Major Shareholding Notification • Dec 11, 2017
Major Shareholding Notification
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| FSMA | FINANCIAL SERVICES AND MARKETS AUTHORITY |
Form TR-1 BE PARTI |
Transparency notification | |||
|---|---|---|---|---|---|---|
| 1) Status of the notification | ||||||
| Final | ||||||
| 2) Issuer | ||||||
| Identification number 0401-574-852 | Name UMICORE | |||||
| 3) Reason for the notification | ||||||
| Acquisition or disposal of voting securities or voting rights | S. | |||||
| 4) Notification by | ||||||
| A person that notifies alone | $\pm$ | |||||
| 5) Persons subject to the notification requirement | ||||||
| Name | Address (for legal entities) | |||||
| Vanguard International Growth Fund | c/o The Vanguard Group, 455 Devon Park Drive, Wayne PA, 19087 USA | $\pm$ | ||||
| 6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies) | ||||||
| Name | Address (for legal entities) | |||||
| $\pm$ | ||||||
| O | Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6 | Part II | ||||
| 7) Date on which the threshold is crossed | ||||||
| 01/12/2017 (DD/MM/YYYY) | ||||||
| 8) Threshold that is crossed (in %) | ||||||
| $\mathbf{3}$ | ||||||
| œ | If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10 | |||||
| 9) Denominator | ||||||
| 224,000,000 | ||||||
| Please enter the denominator before filling in the data | ||||||
| 10) Notified details | ||||||
| A) Voting rights | Previous notification | After the transaction | ||||
| # of voting rights | # of voting rights | % of voting rights | ||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
||
| Vanguard International Growth Fund | 6,775,231 | 0 | $\mathcal{A}$ |
$\ddot{\phantom{a}}$
ł,
Start with "groups" of holders. Add subtotals with $\Sigma$ , and then finish with the persons who are "alone".
For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will b
$\hat{\boldsymbol{\beta}}$
6,775,231
$\pmb{0}$
$3.02\%$
$0.00\%$
TOTAL
$\ddot{\phantom{1}}$
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | |
| $\mathbf{+}$ | |||||||
| TOTAL | 0.00% |
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights % of voting rights | |
|---|---|---|
| CALCULATE: | 6,775,231 | 3.02% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
12) In case of proxy voting for only one GM
| (DD/MM/YYYY) | ||||
|---|---|---|---|---|
| Holder | will cease to hold $\prime$ . will hold again |
ΩI | voting rights as of |
13) Additional information
| The Vanguard International Growth Fund is the entity that holds the shares and exercises the voting rights. | |
|---|---|
| Done at Malvern, PA, USA | ||
|---|---|---|
| On | 06/12/2017 (DD/MM/YYYY) | |
| Name & capacity Christine M. Buchanan, Principal |
Signature Withthe Brehanan
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