foundation for delivering on our vision of accelerating the transition to a net zero future. "

According to IEA's net zero emissions scenario, carbon capture capacity needs to grow by 50% annually to 1.2 billion tonnes of CO₂ per year by 2030 and reach 6.1 billion tonnes of CO₂ per year by 2050. In 2023, over 500 carbon capture projects were operational or in development with a record number of projects maturing to the next phase, of which 75% of operating and planned capacity is in North America and Europe. Still, an accelerating capacity build-out is needed to limit global warming.

Key market drivers are rising costs of CO₂ emissions due to regulations like carbon taxes, along with government incentives making carbon capture more attractive. In addition, increased market activity is expected to be supported by the development of operationally robust carbon capture technologies, a developing carbon capture value chain that can facilitate capacity growth, and industrial scaling that reduces cost through both standardisation and economies of scale.

"earlier deployment of carbon capture". With the 90% reduction target by 2040 approximately 280 million tonnes of CO₂ will have to be captured by 2040 and around 450 million tonnes by 2050. In addition, the EU has continued the support for CCUS through regional funding programs such as the Connecting Europe Facility (CEF), the Innovation Fund and revisions to cross-border regulations to include CO2 storage.

EU's Carbon Border Adjustment Mechanism (CBAM) entered into application in its transitional phase on 1 October 2023. Once fully phased in, from 2026, EU importers of cement will have to pay allowances equivalent to the EU ETS expressed in EUR per tonne, while at the same time EU domestic producers will lose the "free" emission allowances. As a result, cement producers in the EU and cement producers exporting to the EU will be fully exposed to the EU cost of CO₂ emission. With an ETS price of 100 EUR/tonne CO₂ and estimated CO₂-emissions of 0.6 tonne CO₂/ tonne cement produced, the cost of imported cement would increase by 60%.

2023 was a step change for carbon capture

Carbon capture enables industrial facilities to remove carbon dioxide from their production process flue gases, thus preventing the CO₂ from being emitted into the atmosphere. In 2023, an unprecedented number of CCS projects were moved forward globally.

In North America and Europe, demand is fueled by new incentives. US' Infrastructure Investment and Jobs Act from 2021 included USD 12 billion to be spent on CCS over five years, while the Inflation Reduction Act (IRA) from August 2022 increased the tax refund from 50 to 85 USD per tonne of CO₂ for carbon emissions captured and stored from industrial facilities and power plants. It is estimated that in the US alone 130 million tonnes of CO₂ capture capacity is needed by 2030, where 41% is in Capsol's target industries.

Canada has set a price on CO₂ emissions, rising from CAD 65 per tonnes today to CAD 174 per tonne in 2030, and has introduced a 50% investment tax credit to support post-combustion CCUS projects, making it one of the most attractive carbon capture regimes in the world.

Europe is already home to the world's largest emissions-trading system and on 6 February 2024, the European Commission launched its net zero industrial carbon management strategy with an emission reduction target of 90% by 2040

GO BACK Capsol Technologies Annual Report 2023

Capsol's technology platform delivers superior performance throughout the entire CO₂ capture process, ensuring safe operations and industry-leading capture costs.

Capsol Technologies has a portfolio of proven and patented carbon capture solution for energy-efficient post-combustion CO₂ capture. As an early mover in the emerging carbon capture market, the company is currently one of only a few businesses globally with a commercialised solution.

The carbon capture process with heat recuperation is applicable to all CO₂-intense industries, and the chemistry is industry-proven in hundreds of plants for pre-combustion, primarily in the chemical process industry.

Proven technologies for energy-efficient CO₂ capture

Inherent heat recovery

Capsol's integrated waste heat and energy recovery results in significantly lower energy consumption than comparable technologies.

The capture unit can run on electricity only and there is no need to build an additional boiler for steam production. The electrical energy consumption is between 0.7 and 1.5 GJ/tonnes of CO₂ captured, depending on the composition and temperature of the flue gas.

As energy typically accounts for 60-75% of the operational costs of a carbon capture plant, and CapsolEoP® uses 40-50% less energy than other technologies, Capsol's low energy demand reduces the capture cost by 20-30% per tonne CO₂.

If the plant is connected to a district heating network, the thermal power export from the heat recuperation to the district heating network further increases the efficiency of the process.

Stand-alone capture unit

Capsol's pressurised absorber design uses less plot space than competing technologies, and the stand-alone solution allows for easy retrofit and requires no modifications or downtime at parent plant during installation, commissioning or maintenance.

By using well-known components which already are in use in thousands of plants globally, commissioning can be done within 18-24 months.

Safe and environmentally friendly solution

The Capsol carbon capture unit utilises the non-toxic and inexpensive solvent Hot Potassium Carbonate (HPC), a common mixture in the food industry which is readily available.

The cost of potassium carbonate is about EUR 0.25 per tonne of CO₂ captured, and the solvent's superior HSE performance eases permitting and limits supply chain risks.

Validated technology

Capsol's solutions are considered highly competitive in the carbon capture space. In 2022, Capsol was awarded a technology licensing agreement for what will be Europe's first large-scale carbon capture plant with negative emissions where biogenic CO₂ is captured and stored and removed from the natural carbon cycle. In 2023, the company signed a frame license agreement with a large European utility with several waste-to-energy (WtE) and biomass plants (BECCS - bioenergy with carbon capture and storage).

The development of Capsol's proprietary technology for post-combustion CO₂ capture is based on two decades of development and experience. The first successful tests of the technology were performed in 2008 at the Värtan combined heat and power (CHP) plant in Stockholm, Sweden.

To date, five successful pilots and CapsolGo® demonstration campaigns have been executed with 9 000+ operational hours, >99% uptime and 90-95% capture efficiency validating the technology. The technology can capture a wide range of flue gases, with CO₂ concentration levels from 3-30%, while the CO₂ purity of the dried gas is more than 99%, meeting storage and utilisation requirements.

CapsolGo®

Mobile demonstration unit with all-inclusive service package.

Accelerate investment decision forfull-scale carbon capture plant

up to 700 tonnes CO2/year

According to demonstration test matrix, up to 95%+

Demonstration projects for cement, biomass, energy-from-waste (EfW), power generation and large industrial facilities

Two units currently in operation in Germany, one in construction to be deployed Q2 2024 in the Nordics

CapsolEoP®

A full capture solution for CO2-emitting industries

Offer an attractive solution for large-scale industrial CO2-emitters

100 000+ tonnes CO2/year

90-95%+

Cement, biomass, energy-from- waste (EfW), power generation and large industry facilities

Technology license agreement with Stockholm Exergi for a Bioenergy Carbon Capture and Storage (BECCS) project. Final Investment Decision (FID) targeted Q1 2024. Frame license agreement with large European utility with several waste-to-energy (WtE) and biomass plants (BECCS)

CapsolGT®

Carbon capture solution for gas turbines in open cycle application 4-100+ MWe

Offer an affordable solution for open-cycle gas turbine facilities with low CO2 concentration

12 000 - 400 000+ tonnes CO2/year

90-95%+

Gas power plants (used for electricity production or other industrial purposes). Brought to market together with leading gas turbine suppliers, for example GE Vernova

Awarded Pre-FEED study by a leading gas turbine provider

Description

Rationale

Capacity

Target segments

Contracts won

Project specific capture rate typically

Stockholm Exergi

In July 2022, Capsol Technologies signed a license agreement for Europe's first large-scale negative emissions plant with Stockholm Exergi

Stockholm Exergi provides power, district heating and cooling. The plant will make Stockholm the first carbon neutral capital of the world. The project is supported with EUR 180 million from the EU Innovation Fund. Capsol's technology was selected as the preferred solution due to highly competitive economics and ease of installation. Full-scale deployment of 800 000 tonnes of CO₂ per year.

Project milestones:

  • FEED study completed by Petrofac
  • Environmental permits submitted in March 2023
  • EPC LOI awarded to Saipem in July 2023
  • FID and start of construction targeted in 2024
  • Start of operations targeted in 2026 with full-scale deployment in 2027

Management

15 years' experience as advisor and executive in the energy and shipping sectors. Engineering degree, MSc in Supply Chain Management, MBA Finance, Authorised Financial Analyst (CEFA).

20 years' experience in communications & media. Moderator and lecturer on the topic of solutions to climate change. MSc in Meteorology.

10 years' in Business Development, Complex Sales and Marketing and 15 years in energy sector. BA in Geology and Environmental Science, University of Pennsylvania.

10 years at Siemens, including lead commissioning engineer and project manager. BSc Engineering Berlin University of Applied Sciences and MBA London Business School. Philipp Staggat Chief Product Officer

20 years of experience from Shell, SPT Group and the Norwegian Ministry of Petroleum and Energy (Carbon Capture and Storage). PhD in Mechanical Engineering from NTNU.

Ingar Bergh Chief Financial Officer

Tone Bekkestad Chief Marketing Officer

Johan Jungholm Chief Commercial Officer

Cato Christiansen Chief Technology Officer

Wendy Lam Chief Executive Officer

20 years of global leadership experience from international companies such as Baker Hughes, Rolls-Royce and GE. Education from INSEAD, University of Waterloo and University of Toronto.

Board of directors

40 years of experience in management and board positions. Education from the Royal Naval Accademy including extra Master certification, the Norwegian Business School and Harvard Business School.

Extensive career as a top executive with strong results from national, international, and listed companies. MSc in Chemistry/Chemical Engineering from NTNU.

Extensive career within energy, renewables, sustainability. MSc in industrial engineering and finance from NTNU and University of New South Wales, (UNSW).

Largest investor with long experience from shipping and private companies. Education in economics at the University of Cambridge.

Extensive experience from executive positions within finance, strategic business development and private equity. Education from Boston University MBA from Solvay University; executive training from INSEAD and Harvard Business School.

Extensive international career as a top executive within oil and gas, Chairman of Svante Inc. BSc in Mechanical Engineering from University of Manitoba.

Endre Ording Sund Chairman of the board

John Arne Ulvan Member of the board

Monika Inde Zsak Member of the board

Einar Christian Lange Member of the board

Ellen Merete Hanetho Member of the board

Wayne Thomson Member of the board

Board of directors report

Introduction

Capsol Technologies is a carbon capture technology provider located in Oslo, Norway with a goal to accelerate the transition to a net zero future. The company's energy-efficient, cost-competitive and environmentally friendly solutions are licensed out either directly to customers or through industrial partners globally. Carbon capture enables industrial facilities to remove carbon dioxide (CO₂) from its production process flue gases, thus preventing the CO₂ from being emitted into the atmosphere. The captured CO₂ can either be utilised or permanently stored. The carbon capture market is experiencing increased activity and is expected to grow rapidly driven by the world's need to curb CO₂- emissions, limit global, and avoid irreversible climate change. Capsol's solutions offer three distinct advantages:

  • Inherent heat recovery, improves energy efficiency and reduces opex
  • Stand-alone capture unit, simplifies integration and reduces capex and integration risk
  • Non-toxic and near non-degradable solvent with superior Health, Safety and Environment (HSE), makes permitting easier

Capsol focuses on industries where it has superior value propositions, including cement, biomass, energy-from-waste and gas turbines.

Strategy and development

Capsol is targeting significant long-term growth and value creation with a scalable technology licensing model. The company's ambition is a 5-10% carbon capture technology licensing market share in 2030, EUR 7-12 in licensing revenue per tonnes installed capacity and a 40-60% pre-tax profit margin. Capsol's strategy is to focus on hard-to-abate industries where its solutions have significant competitive advantages, and engage in partnerships with leading companies globally to further improve value propositions and extend reach.

For 2024, the company's strategic focus across functions is as follows:

Strategy: Optimise business model and expand strategic partnerships discipline

Technology: Continue to develop and protect cost advantage to ensure long-term competitiveness

increase revenue per project

ensure access to viable projects

model to convert more opportunities to sales

  • Finance and capital markets: Ensure access to capital at a fair cost and maintain capital
  • Product: Commercialise new products and services to expand the serviceable market and
  • Sales and marketing: Increase brand awareness and expand geographical footprint to
  • Engineering and implementation: Increase engineering capacity and streamline delivery
  • To reflect the move from offering one carbon capture technology to having a portfolio of carbon capture solutions leveraging the same energy-efficient core process, the company changed its name from CO2 Capsol to Capsol Technologies in May 2023. The broadening of the portfolio of technologies was an important step in the company's preparation for Exchange (Oslo Børs), from the Euronext Growth trading platform, within the first half of
  • An Extraordinary General Meeting of Capsol Technologies was held on 27 September 2023 resolving a conversion from a limited company (AS) to a public company (ASA) to prepare

global scale-up, as is the uplisting of the company to the main list on the Oslo Stock 2024, to widen access to investors internationally.

for the uplisting.

Highlights

Strong commercial traction, expanded geographical footprint and new partnerships:

  • Delivered 2023 revenues of NOK 34.1 million, up more than 300% compared to 2022, with growth driven by CapsolGo® demonstration campaigns and paid engineering studies
  • Increased the mature part of the pipeline by more than 350% to 11.9 million tonnes CO₂ per year at the end of 2023
  • Expanded the total sales pipeline, including sales engineering, to a total of 55 million tonnes of CO₂ per year by the end of 2023, up approximately 100% since the end of 2022
  • Emerged as a preferred solution for the cement industry after securing seven engineering studies representing 6.8 million tonnes of potential CO₂ capture annually
  • Opened an office in Berlin, Germany, followed by strong commercial traction in the form of multiple CapsolGo® campaigns and the company's first frame license agreement outside the Nordics
  • Established a US-registered entity, marking an important step towards increased presence in the world's largest – and fast-growing – North American CCS market
  • Partnered with leading global industrials including Siemens Energy (equipment supply agreement), GE Vernova (gas turbine solution collaboration agreement) and Storegga (commercial development partnership agreement) to improve value propositions across key segments and increase market penetration

Subsequent events

On 12 February 2024, Capsol Technologies was awarded its first engineering study for CapsolGT® – a first-of-a-kind solution for capturing CO₂ from open-cycle gas turbines – with the aim to create a standardised design outlining commercial details and technical performance for deployment in North America and the Middle East.

On 14 February 2024, Capsol announced a new collaboration with Munters AB, a global leader in energy efficient air treatment and climate control solutions, with the aim to further enhance the efficiency and effectiveness of Capsol's proprietary process for capturing CO₂ from industrial emissions.

Effective 15 February 2024, Wendy Lam was appointed CEO of Capsol Technologies, replacing Jan Kielland who will continue to advise the company in a transition period.

On 16 February 2024, Capsol completed a private placement raising gross proceeds of NOK 88.27 million to finance strategic initiatives within new markets, new solutions and new revenue streams. The private placement represented a deviation from the shareholders' pre-emptive right to subscribe for and be allocated the offer shares. As stated in the stock exchange release of 16 February 2024, the board carefully considered the private placement in light of equal treatment regulations and concluded that it was in the common interest of the company and its shareholders to deviate from shareholders' pre-emptive rights. As part of the consideration was the availability of shares in the market at prices below the offer price before and after the private placement was launched, and that the application period provided ample time for shareholders to participate.

Product development

Capsol Technologies is continuously investing in R&D to strengthen its product portfolio to meet large emitters' needs.

CapsolGo® – expanding the mobile carbon capture demonstrations

CapsolGo® is a mobile carbon capture demonstration unit designed to accelerate emitters' investment decisions, offering many advantages, including the opportunity to verify Capsol's technology effectiveness on the emitters' facilities before investing in a full-scale plant. CapsolGo® is also a powerful tool to demonstrate safe carbon capture to various stakeholders.

CapsolGo® is provided with an all-inclusive package, transport, installation, de-installation, operation, and reporting by an independent party.

In 2023 the first CapsolGo® with a liquefaction unit went into operation. By the end of 2023, two CapsolGo® units were operational in Germany and a third unit was being built for deployment in Q2 2024; this will be the second with liquefaction testing capabilities

CapsolGT® – advancing a viable carbon capture solution for gas turbines

Building on the CapsolEoP® technology, the company has developed a highly energy-efficient solution for capturing CO₂ from gas turbines named CapsolGT®.

CapsolGT® – advancing a viable carbon capture solution for gas turbines

Building on the CapsolEoP® technology, the company has developed a highly energy-efficient solution for capturing CO₂ from gas turbines named CapsolGT®.

CapsolGT® is developed and promoted together with two out of three of the leading gas turbine producers of the world. Based on initial studies, CapsolGT® has the potential to make carbon capture from gas power plants profitable for their owners. Specifically, in the US, the cost of capture, transport and storage with Capsol's solution can come in below the USD 85 per tonne offered as 12-year tax credit support for projects with start of construction within 1 January 2026.

CapsolGT® replaces the traditional steam cycle, reduces complexity, and introduces carbon capture as a revenue source. The solution can be applied to a variety of industrial applications, such as gas engines, diesel generators and other industrial facilities where hot waste heat streams can be utilised.

Part of the proceeds from the private placement in February 2024 will be directed at fast-tracking the deployment of CapsolGT®. The company is working towards presenting the results of its first pre-FEED study to gas turbine operators and project developers in Q2 2024.

Organisation

Capsol Technologies' long-term organisational strategy is to be a center of excellence in the carbon capture space. The strategy entails a company culture promoting ambitions, enthusiasm and innovation carried out honestly and respectfully.

Capsol strengthened its organisational presence and capacity, and recruited key personnel in 2023. This included the opening of an office in Berlin, Germany, and the first hire dedicated to the UK market. At the end of 2023, Capsol Technologies had a total of 21 employees and two contractors. The strengthening of the organisation will continue in 2024. Capsol is strongly committed to the principles of non-discrimination and equal opportunity, which are reflected in the organisation. 33% of the employees are women, 17% of leadership roles are women, the workforce consists of ten nationalities witha range of competencies. The company's main office and center of operations is in Oslo, Norway.

At the Extraordinary General Meeting of Capsol Technologies on 27 September 2023, Ellen Merete Hanetho and Wendy Lam were elected new board members. On 4 January 2024 the board appointed Wendy Lam as new CEO of Capsol Technologies effective of 15 February 2024 at which point she resigned as a member of the board of directors. Lam brings over two decades of global executive leadership experience from major international and listed industrial companies, including Baker Hughes, Rolls-Royce, and GE. Lam has a proven track record of driving growth, developing strategic partnerships, and commercialising new technologies worldwide.

Sustainability

Capsol Technologies' vision is to accelerate the world's transition to a net zero future, and do so by delivering energy-efficient and safe carbon capture technologies. As such, the company's business contributes to the United Nations' Sustainable Development Goals (SDGs), specifically the SDG 13 "Climate Action" goal. Capsol performed its first materiality assessment in 2022. The materiality assessment was linked to how the company is impacted by and can impact the UN SDGs. More information on the company's sustainability work can be found in the ESG Reporting chapter of the Annual Report.

Corporate governance

Capsol Technologies is committed to creating value for all its stakeholders and considers high standards for corporate governance vital to its ability to do so.

The company's corporate governance follows Norwegian law and the Norwegian Code of Practice for Corporate Governance established by the Norwegian Committee for Corporate Governance ("NUES") on October 14, 2021. There are no significant deviations between the recommendation and Capsol Technologies' practices.

Capsol's Code of Business Conduct and Ethics (the "Code") is the foundation and key governing document for the company's business conduct and guides the behaviour to ensure that all employees and business partners act with the utmost care and absolute integrity. The Code sets minimum standards for ethical behaviour, performance, and adherence to the company policies, ensuring that all employees conduct business sustainably in accordance with ethical standards, applicable laws, regulations, and good corporate governance in the countries where Capsol operates.

The company's Code is read and signed by all employees available at https://www.capsoltechnologies.com/investors.

The company has a directors & officers (D&O). Liability insurance for its board of directors and officers. The D&O Liability insurance provides financial protection for claims that may arise for decisions and actions taken within the scope of members of management and board ordinary duties, with a coverage per insurance event of up to NOK 10 million.

Risk management

The board of directors is responsible for ensuring that Capsol Technologies has sound internal control and systematic risk management that is appropriate to the nature of the company's activities.

On an annual basis, a detailed review of the company's most important areas of risk exposure is carried out to proactively mitigate the potential impact on the company's business plans, operational performance, financial results, and financial solidity.

Although risk is managed and mitigated systematically, the company is operating in a global market that is influenced by CO₂ taxes, government subsidies, customer preferences and willingness to adapt to new technologies and solutions; the introduction of new technologies, products, and services by others; changes in regulation; and other market conditions, in addition to internal factors such as operational and financial risks.

For further details about Capsol Technologies' risk management and mitigating actions, please refer to the risk section of the ESG chapter.

Consolidated financial performance

Capsol Technologies ASA's audited consolidated financial statements have been prepared in accordance with the International Financial Reporting Standards (IFRS). The financial statements cover the period 1 January 2023 to 31 December 2023.

In the period, Capsol's total operating revenue was NOK 34.1 million, up 215% from NOK 10.8 million in 2022. The revenue growth was driven by increased demand for CapsolGo® demonstration campaigns in Germany and engineering studies primarily in Europe.

Total operating expenses were NOK 75.6 million, up 67% from NOK 45.3 million, driven by investments in growth and cost of delivering increased revenues. The majority of the costs were personnel expenses of NOK 37.4 million, of which NOK 6.9 million was related to cost recognition of the company's employee share option program.

Net financial loss amounted to NOK 1.9 million, compared to a gain of NOK 0.1 million in 2022, primarily driven by financing costs related to green loans for CapsolGo® demonstration units.

Net loss was NOK 43.4 million, up from NOK 34.4 million in 2022, due to an increase in operational activity to position the company in a fast-growing market.

Total assets as of 31 December 2023 were NOK 145.7 million (NOK 102.3 million in 2022). NOK 7.3 million was intangibles related to patents and other intellectual property, and NOK 67.2 million was plant and equipment primarily relating to investments in CapsolGo® demonstration units. The company held NOK 41.6 million in cash (NOK 61.6 million). Total receivables were NOK 19.1 million (NOK 10.5 million).

Total liabilities were NOK 111.8 million (30.6), of which short term liabilities was NOK 60.0 million. Total debt to financial institutions, mainly to finance the CapsolGo® program, was NOK 63.7 million.

Net cash flow from operating activities ended at NOK -4.9 million (NOK -32.0 million). The absolute and relative improvement on operating cash flow relates mainly to changes in working capital from operating activies.

Net cash flow from investing activities was negative by NOK -51.3 million, mainly reflecting investments in CapsolGo® demonstration units. Net cash flow from financing activities was NOK 39.2 million, primarily proceeds from the issuance of new long-term liabilities, the green loan facility with DNB.

The net change in cash and cash equivalents during the period was NOK -17.0 million (NOK -23.6 million).

Parent company financial performance

The financial statements for the parent company are prepared in accordance with Norwegian generally accepted accounting principles (NGAAP). Capsol Technologies ASA increased its revenue from NOK 10.8 million in 2022 to NOK 35.8 million in 2023 due to growth in CapsolGo® campains, and had a net loss of NOK 43,2 million in 2023 (NOK 34,4 million in 2022), mostly due to an increase in personnel expenses, cost of materials as well as other operating expenses.

Total assets as of 31 December 2023 were NOK 137,9 million (NOK 103 million in 2022). The book value of intangible assets was NOK 7.3 million, while plant and equipment counted for NOK 69.8 million, mainly related to the CapsolGo® demonstration units. Cash at year end was NOK 41.4 million. The equity position at year end was NOK 34.0 million, equivalent to an equity ratio of 25%. Long term debt increased from NOK 23.0 million in 2022 to NOK 63.7 million in 2023, because of new green loans established in 2023. Short term debt increased from NOK 8.6 million in 2022 to NOK 40.2 million in 2023, primarily due to unearned income from CapsolGo® contracts and an increase in trade creditors.

Net cash flows from operating activities were NOK -8.1 million, while net cashflows from investment activities were NOK -52.5 million due to investments in CapsoGo® demonstration units. Cash flows from financing activities were NOK 40,7 million. The net cash flow was NOK -19,9 million in 2023 (NOK -23,5 million in 2022).

Allocation of net loss dividends

Capsol Technologies ASA had a net loss of NOK 43 243 365 from 1 January to 31 December, 2023. The company is currently in a growth phase and is not in a position to pay out dividends based on the 2023 result. For Capsol to meet its long-term goals, maximise impact and shareholder value creation, the company will prioritise investing in growth over dividends in the near to medium term.

The board of directors proposes the net loss to be allocated to retained earnings.

Going concern

The geopolitical environment in Europe and the rest of the world has remained unstable throughout 2023. While the Russian invasion of Ukraine in February 2022 and the European and American sanctions against Russia have had no direct impact on Capsol's business, it has had negative effects on the global economy including increased inflation levels. In isolation, this has led to CCS projects becoming more expensive. Additionally, rising interest rates have increased companies' cost of capital.

During 2023, these effects have been offset by advances in technology and value chain, reducing the cost of carbon capture and shortening lead times, as well as strengthened global carbon capture incentives. Combined, this contributed to increased demand for Capsol's solutions.

The company is continuously monitoring and will continue to take measures to mitigate any negative impacts for the company, notably through allocating its resources to the industries and projects where its solution is most attractive. However, there is a risk that negative effects on the global economy may impact the development and speed of implementation of CCS facilities, which in turn may have a negative effect on the company.

Wendy Lam Chief Executive Officer

Endre Ording Sund Chairman of the board

John Arne Ulvan Member of the board

Monika Inde Zsak Member of the board

Einar Christian Lange Member of the board

Ellen Merete Hanetho Member of the board

Wayne Thomson Member of the board

Oslo, 20 March 2024 The board of Capsol Technologies ASA

Oslo, 20 March 2024 The Board of Capsol Technologies ASA

Endre Ording Sund Chairman of the board

Einar Christen Lange Member of the board

John Arne Ulvan Member of the board

Wayne Thomson Member of the board

Monika Inde Zsak Member of the board

Ellen Merete Hanetho Member of the board

Wendy Lam Chief Executive Officer

Responsibility statement

Declaration by the board of directors and Chief Executive Officer

The board and Chief Executive Officer have today considered and approved the Annual Report and financial statements for Capsol Technologies ASA for the year ended 31 December 2023. The board has based this declaration on reports and statements from the company's Chief Executive Officer, Chief Financial Officer and on the results of the company's activities, as well as other information that is essential to assess the company's position which has been provided to the board of directors.

To the best of our knowledge:

The financial statements for 2023 for Capsol Technologies ASA have been prepared in accordance with all applicable accounting standards. The information provided in the financial statements gives a true and fair portrayal of the group and its parent company's assets, liabilities, profit and overall financial position as of 31 December 2023. The Annual Report provides a true and fair overview of the development, profit and financial position of Capsol Technologies ASA, as well as the most significant risks and uncertainties facing the company.

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ESG reporting

Introduction to Capsol Technologies' ESG Reporting

Capsol Technologies aims to be a leading provider of energy-efficient and safe technologies for carbon removal for large-scale emitters of CO₂, targeting a long-term 5-10% market share in carbon capture technology licensing, EUR 7-12 in technology licensing revenue per tonnes of capacity installed and 40-60% pre-tax margin.

According to IEA's path to net zero, Capsol estimates a potential EUR ~62 billions of carbon capture technology capex to be sanctioned, by 2050.

Capsol help customers align with the Paris Agreement and a carbon neutral future by offering carbon capture solutions for hard-to-abate industries like waste-to-energy, biomass, cement and gas turbines, creating long-term value for our customers, shareholders, society, and the environment.

Capsol is committed to develop its business in accordance with the UN Sustainable Development Goals (SDG) and the Paris Agreement, with an overall vision of accelerating the world's transition to a net zero future. Contributing towards the UN Sustainability Development Goals (SDG) through climate change mitigation solutions are at the core of Capsol's business and an important commitment to society at large.

There are 17 global goals at the heat of the UN's 2030 Agenda for Sustainable Development which was adopted by the United Nations General Assembly in 2015 to provide a shared blueprint for peace and prosperity for people and the planet, now and into the future.

Materiality assessment

Capsol performed its first materiality assessment in 2022. The materiality assessment was linked to how we are impacted by and can impact the UN SDGs. The materiality assessment was conducted through a survey sent to Capsol Technologies' key stakeholders to help identify and prioritise the most important material topics for the company.

Based on this, the company identified six SDGs most material to the company:

    1. Climate Change Mitigation & Adaption
    1. Air and Water Pollution
    1. Equal Remuneration for Women and Men
    1. Ethical Business & Transparency
    1. Anti-corruption and Bribery
    1. Data Privacy and Security

Key stakeholders identified by Capsol Technologies

Key stakeholders for Capsol Technologies are customers, partners, shareholders, and employees. Capsol's customers are key to drive sales. Partners are essential in the day-to-day operations. Shareholders are key in providing funding for operations, as well as incentivising innovation and driving sustainability. Finally, high quality employees are essential for the success of the company.

Prioritised SDG's – greatest area of impact

"Ensure access to affordable, reliable, sustainable, and modern energy for all".

Capsol provides solutions that enable production of low carbon energy through carbon removal from cement, biomass, energy-from-waste and gas turbines.

"Build resilient infrastructure, promote inclusive and sustainable industrialisation and foster innovation".

Capsol develops and delivers innovative, energy-efficient and cost competitive carbon removal solutions for heavy industries, hard-to-abate sectors and large-scale CO₂-emitting industries helping them to reduce emissions and reach their sustainability goals. Capsol is continuously working to improve the technology, make it more energy-efficient and develop new patents to reach more markets.

"Ensure sustainable consumption and production patterns".

Capsol is working with the supply chain to create a circular design mindset and responsible sourcing of energy and materials to reduce waste and ensure sustainable consumption.

"Take urgent action to combat climate change and its impacts"

– is at the core of Capsol's business. Combatting climate changes is a key part of our long-term strategy by offering energy-efficient, safe and environmentally friendly carbon capture solutions to hard-to-abate, large-scale CO₂-emitting industries to reduce emissions and reach net zero emission goal.

The company considers four of the SDGs as where it believes it may have the most impact

Environmental

As a provider of technology that mitigate climate change through CO₂ emission removal from industries like cement, biomass, energy-from-waste and gas turbines, managing the company's own environmental footprint and working towards minimising the footprint of the production of our CapsolGo® demonstration units, are areas selected as strategic targets with regards to environmental and climate impact. This report marks the second time Capsol Technologies has undertaken climate accounting for the company, which is done in accordance with the Greenhouse Gas (GHG) Protocol.

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Scope 1 emissions

0 tCO₂e (tonnes CO₂ equivalents)

Scope 2 emissions

Scope 3 emissions

Electricity usage in the company's office space (43 620 kWh) for the period January-June 2023 contributed to indirect energy emissions of 0.35 tCO₂e. In June 2023, the company moved to Thune Eureka - a new, modern BREEAM certified office building using geothermal heat for heating of the building in addition to several other energy-saving solutions. The move is in line with Capsol's overall goal of being part of the solution for a net zero future.

Scope 3 (indirect) emissions totalled 158.42 tCO₂ in 2023. As for many companies, Capsol has continued the use of Teams meetings, when possible, instead of physical meetings (meaning travel), to keep business travel emissions at a minimum. In 2023, emissions linked to travel and commute to work were 29.96 tCO₂e, accounting for 19% of Scope 3 emissions. The main contributor to indirect Scope 3 emissions for Capsol is the electricity usage in the category of downstream leased assets; i.e our mobile CapsolGo® demonstration units. Two CapsolGo® demonstration units have been in operation in 2023, one in Sweden for three months, accounting for (172 800 kWh) 3.46 tCO₂e, and one in Germany for five months, accounting for (288 000 kWh) 125.00 tCO2e. In total, indirect Scope 3 emissions from our mobile CapsolGo® demonstration units were 128.46 tCO₂e, equalling 81% of Scope 3 emissions.

Co₂ emmissions and mitigation Priorities

Capsol Technologies' biggest impact with regards to reduction of CO₂ emissions and mitigating climate change is directly linked to how much CO₂ that is captured using Capsol's carbon capture technologies, which in turn is directly linked to how many plants that have chosen to invest in our capture solutions.

Capsol's second largest contributor to carbon emissions and environmental impact is the production and use of the CapsolGo® demonstration units, which requires energy both for the manufacturing process and during operation, in addition to the use of raw materials. As part of our RD&I (Research and Development, and Innovation) we continue to improve our processes to be even more energy-efficient, and for a circular economy-based construction (reuse of materials after end of life) of our CapsolGo® units.

As Capsol Technologies is a carbon capture technology provider licensing out patented technology either directly to customers or through industrial partners globally, Capsol does not have direct impact on supplier selection related to the construction of large-scale carbon capture plants.

  • Achieve net zero for scope 1 and 2 emissions by 2030
  • Develop a green procurement strategy for the company
  • Implement environmental criteria in selection of suppliers and cooperate with suppliers and construction companies to create awareness and collaboration in reducing the carbon footprint of our CapsolGo® demonstration units
  • Continue to prioritise RD&I to further improve Capsol's carbon capture solutions
  • Develop and mature new business opportunities
  • Continue to focus on cost reductions throughout the CCUS value chain

People, diversity, flexibility, and equal opportunities.

Capsol Technologies relies on highly skilled employees with bright ideas to succeed. We consider our employees as our most important assets and investment, developing an organisation based on participation, teamwork, and people empowerment.

Building a strong organisational culture to leverage the company's critical competencies, acting responsibly, and offering a positive work environment is crucial for attracting and retaining the right people.

Maintaining and strengthening a diverse workforce, including background, experience, gender, nationality and age, and an inclusive work environment in which everyone is recognised for their unique contribution and performance is seen as a competitive advantage and a priority for Capsol. We are committed to empowering our employees to take more responsibility and develop within their own area of responsibility.

Capsol recognises that a healthy work-life balance improves employee motivation, performance, productivity and reduces stress. As an employer, we support flexibility in working hours or working location, if the flexibility provided does not negatively affect the employee's work/tasks.

In 2022, we established principles and procedures related to the people process and the company's obligation to handle employment matters consistently and without delay. We also implemented an occupational health and safety system, performed risk assessment, and implemented a risk management system.

In 2023 we established a HR function to ensure that our most important asset—our human capital—is being nurtured and supported through the creation and management of programs, policies, and procedures, and by fostering a positive work environment through effective employee-employer relations. Capsol's HR work involves both strategic and comprehensive approaches to managing people, as well as workplace culture and environment. In a growing organisation with a diversified workforce, and an increasing number of people doing field work, clear policies, procedures, inclusion, and company culture have become increasingly important to both recruit and retain good people in the organisation.

Capsol Technologies' Code of Business Conduct and Ethics is the foundation for the company's business conduct. Capsol is committed to create value for shareholders and stakeholders and to conduct the business sustainably in accordance with ethical standards, applicable laws, regulations, and good corporate governance in all the countries we operate.

The Code of Business Conduct and Ethics is the key governing document in Capsol and guides our behaviour to ensure that we act with the utmost care and absolute integrity.

The company seeks to prevent all types of discrimination and harassment in the workplace. We do not tolerate discrimination against any employee based on age, gender, sexual orientation, disability, race, nationality, political opinions, religion or ethnic background, or any other characteristics protected by law, and we require each employee to treat all colleagues in a respectful manner.

All employees have undergone training with regards to our Code of Conduct and Ethics. Any incident of discrimination, harassment, or disrespectful treatment of colleagues or people we interact with as part of our daily work, should be reported to management or through our whistleblowing channel.

Employees raising genuine concerns relating to malpractice or impropriety through whistleblowing is acting responsibly and appropriately.

Number of employees at 31 Dec 2023 Woman Men Total Pay equality
Total 7 14 21 Average salary for women as a percentage of
Contract 2 2 average salary for all employees
Full time 6 14 20 Average salary for men as a percentage of
New hire (permanent) 5 7 12 average salary for all employees
Turnover 2 0 2
Parental leave 0 0 0
Employees by employee category 2023 Woman Men Total
C-level 1 (17%) 5 (83%) 6
Staff 6 (40%) 9 (60%) 15
Total 4 (31%) 9(69%) 21
Employees by group 2023 Woman Men Total Nationalities among employees 2023
Under 30 0 0 0 Number of nationalities among employees 10
30-50 5 (28%) 13 (72%) 18
Over 50 2 (67%) 1 (33%) 3
Total 7 (33%) 14 (67%) 21
Detected incidents of discrimination 2023
Detected incidents of discrimination 0

Priorities

Retention of talents and key employees will be instrumental in the company's continued success.

Surveys to monitor and gain insights into employees' perceptions of own work motivation, team dynamics and organisational effectiveness, and to increase our understanding of how employees experience their own impact on our operations, development, and goals.

Continue to build on and develop structures to strengthen internal communication and identify improvement areas.

Establish procedures to follow up on issues brought up by employees to secure employee well-being and a strong company culture. Equal pay for equal work is an important part of equality in the workforce and Capsol believes in equal salaries for equal work. In Capsol there are no significant salary gaps between comparable roles. However, we acknowledge the fact that fewer women hold senior positions.

Read more about Capsol Technologies' whistleblowing policy in the Code of Business Conduct and Ethics.

There have been no detected incidents of discrimination in 2023.

We are proud to report that we at the end of 2023 were 21 employees from ten different countries across three continents who speak 14 different languages, including English, German, Spanish, Portuguese, Hungarian, Swedish, Danish, Finnish, Tagalog, Urdu, Turkish, Lithuanian, Russian and Norwegian.

Employment at Capsol is based solely upon individual merit and qualifications directly related to professional competence. A diverse workforce is key to be competitive in the years to come, and we appreciate the unique contributions each employee brings to the company.

We encourage women and men equally to take parental leave and compensate significant salary gap between funds provided by the Norwegian state and the employee's salary level during the parental leave. We believe this is an important contribution to achieve equality in the workforce. During 2023 no employees were entitled to take parental leave.

Human and labor rights

Capsol is committed to respecting, supporting and promoting fundamental human and labour rights, both in its own operations and throughout the value chain. The company supports the principles underlying the Universal Declaration of Human Rights, the UN Global Compact and ILO's eight core conventions, and we expect our suppliers to do the same.

Image source

We seek to work with reputable counterparties in relation to clients and suppliers. We expect suppliers and business partners to comply with applicable laws and respect internationally recognised human rights when working for or with us.

Capsol Technologies' Code of Business Conduct and Ethics, endorsed by the board of directors, constitutes a framework for managing compliance and integrity risks. It describes the company's commitments and requirements regarding business practice, personal conduct, and expectations towards i.e., colleagues, customers, business- and alliance partners.

The Code of Business Conduct and Ethics outlines clear principles and rules in key compliance and integrity areas, including human rights and labour rights, health, safety and security, anti-harassment, and diversity topics. We are firmly opposed to corruption in all forms, including bribery and trading in influence, and that we do not allow anyone involved in our business to offer, give, ask for, accept, or receive any form of bribe, including facilitation payments. The Code of Business Conduct and Ethics was revised in September 2022.

During 2022, the Transparency Act came into effect, promoting respect for fundamental human rights and decent working conditions and ensuring the general public access to information regarding how enterprises address adverse impacts on fundamental human rights and decent working conditions.

Capsol is currently working actively to ensure that neither our business, our suppliers nor our business partners risk violations of basic human rights, and to ensure that their employees have decent working conditions. We work together with our business partners on this and require that all parties contribute.

We have updated the related procedures and processes to ensure compliance and reduce the risk of negatively impacting human rights and working conditions.

Health and Safety

Capsol is committed to ensuring a secure working environment that provides the basis for a healthy and meaningful working situation as a way of creating long-term societal and economic value.

Employee's health and well-being is a high priority for Capsol as our employees are our most valuable asset. Capsol's ambition is to foster well-being in the workplace by providing a good and inclusive working environment, enabling low levels of absence due to illness and retaining a highly skilled and motivated workforce. Capsol offers flexible working hours and safeguard employees' preferred work-life balance.

There has been a total of 60 sick days and 30 sick child days in 2023

There are no reports of incidents or injuries during 2023.

Priority

The company will continue to focus its efforts on ensuring that the health, safety and well-being of its employees are always a priority, in addition to managing risks and create a strong a proactive HSE culture.

Taxonomy eligibility and alignment

In December 2019, the European Commission adopted the "European Green Deal", a strategy and key actions that will help the EU become climate-neutral by 2050, make its society more resilient to the impacts of climate change, boost the efficient use of resources through a clean and circular economy, restore biodiversity and cut pollution.

The EU Taxonomy Regulation adopted in July 2020 aims to translate the EU's climate and environmental objectives into and action plan to redirect capital flows towards a more sustainable economy.

Taxonomy accounting guidelines

The key performance indicators (KPIs) presented include the company's revenue (Turnover), capex and opex which are associated with Taxonomy-eligible economic activities and Taxonomy-aligned economic activities for the reporting period 2023.

Definitions

Taxonomy-eligible economic activity means an economic activity that is described in the Delegated Act (EU) 2021/2139 (the "Screening Regulation") supplementing the Taxonomy Regulation irrespective of whether that economic activity meets any or all of the technical screening criteria laid down in the Screening Regulation.

Taxonomy-aligned economic activity means an economic activity that complies with all of the following requirements:

  • a. Contribute substantially to one or more of the environmental objectives;
  • b. not significantly harm any of the environmental objectives;
  • c. be carried out in compliance with the minimum safeguards; and
  • d. comply with technical screening criteria in the Screening Regulation

The six environmental objectives established by the Taxonomy Regulation Article 9 are:

• Climate change mitigation

• Climate change adaptation

• The sustainable use and protection of water and marine resources

• The transition to a circular economy

• Pollution prevention and control

• The protection and restoration of biodiversity and ecosystems

Economic activities 2023 Turnover % Capex % Opex %
Amounts in NOK
Taxonomy eligible activities 34 160 224 100 51 218 785 100 75 641 466 100
Taxonomy aligned activities 34 160 224 100 51 218 785 100 75 641 466 100

Taxonomy eligibility and alignment

As a licensor of carbon capture technologies to industrial plant owners, Capsol's core activities (licensing of patented technology) are assessed as both Taxonomy-eligible and Taxonomy-aligned as defined in the Taxonomy Regulation.

Transparency Act Progress Report 2023

The Act relating to enterprises transparency and work on fundamental human rights and decent working conditions (the "Transparency Act") entered into force on 1 July 2022.

This statement represents Capsol's account of due diligence pursuant to Section 5 in the Transparency Act. The reporting period covered in this report is from 1 January 2023 to 31 December 2023.

Organisation and area of operation

Capsol offers energy-efficient, cost-competitive and environmentally friendly carbon capture solutions to hard-to-abate industries like cement, biomass, waste-to-energy and gas turbines. The company's business mode is to license out the company's proprietary technology either directly to customers or through industrial partners globally.

Capsol's head office is in Oslo, Norway, with an office in Germany, and has 21 employees as of 31 December 2023.

Capsol overall purpose and goal is to accelerate the transition to a net zero future, curb CO₂-emissions, limit global warming, and avoid irreversible climate change.

Our committment

Capsol has embedded the work on fundamental human rights and decent working conditions under the Transparency Act. Our human rights policy is described in the Code of Business Conduct and Ethics which is approved by the board of directors.

Capsol expect that our business partners and all those working on the business partner's behalf shall adhere to the minimum standards for business practices as set out in this Code of Conduct for Business Partners. The business partner shall further ensure that all of its personnel and entities involved, and those working on the business partner's behalf, are aware of the standards, principles and ambitions set out in section on central ESG topics of this Code of Conduct.

The Code of Conduct for Business Partners is available on the company website.

Patents, R&D and Innovation, Collaboration and Partnerships

Patents

In 2023, Capsol Technologies strengthened its intellectual property portfolio in the carbon capture space by submitting multiple patent applications. These applications focus on optimising energy consumption and process integration, enhancing the technology's appeal to a broader range of emitters. Additionally, several patent applications initiated prior to 2023 successfully completed their prosecution phases during the year and will lead to the issuance of granted patents during 2024. Capsol Technologies currently has patents in eleven patent families.

R&D and Innovation

Capsol Technologies has maintained its commitment to research and development (R&D) and innovation, with a dual focus on creating new technologies that add value for customers and enhancing the efficiency of internal processes. Our R&D initiatives encompass advancements in process technology, the implementation of information technology/ software, and experimental laboratory activities. Where relevant, patent applications have been filed.

The company has received state aid for its R&D activities through the Norwegian Tax Deduction Scheme SkatteFUNN (2.5 mNOK) for activities carried out in 2023.

Collaboration and Partnerships

Capsol Technologies is engaged in multiple partnerships with academia, taking an active role in supporting emerging developments within the field. During 2023, three MSc students from Politecnico di Milano were engaged to carry out their thesis work at Capsol Technologies, focusing on aspects of our technology that add to its robustness, reliability, and means for process integration. In addition, one academic intern from the Erasmus Mundus Scholar program was engaged for two months, carrying out work towards her MSc in Chemical Engineering. Engagement of students continues to be a priority for the company in 2024.

Capsol Technologies is involved as a partner in several academic projects and consortia, centering around several nascent aspects of CCUS technology. These include both locally institutionally funded projects as well as EU-funded projects. Among the institutions involved are KTH Royal Institute of Technology, SINTEF, University of Edinburgh, University of Stavanger, University of Uppsala, and Chalmers University of Technology. Capsol Technologies has also been an active partner in the "CCUS Verdiskapingspotensialet - næringsutvikling og innovasjon"-project, supported by Viken County Council in Norway.

Capsol Technologies aims to maintain a high standard of corporate governance to strengthen the confidence in the company and to contribute to long-term value creation by regulating the roles and responsibilities between shareholders, the board of directors and executive management more comprehensively than is required by legislation.

Corporate governance in Capsol Technologies is based on the Norwegian Code of Practice for Corporate Governance (nues):

  • All shareholders shall be treated equally
  • Capsol Technologies shall maintain an open, relevant, and reliable communication with its stakeholders, including shareholders, governmental bodies, and the public about the company's activities
  • Capsol Technologies's board of directors shall be autonomous and independent of the company's management
  • The company emphasises independence and integrity in all matters between the company and members of the board, management, and shareholders
  • Capsol Technologies shall have a clear division of roles and responsibilities between shareholders, the board and management

Governance 1. Implementation and reporting on corporate governance

Compliance, objective, and regulations

We have a strong compliance culture and believe this is crucial for how we conduct our daily business and maintain the trust of our stakeholders. The board of directors (the board) has developed a Corporate Governance Policy addressing the framework of guidelines and principles regulating the interaction between the shareholders, the board, and the Chief Executive Officer (the CEO). Our compliance framework forms the basis for all our decisions and is key to the integrity of our business, establishing a basis for good corporate governance, profitability, and long-term value creation for the shareholders of the company.

The policy contains measures to ensure effective management and control over the company's activities. The primary objective is to have systems for communication, monitoring and allocation of responsibility, as well as appropriate incentives, which contribute to increasing the company's financial results, long-term success and returns to shareholders on their investments in the company. Good control and governance procedures ensures equal treatment of all shareholders, thereby providing a foundation for trust.

The development of this policy is an ongoing and important process. The board and the executive management perform annual assessments of the company's principles for corporate governance.

Capsol is listed on Oslo Børs (Oslo Stock Exchange) and is subject to Norwegian laws, including the section 3-3b of the Norwegian Accounting Act, which requires the company to disclose certain corporate governance related information annually. In addition, Oslo Børs' continuing obligations requires listed companies to publish an annual statement of its principles and practices with respect to corporate governance, covering every section of the latest version of the code.

Priorities

  • Establish routines for bi-annual materiality assessments
  • Continue to improve ESG work and reporting
  • Conduct mandatory Code of Business Conduct and Ethics training

2. Business activity

The board has defined clear objectives and strategies for the company's business activities to secure sustainable long-term value creation for the shareholders of the company. The company's strategy, objectives and risk profiles are evaluated annually by the board, considers economic, social, and environmental conditions.

3. Annual general meeting

All shareholders have the right to participate in the company's General Meetings, which exercise the highest authority of the company. The goal of the company is to ensure that as many shareholders as possible exercise their rights by participating in General Meetings, and that the meetings are an efficient forum for shareholders of the company and the board to express their views.

The Annual General Meeting shall normally be held before 30 May, and no later than 30 June. The date of the meeting shall be made available to shareholders in the company's financial calendar. The notice for a General Meeting shall be sent to the shareholders no later than 14 days prior to the General Meeting.

The notice and support information, as well as a proxy voting form, will normally be made available on the company's website and a separate notice to the Oslo Stock Exchange no later than 14 days prior to the date of the General Meeting. The notice for the General Meeting shall include necessary documents providing the shareholders with sufficient detail for the shareholders to assess all the topics to be considered, as well as all relevant information regarding procedures of attendance and voting. Directors of the board and the CEO have the right to attend and speak at General Meetings.

The Chairman of the board and CEO shall attend General Meetings unless the General Meeting in each case decides otherwise. When absent for valid reasons, a deputy shall be appointed. The auditor has the right to be present at General Meetings.

The notices for the General Meeting shall provide information on the procedures shareholders must follow to participate in and vote at the General Meeting. The notice should also set out: (i) the procedure for representation at the meeting through a proxy, including a form to appoint a proxy, and (ii) the right for shareholders to propose resolutions in respect of matters to be dealt with by the General Meeting.

The cut-off for confirmation of attendance shall be set as short as practically possible and the board will arrange matters so that shareholders who are unable to attend in person will be able to vote by proxy. The form of proxy will be distributed with the notice.

The board and the person chairing the General Meeting shall make appropriate arrangements for the General Meeting to vote separately on each candidate nominated for election to the company's corporate bodies.

The board may decide that shareholders shall be able to cast their votes in writing, including using electronic communications, for a period prior to the General Meeting. For such voting, a reassuring method must be used to authenticate the sender.

The Annual General Meeting (AGM) is Capsol's ultimate decision-making body. Every shareholder has a right to participate in the AGM and each share in Capsol entitles its holder to one vote.

Shareholders not in attendance can give a proxy to vote on the shareholder's behalf. Forms of proxy are sent to the shareholders together with the notice for the meeting.

Shareholders can raise a topic in the AGM but must notify the board of this in writing and in reasonable time before the notice for the AGM is dispatched.

4. Board of directors

Independence

The composition of the board shall ensure that the board can attend to the common interests of all shareholders and meet Capsol's need for expertise, capacity, and diversity, in addition to ensuring that it can act independently of any special interests. Attention shall be paid to ensuring that the board can function effectively as a collegiate body.

The members of the board shall be independent of the company's executive personnel and material business connections. In addition, at least two of the members of the board must be independent of the company's major shareholder(s). For the purposes of this corporate governance policy, a major shareholder shall mean a shareholder that controls 10% or more of the company's shares or votes, and independence shall entail that there are no circumstances or relations that may be expected to be able to influence independent assessments of the person in question. Board members are elected by the General Meeting for a term of two years unless otherwise determined by the General Meeting.

The constitution of the Capsol's board reflects a strong background that balances specific industry experience with a combination of financial background, management experience and industrial experience. All directors are deemed to be independent of the company's executive personnel and material business connections and four of the six members of the board are independent of major shareholders.

Board member Mr. Lange represent the company's largest shareholder. No members of the executive management team are members of the board.

The board held a total of eleven meetings in 2023 and the attendance rate was 99.7%. A description of the competence and background of the individual directors can be found on Capsol's website. The directors are encouraged to hold shares in the company.

Board of director's composition

The Capsol Technologies ASA board of directors (the board) consists of six members, of which there are two women and four men. We strive to have a 40% share of both men and women in the board.

Pay equality 2023
Women 3 (43%)
Men 4 (57%)
Over 50 years old 5 (71%)
30-50 years old 2 (29%)

5. The work of the board of directors

The board of directors shall issue instructions for its own work as well as for the CEO.

The board shall prepare an annual plan for its work with special emphasis on goals, strategy, and implementation. The board's primary responsibility shall be (i) participating in the development and approval of the company's strategy, (ii) performing necessary monitoring functions, and (iii) acting as an advisory body for the senior management team. Its duties are not static, and the focus will depend on the company's ongoing needs.

The board is also responsible for ensuring that the operation of the company is in compliance with the company's values and ethical guidelines.

The Chairman of the board shall be responsible for ensuring that the board's work is performed in an effective and correct manner.

The board shall ensure that the company has a good management with clear internal distribution of responsibilities and duties. A clear division of work has been established between the board and the senior management team. The CEO is responsible for the senior management team.

All members of the board shall regularly receive information about the company's operational and financial development. The company's strategies shall regularly be subject to review and evaluation by the board.

6. Board remuneration

The General Meeting shall annually determine the board's remuneration. The proposition takes into account the board's responsibility, expertise, time commitment and the complexity of the company's activities.

Board members, or their affiliated entities, may undertake assignments or perform tasks for or on behalf of the company only if such assignments or tasks is defined in a separate agreement with the company, outlining the scope of work to be performed and the agreed remuneration. All such agreements including proposed scope and renumeration are subject to Board Approval pursuant to procedures established by the board.

The board constitutes a good balance of industry specific experiencewith a combination of financial background, management experience and industrial experience. Changes were made to the board composition on 1 October 2023 when two new board members were appointed, and one board member who had been on the board since the establishment of Capsol Technologies (previously CO2 Capsol), resigned.

The company's financial statements shall provide information regarding the board's and related third party remuneration.

Information on the remuneration paid to individual board members for 2023 can be found in note 7.3.1to the 2023 consolidated financial statement.

7. Remuneration of executive management

The board decides the salary and other compensation to the CEO. Any fringe benefits shall be in line with market practice and should not be substantial in relation to the CEO's basic salary. The board shall annually carry out an assessment of the salary and other remuneration to the CEO.

The company's financial statements shall provide further information about salary and other compensation to the CEO. The board shall issue guidelines for the remuneration of the senior management team. The guidelines shall lay down the main principles for the company's management remuneration policy.

The salary level should not be of a size that could harm the company's reputation, or above the norm in comparable companies. The salary level should, however, ensure that the company can attract and retain senior employees with the desired expertise and experience.

Performance-related remuneration should not be such as might encourage a short-term approach that could be damaging to the company's long-term interests.

8. Information and communication – investor relation

The board and the senior management team assign considerable importance to give the shareholders timely, relevant, and current information about the company and its activity areas. Emphasis is placed on ensuring that the shareholders receive identical and simultaneous information. All information that is distributed to shareholders is made available simultaneously on the company's web page. All information which the company is required to disclose is given in English.

Sensitive information shall be handled internally in a manner that minimises the risk of leaks. All contracts to which the company becomes a party shall contain confidentiality clauses.

The company has clear routines for who is allowed to speak on behalf of the company on different subjects, and who is responsible for submitting information to the market and the investor community.

The company publishes a financial calendar for the upcoming year in the fourth quarter. The calendar includes an overview of major events such as its Annual General Meeting, publication of quarterly reports, publication of revenue reports and any planned public presentations.

9. Take-overs

In a take-over process, the board, and the senior management team each have an individual responsibility to ensure that the company's shareholders are treated equally and that there are no unnecessary interruptions to the company's business activities. The board has a particular responsibility in ensuring that the shareholders have sufficient information and time to assess the offer.

In the event of a take-over process, the board shall ensure that:

  • a. the board will not seek to hinder or obstruct any takeover bid for the company's operations or shares unless there are particular reasons for doing so;
  • b. the board shall not undertake any actions intended to give shareholders or others an unreasonable advantage at the expense of other shareholders or the company;
  • c. the board shall not institute measures with the intention of protecting the personal interests of its members at the expense of the interests of the shareholders; and
  • d. the board must be aware of the duty it has for ensuring that the values and interests of the shareholders are protected

In the event of a take-over bid, the board will, in addition to complying with relevant legislation and regulations, seek to comply with the recommendations in the Norwegian Code of Practice for Corporate Governance. This includes obtaining a valuation from an independent expert. On this basis, the board will make a recommendation as to whether the shareholders should accept the bid.

Any transaction that is in effect a disposal of the company's activities should be decided by a general meeting.

10. Auditor

Each year the auditor shall present to the board a plan for the implementation of the audit work and a written confirmation that the auditor satisfies established requirements as to independence and objectivity.

The auditor shall be present at board meetings where the annual accounts are on the agenda. Whenever necessary, the board shall meet with the auditor to review the auditor's view on the company's accounting principles, risk areas, internal control routines, etc.

The auditor may not be used as a financial advisor unless the board decides otherwise, and then only provided that such use of the auditor does not have the ability to affect or question the auditors' independence and objectiveness as auditor for the company. Only the CEO shall have the authority to enter into agreements in respect of such counselling assignments .

At the Annual General Meeting the board shall present a review of the auditor's compensation as paid for auditory work required by law and remuneration associated with other concrete assignments. In connection with the auditor's presentation to the board of the annual work plan, the board should specifically consider if the auditor to a satisfactory degree also carries out a control function. The remuneration paid to the auditor in 2023 for both audit and other services is presented in note 3 in the parent company's audited financial statements.

GO BACK Capsol Technologies Annual Report 2023

Risk management

The board of directors sets the direction of the company and ensures that Capsol has procedures and systems for good corporate governance, effective internal control, and risk management appropriate to the extent and nature of the company's activities.

The ultimate responsibility for risk management lies with the board, whereas the CEO has the responsibility for establishing sufficient risk management processes and controls, ensuring that they are executed as intended, adjusted if needed, and that necessary mitigation actions are in place to reflect the risk situation at any given point in time. The major risks of the group are reviewed on a regular basis.

The responsibility for the day-to-day risk management is not delegated to a specific function but lies with the management and each manager. This responsibility includes ensuring that operations comply with internal and external rules and regulation.

Capsol rely on a sound risk culture throughout the organisation. Risk culture is the set of objectives and practices, shared across the organisation, that drive and govern risk management. This includes our purpose, value and behaviours in maintaining a sound risk culture within the organisation characterised by a high level of risk awareness, ongoing dialogue regarding the risk Capsol is or may be exposed to and robust methods for systematic risk management. The company's risk is managed in accordance with applicable laws and regulations, as well as risk management and internal directives. Internal procedures have been established.

The objective of the risk management and internal control is to manage exposure to risks ensuring successful conduct of the company's business and to support the quality of its financial reporting.

On the finance and accounting side the company's internal control is also subject to an independent review by the external auditor RSM, where the findings are presented annually in a board meeting. Once a year, the board carries out reviews of the company's most important areas of exposure to risk and its internal control arrangements.

1. Risk factors and uncertainties

Capsol operates in a global market which is influenced by government subsidies, CO₂ taxes, customer preferences and willingness to adapt to new technologies and solutions; the introduction, commercialisation and timing of new technologies, products, and services by others; changes in regulation. Other market conditions, in addition to internal factors such as financial and operational risks. The risk factors are further described below.

2. Market risk 2.1 Industry

The carbon capture market, investment opportunities and general interest in carbon capture technologies has rapidly increased over the last years driven mainly by increased carbon taxes, funding opportunities, climate change, extreme weather events and net zero targets. To be on track for net zero in 2050, carbon capture capacity needs to grow by 50% annually to 1.2 billion tonnes of CO₂ per year towards 2030. By 2050, the capacity will need to reach 6.1 billion tonnes of CO₂ per year, according to IEA's net zero emissions scenario. This will require several trillion Euros in investment.

Capsol has highly competitive and proven carbon capture solutions, using the safe and environmentally friendly solvent HPC (Hot Potassium Carbonate), providing a cost-effective and flexible solution. However, the company operates in a competitive market, where only companies with sufficient funding, skilled employees, strong technical knowledge, and a clear business strategy are expected to survive and expand in the current market.

Additionally, there is a risk of competitors in the industry developing better technologies than Capsol, thereby challenging the company's market position.

The ability to successfully and timely commercialise technology and solutions will i.a. depend on external factors such as the price of CO₂ emission units (including within the EU Emissions Trading System - the EU ETS), customer preferences and willingness to adapt to new technology and solutions.

Our committment

The ability of the company to successfully and timely commercialise its technology and solutions will depend on external factors such as the price of CO₂ emission units (including within the EU ETS), CBAM (the Carbon Border Adjustment Mechanism which entered into its transitional phase on 1 October 2023), funding of CCUS projects through the US IRA (Inflation Reduction Act), customer preferences and willingness to adapt to new technology and solutions; the introduction and commercialisation, and timing, of new technologies, products, and services by others; changes in regulation, insufficient storage capacity for CO₂ under development leading to delay and other market conditions. Any failure to sufficiently commercialise the company's technology solutions, in whole or in part could have a material adverse effect on the company's results, financial condition, cash flows and prospects.

Mitigating actions

The company hired an innovation manager and Chief Technology Officer during the first half of 2022, both with extensive and exceptional experience, to make sure Capsol's technology stays at the forefront of carbon capture technologies, improving efficiency, the solvent and filing new patents. One such development is our CapsolGT® solution for single cycle gas turbines which replaces the traditional steam cycle, generates additional electricity and introduces carbon capture as a revenue source.

In addition, Capsol has run a CapsolGo® demonstration at a waste-to-energy plant in Sweden, and two campaigns at a waste-to-energy and a biomass plant in Germany, including liquefaction, adding valuable data and input to the continuous development and improvement of Capsol's carbon capture technologies.

2.2 Technical and operational risk

Loss of business from a significant customer, termination of contracts by customers and the general ability to remain competitive are typical operational and technical risks for Capsol. Changes in the scope of work and amendments due to design development resulting in delay and increased cost constitute potential operational risk for the company. Both Capsol and Capsol's customers are furthermore potentially subject to cybercriminals and cyber security issues leading to for example system downtime, significant loss of intellectual property or claims against the company for improper handling and protection of such information.

Mitigating actions

The company has a very diversified portfolio with the licensing business model aiming for volume with limited exposure to individual client and project risk.

Managing cyber security is of high importance to protect our employees, clients, stakeholders, and assets against cyber threats. Both proactive and reactive measures are taken to prevent, detect, investigate, and manage security incidents.

Capsol is using external IT consultants to safeguard company data and digital infrastructure, including several layers of digital backups on separate infrastructure and servers.

2.3 ESG and political risk

Capsol has limited direct exposure in countries associated with high political, corruption and human rights risks. The company is nevertheless exposed to legal, regulatory, and political risks, decisions on environmental regulation and international sanctions that impact supply and demand, as well as risks associated with unethical and criminal behaviour.

Mitigating actions

Capsol is committed to sustaining a high standard of corporate governance and has established guidelines and policies ("Code of Business Conduct and Ethics") to ensure that the company acts with the utmost care and absolute integrity, with zero tolerance for any form of bribery, corruption, money laundering and fraud.

The Code sets out the fundamental expectations, commitments, and requirements for the ethical conduct of the company, serving as the base for how to interact with employees, customers, partners, and shareholders. Employees are expected to use good judgement in all situations and adhere to the guidelines set out i the Code of Conduct.

Capsol has a whistleblower channel where issues of concern related to the company and its operations can be reported. Employees can alternatively choose to use internal reporting channels (i.e. reporting to one's immediate department head, the appointed human resources and safety representatives), which should be the first port of call for employees who wish to raise their concern about censurable condition.

2.4 Financial risk

Capsol is exposed to a variety of financial market risks such as currency risk, interest rate risk, tax risk, price risk, credit and counterparty risk, liquidity risk and capital risk as well as risks associated with access to and terms of financing.

In light of recent market interruptions and development including rising interest rates and cost inflation, Capsol could be affected as an actor in global supply chains, especially related raw materials, wages and energy. The company has entered into two technology licensing agreements with two different customers.

The company has a rapidly growing pipeline of engineering studies, comprising concept, feasibility and pre-FEED studies, with paid engineering work or other project-specific work. Although several customers have indicated an interest in entering into license agreements, there is a risk of a lack of demand for the product, particularly if the company fails to deliver on its targeted performance and cost metrics. In addition, both the timing and amount payable to the company under license agreements are related to events outside the company's control, such as final investment decisions and other project milestones, and consequently, there is a risk related to the predictability of these payments.

Mitigating actions

The objective of financial risk management is to manage and control financial risk exposures and thereby increase the predictability of earnings and minimise potential adverse effects on Capsol's financial results and performance.

The company continuously monitors liquidity situation and currency exposure, taking a balanced approached to matching currency in cost, debt and revenue. The company has limited cost and investment commitments, allowing for flexible cost/liquidity management.

2.5 IPR

Capsol's success depends in part upon its ability to protect its intellectual property. To accomplish this, the company relies on a combination of registered intellectual property rights and trade secrets. Effective protection of the company's intellectual property rights may be unavailable, limited or not applied for in some countries or for some technology. No assurance can be given that any of the company's present or future patents or patent claims will not lapse or be invalidated, circumvented, challenged, or abandoned; that any pending or future patent applications will be issued or have the coverage originally sought; or that the company's intellectual property rights will be enforced in jurisdictions where competition may be intense or where legal protection may be weak. In addition, competitors or others may design around the company's protected patents or technologies. The company could also face claims of intellectual property infringement, which could be time-consuming, costly to defend or settle, result in the loss of significant rights, harm relationships with partners, customers, and distributors, or otherwise materially adversely affect the company's business, financial condition, and results of operations.

Mitigating actions

With regards to Intellectual Property Rights (IPR), the company is actively monitoring registered intellectual property (IP and public domain information to detect potential infringements of Capsol's patents and/or IP. Routines for documentation of new inventions have been established.

2.6 Dependence on key employees, personnel, and partners

The company relies on skilled key employees and consultants. An inability to retain and attract skilled employees could have a negative adverse impact on the company's operations, earnings, and financial position. A lack of sufficient recruitment, or losing existing key employees, may cause delays and significantly increased costs in relation to the commercialisation and development of the company's products.

Mitigating actions

Capsol's vision of being a global leader in capturing carbon and accelerate the worlds transition to a net zero future, speaks to a lot of talented people who wants to be part of a more sustainable future and participate in the path net zero.

Capsol's goal is to be an attractive employer for the best and brightest. We recognise that a balance between work and personal needs is important in maintaining a healthy, motivated, and productive employee. Moving to new, modern office buildings with a good canteen, work out facilities, lots of daylight, nice view and good air quality has greatly improved the work environment and made the company are more attractive employer. Steps have also been taken to make sure everyone is recognised for their contribution the company's continued success.

Surveys to monitor and gain insights into employees' perceptions of own work motivation, team dynamics and organisational effectiveness, and increase understanding of how the employee's experience impacts our overall operations, have been implemented, to be able to address any issues early-stage to mimimise the risk of losing existing key employees.

Financial statements
Financial statements
49
50
51
52
54
56
57
57
58
58
69
71
72
85
88

Consolidated financial statements 2023

Notes to the consolidated financial statements

Notes 2023 2022 2021
Amounts in NOK
OPERATING INCOME EXPENSES
Revenue 34 160 224 10 766 762 37 950
Other operating income - 21 666 29 624
Total operating revenue 3.2 34 160 224 10 788 428 67 574
Costs of contract fulfillment 7 776 112 2 618 417 -
Personnel expenses 3.3/7.3 37 426 643 25 626 841 13 186 306
Depreciation expenses 3.4 8 169 069 1 247 568 828 942
Other operating expenses 3.5 22 269 643 15 774 138 11 273 382
Total operating expenses 75 641 466 45 266 964 25 288 630
Operating income/ -loss -41 481 242 -34 478 536 -25 221 056
Financial income and expenses
Other interest income 1 010 364 - 1
Other financial income 3 990 313 919 364 4 126
Other interest expenses -2 479 973 -9 238 16 547
Other financial expenses -4 447 959 -846 266 80 031
Net financial income/ - loss 3.7 -1 927 256 63 860 -92 451
Income/-loss before income tax -43 408 498 -34 414 676 -25 313 507
Income tax expense 3.6 - - -
Net income/ -loss -43 408 498 -34 414 676 -25 313 507
Basic and diluted earnings per share 3.8 -0,81 -0,67 -0,73

Consolidated statement of profit or loss

The accompanying notes are an integral part of the consolidated financial statements.

Notes 2023 2022 2021
Amounts in NOK
Net income/ -loss -43 408 498 -34 414 676 -25 313 507
Other comprehensive income
Net other comprehensive income/ -loss,
net of tax
Items that may be reclassified to profit and loss in
subsequent periods:
Currency translation difference, net of tax -767 -463 780
Other comprehensive income for the period, net of tax -767 -463 780
Total comprehensive income/-loss for the period -43 409 265 - 34 415 139 -25 312 727

The accompanying notes are an integral part of the consolidated financial statements.

Consolidated statement of comprehensive income

Notes 31
Dec
2023
31Dec 2022 31Dec 2021 1Jan 2021
Amounts in NOK
ASSETS
Non-current assets
Intangible assets
4.1
7 337 512 6 476 912 6 908 706 7 340 500
Plant, property and equipment
4.2/6.2.2
67 267 596 23 592 281 2 964 720 -
Right of use asset
6.3.2
8 522 788 132 382 661 912 -
Total non-current assets 83 127 897 30 201 576 10 535 338 7 340 500
Current assets
Accounts receivables
6.1/6.2.2/6.6
9 821 949 1 995 475 - 49 050
Contract assets
3.2.1
1 735 104 - - -
Other current receivables
5.1
9 426 653 8 536 628 2 034 746 3 513 965
Cash and cash equivalents
6.1/6.5
41 615 681 61 565 235 85 143 548 775 461
Total current assets 62 599 387 72 097 338 87 178 294 4 338 476
Total assets 145 727 285 102 298 915 97 713 632 11 678 976

Consolidated statement of financial position

Endre Ording Sund Chairman of the board

Einar Christen Lange Member of the board

John Arne Ulvan Member of the board

Wayne Thomson Member of the board

Monika Inde Zsak Member of the board

Ellen Merete Hanetho Member of the board

Wendy Lam Chief Executive Officer

Notes Dec 2023
31
31 Dec
2022
31 Dec 2021 01 Jan 2021
Amounts in NOK
EQUITY AND LIABILITIES
Equity
Share capital 6.9.1 26 766 698 53 533 395 50 582 776 23 229 037
Share premium 81 072 850 81 072 850 75 064 800 -
Other paid in capital 20 107 188 14 467 512 4 425 610 -
Other equity -94 022 283 -77 379 714 - 42 964 575 -17 651 848
Total equity 33 924 453 71 694 043 87 108 611 5 577 189
Liabilities
Non-current liabilities
Lease liabilities 6.3.3 6 621 710 - 144 729 -
Debt to financial institutions 6.2/6.8.2 45 212 693 18 400 000 - -
Total non-current liabilities 51 834 403 18 400 000 144 729 -
Current liabilities
Trade creditors 6.1/6.7 15 324 695 1 372 646 5 415 717 4 070 571
Lease liabilities 6.3.3 1 880 567 144 729 532 642 -
Contract liabilities 3.2.2 13 660 071 - - -
Current-portion of debt to financial institution 6.2 18 500 894 4 600 000 - -
Public duties payable 3 070 631 1 388 218 729 277 -
Other current liabilities 5.2 7 531 571 4 699 280 3 782 656 2 031 216
Total current liabilities 59 968 429 12 204 872 10 460 292 6 101 787
Total liabilities 111 802 832 30 604 872 10 605 021 6 101 787
Total equity and liabilities 145 727 285 102 298 915 97 713 632 11 678 976

Oslo, 20 March 2024 The board of Capsol Technologies ASA

The accompanying notes are an integral part of the consolidated financial statements.

Consolidated statement of financial position

Notes 2023 2022 2021
Amounts in NOK
CASH FLOW FROM OPERATING ACTIVITIES
Profit/-loss before income tax -43 408 498 -34 414 676 -25 313 507
Adjustments to reconcile profit/-loss before tax to net cash flow
Depreciation expenses 8 169 069 1 247 568 828 941
Finance income/(expense), net 1 927 256 -63 860 92 450
Working capital changes
Change in trade and other receivables -7 826 474 -1 995 475 49 050
Change in trade and other payables 13 945 616 -4 040 296 1 351 703
Change in other current assets and liabilities 3 718 483 -3 718 010 3 954 159
Change in contract balances 11 924 967 - -
Share based compensation scheme 5 639 676 10 041 902 4 425 610
Interests received 1 008 606 919 364 4 126
Net cash flow from operating activities -4 901 300 -32 023 483 -14 607 467
CASH FLOW FROM INVESTMENT ACTIVITIES
Payment for property, plant and equipment -51 218 785 -22 125 351 -2 964 720
Payment for intangible assets -1 292 394 - -
Government grants 7.2 1 211 545 - -
Net cash flow from investing activities 6.1/6.5 -51 299 634 -22 125 351 -2 964 720

Consolidated statement of cash flows

Notes 2023 2022 2021
CASH FLOW FROM FINANCING ACTIVITIES
Net equity received - 8 958 669 102 418 540
Proceeds from borrowings 48 996 562 23 000 000 -
Repayment of borrowings -5 822 146 - -
Repayment of lease liabilities -1 526 346 - 532 642 -381 689
Interests paid -2 008 285 -846 266 -81 516
Interest paid on lease liabilities 6.3.4 -471 688 -9 238 15 061
Net cash flow from financing activities 6.4 39 168 097 30 570 523 101 940 274
Net increase/-decrease in cash and cash equivalents -17 032 838 -23 578 312 84 368 087
Cash and cash equivalents at 1 January 61 565 235 85 143 548 775 461
Effect of change in exchange rate -2 916 715 - -
Cash and cash equivalents at 31 December 41 615 681 61 565 235 85 143 548

Consolidated statement of cash flows

The accompanying notes are an integral part of the consolidated financial statements.

Notes Share capital Share premium Other paid in capital Currency translation adjustment Retained earnings Total equity
Amounts in NOK
Balance at 01 January 2021 23 229 037 - - - -17 651 848 5 577 189
Net income/-loss for the year -25 313 507 -25 313 507
Other comprehensive income 780 780
Share issue 27 353 739 75 064 800 102 418 539
Share based compensation 4 425 610 4 425 610
Balance at 31 December 2021 50 582 776 75 064 800 4 425 610 780 -42 965 355 87 108 611
Net income/-loss for the year -34 414 676 -34 414 676
Other comprehensive income -463 -463
Share issue 2 950 619 6 008 050 8 958 669
Share based compensation 10 041 902 10 041 902
Balance at 31 December 2022 53 533 395 81 072 850 14 467 512 317 -77 380 031 71 694 043
Net income/-loss for the year -43 408 498 -43 408 498
Other comprehensive income -767 -767
Equity restructuring1 -26 766 698 26 766 698 -
Share based compensation 5 639 676 5 639 676
Balance at 31 December 2023 6.9 26 766 697 81 072 850 20 107 188 -450 -94 021 831 33 924 454
Other equity
Retained earnings Total equity
-17 651 848 5 577 189
-25 313 507 -25 313 507
780
102 418 539
4 4 2 5 6 1 0
-42 965 355 87 108 611
-34 414 676 -34 414 676
$-463$
8958669
10 041 902
-77 380 031 71 694 043
-43 408 498 -43 408 498
-767
26 766 698
5 639 676
-94 021 831 33 924 454

Consolidated statement of changes in equity

1 Equity restructuring to facilitate the conversion of the company to a public limited liability company ("ASA"). For further information, see note 6.9.2

The accompanying notes are an integral part of the consolidated financial statements.

1 GENERAL INFORMATION AND BASIS OF PREPARATION

1.1 Corporate information

These consolidated financial statements are made for the group comprised of Capsol Technologies ASA and its subsidiaries (the "Group" or "Capsol"). The mother entity of the Group is Capsol Technologies ASA, which is a public limited liability company incorporated and domiciled in Oslo, Norway. The shares are currently traded on Euronext Growth Oslo, with the ticker CAPSL. The Group is a carbon capture technology provider with a goal to accelerate the transition to a carbon negative future. These consolidated financial statements were authorised by the board of directors on 19 March 2024.

1.2 Financial reporting framework and basis of preparation

Capsol's consolidated financial statements are prepared in accordance with IFRS® Accounting Standards as adopted by the EU (IFRS®). The financial statements have been prepared on a historical cost basis, except for certain assets, liabilities, and financial instruments, which are measured at fair value (one minor investment in shares). Preparation of financial statements including note disclosures requires management to make estimates and assumptions that affect amounts reported. Actual results may differ. The functional currency of Capsol Technologies ASA is the Norwegian krone (NOK). The Group's consolidated financial statements are presented in NOK and rounded to nearest NOK unless stated otherwise. These 2023 consolidated financial statements have been prepared based on the going concern assumption. Preparation of financial statements including note disclosures requires management to make estimates and assumptions.

1.3 Significant accounting judgements, estimates and assumptions

The application of accounting policies requires that management makes estimates and judgements in determining certain income, expenses, assets and liabilities. The following areas involve a significant degree of judgement and complexity, and may result in significant variation in amounts.

  • First time adoption to IFRS, refer to section 8.
  • Research and development activities, refer to section 4.1

1.4 New standards and interpretations not yet adopted

Certain new accounting standards, amendments to accounting standards and interpretations have been published that are not mandatory for 31 December 2023 reporting periods and have not been early adopted by the Group. These standards, amendments or interpretations are not expected to have a material impact on the entity in the current or future reporting periods and on foreseeable future transactions.

1.5 First time adoption to IFRS

These financial statements, for the year ended 31 December 2023, are the first the Group has prepared in accordance with IFRS. The Group has prepared consolidated financial statements at 31 December 2023, together with the comparative periods for the year ended 31 December 2022 and 2021 as described in general accounting principles and relevant notes. In preparing the financial statements, the Group's opening statement of financial position was prepared on 1 January 2021, the Group's date of transition to IFRS. For the adjustments made by the Group when restating its Norwegian General Accepted Accounting Policies (NGAAP) financial statements, see section 8.

1.6 Climate related risks

Management has assessed the potential effects that climate-related matters may have on the Group's operations and consolidated financial statements. Climate-related risks can take the form of both physical, political and transition risks, that may lead to potential effects in the Group's consolidated financial statements. Physical risks are risks of economic ramifications resulting from climatic events such as extreme weather and long-term environmental changes. Political risks are risks of regulatory changes. Transitions risk relate to shifts in consumer behaviour and technological advancements, resulting from the process of transitioning away from reliance on fossil fuels towards renewable energy sources. Physical risks are considered when determining the remaining useful life of PPE, and on the assessment of impairment indicators, see section 4.

Notes to the consolidated financial statements

2 SIGNIFICANT TRANSACTIONS AND EVENTS DURING THE REPORTING PERIOD

Capsol has not had any significant transactions in the period.

3 RESULTS OF THE YEAR

This section provides insights into the financial performance of the Group over the periods presented, including those relating to financing activities, employee costs, taxes and government grants.

3.1 Segment reporting

Capsol Technologies has determined that the Group has only one operating segment, and thus only one reporting segment, which is the carbon capture solution technology. The determination of one operating and one reporting segment is strongly based on the internal financial information monitored by the board of directors, the management and Capsol Technologies' current business model and operations, as well as the fact that all business and sale is managed centrally by the management group. The internal financial information is reported using the principles of the annual financial statements. The groups primary measure of results is operating income / -loss.

Geographical distribution 2023 2022 2021
Amounts in NOK
Europe 34 160 224 10 766 762 37 950
US - - -
Others - - -
Other operating income - 21 666 29 624
Total operating revenue 34 160 224 10 788 428 67 574
Timing of revenue recognition
At point in time 3 247 363 1 183 550 67 574
Over time 30 912 860 9 604 878 -

Accounting policies

Capsol Technologies has currently two revenue streams

  • CapsolGo® demonstration units where the performance obligation is to provide the customers with one or more operation and testing packages (OTSP) to demonstrate the technology on the customers sites and facilities. Revenue is recognised over time over the planned demonstration period, normally between five-seven months
  • Engineering services and feasibility studies. Each agreed engineering service or feasibility study is a performance obligation. The revenue from engineering and feasibility studies are recognised point in time when predefined milestones are reached

Any costs to prepare the CapsolGo® demonstration units at site are a cost to fulfill the performance obligation and will be amortised over the planned testing period.

None of the revneue mentioned on table above was recognised in Norway. Recorded revenues are from CapsolGo® demonstration campaigns and from feasibility and engineering studies. Other operating income is related to sublease of offices. All non-current assets held by the Group are located in Europe.

Significant customers

Capsol has in 2022 and 2023 had a significant portion of its revenue from two significant customers. In 2023, revenues of approximately NOK 23.5 million are derived from a single external customer, name not disclosed. In 2022, revenue of approximately NOK 9.6 million was from Öresundskraft AB. The revenue from these significant customers can in its entirety be attributed to revenue from OTSP testing of CapsolGo® units.

3.2 Reveune recognition

31 Dec 2023 31 Dec 2022 31 Dec 2021
Amounts in NOK
Assets recognised from costs to fulfill contracts 1 735 104 - -
Total contract assets 1 735 104 - -
31 Dec 2023 31 Dec 2022 31 Dec 2021
Amounts in NOK
Current contract liabilities relating to CapsolGo® 13 660 071
Total contract liabilities 13 660 071 - -

1 January 2021 the amount of liabilities related to contracts with customers was 0.

Prepayments relate to upfront and start-up fees that occur up until commencement of the OTSP demonstration with the CapsolGo® units. These payments are to cover the set-up costs and part of the monthly fees paid in the OTSP demonstration period.

Capsol's contract balances (both the prepayments from customers and the contract assets) at year-end 31 December 2023 will be recognised as revenue and costs within the next reporting period, as all remaining performance obligations have duration below one year.

3.2.1 Assets recognised from costs to fulfill a contract

1 January 2021 the amount of assets recognised from cost to fulfull a contract was 0.

The assets recognised relate to set-up costs to prepare the CapsolGo® demonstration units at site up until commencement of the OTSP demonstration. The set-up costs are considered a cost to fulfill the CapsolGo® performance obligations and amortised as the performance obligation is fulfilled (the OTSP demonstration period).

The group has recognised the following contract liabilities related to contracts with customers.

3.2.2 Liabilites related to contracts with customers

Personnel expenses 2023 2022 2021
Amounts in NOK
Salaries 24 427 252 13 982 643 5 387 347
Employment tax 3 982 453 2 139 293 881 813
Other benefits 2 903 585 1 447 833 573 478
Share based compensation cost 5 639 676 10 041 902 4 425 610
Share based compensation employment tax 1 302 266 -1 573 394 2 015 947
Tax refund (SkatteFUNN) -828 590 -411 436 -97 888
Total 37 426 643 25 626 841 13 186 306
During 2023, the average number of employees was 21 11 7

Accounting policies

The Group recognises the undiscounted amount of short-term employee benefits expected to be paid to its employees in exchange for their services. Obligations for short-term employee benefits mainly include wages and salaries, bonuses, annual leave and accumulated sick leave that are expected to be settled within twelve months of the reporting date. Employee benefit obligations are included in the 'other current liabilities' in the statement of financial position.

The Group has incurred in the following employee benefit expenses:

See Section 7.3.1 for further information on remuneration to its key management personnel.

Pension expenses

The company is liable to maintain an occupational pension scheme under the Mandatory Occupational Pension Act. The company's pension scheme satisfies the requirements of this act. The Group has a defined contribution plan for its employees, where payments are made through an insurance group. Cost from the defined contribution plans is recognised when payable. Capsol does not hold any credit or actuarial risks from these contribution plans. The pension cost is included under, 'other benefits', in the table above.

Shares, subscription rights, warrants, options Total Issued Exercise price Proceeds if exercised
Issued shares as of 31 December 2023 53 533 395 53 533 395
Share-based compensation 5 000 000 4 998 000 12.18 60 875 640
Total as of 31 December 2023 58 533 395 58 531 395 60 875 640

Accounting policies

Share-based compensation programs are provided to the Group's employees. These programs are equity-settled, since services rendered by the employees will be settled with the Group's own equity instruments.

The cost of the equity-settled program is measured at the fair value of the options, at the grant date. The cost is recognised as 'employee benefit expenses', with a corresponding increase in equity, over the vesting period. The vesting period is the period over which the specified vesting conditions are to be satisfied.

At the end of each reporting period, the Group revises its best estimates of the number of options expected to vest, recognising in the statement of comprehensive income the difference between the cumulative expense at the beginning and period-end dates, with a corresponding adjustment to equity.

When the options vest in annual instalments over the vesting period, in substance it implies that each instalment has a different vesting period. Therefore, the Group accounts for each "tranche" as a separate award.

The Group recognises social security taxes from its share-based payments in line with IAS 37 'Provisions, contingent liabilities and contingent assets'. The Group assumes that the activity that triggers the payment is the granting of the options to its employees, and measures the liability as the share price per the reporting date, minus the strike price of the options, multiplied by the current applicable social security tax rate.

On 30 June 2021, the Annual General Meeting approved a share-based compensation program for employees and board members with a volume of up to 5 000 000 options (which would equal the same number of shares if options are exercised), of these 1 200 000 have now been allocated to members of the board, 3 160 000 options have been allocated to CEO and senior management and additionally 638 000 to other employees, while 2 000 options have not been allocated. The compensation program had its first effective date 1 July 2021.

Options are exercisable at a price equal to the average quoted market price of the parent company's shares on the date of grant. The vesting period is three years. Options are forfeited if the employee leaves the group before the options vest.

Options may be exercised at any time from the date of vesting to the date of their expiry.

These options expires three years after vesting. Options are granted to management and select key personnel, typically at start of employment with the company, and serves as part of the compensation package and as a tool for retention.

Terms for Capsol Technologies board members Strike NOK 10.00 to NOK 15.88, vesting three years with 1/3 each year.

Terms for Capsol Technologies employees

Strike price shall be 10.00 NOK for current management and employees (per 30 June 2021). Strike price for participants added to the incentive program in the future will be adjusted relative to share price at the time of issuing. Vesting shall be over a period of three years. With 25% vested year 1. 25% vested year 2 and 50% vested year 3.

Cost of share-based payment

For cost related to share-based payment see note 3.3.

3.3.1 Share based payment

Issued shares as of 31 December 2023 amounted to 53 533 395 shares. With additional shares potentially subscribed for under the Share based compensation arrangement, the total number of shares potentially issued would 58 533 395 shares.

Allocation Strike price Issue date Vesting
Person (Board members)
Endre Ording Sund (Chairman) 100 000 10.00 1 Jul 2021 3 years with 1/3 each year
Einar Chr. Lange 100 000 10.00 1 Jul 2021 3 years with 1/3 each year
Claes Oskar Nygren (Retired from Board) 100 000 10.00 1 Jul 2021 3 years with 1/3 each year
John Arne Ulven 225 000 10.00 1 Jul 2021 3 years with 1/3 each year
Monika Inde Zsak 225 000 10.00 1 Jul 2021 3 years with 1/3 each year
Wayne Thomson 225 000 15.88 1 Jul 2022 3 years with 1/3 each year
Ellen Merete Hanetho 112 500 13.95 27 Sep 2023 3 years with 1/3 each year
Wendy Lam 112 500 13.95 27 Sep 2023 3 years with 1/3 each year
Total board 1 200 000
Person (CEO and senior management)
Jan Kielland, CEO 850 000 10.00 1 Jul 2021 3 year with 1/3 each year
Ingar Bergh, CFO 750 000 10.00 1 Jul 2021 3 year with 1/3 each year
Tone Bekkestad, CMO 590 000 10.00 1 Jul 2021 3 year with 1/3 each year
Cato Christensen, CTO 500 000 11.50 15 Aug 2022 3 year with 1/3 each year
Johan Jungholm, CCO 230 000 13.00 18 Oct 2021 3 year with 1/3 each year
Philipp Staggat, CPO 240 000 13.64 1 Oct 2021 As above (two tranches issued, 190 000 at 1 Oct 2021
50 000 issued at 13 Dec 2023)
Total CEO and senior management 3 160 000
Total other Employees (average weighed) 638 000 12.58 1 Jul 2021-1 Sep 2022 3 years with 25% in year 1. 25% in year 2 and 50% in year 3
Total issued to Board and Employees
Not allocated options in program 4 998 000
2 000
Total for the program 5 000 000

Options issued under the share based compensation scheme:

31 Dec 2023 31 Dec 2022 31 Dec 2021
Number of
share options
Weighted average
exercise price
Number of
share options
Weighted average
exercise price
Number of
share options
Weighted average
exercise price
Outstanding at beginning of year 4 645 1000 11.29 3 570 000 10.51 - -
Granted during the year 658 000 13.06 1 750 000 13.89 3 570 000 10.51
Forfeited during the year 305 000 14.81 - - - -
Exercised during the year - - - - - -
Expired during the year - - - - - -
Outstanding at the end of the year 4 998 000 12.18 4 645 000 11.29 3 570 000 10.51
Exercisable at the end of the year 2 170 833 10.86 1 060 000 10.34 - -
31Dec
2023
31 Dec 2022 31 Dec 2021
Weighted average share price 12.18 11.29 10.51
Weighted average exercise price 12.18 11.29 10.51
Expected volatility 50% 50% 50%
Expected life 5.25 5.25 5.25
Risk-free rate 3.43% 2.87% 1.0%

Details of the share options outstanding during the year are as follows:

The options outstanding on 31 December 2023 had a weighted average exercise price of NOK 12.18. In 2023, options were granted throughout the year. The aggregate of the estimated fair values of the options granted is about NOK 2.7 million. In 2022 the estimated fair value of the options granted was about NOK 7.0 million. In 2021 the estimated fair value of the options granted was about NOK 18.4 million. For practical purposes there will be minor discrepancies between when options are granted, and cost is recognised. The inputs into the black and scholes option valuation model is as follows:

Expected volatility was determined by calculating a weighted mix of peers and a selected index. This has been done due to the limited history of trade in the share. The expected life used in the model is conservative and does not include estimates, for the effects of non-transferability, exercise restrictions, and behavioural considerations.

The Group recognised total expenses of NOK 6.9 million, NOK 8.5 million and NOK 6.4 million related to equity-settled share-based payment transactions in 2023, 2022 and 2021 respectively. Including provisions for employment tax.

2023 2022 2021
Amounts in NOK
Machinery & equipment 6 243 787 286 244 -
Right of use assets 1 493 489 529 530 397 147
Patents 431 794 431 794 431 794
Total 8 169 069 1 247 568 828 941
2023 2022 2021
Amounts in NOK
Short term and low value leases 284 641 55 144 108 311
Professional fees 11 220 948 10 703 865 6 586 632
Other general and administrative expenses 10 856 252 5 283 636 4 700 798
Capitalised cost -92 198 -268 507 -122 360
Total 22 269 643 15 774 138 11 273 382

Accounting policies

Depreciation and amortisation expenses are measured on a straight-line basis over the estimated useful life of the asset, commencing when the asset is ready for its intended use.

3.5Other operating expenses

Other operating expenses mainly relate to professional fees and other administrative fees in developing the business of Capsol Technologies. Internal costs to develop the CapsolGo® units have been recognised as part of property, plant and equipment. For other research and development costs in Capsol, management has assessed that the requirements to capitalise is not present refer to section 4.1.

3.4 Deprecation and Amortisation

Specification of depreciation and amortisation by asset category

Taxable income

This period's tax expense 2023 2022 2021
Amounts in NOK
Payable tax - - -
Changes in deferred tax - - -
Tax expense on ordinary profit/loss - - -
Taxable income
Ordinary result before tax -43 408 498 -34 414 677 -25 313 507
Permanent differences 2 342 047 8 231 908 -4 394 800
Changes in temporary differences 6 257 644 -3 384 466 2 638 973
Taxable income -34 808 808 -29 567 235 -27 069 334
Reconciliation of tax expense:
Ordinary result before tax -43 408 498 -34 414 677 -25 313 507
Tax expense 22% -9 549 870 -7 571 229 -5 568 971
Tax effect on permanent differences 515 250 1 811 020 -966 856
Not recognised deferred tax assets 9 034 619 5 760 209 6 535 827

Accounting policies

The tax expense consists of the tax payable and changes to deferred tax. Deferred tax/tax assets are calculated on all differences between the book value and tax value of assets and liabilities. Deferred tax is calculated as 22% of temporary differences and the tax effect of tax losses carried forward. Deferred tax assets are recorded in the balance sheet when it is more likely than not that the tax assets will be utilised. Taxes payable and deferred taxes are recognised directly in equity to the extent that they relate to equity transactions.

3.6Taxes

Dec 2023
31
31 Dec 2022 Changes 31 Dec 2022 31 Dec 2021 Changes 31 Dec 2021 1 Jan 2021 Changes
Amounts in NOK
Temporary differences -5 439 011 818 633 6 257 644 818 633 -2 565 833 3 384 466 -2 565 833 73 140 -2 638 973
Tax loss carried forward -108 489 334 -73 680 526 34 808 808 -73 680 526 -44 113 291 29 567 235 -44 113 291 -16 984 228 -27 129 063
Total -113 928 345 -72 861 893 41 066 451 -72 861 893 -46 629 124 26 169 358 -46 679 124 -16 911 088 -29 768 036
22% deferred tax asset -25 064 236 -16 029 617 9 034 619 -16 029 617 -10 269 407 5 757 259 -10 269 407 -3 720 439 -6 548 968
Not recognised 25 064 236 16 029 617 -9 034 619 16 029 617 10 269 407 -5 757 259 10 269 407 3 720 493 6 548 968
Deferred tax asset recognised - - - - - -

Capsol has not yet achieved taxable income and has therefore not recognised any deferred taxable assets. Total carry forward losses at period end 31 December 2023 is NOK 108.5 million. As such, there are no uncertain tax positions in the group at period end 31 December 2023, 31 December 2022, 31 December 2021 or 1 January 2021.

Deferred tax liabilities/deferred tax assets

The tax effect on temporary differences and tax loss carried forward that has formed the basis for deferred tax and deferred tax assets, specified on type of temporary differences.

Classification of net financial items 2023 2022 2021
Amounts in NOK
Other interest income 1 010 364 - 1
Currency gain 3 990 313 919 364 4 126
Other interest expense -272 108 -343 847 69 016
Interest expense lease -471 688 -9 238 -15 061
Currency loss -4 256 881 -566 279 -58 082
Net financial items -1 927 256 63 860 -92 451
Basic and diluted earnings per share 2023 2022 2021
Amounts in NOK
Profit/(loss) for the year -43 408 498 -34 414 676 - 25 313 507
Total basic and diluted earnings per share attributable to the ordinary equity - 0,81 - 0,67 -0,73

Weighted average number of shares used as the denominator

Basic and diluted earnings per share 2023 2022 2021
Amounts in NOK
Profit/(loss) for the year -43 408 498 -34 414 676 - 25 313 507
Total basic and diluted earnings per share attributable to the ordinary equity - 0,81 - 0,67 -0,73
Weighted average number of shares used as the denominator
Weighted average number of shares used in basic earnings per share 53 533 395 51 625 598 34 864 989
Potential dilutive effect of granted share options 4 998 000 4 645 000 6 520 619
Of which are anti-dilutive1 -4 998 000 -4 645 000 -6 520 619
Weighted average number of shares used in diluted earnings per share 53 533 395 51 625 598 34 864 989

3.7Financial items

3.8Earnings per share

Accounting policies

Basic earnings per share is calculated by dividing the profit attributable to owners of Group, excluding any costs of servicing equity other than ordinary shares; by the weighted average number of ordinary shares outstanding during the financial year.

¹The granted share options have an anti-dilutive effect on diluted earnings per share as the group are having losses and are not included in the calculation of weighted number of shares used in the diluted earnings per share calculation. Basic and dilutive number of shares used in the earnings per share calculation are the therefore the same

Accounting policies

Transactions in foreign currency. Foreign currency transactions are translated into NOK using the exchange rates on the transaction date. Monetary balances in foreign currencies are translated into NOK at the exchange rates on the date of the balance sheet. Foreign exchange gains and losses resulting from the settlement of such transactions and from the translation of monetary assets and liabilities denominated in foreign currencies are recognised in the income statement.

Intangible assets Patents
Dec 2023
31
Digital Platform
Dec 2023
31
Total
Dec 2023
31
Patents
31 Dec
2022
Patents
31 Dec
2021
Amounts in NOK
Accumulated cost at 1 January 7 340 500 - 7 340 500 7 340 500 7 340 500
Additions - 1 292 394 1 292 394 - -
Accumulated cost at 31 December 7 340 500 1 292 394 8 632 894 7 340 500 7 340 500
Accumulated depreciation and impairment at 1 January - 863 588 - -863 588 -431 794 -
Amortisation for the year -431 794 - -431 794 -431 794 - 431 794
Accumulated depreciation and impairment 31 December - 1 295 382 - - 1 295 382 -863 588 - 431 794
Net carrying amount at 31 December 6 045 118 1 292 394 7 337 512 6 476 912 6 908 706
Depreciation method Straight line Straight line Straight line Straight line
Useful life 17 5 17 17

4 NON-FINANCIAL ASSETS

4.1 Intangible assets Accounting policies

The company holds patented technology for large-scale CO₂ capture in power production and other industrial applications, and started to depreciate the patents in 2021. Intangible assets are initially recognised at cost and amortised to their residual values over their economic useful life using the straight-line method. Estimated residual values and expected useful lives of assets are reviewed by the Group at least at each financial reporting date. The patents have an average useful life of 17 years from the start of its amortisation in 2021.

Significant judgement

Capsol's research and development activities relate mainly to development of the patents on carbon capture technology. Internal costs to develop the CapsolGo® units have been recognised as part of property, plant and equipment. In addition, development of a new technological digital platform has been recognised in 2023. For other research and development costs relating to the developing the patents and technology, management has assessed that the requirements to capitalise is not present.

Research and development

The Digital Platform is still under development and is not amortised as of year-end 31 December 2023.

Property, plant & equipment Dec 2023
31
31 Dec
2022
31 Dec
2021
Amounts in NOK
Accumulated cost at 1 January 25 090 070 2 964 720 -
Additions 51 218 785 22 125 350 2 964 720
Government grants* -2 511 228 -1 211 545 -
Accumulated cost at 31 December 73 797 627 23 878 525 2 964 720
Accumulated depreciation and impairment at 1 January -286 244 - -
Depreciation for the year -6 243 787 -286 244 -
Accumulated depreciation and impairment 31 December -6 530 031 -286 244 -
Net carrying amount at 31 December 67 267 596 23 592 281 2 964 720
Depreciation method Straight line Straight line Straight line
Useful life 5 5 5

Accounting policies

Property, plant and equipment ('PPE') is initially recognised at cost and subsequently measured at cost less accumulated depreciation and impairments.

4.2 Property, plant and equipment

Estimated residual values and expected useful lives of assets are reviewed by the Group at least annually. In estimating the remaining useful lives of the assets, Management considers the expected level of use; the expected physical wear and tear together with the maintenance plans; and any technical, legal or commercial obsolescence arising from, among others, laws and regulations affecting health, safety or environmental regulations.

*The government grants that reduce the cost of the PPE assets are related to SkatteFUNN, see section 7.2 for further information.

4.3 Impairment of a non-financial assets

Accounting policies

Non-financial assets held by the Group are tested for impairment whenever events or changes in circumstances indicate that the carrying amount may not be recoverable. An impairment loss is recognised for the amount by which the asset's carrying amount exceeds its recoverable amount. The recoverable amount is the higher of an asset's fair value less costs of disposal and value in use. For the purposes of assessing impairment, assets are grouped at the lowest levels for which there are separately identifiable cash inflows which are largely independent of the cash inflows from other assets or groups of assets (cash-generating units).

Impairment assessment

There have not been identified any indicators of impairment in 2023.

Dec 2023
31
31 Dec
2022
31 Dec
2021
1 Jan
2021
Amounts in NOK
Government grant 3 432 016 1 891 487 783 545 -
Prepaid Expenses 2 122 447 772 307 599 123 -
VAT receivable 3 734 260 5 731 585 652 078 1 802 589
Other receivables 137 930 141 249 - 1 711 376
Total other current receivables 9 426 653 8 536 628 2 034 746 3 513 965
Dec 2023
31
31 Dec
2022
31 Dec
2021
1 Jan
2021
Amounts in NOK
Accrued interest 264 774 184 268 - -
Accrued expenses 2 417 127 1 915 755 559 815 518 138
Accrued employee expenses 4 839 535 2 397 552 2 543 327 1 466 118
Other 10 135 201 705 679 515 46 960
Total other current liabilities 7 531 571 4 699 280 3 782 656 2 031 216

5 OTHER CURRENT ASSETS AND LIABILITES

5.1 Other current receivables

5.2 Other current liabilities

Financial assets 31 Dec 2023 31 Dec
2022
31 Dec
2021
1 Jan
2021
Amounts in NOK
Financial assets measured at amortised cost
Accounts receivables 9 821 949 1 995 475 - 49 050
Cash and cash equivalents 41 615 681 61 565 235 85 143 548 775 461
Total financial assets 51 437 630 63 560 710 85 143 548 824 511
Financial liabilities 31 Dec 2023 31 Dec
2022
31 Dec
2021
1 Jan
2021
Amounts in NOK
Financial liabilities measured at amortised cost
Non-current lease liability 6 621 710 - 144 729 -
Debt to financial institutions 63 713 587 23 000 000 - -
Current lease liability 1 880 567 144 729 532 642 -
Trade creditors 15 324 695 1 372 646 5 415 717 4 070 571
Other current liabilities 264 774 184 268 - -
Total financial liabilities 87 805 333 24 701 643 6 093 088 4 070 571

6 FINANCIAL INTRUSTMENTS

6.1 Financial assets and liabilities

Accounting policies

Capsol Technologies has only financial instruments measured at amortised cost. The group has not had any financial instruments measured at fair value in the reporting period 1 January 2021 to 31 December 2023. The financial instruments' amortised cost is considered to be a close approximation to their fair value.

This section provides insights into Capsol Technologies' financial instruments, including financial risk and capital management.

Overview of borrowings 31 Dec 2023 31 Dec
2022
31 Dec
2021
Amounts in NOK
Non-current
Debt to credit institutions 45 212 693 18 400 000 -
Total non-current borrowings 45 212 693 18 400 000 -
Current
Debt to credit institutions 18 500 894 4 600 000 -
Total current borrowings 18 500 894 4 600 000 -
Total borrowings 63 713 587 23 000 000 -

6.2 Borrowings

Accounting policies

Borrowings are initially recognised at fair value, net of transaction costs incurred that are directly attributable to the issuance of the financial liability. After initial recognition, borrowings are measured at amortised cost. Any difference between the net proceeds and the redemption amount is recognised in profit or loss over the period of the borrowings using the effective interest method.

Borrowings are classified as current liabilities except for the portion of the liability that is due to be settled more than twelve months after the reporting period, or for the portion the Group has an unconditional right to defer settlement for at least twelve months after the reporting period.

Amounts in NOK
Booked value of secured assets 31 Dec 2023 31 Dec
2022
31 Dec
2021
Amounts in NOK
Plant and equipment 67 267 596 23 592 281 -
Account receivables 9 821 949 1 995 475 -
Total 77 089 545 25 587 756 -

6.2.1 Relevant terms and conditions

Debt with financial institutions

Debt to financial institutions consist of three loans, with maturity in 2027 and 2028. Interest and principal are paid on quarterly instalments. The interest rate continues to be based on the NIBOR and EURIBOR index plus a margin of 2.9%p.a. See section 6.8.2 for an overview of the maturity.

6.2.2 Assets pledged as securities for liabilities

The debt to credit institutions requires certain assets to be pledged as security. Assets pledged as security includes property, plant and equipment and accounts receivables.

6.2.3 Compliance with covenants

Borrowings for Capsol are subject to the following covenants:

  • Book equity should be positive at all times
  • repayments of total debt to DNB Bank ASA

• Capsol should at all times have positive cash equivalent to 1 year's interest and

Capsol has complied with all the covenants throughout all the reporting periods presented in the financial statements.

Right-of-use assets 2023 2022 2021
Amounts in NOK
At 1 January 132 382 661 912 -
Additions 9 883 894 - 1 059 060
Depreciation charge -1 493 489 - 529 530 - 397 147
At 31 December 8 522 788 132 382 661 912

6.3.1Nature of the lesee's leasing activites

Accounting policies

The Group recognises right-of-use assets and lease liabilities for all lease contracts, except leases that are considered short-term (lease term of 12 months or less), or leases for underlying assets that are of a low value. Management considers as low value those assets that are worth NOK 50 thousand or less when new.

The Group has lease agreements related to offices and office equipment. The lease term for the present offices are of five years with options to both extend and terminate the lease contracts at Management's discretion. The Group is not typically subject to variable lease payments for its leases.

See section 6.8.2 for an overview of the leases maturity.

6.3 Leases

Accounting policies

The right-of-use assets are initially measured at cost, which comprises the initial amount of the lease liabilities less any lease payments made at or before the commencement date of the lease, and initial direct costs and lease incentives received.

Subsequently, right-of-use assets are measured at cost less accumulated depreciation and impairments and adjusted for certain remeasurements of the lease liabilities. Depreciation of the right-of-use asset is carried out using the straight-line method over the shorter of the lease term or the useful life of the underlying asset.

6.3.2 Right-of-use assets

31 Dec 2023 31 Dec
2022
31 Dec
2021
1 Jan
2021
Amounts in NOK
Current 1 880 567 144 729 532 642 -
Non-current 6 621 710 - 144 729 -
Total lease liability 8 502 277 144 729 677 371 -
Dec 2023
31
31 Dec
2022
31 Dec
2021
Amounts in NOK
Office 8 110 034 132 382 661 912
Office equipment 412 754 - -
Total right-of-use assets 8 522 788 132 382 661 912
Depreciation method Straight line Straight line Straight line
Useful life 5 2 2

Accounting policies

Lease liabilities are recognised at the lease commencement date. The lease liabilities are measured as the present value of future lease payments, discounting by the Group's incremental borrowing rate. Lease payments mainly consist of fixed payments, which are typically updated by changes on consumer price indexes or interest rate levels. Lease liabilities are measured at amortised cost using the effective interest rate method. If there is a change in future lease payments arising from a change in an index or rate, there is a change in the Group's estimate of the amount expected to be payable under a residual value guarantee, or the Group changes its assessment of whether it will exercise a purchase, extension or termination option, the liability is remeasured and a matching adjustment is made to the carrying amount of the related right-of-use asset. No significant changes in this regard have occurred during the period.

6.3.3 Lease liabilities

See section 6.8.2 for an overview of the maturity.

Right of use assets are related to the following assets type:

Amounts in NOK

Amounts recognised in the income statement 2023 2022 2021
Amounts in NOK
Interest expense (included in finance cost) 471 688 9 238 15 061
Expense relating to short-term and low-value leases - - -
Expense relating to depreciation 1 493 489 529 530 397 147
Total 1 965 177 538 768 412 209
Additional information/Sensitivty analysis 2023 2022 2021
Effect on lease liabilities if the discount rate increases by 1 % - 150 278 - 117 - 3 850
Effect on lease liabilities if the discount rate decreases by 1 % 155 409 118 3 919
The total cash outflow for leases in NOK 1 998 035 541 880 396 750
31 Dec 2023 31 Dec
2022
31 Dec
2021
Amounts in NOK
Opening balance 1 January 144 729 677 371 -
Principal repayments - 1 526 346 - 532 642 - 381 689
Interest expense 471 688 9 238 15 061
Interest paid - 471 688 - 9 238 - 15 061
New leases 9 883 894 - 1 059 060
Closing balance 31 December 8 502 277 144 729 677 371

6.3.4 Amounts recognised in the statement of comprehensive income and statement of cash-flows

The following amounts have been recognised in the income statement in relation to leases

Changes in lease liability

Reconciliation cash flow from financing activities Borrowings Lease liabilities Total
Amounts in NOK
Liabilities from financing activities at 1 January 2021 - - -
Financing cash flow (payments) - -381 689 -381 689
Cash inflows from new borrowings - -
New leases - 1 059 060 1 059 060
Other changes - -
Liabilities from financing activities at 31 December 2021 - 677 371 677 371
Financing cash flow (payments) -532 642 -532 642
Cash inflows from new borrowings 23 000 000 - 23 000 000
New leases - - -
Other changes - - -
Liabilities from financing activities at 31 December 2022 23 000 000 144 729 23 144 729
Financing cash flow (payments) -5 822 146 -1 526 346 -7 348 492
Cash inflows from new borrowings 48 996 562 - 48 996 562
New leases - 9 883 894 9 883 894
FX changes loan -2 460 828 -2 460 828
Liabilities from financing activities at 31 December 2023 63 713 588 8 502 277 72 215 86

6.4 Reconciliation of cash flows from financing activities

31 Dec 2023 31 Dec
2022
31 Dec
2021
1 Jan
2021
Amounts in NOK
Cash at bank 41 615 681 61 565 235 85 143 548 775 461
Total 41 615 681 61 565 235 85 143 548 775 461
Bank overdrafts - - - -
Balances per statement of cash flow 41 615 681 61 565 235 85 143 548 775 461
Restricted cash included in the above:
Payment of employees' tax deduction 1 127 023 955 054 477 677 -
31 Dec 2023 31 Dec
2022
31 Dec
2021
1 Jan
2021
Amounts in NOK
Accounts receivables 9 821 949 1 995 475 - 49 050
Total accounts payables 9 821 949 1 995 475 - 49 050

6. 5 Cash, cash equivalents and accounts

6.6 Accounts recievables

No allowance for impairment of accounts receivables for the reporting period end 31 December 2023, 2022 or 2021. For credit risk, refer to section 6.8.1

Accounting policies

Accounts receivables are recognised at the original invoiced amount, less impairment losses. The invoiced amount is considered to be approximately equal to the value derived if the amortised cost method would have been used. Impairment losses are estimated based on the expected credit loss method (ECL) for accounts receivables, contract assets (with or without a significant financing component) and other receivables

31 Dec 2023 31 Dec
2022
31 Dec
2021
1 Jan 2021
Amounts in NOK
Accounts payables 15 324 695 1 372 646 5 415 717 4 070 571
Total accounts payables 15 324 695 1 372 646 5 415 717 4 070 571

6. 8 Financial risk and capital management

As indicated in note 6.1, financial assets held by the Group mainly comprise cash and cash equivalents and trade receivables. Financial liabilities are of borrowings, lease liabilities, and trade payables. In conducting its operations, the Group faces the following main types of risks: credit risk, liquidity risk and market risk. Management keeps track of the evolution of the different risks, and the potential impact to the Group. The Group has not entered into any derivative contracts to manage its exposure to financial risks during 2023, 2022 or 2021.

6.8.1 Credit risk

Credit risk is the risk that a customer or one party to a financial asset instrument will cause a financial loss for the Group by failing to settle its obligation. The Group is exposed to credit risks in conducting its ordinary activities, however, customers are generally larger national or multinational groupings, with a low credit risk score.

6.7 Accounts payable

At 31 December 2023 Carrying amount Less than 3 months 3-12 months 1-5 years More than 5 years Total
Amounts in NOK
Borrowings NOK 18 400 000 1 150 000 3 450 000 13 800 000 - 18 400 000
Borrowings EUR 45 313 587 3 475 223 10 425 670 31 412 693 - 45 313 587
Lease liabilities 8 502 277 617 673 1 853 020 7 440 493 - 9 911 186
Total financial liabilities 72 215 864 5 242 897 15 728 690 52 653 186 - 73 624 773
At 31 December 2022 Carrying amount Less than 3 months 3-12 months 1-5 years More than 5 years Total
Amounts in NOK
Borrowings NOK 23 000 000 1 150 000 3 450 000 18 400 000 - 23 000 000
Lease liabilities 144 729 145 015 - - - 145 015
Total financial liabilities 23 144 729 1 295 015 3 450 000 18 400 000 - 23 145 015
At 31 December 2021 Carrying amount Less than 3 months 3-12 months 1-5 years More than 5 years Total
Amounts in NOK
Lease liabilities 677 371 135 470 406 410 145 015 - 686 895
Total financial liabilities 677 371 135 470 406 410 145 015 - 686 895
More than 5 years Total
18 400 000
45 313 587
9 9 1 1 1 8 6
73 624 773
More than 5 years Total
23 000 000
145 015
23 145 015
More than 5 years Total
686 895
686 895

6.8.2 Liquidity risk

Liquidity risk is the risk that the Group is unable to meet the obligations associated with its financial liabilities. The Group manages its liquidity to ensure it has a sufficient liquidity reserve to meet the liabilities in the short and long term. Management develops a rolling forecast on liquidity, which are regularly monitored against the financial liabilities.

Maturities

The following table discloses the maturity analysis for non-derivative liabilities, showing its undiscounted remaining contractual liabilities:

At 31 December 2023 EUR GBP USD
Financial assets 5 394 456 - -
Accounts receivables 1 929 670 - -
Cash and bank deposits 3 464 786 - -
Financial liabilities - 5 062 834 - 25 619 - 83 275
Trade payables - 1 021 774 - 25 619 - 83 275
Debt to financial institutions - 4 041 060
Exchange rate sensitivity analysis 2023 2022 2021
Increase in EUR/NOK exchange rate of 10 percent 33 162 17 975 - 18 000
Increase in GBP/NOK exchange rate of 10 percent - 2 562 - 207 -
Increase in USD/NOK exchange rate of 10 percent - 8 327 - -
At 31 December 2022 EUR GBP USD
Financial assets 190 000 - -
Accounts receivables 190 000 - -
Financial liabilities - 10 250 - 2 067 -
Trade payables - 10 250 - 2 067 -
At 31 December 2021 EUR GBP USD
Financial assets - - -
Accounts receivables - - -
Financial liabilities -180 000 - -
Trade payables -180 000 - -
Interest rate sensitivity analysis 2023 2022 2021
Increase in borrowing rate of 5 per cent 3 610 793 1 157 236 -

6.8.3 Market risk

Market risk is the risk that the fair value or future cash flows of a financial instrument will fluctuate because of changes in market prices. The Group is mainly exposed to interest rate and foreign currency risk.

Interest rate risk

The Group's exposure to interest rate risk arises from long-term borrowings with variable rates (see note 6.1 and 6.2 for further information) based on the NIBOR and EURIBOR rate applicable at each point in time.

The Group has not entered any interest rate swaps agreement or other interest rate hedges to mitigate risk related to increase in the variable interest rate of its loans.

Currency risk

The Group's primary operational foreign currency risk is linked to fluctuations in the value of Euro versus Norwegian Krone. From 2023, the revenue and borrowings are mainly in Euro, while the running costs are in either Euro or Norwegian Krone. Management has as of year end 31 December 2023. The following assets and liabilities are subject to foreign exchange risk, at each reporting period.

The following table illustrates how the profit before tax would be affected by positive or negative changes in the exchange rates with respect to the functional currency of the company, leaving every other constant the same:

6.8.4 Capital management: objectives, policies and processes

The Group defines capital as equity, including other reserves. The Group's main objective when managing capital is to ensure the ability of the Group to continue as a going concern and to meet all requirements imposed by the external financing agreements.

Number of shares Amounts in NOK
Authorised shares 2023 2022 2021 2023 2022 2021
Fully paid ordinary shares 53 533 395 53 533 395 50 582 776 26 766 697 53 533 395 50 582 776
Total share capital 53 533 395 53 533 395 50 582 776 26 766 697 53 533 395 50 582 776
Number of shares Par value per share (NOK) Share capital (NOK) Share premium total (NOK)
Movements in ordinary shares
At 1 January 2021 23 229 037 1 23 229 037 -
Capital increase 19 January 2021 7 739 938 1 7 739 938 17 260 062
Capital increase 12 October 2021 19 613 801 1 19 613 801 57 804 738
Closing balance at 31 December 2021 50 582 776 1 50 582 776 75 064 800
Capital increase 24 August 2022 2 950 619 1 2 950 619 6 008 050
Closing balance at 31 December 2022 53 533 395 1 53 533 395 81 072 850
Equity restructuring (reduction of par value)1
Reduction of nominal value -0,5 -26 766 698 -
Closing balance at 31 December 2023 53 533 395 0,5 26 766 697 81 072 850

6.9 Share capital

6.9.1 Share capital and share premium

The share capital consists only of shares, with a par value of 0.5 NOK each. All shares are entitled to equal rights with respect to dividends, voting rights and other rights in accordance with Norwegian corporate law.

6.9.2 Movements in ordinary shares

1 At the Extraordinary General Meeting on 27 September 2023 a reduction of share capital, by reducing the nominal value of the shares was concluded in order to facilitate the conversion of the Company to a public limited liability company ("ASA"). The reduction was transferred to other equity. The new capital of the Company is NOK 26 766 697.50, divided on 53 533 395 shares, each with a nominal value of NOK 0.5.

No of shares Share of total
REDERIAKTIESELSKAPET SKRIM 9 522 665 17.79%
SEOTO AS 5 172 677 9.66%
AQUILA HOLDINGS INVESTMENT AS 3 636 363 6.79%
MP PENSJON PK 2 186 800 4.08%
T.D. VEEN AS 2 093 202 3.91%
REDBACK AS 1 849 769 3.46%
OPPKUVEN AS 1 836 200 3.43%
TIGERSTADEN AS 1 500 000 2.80%
MATHISEN 1 410 578 2.63%
F2 FUNDS AS 1 360 000 2.54%
DNB BANK ASA 1 320 097 2.47%
DNB BANK ASA 1 200 000 2.24%
ENGELSVIKEN FRYSERI AS 1 143 891 2.14%
DAIMYO INVEST AS 1 030 000 1.92%
APOLLO ASSET LIMITED 1 000 000 1.87%
Q CAPITAL AS 998 490 1.87%
F1 FUNDS AS 931 775 1.74%
GM CAPITAL AS 904 247 1.69%
NÆSS 717 795 1.34%
TONE BEKKESTAD AS 717 118 1.34%
REMAINING INVESTORS 13 001 728 24.29%
Total 53 533 395 100.00%
Person Position Shares
Endre Ording Sund chairman of the board 1 836 200
Einar Christen Lange member of the board 10 807 646
John Arne Ulvan member of the board -
Monika Inde Zsak member of the board -
Wendy Lam member of the board
Wayne Thomson member of the board -
Jan Kielland CEO 5 172 677
Ingar Bergh CFO 14 800
Tone Bekkestad CMO 717 118
Cato Christensen CTO -
Johan Jungholm CCO -
Philipp Staggat CPO 4 000

6.9.3 Shareholders

The share capital consists of 53 533 395 shares with a nominal value of NOK 0.5 total NOK 26 766 697 and is fully paid. Each share provides one vote. The company has one class of shares.

Shareholders as of 31 December 2023

The company's shares are VPS-registered and listed on Euronext Growth from 20 December 2021. Numbers of shares and share subscription rights held by the board and CEO and leading senior management, including shares held by companies controlled by the representatives:

Subsidiaries Country Purchase date Owership and voting interest 2023 2022
CapSol-EoP AS Norway 29 Oct 2015 100% Amounts in NOK
Capsol Engineering AB Sweden 25 Nov 2016 100%
Capsol Technologies LLC USA 31 Aug 2023 100% SkatteFUNN 2 511 228 1 211 545
Government grants received 2 511 228 1 211 545

7. OTHER

As of 31 December 2023, the Group's subsidiaries are:

7.1Subsidiaries

7.2 Government grants

Accounting policies

Government grants are recognised when there is reasonable assurance that the Group will comply with the conditions attaching to them; and the grant will be received.

Government grants relating to the purchase of property, plant and equipment are normally included as a reduction of the carrying amount of the related assets. These provisions are recognised in the consolidated statement of financial performance, on a systematic basis, as an offset to the depreciation expenses from the Group.

Government grants relating to costs are deferred and recognised in profit or loss over the period necessary to match them with the costs that they are intended to compensate.

Capsol has recognised government grants related to the Norwegian R&D tax incentive scheme (Skattefunn) with development of the CapsolGo® units, recognised as Property, plant and equipment. The grant has reduced the initial acquisition cost of the property, plant and equipment with grants received. Some personnel and other operating expenses has been capitalised as part of the SkatteFUNN project.

Capsol has received the following government grants

Remuneration to board of directors 2023 2022 2021
Amounts in NOK
Endre Ording Sund , Chair of the board 300 000 250 000 250 000
Einar Chr. Langem, Director 187 500 150 000 150 000
Christian Kongsli, Director - - 37 500
Clas Nygren, Director 112 500 150 000 150 000
John Arne Ulvan, Director 187 500 150 000 150 000
Monika Ind Zsak, Director 187 500 150 000 75 000
Wayne Thomson, Director 187 500 112 500 -
Ellen Hanetho, Director 75 000 - -
Wendy Lam, Director 75 000 - -
Total board of directors 1 312 500 962 500 812 500

7.3 Related parties

7.3.1 Key management personnel compensation

The following table provides an overview of the compensation to key management personnel by the Group:

CEO and other senior executives 2023 2022 2021
Jan Kielland, CEO 2 757 382 2 548 890 2 244 364
Salary 1 739 306 1 545 161 1 935 000
Bonus 844 040 843 750 102 692
Post-employment benefits 167 229 155 946 206 672
Other benefits 6 807 4 033
Ingar Bergh, CFO 2 317 722 1 797 453 760 140
Salary 1 414 349 1 208 939 661 156
Bonus 730 730 435 938 -
Post-employment benefits 158 865 148 514 98 984
Other benefits 13 778 4 062
Tone Bekkestad, CMO 1 647 008 1 674 856 1 404 380
Salary 1 105 409 1 009 422 1 267 279
Bonus 406 989 540 000 -
Post-employment benefits 123 813 118 892 136 810
Other benefits 10 797 6 542 291
-
Cato Christiansen, CTO 1 456 398 509 410
Salary 1 283 950 448 309 -
Bonus - - -
Post-employment benefits 162 010 57 342 -
Other benefits 10 340 3 759 -
Johan Jungholm, CCO 1 945 987 1 179 550 206 289
Salary 1 291 108 1 055 737 183 077
Bonus 469 927 - -
Post-employment benefits 164 463 118 166 22 898
Other benefits 20 489 5 647 314
Philip Staggat, CPO 1 933 877 979 684 224 055
Salary 1 113 840 880 433 205 962
Bonus 685 875 - -
Post-employment benefits 124 564 84 397 17 965
Other benefits 9 598 14 854 128
Total CEO and other senior executives 12 058 276 8 689 843 4 839 228

7.3.2 Transactions with other related parties

The Group has not had any transactions with related parties in the periods from 2021 to 2023.

7.4 Garantees, contractual liabilites, contractual obligations

Guarantees

The Group has entered into guarantees related to prepayments from customers and for the lease of offices. The bank guarantees the Group has entered into are of NOK 6.7 million. Although guarantees are financial instruments, they are considered contingent obligations and the notional amounts are not included in the financial statements.

Contingent liabilities

Although guarantees are financial instruments, they are considered contingent obligations and the notional amounts are not included in the financial statements. Capsol does not have any continent obligations other than what is mentioned under Guarantees.

Contractual obligations

The group has entered into contracts to acquire one new CapsoGo® unit and a liquefacation unit from its supplier. The expected cash outflows of these contractual obligation will be in the first half of 2024. With the private placement of capital in February 2024, see section 7.5 for further information. The group considers it has sufficient liquidity to settle these contractual obligations.

7.5 Subsequent events

Partnership with Munters

On 14 February 2024, the group announced a new collaboration with Munters, a global leader in energy efficient air treatment and climate control solutions. The partnership aims to further enhance the efficiency and effectiveness of Capsol's proprietary process for capturing CO₂ from industrial emissions. As part of the partnership agreement, Munters subscribed for EUR 2 million in the private placement completed on 16 February 2024.

Share options to new CEO

On 15 February 2024, Wendy Lam was appointed as the new CEO of Capsol Technologies. The incoming CEO was granted 850 000 options when she assumed her duties.

8 FIRST-TIME ADOPTION OF IFRS

The financial statements for the year ended 31 December 2023 are the first Capsol has prepared in accordance with IFRS. As such Capsol has prepared financial statements that comply with IFRS, applicable as of 31 December 2023, together with the comparative period data for the year ended 31 December 2022 and 2021. In preparing the financial statements, Capsol's opening balance sheet was prepared as of 1 January 2021, Capsol's date of transition to IFRS. This note explains the principal adjustments made by Capsol Technologies ASA in restating its NGAAP financial statements, including the balance sheet as of 1 January 2021 and 31 December 2021 and the income statement for the year ended 31 December 2021.

Exemptions applied

IFRS 1 allows first-time adopters certain exemptions from the retrospective application of certain requirements under IFRS. Capsol Technologies has applied the mandatory exception in IFRS 1.B1, and the following optional exemption:

  • Leases in accordance with IFRS 1.D9D. The lease payments associated with leases that end within 12 months as at 1 January 2021 and leases for which the underlying assets are of low value are recognised as an expense on a straight-line basis over the lease term
  • Cumulative translation differences in accordance with IFRS 1.D13. The cumulative translation difference for its Swedish subsidiary has been set to zero at transition date at 1 January 2021

Private placement

On 14 February 2024, the Group announced to contemplate a private placement. The private placement was successfully completed on 16 February 2024, and raised a gross proceeds of NOK 88.27 million, at a subscription price of NOK 12.60 per share.

The net proceeds to the Group from the Private Placement will go towards financing strategic

initiatives within new markets, new solutions and new revenue streams, specifically:

  • Establishing and running an operation in the United States
  • Technical and commercial development of the CapsolGT® solution for carbon capture from gas turbines
  • Expanding the CapsolGo® mobile demonstration program

Identified IFRS adjustments

An analysis of the differences between NGAAP and IFRS has been prepared, and their following GAAP-difference has been identified.

  • Consolidated financial statements
  • Leasing
  • Reclassification of debt to financial institutions
  • Net presentation of government grants

The GAAP-differences identified have an effect on the IFRS opening balance 1 January 2021, the income statement for 2021, financial position at year end 31 December 2021, income statement for 2022 and the financial position at year end 31 December 2022.

Consolidated financial statements

Under NGAAP, the Capsol has chosen not to consolidate the subsidiaries due to the exception in the accounting act which states that consolidated financial statements can be left out if all of the company's subsidiaries, both individually and collectively, are of insignificant importance, cf. § 3-2. Under IFRS, all subsidiaries shall be consolidated, and Capsol has prepared consolidated financial statements with transition date being 1 January 2021.

The Group has two subsidiaries with limited operations at transition date. At transition date 1 January 2021, the consolidation of the subsidiaries has increased the assets with NOK 207 979, increased liabilities with NOK 46 231 and increased the equity with NOK 161 749. At year-end 31 December 2021, the assets increase NOK 154 828 liabilities increase NOK 36 567, and equity increase NOK 118 261. In the income statement, the consolidation has increased net loss with NOK 44 270 in 2021. At year-end 31 December 2022, the assets increase NOK 100 668, liabilities decrease NOK 608, and equity increase NOK 101 276. In the income statement, the consolidation has increased net loss with NOK 16 523 in 2022. At year-end 31 December 2023, the assets increase NOK 86 262, liabilities increase NOK 5 105, and equity increase NOK 81 158. In the income statement, the consolidation has increased net loss with NOK 19 347 in 2023.

Leasing

Capsol Technologies has lease contracts for office space. There are no lease contracts due in more than 12 months as of date of transition 1 January 2021. As such, these contracts are exempt from the lease calculations under IFRS 16, and the optional exemption for first-time adopters in accordance with IFRS 1. Leased equipment is of low value and are exempt from the lease calculations. Therefore, there are no GAAP-difference at commencement date 1 January 2021. However, on 15 April 2021, Capsol entered into a new 2-year lease contract for office space. The lease contract is classified as a lease under IFRS 16, and a lease liability of NOK 1 059 060 has been recognised, together with a Right of Use asset of NOK 1 059 060. At year-end 31 December 2021, the lease liability is NOK 677 371 and Right of Use asset is NOK 661 912. In the income statement for 2021, depreciations of NOK 397 147 and interest expense of NOK 15 061 has been recognised, together with a reduction in other operating expenses of NOK 396 750. Principal payment of NOK 381 689 has been recognised in the cash flow statements for 2021. At year-end 31 December 2022, the lease liability is NOK 144 729 and Right of Use asset is NOK 132 382. In the income statement for 2022, depreciations of NOK 529 530 and interest expense of NOK 9 238 has been recognised, together with a reduction in other operating expenses of NOK 541 880. Principal payment of NOK 532 642 has been recognised in the cash flow statements for 2022. At year-end 31 December 2023, the lease liability is NOK 8 502 277 and Right of Use asset is NOK 8 522 788. In the income statement for 2023, depreciations of NOK 1 493 489 and interest expense of NOK 471 688 has been recognised, together with a reduction in other operating expenses of NOK 1 998 035. Principal payment of NOK 1 526 346 has been recognised in the cash flow statements for 2023.

Reclassification of debt to financial institution

In preparing the consolidated financial statements in accordance with IFRS, at year-end 31 December 2022, the current portion of the borrowings of NOK 4 600 000 has been reclassified from non-current liabilities to current liabilities.

Net presentation of government grants

Capsol received government grants in the tax incentive scheme Skattefunn in 2022 and 2023. The grants are linked to development of the CapsolGo units. In the NGAAP financial statements the government grant for 2022 has been presented as a deferred income before being reclassified to reduce the acquisition cost in Property, plant and equipment in the following year. The same treatment has been applied for the government grants for 2023 under NGAAP.

Under IFRS, the government grant can either be presented by setting up the grant as deferred income or by deducting the grant in the carrying amount of the asset. Capsol has decided to presented the government grant net as a reduction of the acquisition cost of the CapsolGo units in Property, plant and equipment. In 2022, a reclassification with a reduction of Other current liabilities and Property, Plant and Equipment of NOK 1 211 545 has been performed. For 2023, a reclassification with a reduction of Other current liabilities and Property, Plant and Equipment of NOK 2 511 228 has been performed.

Summary of IFRS conversion effects on balance sheet and income statement

The below figures are showing the material conversion effects on the consolidated financial statements of Capsol Technologies arising from the implementation of IFRS. The figures show the effects on the opening and closing balance of 2021, and closing balances of 2022, as well as the income statement for 2021 and 2022. Only the financial statement lines which are affected by the implementation is presented in the tables.

Revenue recognition

Capsol has startup costs for setting up the CapsolGo® units at its customers locations, mainly transport, installation and commissioning. A setup fee to cover these costs have been agreed and are also invoiced the customer. Under NGAAP, both these startup costs and the setup fees have been recognised when occurred (invoiced). Under IFRS, the startup costs should be recognised as an asset as they are costs to fulfil the contract and should be amortised over the contract period. The startup fees invoiced are considered to be part of the transaction price of the performance obligation to deliver the OTSP testing period. As such, the setup fee shall be recognised over time as the performance obligation is fulfilled. This difference only occurs in the financial statements for year-end 31 December 2023. In the balance sheet, an increase in contract assets of NOK 1 735 104, increase in contract liability of NOK 1 913 749 and an effect of the equity of NOK 178 645 has been recognised. In the income statement a decrease in revenue of NOK 1 688 602 and decrease in costs to fulfill contract of NOK 1 509 957 has been recognised.

NGAAP CONSO ADJ IFRS ADJ IFRS
Amounts in NOK
Non-current assets 34 769 -34 769 - -
Total non-current assets 7 375 269 -34 769 - 7 340 500
Cash and cash equivalents 532 713 242 748 - 775 461
Total current assets 4 095 728 242 748 - 4 338 476
Total assets 11 470 997 207 979 - 11 678 976
Equity
Other equity
-17 813 597 161 749 - -17 651 848
Total other equity -17 813 597 161 749 - -17 651 848
Total equity 5 415 440 161 749 - 5 577 189
Liabilities
Current liabilities
Trade creditors 3 971 402 99 169 - 4 070 571
Other current liablities 2 084 156 - 52 938 - 2 031 216
Total short term liabilities 6 055 557 46 231 - 6 101 787
Total liabilities 6 055 557 46 231 - 6 101 787
Total equity and liabilities 11 470 997 207 979 - 11 678 976

Financial position effects 1 January 2021

NGAAP CONSO ADJ IFRS ADJ IFRS
Amounts in NOK
Depreciations 431 794 - 397 147 828 942
Other operating expenses 11 632 253 37 879 -396 750 11 273 382
Total operating expenses 25 250 353 37 879 397 25 288 630
Operating loss - 25 182 780 -37 897 -397 -25 221 056
Financial income and expenses
Other interest expenses 1 486 - 15 061 16 547
Other financial expenses 73 639 6 391 - 80 031
Net financial items - 70 998 -6 391 -15 061 -92 451
Loss before tax -25 253 778 -44 270 -15 459 -25 313 507
Net loss -25 253 778 -44 270 -15 459 -25 313 507
Currency translation difference, net of tax - 780 - 780
Total comprehensive income -25 253 778 -43 491 -15 459 -25 312 727

Total comprehensive income effects 2021

NGAAP CONSO ADJ IFRS ADJ IFRS
Amounts in NOK
Non-current assets
Right of use asset - - 661 912 661 912
Other financial assets 44 144 - 44 144 - -
Total non-current assets 9 917 570 - 44 144 661 912 10 535 338
Cash and cash equivalents 84 944 575 198 972 - 85 143 548
Total current assets 86 979 321 198 972 - 87 178 294
Total assets 96 896 891 154 828 661 912 97 713 632
Equity
Other equity -43 067 375 118 261 - 15 459 - 42 964 575
Total equity 87 005 811 118 261 -15 459 87 108 611
Liabilities
Non-current liabilities
Lease liabilities - - 144 729 144 729
Total long term liabilities - - 144 729 144 729
Current liabilities
Lease liabilities - - 532 642 532 642
Trade creditors 5 323 105 92 612 - 5 415 717
Other current liablities 3 838 698 - 56 045 - 3 782 656
Total short term liabilities 9 891 080 36 567 532 642 10 460 292
Total liabilities 9 891 080 36 567 677 371 10 605 021
Total equity and liabilities 96 896 891 154 828 661 912 97 713 632

Financial position effects 31 December 2021

Notes NGAAP CONSO ADJ IFRS ADJ IFRS
Amounts in NOK
CASH FLOW FROM OPERATING ACTIVITIES
Profit/-loss before income tax -25 253 778 -44 270 -15 459 -25 313 507
Adjustments to reconcile profit/loss before tax to net cash flow
Depreciation expenses 431 794 - 397 147 828 941
Finance income/(expense), net 70 998 6 391 15 061 92 450
Working capital changes
Change in other current assets and liabilities 3 953 665 494 - 3 954 159
Net cash flow from operating activities -14 966 832 -37 385 396 750 -14 607 467
CASH FLOW FROM FINANCING ACTIVITIES
Repayment of lease liabilities -381 689 -381 689
Interests paid -75 125 -6 391 -81 516
Interests paid on lease liabilities -15 061 -15 061
Net cash flow from financing activities 102 343 415 -6 391 -396 750 101 940 274
Net increase/(decrease) in cash and cash equivalents 84 411 863 -43 776 - 84 368 087
Cash and cash equivalents as at 1 January 532 713 242 748 - 775 461
Cash and cash equivalents as at 31 December 84 944 576 198 972 - 85 143 548

Cash flow effects 2021

NGAAP CONSO ADJ IFRS ADJ IFRS
Amounts in NOK
Depreciations 718 038 - 529 530 1 247 568
Other operating expenses 16 300 870 15 148 - 541 880 15 774 138
Total operating expenses 45 264 166 15 148 -12 350 45 266 964
Operating loss -34 475 739 -15 148 12 350 - 34 478 537
Financial income and expenses
Other interest expenses - - 9 238 9 238
Other finiancial expenses 844 891 1 375 - 846 266
Net financial items 74 473 -1 375 -9 238 63 860
Loss before tax -34 401 266 -16 523 3 112 - 34 414 676
Net loss -34 401 266 -16 523 3 112 - 34 414 676
Currency translation difference, net of tax - -463 - -463
Total comprehensive income -34 401 266 -16 986 3 112 -34 415 139

Total comprehensive income effects 2022

NGAAP CONSO ADJ IFRS ADJ IFRS
Amounts in NOK
ASSETS
Non-current assets
Right of use asset - - 132 382 132 382
Plant and equipment 24 803 826 - -1 211 545 23 592 281
Other financial assets 61 544 -61 544 - -
Total non-current assets 31 342 282 -61 544 -1 079 163 30 201 576
Other current receivables 8 527 628 9 000 - 8 536 628
Cash and bank deposits 61 412 023 153 212 - 61 565 235
Total current assets 71 935 126 162 212 - 72 097 338
Total assets 103 277 408 100 668 -1 079 163 102 298 915

Financial position effects 2022

NGAAP CONSO ADJ IFRS ADJ IFRS
EQUITY AND LIABILITIES
Equity
Other equity -77 468 641 101 276 -12 346 -77 379 714
Total other equity -77 468 641 101 276 -12 346 -77 379 714
Total equity 71 605 116 101 276 -12 346 71 694 043
Liabilities
Non-current liabilities
Debt to financial institutions 23 000 000 - -4 600 000 18 400 000
Total long term liabilities 23 000 000 - - 4 600 000 18 400 000
Current liabilities
Lease liability - - 144 729 144 729
Trade creditors 1 282 809 89 837 - 1 372 646
Current portion of debt to financial institution - 4 600 000 4 600 000
Other current liabilities 6 001 266 -90 444 -1 211 545 4 699 280
Total short term liabilities 8 672 292 -608 3 533 184 12 204 868
Total liabilities 31 672 292 -608 -1 066 816 30 604 870
Total equity and liabilities 103 277 408 100 668 -1 079 163 102 298 915

Financial position effects 2022

Notes NGAAP CONSO ADJ IFRS ADJ IFRS
Amounts in NOK
CASH FLOW FROM OPERATING ACTIVITIES
Profit/(loss) before income tax -34 401 266 -16 523 3 112 -34 414 676
Adjustments to reconcile profit/loss before tax to net cash flow
Depreciation expenses 718 038 - 529 530 1 247 568
Finance income/(expense), net -74 473 1 375 9 238 -63 860
Working capital changes
Change in other current assets and liabilities -3 688 773 -29 237 - -3 718 010
Net cash flow from operating activities -32 520 979 -44 385 541 880 -32 023 483
CASH FLOW FROM FINANCING ACTIVITIES
Repayment of lease liability -532 642 -532 642
Interests paid on borrowings -844 891 -1 375 -846 266
Interests paid on lease liability -9 238 -9 238
Net cash flow from financing activities 31 113 778 -1 375 -541 880 30 570 523
Net increase/(decrease) in cash and cash equivalents -23 532 552 -45 760 - -23 578 312
Cash and cash equivalents as at 1 January 84 944 575 198 972 - 85 143 548
Cash and cash equivalents as at 31 December 61 412 023 153 212 - 61 565 236

Cash flows effects 2022

2023 NGAAP
preliminary financial
information as
published on
Amounts in NOK 14 Feb 2024 CONSO ADJ IFRS ADJ IFRS
Revenue 35 848 826 - -1 688 602 34 160 224
Total operating income 35 848 826 - -1 688 602 34 160 224
Costs to fulfill contracts 9 286 069 - -1 509 957 7 776 112
Depreciations 6 675 580 - 1 493 489 8 169 069
Other operating expenses 24 242 750 24 928 -1 998 035 22 269 643
Total operating expenses 77 631 042 24 928 -2 014 504 75 641 466
Operating loss -41 782 217 -24 928 325 901 -41 481 242
Financial income and expenses
Other financial income 3 990 313 5 130 - 3 995 443
Other interest expenses 2 008 285 - 471 688 2 479 973
Other financial expenses 4 453 540 - 451 - 4 453 089
Net financial items -1 461 148 5 581 -471 688 -1 927 256
Loss before tax -43 243 365 -19 347 -145 787 -43 408 498
Net loss -43 243 365 -19 347 -145 787 -43 408 498
Currency translation difference, net of tax - -767 - -767
Total comprehensive income/-loss for the period -43 243 365 -20 114 -145 787 -43 409 265

Total comprehensive income effects 2023

Amounts in NOK 2023 NGAAP
preliminary financial
information as
published on
14 Feb 2024
CONSO ADJ IFRS ADJ IFRS
ASSETS
Non-current assets
Right of use asset - - 8 522 788 8 522 788
Total intangible assets 7 337 512 - 8 522 788 15 860 300
Plant, property and equipment 69 778 824 - - 2 511 228 67 267 596
Other financial assets 161 060 - 161 059 - -
Total non-current assets 77 277 396 - 161 059 6 011 500 83 127 897
Current assets
Contract assets - - 1 735 104 1 735 104
Other current receivables 9 318 138 108 515 - 9 426 653
Cash and cash equivalents 41 476 875 138 806 - 41 615 681
Total assets 137 894 357 86 262 7 746 665 145 727 285

Financial position effects 2023

Total equity and liabilities 137 894 357 86 262 7 746 665 145 727 285
Total liabilities 103 892 929 5 105 7 904 798 111 802 832
Total short term liabilities 40 179 342 5 105 1 283 088 59 968 429
Contract liabilities 11 746 322 - 1 913 749 13 660 071
Other current liablities 10 133 964 -91 166 -2 511 228 7 531 571
Trade creditors 15 228 425 96 270 - 15 324 695
Lease liabilities - - 1 880 567 1 880 567
Current liabilities
Total long term liabilities 63 713 587 -18 500 894 6 621 710 51 834 403
Debt to financial institutions 63 713 587 -18 500 894 - 45 212 693
Lease liabilities - - 6 621 710 6 621 710
Non-current liabilities
Liabilities
Total equity 34 001 428 81 158 - 158 133 33 924 453
Total other equity - 93 945 308 81 158 - 158 133 - 94 022 283
Equity
Other equity
- 93 945 308 81 158 - 158 133 - 94 022 283
EQUITY AND LIABILITIES
2023 NGAAP
preliminary financial
information as
published on
IFRS
Amounts in NOK 14 Feb 2024 CONSO ADJ IFRS ADJ

Financial position effects 2023

Notes NGAAP CONSO IFRS ADJ IFRS
Amounts in NOK
CASH FLOW FROM OPERATING ACTIVITIES
Profit/(loss) before income tax -43 243 365 -19 347 -145 787 -43 408 498
Adjustments to reconcile profit/loss before tax to net cash flow
Depreciation and amortisation expenses 6 675 580 - 1 493 489 8 169 069
Finance income/(expense), net 1 461 148 -5 581 471 688 1 927 256
Working capital changes
Change in other current assets and liabilities 4 925 087 4 941 -1 211 545 3 718 483
Change in contract balances 11 746 322 - 178 645 11 924 967
Net cash flow from operating activities -5 667 804 -19 987 1 998 035 -4 901 301
CASH FLOW FROM INVESTMENT ACTIVITIES
Government grants received on investment activities 1 211 545 1 211 545
Net cash flow from investing activities -52 511 179 - 1 211 545 -51 299 634
CASH FLOW FROM FINANCING ACTIVITIES
Repayment of lease liabilities - -1 526 346 -1 526 346
Interests paid on lease liabilities - -471 688 -471 688
Net cash flow from financing activities 41 166 131 - -1 998 035 39 168 097
Net increase/(decrease) in cash and cash equivalents -17 012 852 -19 987 - -17 032 838
Cash and cash equivalents as at 1 January 61 412 022 153 212 - 61 565 235
Effect of change in exchange rate -2 922 296 5 581 - -2 916 715
Cash and cash equivalents as at 31 December 41 476 874 138 806 - 41 615 681

Cash flow effects 2023

Audited financial statements 2023 Capsol Technologies ASA

Notes to financial statement

Notes 2023 2022
Amounts in NOK
Operating income and expenses
Revenue 35 848 826 10 766 762
Other operating income - 21 666
Total operating revenue 2 35 848 826 10 788 428
Costs of materials 9 286 069 2 618 417
Personnel expenses 3/4 37 426 643 25 626 841
Depreciation of intangible assets and plant and equipment 5/6 6 675 580 718 038
Other operating expenses 3/7 24 242 750 16 300 870
Total operating expenses 77 631 042 45 264 166
Operating loss -41 782 216 -34 475 739
Financial income and expenses
Other interest income 1 010 364 -
Other financial income 3 990 313 919 364
Other interest expenses 2 008 285 -
Other financial expenses 4 453 541 844 891
Net financial items 8 -1 461 149 74 473
Loss before income tax -43 243 365 -34 401 266
Income tax expense 9 - -
Net loss -43 243 365 -34 401 266
Allocation
Loss brought forward to uncovered loss 43 243 365 34 401 266
Net loss brought forward -43 243 365 - 34 401 266

Income statement 2023

Notes 31
Dec 2023
31 Dec 2022
Amounts in NOK
ASSETS
Fixed assets
Intangible assets
Patents and digital platform 7 337 512 6 476 912
Total intangible assets 5 7 337 512 6 476 912
Plant and equipment 69 778 824 24 803 826
Total plant and equipment 6 69 778 824 24 803 826
Financial fixed assets
Investments in subsidiaries 10 1 1
Investments in other companies 9 000 9 000
Loan to group companies 72 635 52 543
Other financial fixed assets 79 423 -
Total financial fixed assets 161 060 61 544
Total fixed assets 77 277 396 31 342 282
Current assets
Debtors
Accounts receivables 9 821 949 1 995 475
Other short-term receivables 9 318 138 8 527 628
Total receivables 19 140 087 10 523 103
Cash and bank deposits 11 41 476 875 61 412 023
Total current assets 60 616 962 71 935 126
Total assets 137 894 357 103 277 408

Balance sheet

Notes 31
Dec
2023
31 Dec 2022
Amounts in NOK
EQUITY AND LIABILITIES
Equity
Paid-up equity
Share capital 12 26 766 698 53 533 395
Share premium reserve 81 072 850 81 072 850
Other paid in capital 20 107 188 14 467 512
Total paid-up equity 127 946 736 149 073 757
Retained earnings
Uncovered loss -93 945 308 -77 468 641
Total retained earnings -93 945 308 -77 468 641
Total equity 13 34 001 428 71 605 116
Liabilities
Long term debt
Debt to financial institutions 14 63 713 587 23 000 000
Total long term debt 63 713 587 23 000 000
Short term debt
Unearned income 2 11 746 322 -
Trade creditors 15 228 425 1 282 809
Public duties payable 3 070 631 1 388 218
Liabilities to group companies 101 300 99 900
Other current debt 10 032 664 5 901 365
Total short term debt 40 179 342 8 672 292
Total liabilities 103 892 929 31 672 292
Total equity and liabilities 137 894 357 103 277 408

Oslo, 20 March 2024 The board of Capsol Technologies ASA

Balance sheet

Endre Ording Sund Chairman of the board

Einar Christen Lange Member of the board

John Arne Ulvan Member of the board

Wayne Thomson Member of the board

Monika Inde Zsak Member of the board

Ellen Merete Hanetho Member of the board

Wendy Lam Chief Executive Officer

Notes 2023 2022
Amounts in NOK
CASH FLOWS FROM OPERATING ACTIVITIES
Loss before tax -43 243 365 -34 401 265
Ordinary depreciation 5/6 6 675 580 718 038
Change in accounts receivable -7 826 474 -1 995 475
Change in unearned income 11 746 322 -
Change in trade creditors 13 945 616 -4 040 296
Share based compensation scheme without cash impact 13 5 639 676 10 041 902
Change in other accrual items 4 925 087 -3 688 774
Net cash from operating activities -8 137 558 -33 365 870
CASH FLOWS FROM INVESTMENT ACTIVITIES
Investments in plant and equipment 5/6 -52 511 178 -22 125 351
Net cash from investment activities -52 511 178 -22 125 351
CASH FLOWS FROM FINANCING ACTIVITIES
Proceeds from the issuance of new long-term liabilities 14 48 996 562 23 000 000
Currency conversion loan -2 460 828 -
Downpayment loan -5 822 146 -
Net proceeds from share issue - 8 958 669
Net cash from financing activities 40 713 588 31 958 669
Net change in cash and cash equivalents -19 935 148 -23 532 552
Cash and cash equivalents at the start of the period 61 412 023 84 944 575
Cash and cash equivalents at the end of the period 9 41 476 875 61 412 023
-34 401 265
718 038
-1 995 475
-4 040 296
10 041 902
-3 688 774
-33 365 870
-22 125 351
-22 125 351
23 000 000
8 958 669
31 958 669
-23 532 552
84 944 575

Cash flows

GO BACK Capsol Technologies Annual Report 2023

1 ACCOUNTING PRINCIPLES

The financial statements have been prepared in accordance with the Norwegian Accounting Act and generally accepted accounting principles in Norway. All amounts are stated in Norwegian Kroner.

Use of estimates

The management has used estimates and assumptions that have affected assets, liabilities, incomes, expenses and information on potential liabilities in accordance with generally accepted accounting principles in Norway.

Foreign currency translation

Transactions in foreign currency are translated at the rate applicable on the transaction date. Monetary items in a foreign currency are translated into NOK using the exchange rate applicable on the balance sheet date. Non-monetary items that are measured at their historical price expressed in a foreign currency are translated into NOK using the exchange rate applicable on the transaction date. Non-monetary items that are measured at their fair value expressed in a foreign currency are translated at the exchange rate.

Revenue recognition

Concideration from sale of services are recognised at fair value of the consideration, net after deduction of VAT and discounts. Revenues from the sale of services are recognised in the income statement for the period when the service is performed.

Income tax

The tax expense consists of the tax payable and changes to deferred tax. Deferred tax/tax assets are calculated on all differences between the book value and tax value of assets and liabilities. Deferred tax is calculated as 22% of temporary differences and the tax effect of tax losses carried forward.

Deferred tax assets are recorded in the balance sheet when it is more likely than not that the tax assets will be utilised. Taxes payable and deferred taxes are recognised directly in equity to the extent that they relate to equity transactions.

Balance sheet classification

Current assets and short term liabilities consist of receivables and payables falling due within one year, and items related to the inventory cycle. Other balance sheet items are classified as fixed assets / long term liabilities. Current assets are valued at the lower of cost and fair value. Short term liabilities are recognised at nominal value.

Fixed assets are valued at cost, less depreciation and impairment losses. Long term liabilities are recognised at nominal value.

Intangible assets

Intangible assets acquired separately are measured on initial recognition at cost. Intangible assets consist mainly of patents. Following initial recognition, intangible assets are carried at cost less any accumulated amortisation and accumulated impairment losses. Intangible assets with finite useful lives are amortised on a straight-line basis over their estimated useful lives. The amortisation expense is recognised in the income statement. Gains or losses arising from derecognition of an intangible asset are measured as the difference between the net disposal proceeds and the carrying amount of the asset and are recognised in the income statement when the asset is derecognised.

Property, plant and equipment

Property, plant and equipment is stated at cost. Depreciation is recorded on a straight-line basis over the following estimated useful lives of the assets.

Expenditures for maintenance and repairs are charged to other expenses in the period incurred. Assets under construction are not depreciated until completed and ready for their intended use.

Investment in subsidiaries and associates

The cost method is applied for investments in subsidiaries and associates. The cost price is increased when funds are added through capital increases or when group contributions are made to subsidiaries. Dividends received are initially taken to income. Dividends exceeding the portion of retained equity after the purchase are reflected as a reduction in purchase cost. Dividend/group contribution from subsidiaries are reflected in the same year as the subsidiary makes a provision for the amount. Dividend from other companies are reflected as financial income when it has been approved. Taxes are recognised directly in equity to the extent that they relate to equity transactions.

Impairment of intangible assets and investments

Impairment tests are carried out if there is an indication that the carrying amount of an asset exceeds the estimated recoverable amount. The test is performed on the lowest level of fixed assets at which independent cashflows can be identified. If the carrying amount is higher than both the fair value less cost to sell and value in use (net present value of future use/ownership), the asset is written down to the highest of fair value less cost to sell and the value in use. Previous impairment charges, except writedown of goodwill, are reversed in later periods if the conditions causing the write-down are no longer present.

Accounts receivable and other receivables

Accounts receivable and other current receivables are recorded in the balance sheet at nominal value less provisions for doubtful accounts. Provisions for doubtful accounts are based on an individual assessment of the different receivables. For the remaining receivables, a general provision is estimated based on expected loss.

Pensions

The company has a pension scheme for all employees, assessed as contribution plan. The pension scheme is financed through payments to an insurance company. After the contribution has been made, the Company has no further commitment to pay. The contribution is recgonised as payroll expenses.

Cash flow statement

The cash flow statement is presented using the indirect method. Cash and cash equivalents includes cash, bank deposits and other short term, highly liquid investments with maturities of three months or less.

Share based compensation

The company provides incentives to employees in the form of equity-settled share-based instruments. Equity-settled share options are measured at fair value at grant date and recognised in the income statement under salary and personnel expenses over the period in which the final right of the options vest. The balancing item is recognised directly in equity. On initial recognition of share options, the number of options expected to vest at expiry is estimated. Subsequently the estimated number of vested options is revised for changes, so that the total recognition is based on the actual number of vested options. The fair value of the options granted is estimated using the Black-Scholes model.

Government grants

Governments grants are recognised when there is reasonable assurance that the company will comply with the conditions for the scheme and the payment will be received. Governments grants relating to the purchase or development of property, plant and equipment are normally recognised as a reduction of the carrying amount of the related assets. Government grants regarding expenses that are recognised in the income statement as personnel expenses or other operating expenses are treated as a reduction of the related cost. The receivable amount regarding grants recognized but not received in cash is included under other short-term receivables.

Geographical distribution 2023 2022
Amounts in NOK
Europe 35 848 826 10 766 762
US - -
Others - -
Revenue 35 848 826 10 766 762
Other opertating income - 21 666
Total revenue 35 848 826 10 788 428

Capsol Technologies has currently two revenue stream

technology on the customers sites and facilities. Revenue is recognised over time over the

  • CapsolGo® demonstration testing, where the performance obligation is to provide the customers with one or more operation and testing packages (OTSP) to test the planned testing period, normally between 5-7 months
  • study is a performance obligation. The revenue from engineering and feasibility studies are recognised point in time when pre-defined milestones are reached

• Engineering services and feasibility studies. Each agreed engineering service or feasibility

Any costs to prepare the CapsolGo® demonstration units at site are a cost to fulfill the performance obligation and will be amortised over the planned testing period.

Prepayments recognised as unearned income of NOK 11 746 322 relates to upfront and startup fees that occur up until commencement of the OTSP testing with the CapsolGo® units.

Other operating income is related to sublease of offices.

2 REVENUE

2023
425 781
49 619
48 575
18 925
542 900
Salary costs 2023 2022
Amounts in NOK
Salaries 24 427 252 13 982 643
Employment tax 3 982 453 2 139 293
Other benefits 2 903 585 1 447 833
Share based compensation cost 5 639 676 10 041 902
Share based compensation incl. employment tax 1 302 266 -1 573 394
Tax refund (SkatteFUNN) -828 590 -411 436
Total 37 426 643 25 626 841
Number of employees 21 11
Auditor remuneration 2023
Amounts in NOK
Fee for statutory audit services 425 781
Fees for other certification services 49 619
Fee for tax advice 48 575
Fee for other services 18 925
Total 542 900

3 SALARY COST AND BENEFITS, REMUNERIATION TO THE AUDITOR Pension cost

The company is liable to maintain an occupational pension scheme under the Mandatory Occupational Pension Act. The company's pension scheme satisfy the requirements of this act. The pension cost is incl. under "other benefits" in the table above of NOK 1 833 560.

2023 2022
Jan Kielland, CEO 2 757 382 2 548 890
Salary 1 739 306 1 545 161
Bonus 844 040 843 750
Post-employment benefits 167 229 155 946
Other benefits 6 807 4 033
Ingar Bergh, CFO 2 317 722 1 797 453
Salary 1 414 349 1 208 939
Bonus 730 730 435 938
Post-employment benefits 158 865 148 514
Other benefits 13 778 4 062
Tone Bekkestad, CMO 1 647 008 1 674 856
Salary 1 105 409 1 009 422
Bonus 406 989 540 000
Post-employment benefits 123 813 118 892
Other benefits 10 797 6 542
Cato Christiansen, CTO 1 456 398 509 410
Salary 1 283 950 448 309
Bonus - -
Post-employment benefits 162 010 57 342
Other benefits 10 340 3 759
Johan Jungholm, CCO 1 945 987 1 179 550
Salary 1 291 108 1 055 737
Bonus 469 927 -
Post-employment benefits 164 463 118 166
Other benefits 20 489 5 647
Philip Staggat, CPO 1 933 877 979 684
Salary 1 113 840 880 433
Bonus 685 875 -
Post-employment benefits 124 564 84 397
Other benefits 9 598 14 854
Total CEO and other senior executives 12 058 276 8 689 843
2023 2022
Endre Ording Sund , Chair of the Board 300 000 250 000
Einar Chr. Langem, Director 187 500 150 000
Clas Nygren, Director 112 500 150 000
John Arne Ulvan, Director 187 500 150 000
Monika Ind Zsak, Director 187 500 150 000
Wayne Thomson, Director 187 500 112 500
Ellen Hanetho, Director 75 000 -
Wendy Lam,Director 75 000 -
Total Board of directors 1 312 500 962 500

CEO and management participates in the company's share based compensation program approved by the annual general meeting held 30 June 2021. The CEO also partakes in the company's bonus program.

The CEO's agreement has six months mutual termination. The company has the right to terminate the agreement with immediate effect, should the company decide to use this right, the CEO is entitled to 12 months severance pay. Board members have no agreements for severance pay. There are no loans and other obligations for the board, CEO or to the rest of the management.

Ingar Bergh, CFO
Salary
Bonus
Post-employment benefits
Other benefits
Tone Bekkestad, CMO
Salary
Bonus
Post-employment benefits
Other benefits

4 REMUNERATION TO Board of directors, CEO AND OTHER SENIOR EXECUTIVES

Patents 31 Dec 2023 31 Dec
2022
Amounts in NOK
Capitalised acquisition of patent rights at start of period 7 340 500 7 340 500
Additions -
Accumulated depreciation -1 295 382 -863 588
Total 6 045 118 6 476 912
Depreciation in the year 431 794 431 794
Depreciation plan Straight line Straight line
Estimated useful life from start of depreciation 17 17
Amounts in NOK
Digital Platform 31 Dec 2023 31 Dec
2022
Amounts in NOK
Capitalised acquisition of patent rights at start of period - -
Additions 1 292 393 -
Accumulated depreciation - -
Total 1 292 393 -
Depreciation in the year - -
Depreciation plan Straight line Straight line
Estimated useful life from start of depreciation 5 5
31 Dec 2023 31 Dec
2022
Amounts in NOK
Capitalised acquisition 25 090 070 2 964 720
Additions 51 218 785 22 125 350
Accumulated depreciation -6 530 031 -286 244
Total 69 778 824 24 803 826
Depreciation in the year 6 243 786 286 244
Depreciation plan Straight line Straight line
Estimated useful life from start of depreciation 5 5

Depreciations started in 2021 as the technology was considered ready for intended use.

The company holds patented technology for large-scale CO₂ capture in power production and other industrial applications.

Expected future uses and revenues are assumed to justify the value of capitalised cost price. Patent costs are expensed on an ongoing basis. Patent costs are also covered for patents held by subsidiaries.

5 INTANGIBLE ASSETS

6 PROPERTY, PLANT & EQUIPMENT

Significant judgement

Capsol's research and development activities relate mainly to development of the patents on Carbon capture technology. Internal costs to develop the CapsolGo® units have been recognised as part of property, plant and equipment. In addition, development of a new technological digital platform has been recognised in 2023. For other research and development costs relating to the developing the patents and technology, management has assessed that the requirements to capitalise is not present.

Research and development

2023 2022
Amounts in NOK Amounts in NOK
Rent 2 282 676 597 024
Professional fees 11 220 948 10 703 865
Other general and administrative expenses 10 831 324 5 268 488
Tax refund (Skattefunn) -92 198 -268 507
Total 24 242 750 16 300 870
2023 2022
Amounts in NOK
Other interest income 1 010 364 11 387
Currency gain 3 990 313 907 977
Other interest expense -2 204 945 -278 612
Currency loss -4 256 881 -566 279
Total -1 461 149 74 473

The company has a rental contract with Thune Eureka AS running from 1 March 2023 to 28 August 2028. The annual rent is NOK 2 335 665 for 2024. The rental contract is accounted for as operational lease.

7 OTHER OPERATING EXPENSES 8 CLASSIFICATION OF NET FINANCIAL ITEMS

This period's tax expense 2023 2022
Amounts in NOK
Payable tax - -
Changes in deferred tax - -
Tax expense on ordinary profit/loss - -
Taxable income
Ordinary result before tax -43 243 365 -34 401 266
Permanent differences 2 342 047 8 231 908
Changes in temporary differences 6 092 510 -3 397 877
Taxable income -34 808 808 -29 567 235
Reconciliation of tax expense
Ordinary result before tax -43 243 365 -34 401 266
Tax expense 22% -9 513 540 -7 568 279
Tax effect on permanent differences 515 250 2 077 559
Not recognised deferred tax assets 8 998 290 5 490 720
Net tax expense - -
Deferred tax/deferred tax assets 31 Dec 2023 31 Dec
2022
Changes
Amounts in NOK
Temporary differences -5 273 877 818 633 6 092 510
Tax loss carried forward -108 489 334 -73 680 526 34 808 808
Total -113 763 211 -72 861 893 40 901 318
22% deferred tax asset -25 027 906 -16 029 627 8 998 290
Not recognised 25 027 906 16 029 627 -8 998 290
Deferred tax asset recognised - - -

Deferred tax/deferred tax assets

The tax effect on temporary differences and tax loss carried forward that has formed the basis for deferred tax and deferred tax assets, specified on type of temporary differences:

9 INCOME TAX EXPENSE AND DEFERRED TAX

Subsidiaries (office) Ownership and voting interest Acquisition cost Share of Equity 31 Dec 2023 Share of Results in 2023
CapSol-EoP AS (Oslo) 100% 750 000 -52 543 -
Capsol Engineering AB (Sweden) SEK1 100% 10 000 137 370 -25 053
Capsol Technologies LLC, Delaware, USA 2 100% - - -
Write downs -759 999
Booked value 1
Restricted bank deposit for payment of employees' tax deduction 31 Dec 2023 31 Dec
2022
Amounts in NOK 1 127 023 955 054

1The financial year for Capsol Engineering AB is ending 31 August. The disclosed figures are denominated in SEK and regards the period 1 September 2021-31 August 2023 2 Subsidiary in US established end 2023 and there were no activity in 2023

Investments in subsidiaries are recognised at cost less accumulated impairment losses. The are no operational activities in the subsidiaries and the investments have in previous years been written down from NOK 760 000 by NOK 759 999 to NOK 1 because the fair value is assessed to be lower than cost.

11 CASH

10 SUBSIDIARIES

No of shares Share of total
REDERIAKTIESELSKAPET SKRIM 9 522 665 17.79%
SEOTO AS 5 172 677 9.66%
AQUILA HOLDINGS INVESTMENT AS 3 636 363 6.79%
MP PENSJON PK 2 186 800 4.08%
T.D. VEEN AS 2 093 202 3.91%
REDBACK AS 1 849 769 3.46%
OPPKUVEN AS 1 836 200 3.43%
TIGERSTADEN AS 1 500 000 2.80%
MATHISEN 1 410 578 2.63%
F2 FUNDS AS 1 360 000 2.54%
DNB BANK ASA 1 320 097 2.47%
DNB BANK ASA 1 200 000 2.24%
ENGELSVIKEN FRYSERI AS 1 143 891 2.14%
DAIMYO INVEST AS 1 030 000 1.92%
APOLLO ASSET LIMITED 1 000 000 1.87%
Q CAPITAL AS 998 490 1.87%
F1 FUNDS AS 931 775 1.74%
GM CAPITAL AS 904 247 1.69%
NÆSS 717 795 1.34%
TONE BEKKESTAD AS 717 118 1.34%
REMANING INVESTORS 13 001 728 24.29%
Total 53 533 395 100.00%
Person Position Shares
Endre Ording Sund chairman of the board 1 836 200
Einar Christen Lange member of the board 10 807 646
John Arne Ulvan member of the board -
Monika Inde Zsak member of the board -
Wendy Lam member of the board
Wayne Thomson member of the board -
Jan Kielland CEO 5 172 677
Ingar Bergh CFO 14 800
Tone Bekkestad CMO 717 118
Cato Christensen CTO -
Johan Jungholm CCO -
Philipp Staggat CPO 4 000

12 SHAREHOLDERS

The share capital consists of 53 533 395 shares with a nominal value of NOK 0.5 total NOK 26 766 697 and is fully paid. Each share provides one vote. The company has one class of shares.

Shareholders as of 31 December 2023

The company's shares are VPS-registered and listed on Euronext Growth from 20 December 2021. Numbers of shares and share subscription rights held by the board and CEO and leading senior management, including shares held by companies controlled by the representatives:

Rights under the management incentive scheme are not included, cf. note 13.

Share capital Share premium Other paid in capital Net loss Total equity
Amounts in NOK
Equity at
1
Jan 2023
53 533 395 81 072 850 14 467 512 -77 468 642 71 605 117
Result 2023 - - - -43 243 365 -43 243 365
Share issue - - - - -
Capital reduction no cash -26 766 698 - - 26 766 698 -
Share based compensation - - 5 639 676 - 5 639 676
Equity at
31 Dec
2023
26 766 698 81 072 850 20 107 189 -93 945 308 34 001 428

13 EQUITY CAPITAL

Rights under the management incentive scheme are not included, cf. note 13.

Funding measure carried out

In December 2020 the company agreed with certain investors (the "Investors") on a funding package with the three elements - 1 capital contribution of NOK 25 000 000, and 2 Subscription rights schemes of total NOK 50 000 000. As of 31 December 2021, a total of 2 950 619 shares under the subscription rights scheme had not been executed.

On August 24 2022 the shares from these remaining rights was issued at a subscription price of NOK 3.23 per share. There is as of 31 December no outstanding subscription rights or warrants outside of the company share based compensation scheme.

Share based compensation scheme

On 30 June 2021, the Annual General Meeting approved a share-based compensation program for employees and board members with a volume of up to 5 000 000 options (which would equal the same number of shares if options are exercised), of these 1 200 000 have now been allocated to members of the board, 3 160 000 options have been allocated to CEO and senior management and additionally 638 000 to other employees, while 2 000 options have not been allocated. The compensation program had its first effective date 1 July 2021.

Options are exercisable at a price equal to the average quoted market price of the parent company's shares on the date of grant. Options are forfeited if the employee leaves the group before the options vest.

Options may be exercised at any time from the date of vesting to the date of their expiry.

These options expires three years after vesting. Options are granted to management and select key personnel, typically at start of employment with the company, and serves as part of the compensation package and as a tool for retention.

Terms for Capsol Technologies Board members: Strike NOK 10.00 to NOK 15.88, vesting three years with 1/3 each year.

Terms for Capsol Technologies employees:

Strike price shall be NOK 10.00 for current management and employees (per 30 June 2021). Strike price for participants added to the incentive program in the future will be adjusted relative to share price at the time of issuing. Vesting shall be over a period of three years with 25% vested in year 1, 25% vested in year 2 and 50% vested in year 3.

Allocation Strike price Issue date Vesting
Person (Board members)
Endre Ording Sund (Chairman) 100 000 10.00 1 Jul 2021 3 years with 1/3 each year
Einar Chr. Lange 100 000 10.00 1 Jul 2021 3 years with 1/3 each year
Claes Oskar Nygren (Retired from Board) 100 000 10.00 1 Jul 2021 3 years with 1/3 each year
John Arne Ulven 225 000 10.00 1 Jul 2021 3 years with 1/3 each year
Monika Inde Zsak 225 000 10.00 1 Jul 2021 3 years with 1/3 each year
Wayne Thomson 225 000 15.88 1 Jul 2022 3 years with 1/3 each year
Ellen Merete Hanetho 112 500 13.95 27 Sep 2023 3 years with 1/3 each year
Wendy Lam 112 500 13.95 27 Sep 2023 3 years with 1/3 each year
Total board 1 200 000
Person (CEO and senior management)
Jan Kielland, CEO 850 000 10.00 1 Jul 2021 3 years with 1/3 each year
Ingar Bergh, CFO 750 000 10.00 1 Jul 2021 3 years with 1/3 each year
Tone Bekkestad, CMO 590 000 10.00 1 Jul 2021 3 years with 1/3 each year
Cato Christensen, CTO 500 000 11.50 15 Aug 2022 3 years with 1/3 each year
Johan Jungholm, CCO 230 000 13.00 18 Oct 2021 3 years with 1/3 each year
Philipp Staggat, CPO 240 000 13.64 1 Oct 2021 As above (two tranches 190 000 issued 01.10.2021
50 000 issued 13.12.2023)
Total CEO and senior management 3 160 000
Total other employees (average weighed) 638 000 12.58 1 Jul 2021-1 Sep 2022 3 years with 25% in year 1, 25% in year 2 and 50% in year 3
Total issued to board and employees 4 998 000
Not allocated options in program 2 000
Total for the program 5 000 000
31 Dec 2023 31 Dec 2022 31 Dec 2021
Number of
share options
Weighted average
exercise price
Number of
share options
Weighted average
exercise price
Number of
share options
Weighted average
exercise price
Outstanding at beginning of year 4 645 1000 11.29 3 570 000 10.51 - -
Granted during the year 658 000 13.06 1 750 000 13.89 3 570 000 10.51
Forfeited during the year 305 000 14.81 - - - -
Exercised during the year - - - - - -
Expired during the year - - - - - -
Outstanding at the end of the year 4 998 000 12.18 4 645 000 11.29 3 570 000 10.51
Exercisable at the end of the year 2 170 833 10.86 1 060 000 10.34 - -
31Dec
2023
31 Dec 2022 31 Dec 2021
Weighted average share price 12.18 11.29 10.51
Weighted average exercise price 12.18 11.29 10.51
Expected volatility 50% 50% 50%
Expected life 5.25 5.25 5.25
Risk-free rate 3.43% 2.87% 1.0%

Details of the share options outstanding during the year are as follows:

The options outstanding on 31 December 2023 had a weighted average exercise price of NOK 12.18. In 2023, options were granted throughout the year. The aggregate of the estimated fair values of the options granted is about NOK 2.7 million. In 2022 the estimated fair value of the options granted was about NOK 7.0 million. In 2021 the estimated fair value of the options granted was about NOK 18.4 million. For practical purposes there will be minor discrepancies between when options are granted, and cost is recognised. The inputs into the black and scholes option valuation model is as follows:

Expected volatility was determined by calculating a weighted mix of peers and a selected index. This has been done due to the limited history of trade in the share. The expected life used in the model is conservative and does not include estimates, for the effects of non-transferability, exercise restrictions, and behavioural considerations.

The Group recognised total expenses of NOK 6.9 million, NOK 8.5 million and NOK 6.4 million related to equity-settled share-based payment transactions in 2023, 2022 and 2021 respectively. Including provisions for employment tax.

Shares, subscription rights, warrants, options Total Issued Exercise price Proceeds if exercised
Issued shares as of 31 December 2023 53 533 395 53 533 395
Share-based compensation 5 000 000 4 998 000 12.18 60 875 940
Total as of 31 December 2023 58 533 395 58 531 395 60 875 940

Issued shares as of 31 December 2023 amounted to 53 533 395 shares. With additional shares potentially subscribed for under the Share based compensation arrangement, the total number of shares potentially issued would 58 533 395 shares. As of year end none of the vested options have been executed.

Secured debt 31 Dec 2023 31 Dec
2022
Amounts in NOK
Debt to financial institutions 63 713 587 23 000 000
Total 63 713 587 23 000 000
Booked value of secured assets
Plant and equipment 69 778 824 24 803 826
Accounts receivables 9 821 949 1 995 475
Total 79 600 773 26 799 301
At 31 December 2023 Carrying amount Less than 3 months 3-12 months 1-5 years More than 5 years Total
Amounts in NOK
Borrowings NOK 18 400 000 1 150 000 3 450 000 13 875 670 - 18 400 000
Borrowings EUR 45 313 587 3 475 223 10 425 670 31 412 693 - 45 313 587
Total financial liabilities 63 713 587 4 625 223 13 875 670 45 212 693 - 63 713 587
At 31 December 2022 Carrying amount Less than 3 months 3-12 months 1-5 years More than 5 years Total
Amounts in NOK
Borrowings NOK 23 000 000 1 150 000 3 450 000 18 400 000 - 23 000 000
Total financial liabilities 23 000 000 1 150 000 3 450 000 18 400 000 - 23 000 000
e than 5 years Total
18 400 000
45 313 587
63 713 587
e than 5 years Total
23 000 000
23 000 000

14 LONG TERM DEBT

Debt with financial institutions

Debt to financial institutions consist of three loans, with maturity in 2027 and 2028. Interest and principal are paid on quarterly instalments. The interest rate continues to be based on the NIBOR and EURIBOR index plus a margin of 2.9%p.a. See section 6.8.2 for an overview of the maturity.

The debt to credit institutions requires certain assets to be pledged as security, being property, plant and equipment, inventory, trade receivables and licenses. Assets pledged as security includes property, plant and equipment and accounts receivables.

At 31 December 2023 EUR GBP USD
Financial assets 5 394 456 - -
Accounts receivables 1 929 670 - -
Cash and bank deposits 3 464 786 - -
Financial liabilities - 5 062 834 - 25 619 - 83 275
Trade creditors - 1 021 774 - 25 619 - 83 275
Debt to financial institutions - 4 041 060
Exchange rate sensitivity analysis 2023 2022 2021
Increase in EUR/NOK exchange rate of 10 percent 33 162 17 975 - 18 000
Increase in GBP/NOK exchange rate of 10 percent - 2 562 - 207 -
Increase in USD/NOK exchange rate of 10 percent - 8 327 - -
At 31 December 2022 EUR GBP USD
Financial assets 190 000 - -
Accounts receivables 190 000 - -
Financial liabilities - 10 250 - 2 067 -
Trade creditors - 10 250 - 2 067 -
At 31 December 2021 EUR GBP USD
Financial assets - - -
Accounts receivables - - -
Financial liabilities -180 000 - -
Trade creditors -180 000 - -
Interest rate sensitivity analysis 2023 2022 2021
Increase in borrowing rate of 5% 3 610 793 1 157 236 -

15 Market risk

Market risk is the risk that the fair value or future cash flows of a financial instrument will fluctuate because of changes in market prices. The Group is mainly exposed to interest rate and foreign currency risk.

Interest rate risk

The Group's exposure to interest rate risk arises from long-term borrowings with variable rates, based on the NIBOR and EURIBOR rate applicable at each point in time.

The Group has not entered any interest rate swaps agreement or other interest rate hedges to mitigate risk related to increase in the variable interest rate of its loans.

Currency risk

The Group's primary operational foreign currency risk is linked to fluctuations in the value of Euro versus Norwegian Krone. From 2023, the revenue and borrowings are mainly in Euro, while the running costs are in

either Euro or Norwegian Krone. Management has as of year end 31 December 2023. The following table illustrates how the profit before tax would be affected by positive or negative changes in the exchange rates with respect to the functional currency of the company, leaving every other constant the same:

Partnership with Munters

On 14 February 2024, the Group announced a new collaboration with Munters, a global leader in energy efficient air treatment and climate control solutions. The partnership aims to further enhance the efficiency and effectiveness of Capsol's proprietary process for capturing CO₂ from industrial emissions. As part of the partnership agreement, Munters subscribed or EUR 2 million in the private placement completed on 16 February 2024.

Share options to new CEO

On 15 February 2024, Wendy Lam was appointed as the new CEO of Capsol Technologies. The incoming CEO was granted 850 000 options when she assumed her duties.

Note 16 EVENTS AFTER BALANCE SHEET DAY

Private placement

On 14 February 2024, the Group announced to cotemplate a private placement. The private placement was successfully completed on 16 February 2024, and raised gross proceeds of NOK 88. 27 million , at a subscription price of NOK 12.60 per share.

The net proceeds to the Group from the private placement will go towards financing strategic initiatives within new markets, new solutions and new revenue streams especially:

  • Establishing and running an operation in the United States
  • Technical and commercial development of the CapsolGT®
  • Expanding the CapsolGo® mobile demonstration program

AUDITORS REPORT

Our vision is to accelerating the transition to a net zero future

Drammensveien 126 0277 Oslo Norway

capsoltechnologies.com

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