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Umicore

Major Shareholding Notification Aug 17, 2015

4018_rns_2015-08-17_2bb5d4d4-1f11-4b5b-9496-9b2d8eed51dc.pdf

Major Shareholding Notification

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FORM TR-1 BE PART I

1) Status of the notification

Name UMICORE
Identification number 0401-574-852

3) Reason for the notification

Acquisition or disposal of voting securities or voting rights

4) Notification by

2) Issuer

A parent undertaking or a controlling person

5) Persons subject to the notification requirement

Name
(& legal form for legal persons)
Address (for legal persons)
BlackRock, Inc. 55 East 52nd Street, New York, NY 10055, U.S.A.
BlackRock (Luxembourg) S.A. 6D, Route de Trèves, Senningerberg, L-2633, Luxembourg
BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor, Amstelplein, Amsterdam, Netherlands
BlackRock Advisors (UK) Limited 12 Throgmorton Avenue, London, EC2N 2DL, U.K.
BlackRock Advisors, LLC 100 Bellevue Parkway, Wilmington, DE 19809, U.S.A.
BlackRock Asset Management Canada Limited 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada
BlackRock Asset Management Deutschland AG Max-Joseph-Straße 6, 80333 Munich, Germany
BlackRock Asset Management Ireland Limited International Financial Services Centre, Dublin 1, Ireland
BlackRock Asset Management North Asia Limited 16/F, 2 Queen's Road, Cheung Kong Center, Hong Kong
BlackRock Asset Management Schweiz AG Bahnhofstraße 54, 8001 Zurich, Switzerland
BlackRock Financial Management, Inc. 55 East 52nd Street, New York, NY 10055, U.S.A.
BlackRock Fund Advisors 400 Howard Street, San Francisco, CA 94105, U.S.A.
BlackRock Fund Managers Limited 12 Throgmorton Avenue, London, EC2N 2DL, U.K.
BlackRock Institutional Trust Company, National
Association
400 Howard Street, San Francisco, CA 94105, U.S.A.
BlackRock International Limited 12 Throgmorton Avenue, London, EC2N 2DL, U.K.
BlackRock Investment Management (Australia) Limited Level 26, 101 Collins Street, Melbourne, VIC 3000, Australia
BlackRock Investment Management (UK) Limited 12 Throgmorton Avenue, London, EC2N 2DL, U.K.
BlackRock Investment Management, LLC 1 University Square Drive, Princeton, NJ 08540, U.S.A.
BlackRock Japan Co., Ltd, Marunouchi Trust Tower Main, 1-8-3 Marunouchi Chiyoda-ku, Tokyo, 100-8217 Japan
BlackRock Life Limited 12 Throgmorton Avenue, London, EC2N 2DL, U.K.
BlackRock (Singapore) Limited 20 Anson Road #18-01, 079912, Singapore
iShares (DE) I Investmentaktlengesellschaft mit
Teilvermögen
Max-Joseph-Straße 6, 80333 Munich, Germany

6) Persons that dispose of, ... voting rights (Only to be filled in if art. 7 of the Law applies)

Name
(& legal form for legal persons)
Address (for legal persons)
Please continue entering the information in part II concerning the
persons referred to in points 5 and 6

7) Date on which the threshold is crossed

06/08/2015 (DD/MM/YYYY)

8) Threshold that is crossed (in %)

If the holding has fallen below the lowest threshold, you have the option of not entering any numbers under point 10

$\hat{\bullet}$

$\overline{\phantom{a}}$

9) Denominator

224,000,000

Please enter the denominator before filling in the data

$\frac{1}{2}$

10) Notified details

A) Voting rights After the transaction
Previous notification
# of voting rights # of voting rights % of voting rights
Holders of voting rights Linked to securities Not linked to the
securities
Linked to securities Not linked to the
securities
BlackRock, Inc. $\Omega$
BlackRock (Luxembourg) SA 2,841,172 2,841,172 1.27%
BlackRock (Netherlands) BV 65,198 65,198 0.03%
BlackRock (Singapore) Ltd 2.846 2,846 0.00%
BlackRock Advisors (UK) Ltd 63,998 63,998 0.03%
BlackRock Advisors, Llc 87,566 87.566 0.04%
BlackRock Asset Management Canada
Ltd
79,070 79,070 0.04%
BlackRock Asset Management
Deutschland AG
236,692 237,780 0.11%
BlackRock Asset Management Ireland
Ltd
773,238 769,974 0.34%
BlackRock Asset Management North
Asia Ltd
1.438 1,438 0.00%
BlackRock Asset Management Schweiz
AG
1,034 1,034 0.00%
BlackRock Financial Management, Inc. 5,710 5.710 0.00%
BlackRock Fund Advisors 1,935,878 1,952,574 0.87%
BlackRock Fund Managers Ltd 911,496 911,496 0.41%
BlackRock Institutional Trust Company,
National Association
2,691,960 2,690,128 1.20%
BlackRock International Ltd 190,816 190,816 0.09%
BlackRock Investment Management
(Australia) Ltd
66,214 66,214 0.03%
BlackRock Investment Management
(UK) Ltd
151.654 151.654 0.07%
BlackRock Investment Management, Lic 201,986 201,986 0.09%
BlackRock Japan Co., Ltd 271,296 271,448 0.12%
BlackRock Life Ltd 581,790 581,790 0.26%
IShares (DE) I
Investmentaktiengesellschaft mit
Tellvermögen
28,252 28,252 0.01%
subtotal 11,189,304 11,202,144 5.00%
TOTAL 11,202,144 0 5.00% 0.00%

Start with "groups" of holders. Calculate subtotals and then finish with the persons.

The totals, subtotals and % will be updated once you have clicked on

The totals, subtotals and % will be updated once you have clicked

After the transaction
B) Equivalent financial instruments
Holders of equivalent
financial instruments
Type of financial instrument Expiration date Exercise period or date # of voting rights
that may be
acquired if the
instrument is
exercised
% of voting rights
TOTAL (in relation to all expiration dates) ٥ 0.00%

The totals will be updated once you have clicked on

TOTAL (Voting rights & Equivalent financial
linstruments)
# of voting rights % of voting rights
11,202,144 5.00%

11) Chain of controlled undertakings through which the holding is effectively held, if applicable

Please describe, or join a diagram in attachment

BlackRock, Inc. is the utilmate controller but the legal entities detailed in section 10 above are the discretionary Investment Managers who holds

Holder

$\circ$

13) Additional information

A) Convertible bonds and rights to subscribe to voting securities not yet issued
Holder Type of financial instrument Expiration date
(DD/MM/YYYY)
Exercise/Conversion
period or date
Number # of voting rights that may be acquired if the
instrument is exercised/converted
B) Shares without voting rights
Holder Number
C) Remarks
Done at 12 Throgmorton Avenue, London EC2N 2DL, U.K.
On 11/08/2015 (DD/MM/YYYY)
Name & capacity
Gareth Slade, Vice President Signature Beege.

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