Major Shareholding Notification • Aug 31, 2015
Major Shareholding Notification
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| Final | ||
|---|---|---|
Name UMICORE Identification number 0401-574-852
Acquisition or disposal of voting securities or voting rights
4) Notification by
2) issuer
A parent undertaking or a controlling person
5) Persons subject to the notification requirement
| Name (& legal form for legal persons) |
Address (for legal persons) |
|---|---|
| BlackRock, Inc. | 55 East 52nd Street, New York, NY 10055, U.S.A. |
| BlackRock (Luxembourg) S.A. | 6D, Route de Trèves, Senningerberg, L-2633, Luxembourg |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor, Amstelplein, Amsterdam, Netherlands |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01, 079912, Singapore |
| BlackRock Advisors (UK) Limited | 12 Throamorton Avenue, London, EC2N 2DL, U.K. |
| BlackRock Advisors, LLC | 100 Bellevue Parkway, Wilmington, DE 19809, U.S.A. |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500, Toronto, Ontario M5J 2S1, Canada |
| BlackRock Asset Management Deutschland AG | Max-Joseph-Straße 6, 80333 Munich, Germany |
| BlackRock Asset Management Ireland Limited | International Financial Services Centre, Dublin 1, Ireland |
| BlackRock Asset Management North Asia Limited | 16/F, 2 Queen's Road, Cheung Kong Center, Hong Kong |
| BlackRock Asset Management Schweiz AG | Bahnhofstraße 54, 8001 Zurich, Switzerland |
| BlackRock Financial Management, Inc. | 55 East 52nd Street, New York, NY 10055, U.S.A. |
| BlackRock Fund Advisors | 400 Howard Street, San Francisco, CA 94105, U.S.A. |
| BlackRock Fund Managers Limited | 12 Throgmorton Avenue, London, EC2N 2DL, U.K. |
| BlackRock Institutional Trust Company, National Association |
400 Howard Street, San Francisco, CA 94105, U.S.A. |
| BlackRock International Limited | 12 Throgmorton Avenue, London, EC2N 2DL, U.K. |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street, Melbourne, VIC 3000, Australia |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue, London, EC2N 2DL, U.K. |
| BlackRock Investment Management, LLC | 1 University Square Drive, Princeton, NJ 08540, U.S.A. |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, 1-8-3 Marunouchi Chiyoda-ku, Tokyo, 100-8217 Japan |
| BlackRock Life Limited | 12 Throgmorton Avenue, London, EC2N 2DL, U.K. |
| iShares (DE) I Investmentaktiengesellschaft mit Teilvermögen |
Max-Joseph-Straße 6, 80333 Munich, Germany |
6) Persons that dispose of, ... voting rights (Only to be filled in if art. 7 of the Law applies)
| Name (& legal form for legal persons) |
Address (for legal persons) | ||
|---|---|---|---|
| Please continue entering the information in part II concerning the persons referred to in points 5 and 6 |
|||
| 7) Date on which the threshold is crossed | |||
| 24/08/2015 | (DD/MMYYYYY) | ||
| 8) Threshold that is crossed (in %) | |||
| 5 | |||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers under point 10 | |||
| 9) Denominator | |||
| 224,000,000 | |||
| Please enter the denominator before filling in the data | |||
| A) Voting rights | Previous notification | After the transaction | ||||
|---|---|---|---|---|---|---|
| # of voting rights | % of voting rights # of voting rights |
|||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
||
| BlackRock, Inc. | $\mathsf 0$ | 0 | 0.00% | |||
| BlackRock (Luxembourg) S.A. | 2,841,172 | 2,841,172 | 0.04% | |||
| BlackRock (Netherlands) B.V. | 65,198 | 65,198 | 0.03% | |||
| BlackRock (Singapore) Limited | 2,846 | 2,846 | 0.04% | |||
| BlackRock Advisors (UK) Limited | 63,998 | 63,998 | 0.11% | |||
| BlackRock Advisors, LLC | 87,566 | 87,566 | 0.35% | |||
| BlackRock Asset Management Canada Limited |
79,070 | 79,070 | 0.00% | |||
| BlackRock Asset Management Deutschland AG |
240,726 | 240,726 | 0.00% | |||
| BlackRock Asset Management freland Limited |
778,692 | 778,920 | 0.00% | |||
| BlackRock Asset Management North Asia Limited |
1,438 | 1,438 | 0.86% | |||
| BlackRock Asset Management Schweiz AG |
1,034 | 1,034 | 0.44% | |||
| BlackRock Financial Management, Inc. | 3,458 | 1,166 | 1.17% | |||
| BlackRock Fund Advisors | 1,953,074 | 1,936,434 | 0.09% | |||
| BlackRock Fund Managers Limited | 979,496 | 979,496 | 0.09% | |||
| BlackRock Institutional Trust Company, National Association |
2,653,468 | 2,625,676 | 0.03% | |||
| BlackRock International Limited | 190,816 | 190,816 | 0.07% | |||
| BlackRock Investment Management (Australia) Limited |
64,880 | 64,880 | 0.12% | |||
| BlackRock Investment Management (UK) Limited |
151,654 | 151,654 | 0.26% | |||
| BlackRock Investment Management, LLC |
201,986 | 201,986 | 1.27% | |||
| BlackRock Japan Co., Ltd. | 271,448 | 271,448 | 0.03% | |||
| BlackRock Life Limited | 581,360 | 577,878 | 0.00% | |||
| iShares (DE) I Investmentaktiengesellschaft mit Teilvermögen |
28,252 | 28,252 | 0.01% | |||
| subtotal | 11,241,632 | 11, 191, 654 | 5.00% | |||
| TOTAL | 11,191,654 | $\pmb{0}$ | 5.00% | 0.00% |
Start with "groups" of holders. Calculate subtotals and then finish with the persons
... The totals, subtotals and % will be updated once you have clicked on
... The totals, subtotals and % will be updated once you have cl
| B) Equivalent financial instruments | After the transaction | ||||
|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date | # of voting rights that may be acquired if the instrument is exercised |
% of voting rights |
| TOTAL | (in relation to all expiration dates) | $\pmb{0}$ | 0.00% | |||
|---|---|---|---|---|---|---|
| The totals will be updated once you have clicked on |
||||||
| TOTAL (Voting rights & Equivalent financial instruments) |
# of voting rights | % of voting rights | ||||
| 11,191,654 | 5.00% | |||||
| 11) Chain of controlled undertakings through which the holding is effectively held, if applicable | ||||||
| Please describe, or join a diagram in attachment | ||||||
| BlackRock, Inc. is the ultimate controller but the legal entities detailed in section 10 above are the discretionary Investment Managers who holds the shares and exercise the voting rights. |
||||||
| 12) In case of proxy voting for only one GM | ||||||
| will cease to hold / | ||||||
| Halder | will hold again | $\mathbf 0$ | voting rights as of | |||
| . | ||||||
| the contract of the contract of the | ||||||
| (A) Convertible bonds and rights to subscribe to voting securities not yet issued | ||||||
|---|---|---|---|---|---|---|
| Holder | Type of financial instrument | Expiration date (DD/MM/YYYY) |
Exercise/Conversion period or date |
Number | # of voting rights that may be acquired if the instrument is exercised/converted |
|
| B) Shares without voting rights | |
|---|---|
| Holder | Number |
| C) Remarks | ||
|---|---|---|
| Due to the rounding of the TR-1 BE Form, the total holdings are not 5% as it shows in section 10)A), but 4.996% | ||
| Done at | 12 Throgmorton Avenue, London EC2N 2DL, U.K. | |
| On | (DD/MM/YYYY) 26/08/2015 |
|
| Name & capacity | AD age Signature Gareth Slade, Vice President |
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