Close Brothers Group PLC

Remuneration Information • Dec 12, 2024

National Storage Mechanism | Additional information

RNS Number : 9112P

Close Brothers Group PLC

12 December 2024

Close Brothers Group plc

Notification of transactions by

Persons Discharging Managerial Responsibilities

in Ordinary shares of the Company of 25p each (Shares)

Close Brothers Group plc (the "Company") notifies that on 12 December 2024, share awards under the Company's Omnibus Share Incentive Plan (the "Plan") were granted to the executive directors and other Persons Discharging Managerial Responsibilities ("PDMRs") noted below under the Long Term Incentive Plan ("LTIP"). A share price of £4.318 per share has been applied to determine the number of shares awarded under the plans, being the average of the middle market quotations for the five business days from and including the date of the Company's preliminary results announcement on 19 September 2024.

These awards are subject to performance underpins which are measured at the end of the three-year period between 1 August 2024 and 31 July 2027.

The following notifications, made pursuant to Article 19(3) of the Market Abuse Regulation, provide further details.   

Name of authorised official of issuer responsible for making notification

Tiffany Brill

Deputy Company Secretary

Close Brothers Group plc                  

12 December 2024

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Mike Morgan

2

Reason for the notification

a)

Position/status

Group Chief Executive Officer (Interim)

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Close Brothers Group plc

b)

LEI

213800W73SYHR14I3X91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of 25p each

GB0007668071

b)

Nature of the transaction

2024 share awards under the Company's Omnibus Share Incentive Plan: Long Term Incentive Plan ('LTIP')

c)

Price(s) and volume(s)

Price(s)	Volume(s)
Nil	104,205

d)

Aggregated information

- Aggregated volume

- Price

N/A - single transaction

-e)

Date of the transaction

12 December 2024

f)

Place of the transaction

Outside of a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Robert Sack

2

Reason for the notification

a)

Position/status

Group Chief Risk Officer

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Close Brothers Group plc

b)

LEI

213800W73SYHR14I3X91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of 25p each

GB0007668071

b)

Nature of the transaction

2024 share awards under the Company's Omnibus Share Incentive Plan: Long Term Incentive Plan ('LTIP')

c)

Price(s) and volume(s)

Price(s)	Volume(s)
Nil	27,788

d)

Aggregated information

- Aggregated volume

- Price

N/A - single transaction

e)

Date of the transaction

12 December 2024

f)

Place of the transaction

Outside of a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Simon Jacobs

2

Reason for the notification

a)

Position/status

Group Chief Operating Officer

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Close Brothers Group plc

b)

LEI

213800W73SYHR14I3X91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of 25p each

GB0007668071

b)

Nature of the transaction

2024 share awards under the Company's Omnibus Share Incentive Plan: Long Term Incentive Plan ('LTIP')

c)

Price(s) and volume(s)

Price(s)	Volume(s)
Nil	13,894

d)

Aggregated information

- Aggregated volume

- Price

N/A - single transaction

e)

Date of the transaction

12 December 2024

f)

Place of the transaction

Outside of a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Rebekah Etherington

2

Reason for the notification

a)

Position/status

Group Head of Human Resources

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Close Brothers Group plc

b)

LEI

213800W73SYHR14I3X91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of 25p each

GB0007668071

b)

Nature of the transaction

2024 share awards under the Company's Omnibus Share Incentive Plan: Long Term Incentive Plan ('LTIP')

c)

Price(s) and volume(s)

Price(s)	Volume(s)
Nil	27,788

d)

Aggregated information

- Aggregated volume

- Price

N/A - single transaction

e)

Date of the transaction

12 December 2024

f)

Place of the transaction

Outside of a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Ian Cowie

2

Reason for the notification

a)

Position/status

Chief Executive Officer Retail

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Close Brothers Group plc

b)

LEI

213800W73SYHR14I3X91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of 25p each

GB0007668071

b)

Nature of the transaction

2024 share awards under the Company's Omnibus Share Incentive Plan: Long Term Incentive Plan ('LTIP')

c)

Price(s) and volume(s)

Price(s)	Volume(s)
Nil	20,841

d)

Aggregated information

- Aggregated volume

- Price

N/A - single transaction

e)

Date of the transaction

12 December 2024

f)

Place of the transaction

Outside of a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Phillip Hooper  

2

Reason for the notification

a)

Position/status

Chief Executive Officer Property

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Close Brothers Group plc

b)

LEI

213800W73SYHR14I3X91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of 25p each

GB0007668071

b)

Nature of the transaction

2024 share awards under the Company's Omnibus Share Incentive Plan: Long Term Incentive Plan ('LTIP')

c)

Price(s) and volume(s)

Price(s)	Volume(s)
Nil	18,525

d)

Aggregated information

- Aggregated volume

- Price

N/A - single transaction

e)

Date of the transaction

12 December 2024

f)

Place of the transaction

Outside of a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Matt Roper

2

Reason for the notification

a)

Position/status

Chief Executive Officer Commercial

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Close Brothers Group plc

b)

LEI

213800W73SYHR14I3X91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of 25p each

GB0007668071

b)

Nature of the transaction

2024 share awards under the Company's Omnibus Share Incentive Plan: Long Term Incentive Plan ('LTIP')

c)

Price(s) and volume(s)

Price(s)	Volume(s)
Nil	38,556

d)

Aggregated information

- Aggregated volume

- Price

N/A - single transaction

e)

Date of the transaction

12 December 2024

f)

Place of the transaction

Outside of a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Nazrul Kazi

2

Reason for the notification

a)

Position/status

Group Head of Internal Audit

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Close Brothers Group plc

b)

LEI

213800W73SYHR14I3X91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of 25p each

GB0007668071

b)

Nature of the transaction

2024 share awards under the Company's Omnibus Share Incentive Plan: Long Term Incentive Plan ('LTIP')

c)

Price(s) and volume(s)

Price(s)	Volume(s)
Nil	11,578

d)

Aggregated information

- Aggregated volume

- Price

N/A - single transaction

e)

Date of the transaction

12 December 2024

f)

Place of the transaction

Outside of a trading venue

Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them

1

Details of the person discharging managerial responsibilities / person closely associated

a)

Name

Fiona McCarthy

2

Reason for the notification

a)

Position/status

Group Chief Finance Officer (Interim)

b)

Initial notification /Amendment

Initial notification

3

Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor

a)

Name

Close Brothers Group plc

b)

LEI

213800W73SYHR14I3X91

4

Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted

a)

Description of the financial instrument, type of instrument

Identification code

Ordinary Shares of 25p each

GB0007668071

b)

Nature of the transaction

2024 share awards under the Company's Omnibus Share Incentive Plan: Long Term Incentive Plan ('LTIP')

c)

Price(s) and volume(s)

Price(s)	Volume(s)
Nil	11,578

d)

Aggregated information

- Aggregated volume

- Price

N/A - single transaction

e)

Date of the transaction

12 December 2024

f)

Place of the transaction

Outside of a trading venue

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