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ARBUTHNOT BANKING GROUP PLC
Major Shareholding Notification • Mar 16, 2022
7492_mrq_2022-03-16_c104be08-4e61-4aa6-81db-94404948be52.html
Major Shareholding Notification
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National Storage Mechanism | Additional information 
RNS Number : 0447F
Arbuthnot Banking Group PLC
16 March 2022
16 March 2022
Arbuthnot Banking Group PLC
("Arbuthnot" or "the Company")
Holdings in Company
The Company became aware on 16 March 2022 that Liontrust Asset Management Plc has come to hold 1,492,443 Arbuthnot ordinary Shares of 1p each ("Ordinary Shares") representing 10.2 per cent. of the Company's voting rights (previously 9.87 per cent.). The TR1 forms below provide additional information.
Enquiries:
Arbuthnot Banking Group 0207 012 2400
Nick Jennings, Company Secretary
Grant Thornton UK LLP (Nominated Adviser and
AQSE Exchange Corporate Adviser) 020 7383 5100
Colin Aaronson
Samantha Harrison
George Grainger
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0007922338
Issuer Name
ARBUTHNOT BANKING GROUP PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
Liontrust Investment Partners LLP
City of registered office (if applicable)
Country of registered office (if applicable)
GB
4. Details of the shareholder
| Name | City of registered office | Country of registered office |
| Liontrust Asset Management Plc | London | United Kingdom |
5. Date on which the threshold was crossed or reached
23-Feb-2022
6. Date on which Issuer notified
24-Feb-2022
7. Total positions of person(s) subject to the notification obligation
| % of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
| Resulting situation on the date on which threshold was crossed or reached | 10.020000 | 0.040000 | 10.060000 | 1498443 |
| Position of previous notification (if applicable) | 9.970000 | 0.040000 | 10.010000 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
| Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
| GB0007922338 | 1492443 | 10.020000 | ||
| Sub Total 8.A | 1492443 | 10.020000% |
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
| Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
| Security lending | Open | At any time | 6000 | 0.040000 |
| Sub Total 8.B1 | 6000 | 0.040000% |
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
| Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
| Sub Total 8.B2 |
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
| Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
| Liontrust Asset Management Plc | Liontrust Investment Partners LLP | 10.020000 | 0.040000 | 10.060000% |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
24-Feb-2022
13. Place Of Completion
London
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0007922338
Issuer Name
ARBUTHNOT BANKING GROUP PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights; Other
Comments
Stock lending
3. Details of person subject to the notification obligation
Name
Liontrust Investment Partners LLP
City of registered office (if applicable)
Country of registered office (if applicable)
GB
4. Details of the shareholder
| Name | City of registered office | Country of registered office |
| Liontrust Asset Management Plc | London | United Kingdom |
5. Date on which the threshold was crossed or reached
21-Jan-2022
6. Date on which Issuer notified
24-Jan-2022
7. Total positions of person(s) subject to the notification obligation
| % of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
| Resulting situation on the date on which threshold was crossed or reached | 9.970000 | 0.040000 | 10.010000 | 1490943 |
| Position of previous notification (if applicable) | 10.000000 | 0.000000 | 10.000000 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
| Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
| GB0007922338 | 1484943 | 9.970000 | ||
| Sub Total 8.A | 1484943 | 9.970000% |
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
| Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
| Security lending | Open | At any time | 6000 | 0.040000 |
| Sub Total 8.B1 | 6000 | 0.040000% |
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
| Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
| Sub Total 8.B2 |
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
| Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
| Liontrust Asset Management Plc | Liontrust Investment Partners LLP | 9.970000 | 0.040000 | 10.010000% |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
24-Jan-2022
13. Place Of Completion
London
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB0007922338
Issuer Name
ARBUTHNOT BANKING GROUP PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
Liontrust Investment Partners LLP
City of registered office (if applicable)
Country of registered office (if applicable)
GB
4. Details of the shareholder
| Name | City of registered office | Country of registered office |
| Liontrust Asset Management Plc | London | United Kingdom |
5. Date on which the threshold was crossed or reached
20-Jan-2022
6. Date on which Issuer notified
21-Jan-2022
7. Total positions of person(s) subject to the notification obligation
| % of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer | |
| Resulting situation on the date on which threshold was crossed or reached | 10.000000 | 0.000000 | 10.000000 | 1489443 |
| Position of previous notification (if applicable) |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
| Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
| GB0007922338 | 1489443 | 10.000000 | ||
| Sub Total 8.A | 1489443 | 10.000000% |
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
| Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
| Sub Total 8.B1 |
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
| Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
| Sub Total 8.B2 |
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
| Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
| Liontrust Asset Management Plc | Liontrust Investment Partners LLP | 10.000000 | 10.000000% |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
12. Date of Completion
21-Jan-2022
13. Place Of Completion
London
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