Major Shareholding Notification • May 9, 2017
Major Shareholding Notification
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| inal | ||||
|---|---|---|---|---|
| - | ---- | |||
2) Issuer
Name UMICORE Identification number 0401-574-852
Acquisition or disposal of voting securities or voting rights
A parent undertaking or a controlling person
| Name | Address (for legal entities) |
|---|---|
| BlackRock, Inc. | 55 East 52nd Street, New York, NY, 10055, U.S.A. |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor, Amstelplein, Amsterdam, Netherlands |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01, Singapore, 79912, Singapore |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue, London, EC2N 2DL, U.K. |
| BlackRock Advisors, LLC | 100 Bellevue Parkway, Wilmington, DE, 19809, U.S.A. |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500, Toronto, Ontario, M5J 2S1, Canada |
| BlackRock Asset Management Deutschland AG | Max-Joseph-Straße 6, Munich, 80333, Germany |
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, 3 Garden Road, Central, Hong Kong |
| BlackRock Financial Management, Inc. | 55 East 52nd Street, New York, NY, 10055, U.S.A. |
| BlackRock Fund Advisors | 400 Howard Street, San Francisco, CA, 94105, U.S.A. |
| BlackRock Institutional Trust Company, National Association |
400 Howard Street, San Francisco, CA, 94105, U.S.A. |
| BlackRock International Limited | Exchange Place One, 1 Semple Street, Edinburgh, EH3 8BL, U.K. |
| BlackRock Investment Management (Australia) Limited |
Level 37, Chifley Tower, 2 Chifley Square, Sydney NSW 2000 Australia |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue, London, EC2N 2DL, U.K. |
| BlackRock Investment Management, LLC | 1 University Square Drive, Princeton, NJ, 8540, U.S.A. |
| BlackRock Japan Co., Ltd. | 1-8-3 Marunouchi Chiyoda-ku, Trust Tower Main, Tokyo, 100-8217, Japan |
| Name | Address (for legal entities) |
|---|---|
03/05/2017 (DD/MM/YYYY)
8) Threshold that is crossed (in %)
$\overline{5}$
224 000 000
Please enter the denominator before filling in the data
| A) Voting rights | Previous notification | After the transaction | |||||
|---|---|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
|||
| BlackRock Inc. | 0 | $\circ$ | 0.00% | ||||
| BlackRock (Netherlands) B V. | 26.810 | 26.810 | 0.01% | ||||
| BlackRock (Singapore) Limited | 12.704 | 12.704 | 0.01% | ||||
| BlackRock Advisors (UK) Limited | 869.087 | 976.056 | 0.44% | ||||
| BlackRock Advisors, LLC | 1.878.226 | 1,878,226 | 0.84% | ||||
| BlackRock Asset Management Canada Limited |
111,274 | 111,996 | 0.05% | ||||
| BlackRock Asset Management Deutschland AG |
294:794 | 297:640 | 0.13% | ||||
| BlackRock Asset Management North Asia Limited |
1,172 | 14,685 | 0.01% | ||||
| BlackRock Financial Management, Inc. | 38.712 | 22,116 | 0.01% | ||||
| BlackRock Fund Advisors | 2.196.172 | 2.251.940 | 1.01% | ||||
| BlackRock Institutional Trust Company, National Association |
2,771,936 | 2,754,132 | 1.23% | ||||
| BlackRock International Limited | 13.038 | 9.364 | 0.00% | ||||
| BlackRock Investment Management (Australia) Limited |
92.610 | 82.976 | 0.04% | ||||
| BlackRock Investment Management (UK) Limited |
365.192 | 1,853,181 | 0.83% | ||||
| BlackRock Investment Management. LLC |
487.798 | 1,189,044 | 0.53% | ||||
| BlackRock Japan Co., Ltd. | 228,592 | 232.964 | 0.10% | ||||
| Subtotal | 9,388,117 | 11,713,834 | 5.23% | ||||
| TOTAL | 11,713,834 | $\bullet$ | 5.23% | 0.00% |
Start with "groups" of holders. Add subtotals with $\Sigma$ , and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will be
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | |
| BlackRock Advisors (UK) Limited | Securities Lent | 393.492 | 0 18% | physical | ٠ | ||
| BlackRock Advisors, LLC | Securities Lent | 52,200 | 0 0 2% | physical | ٠ | ||
| BlackRock Investment Management (UK) Limited |
Securities Lent | 76.970 | 0.03% | physical | $\omega$ | ||
| BlackRock Advisors (UK) Limited | Contract For Difference | 154 | 0 00% | cash | $\omega$ | ||
| BlackRock Advisors, LLC | Contract For Difference | 62 | 0.00% | cash | $\overline{\phantom{a}}$ | ||
| BlackRock Institutional Trust Company National Association |
Contract For Difference | 121,452 | 0 0 5 % | cash | ×. | ||
| BlackRock International Limited | Contract For Difference | 22.272 | 0.01% | cash | $\sim$ | ||
| BlackRock Investment Management (UK) Limited |
Contract For Difference | 341,218 | 0.15% | cash | $+$ | ||
| TOTAL | 1,007,820 | 0.45% |
The totals will be updated once you have clicked on
| ---------- $\overline{1}$ OTAL (A & B) ----- |
# of voting rights % of voting rights | ||
|---|---|---|---|
| ALCULATE | 12,721,654 | 5.68% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
| Please see the full chain of control in a PDF which is sent separately to this notification. | |||
|---|---|---|---|
| ---- | (DD/MM/YYYY) | ||||
|---|---|---|---|---|---|
| Holder | ------- | will cease to hold / will hold again |
______ | voting rights as of | |
| . . |
The disclosure obligation arose due to voting rights attached to shares for BlackRock, Inc going above 5%
Done at 12 Throgmorton Avenue, London EC2N 2DL, U.K.
04/05/2017 (DD/MM/YYYY)
Name & capacity Laurel Clark, Vice President
$On$
Cen Signature
BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Group Limited BlackRock (Netherlands) B.V. BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock (Singapore) Holdco Pte. Ltd. BlackRock (Singapore) Limited BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Group Limited BlackRock Advisors (UK) Limited BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock Capital Holdings, Inc. BlackRock Advisors, LLC BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Holdco 3, LLC BlackRock Canada Holdings LP BlackRock Canada Holdings ULC BlackRock Asset Management Canada Limited BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Group Limited BlackRock Investment Management (UK) Limited BlackRock Asset Management Deutschland AG BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock (Singapore) Holdco Pte. Ltd. BlackRock Asia-Pac Holdco, LLC BlackRock HK Holdco Limited BlackRock Asset Management North Asia Limited
BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc.
BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock Holdco 4, LLC BlackRock Holdco 6, LLC BlackRock Delaware Holdings Inc. BlackRock Fund Advisors BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock Holdco 4, LLC BlackRock Holdco 6, LLC BlackRock Delaware Holdings Inc. BlackRock Fund Advisors BlackRock Institutional Trust Company, National Association BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Group Limited BlackRock International Limited BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Australia Holdco Pty. Ltd. BlackRock Investment Management (Australia) Limited BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock Group Limited BlackRock Investment Management (UK) Limited BlackRock, Inc. Trident Merger, LLC BlackRock Investment Management, LLC BlackRock, Inc. BlackRock Holdco 2, Inc. BlackRock Financial Management, Inc. BlackRock International Holdings, Inc. BR Jersey International Holdings L.P. BlackRock (Singapore) Holdco Pte. Ltd. BlackRock Asia-Pac Holdco, LLC BlackRock HK Holdco Limited BlackRock Cayco Limited BlackRock Trident Holding Company Limited BlackRock Japan Holdings GK BlackRock Japan Co., Ltd.
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