Major Shareholding Notification • Aug 31, 2015
Major Shareholding Notification
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| FORM TR-1 BE PART I |
|||
|---|---|---|---|
| 1) Status of the notification | |||
| Final | |||
| 2) Issuer | |||
| Identification number 0401-574-852 | Name UMICORE | ||
| 3) Reason for the notification | |||
| Acquisition or disposal of voting securities or voting rights | IJ | ||
| 4) Notification by | |||
| A person that notifies alone | h, | ||
| 5) Persons subject to the notification requirement | |||
| Name (& legal form for legal persons) |
Address (for legal persons) | ||
| Umicore (naamloze vennootschap) | Broekstraat 31, 1000 Brussel | É. | |
| 6) Persons that dispose of, voting rights (Only to be filled in if art. 7 of the Law applies) | |||
| Name (& legal form for legal persons) |
Address (for legal persons) | ||
| H. | |||
| Please continue entering the information in part if concerning the | GIIER persons referred to in points 5 and 6 |
||
| 7) Date on which the threshold is crossed | |||
| 26/08/2015 | (DD/MM/YYYY) | ||
| 8) Threshold that is crossed (in %) | |||
| ₫ | |||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers under point 10 | |||
| 9) Denominator | |||
| 224.000.000 | |||
Please enter the denominator before filling in the data
| A) Voting rionts | Previous notification | After the transaction | ||||
|---|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voling rights | ||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
||
| (Umicore (naamloze vennootschap) | 6.820.068 | 3.04% | ||||
| TOTAL | 6.820.068 | 3,04% | 0,00% |
Start with "groups" of holders. Calculate subtotals and then finish with the persons
"Who are "alone".
The totals, subtotals and % will be updated once you have clicked on
"CALCULATE>
| After the transaction [B] Equivalent financial instruments |
|||||
|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date | # of voting rights that may be acquired if the instrument is exercised |
% of voting rights |
| TOTAL | (in relation to all expiration dates) | o | 0.00% |
The totals will be updated once you have clicked on
| TOTAL (Voting rights & Equivalent financial linstruments) |
# of voting rights | % of voting rights |
|---|---|---|
| 6.820.068 | 3.04% |
11) Chain of controlled undertakings through which the holding is effectively held, if applicable
| _________ |
__ | |||
|---|---|---|---|---|
| _________ | _________ | |||
12) In case of proxy voting for only one GM
Holder
will cease to hold /
will hold again $\circ$ voting rights as of 标准
医囊
| (A) Convertible bonds and rights to subscribe to voting securities not yet issued | |||||||
|---|---|---|---|---|---|---|---|
| Holder | Type of financial instrument | Expiration date (DD/MM/YYYY) |
Exercise/Conversion period or date |
Number | # of voting rights that may be acquired if the instrument is exercised/converted |
||
| B) Shares without voting rights | |||||||
|---|---|---|---|---|---|---|---|
| Holder | Number | ||||||
| C) Remarks | |||||||
| . . | |||||||
Done at
On
Name & capacity
28/08/2015 (DD/MM/YYYY)
Géraldine Nolens - Executive Vice President
Baudouin Caeymaex - Senior Legal Counsel
Brussels
Signature Signature
$\overline{\mathcal{M}}$
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