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Umicore
Major Shareholding Notification • Jul 12, 2019
4018_mrq_2019-07-12_73a8a6e4-eccb-4719-b8fc-60b9c5e5e790.pdf
Major Shareholding Notification
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Press release Regulated information 12 July 2019 - 18:00 CET
Transparency notifications by BlackRock, Inc.
1) Transparency notification from 11 July 2019
In accordance with article 14, § 1 of the law of 2 May 2007 on disclosure of major holdings BlackRock, Inc. has notified Umicore on 11 July 2019 that on 10 July 2019 it has crossed the statutory threshold of 3% upwards for direct voting rights. In total (direct voting rights + equivalent financial instruments) Blackrock Inc. holds 5.88% of Umicore's shares and voting rights.
Notification details:
- Date of notification: 11 July 2019
- Date on which the threshold is crossed: 10 July 2019
- Threshold of direct voting rights crossed upwards: 3%
- Notification by: BlackRock, Inc.
- Denominator: 246,400,000
- Notification details:
A) Voting rights
| Previous notification | After the transaction | ||
|---|---|---|---|
| Holders of voting rights | # voting rights | # voting rights | % voting rights |
| BlackRock, Inc. | 0 | 0 | 0.00% |
| BlackRock (Netherlands) B.V. | 30,947 | 30,947 | 0.01% |
| BlackRock (Singapore) Limited | 8,862 | 8,862 | 0.00% |
| BlackRock Advisors (UK) Limited | 597,710 | 605,285 | 0.25% |
| BlackRock Advisors, LLC | 696,325 | 696,325 | 0.28% |
| BlackRock Asset Management Canada Limited |
131,728 | 131,728 | 0.05% |
| BlackRock Asset Management Deutschland AG |
434,592 | 429,012 | 0.17% |
| BlackRock Asset Management North Asia Limited |
1,752 | 1,752 | 0.00% |
| BlackRock Financial Management, Inc. |
14,969 | 14,969 | 0.01% |
|---|---|---|---|
| BlackRock Fund Advisors | 2,342,174 | 2,342,738 | 0.95% |
| BlackRock Institutional Trust Company, National Association |
717,797 | 717,797 | 0.29% |
| BlackRock International Limited | 282,394 | 282,394 | 0.11% |
| BlackRock Investment Management (Australia) Limited |
59,960 | 59,960 | 0.02% |
| BlackRock Investment Management (UK) Limited |
1,691,834 | 2,177,279 | 0.88% |
| BlackRock Investment Management, LLC |
284,636 | 284,636 | 0.12% |
| BlackRock Japan Co., Ltd. | 72,854 | 72,854 | 0.03% |
| Subtotal | 7,368,534 | 7,856,538 | 3.19% |
B) Equivalent financial instruments
| Holders of equivalent financial instruments |
Type of financial instrument |
# voting rights that may be acquired if the instrument is exercised |
% voting rights |
Settlement |
|---|---|---|---|---|
| BlackRock Advisors (UK) Limited | Securities Lent | 706,115 | 0.29% | physical |
| BlackRock Fund Advisors | Securities Lent | 244,360 | 0.10% | physical |
| BlackRock Institutional Trust Company, National Association |
Securities Lent | 2,064,457 | 0.84% | physical |
| BlackRock Investment Management (UK) Limited |
Securities Lent | 3,454,164 | 1.40% | physical |
| BlackRock Japan Co., Ltd. | Securities Lent | 115,888 | 0.05% | physical |
| BlackRock Institutional Trust Company, National Association |
Contract For Difference |
41,443 | 0.02% | cash |
| BlackRock Investment Management (UK) Limited |
Contract For Difference |
421 | 0.00% | Cash |
| BlackRock Investment Management, LLC |
Depositary Receipt |
31 | 0.00% | |
| Subtotal | 6,626,879 | 2.69% |
C) Total A & B
| # voting rights | % voting rights | |
|---|---|---|
| TOTAL | 14,483,417 | 5.88% |
The chain of control has been described at the end of the declaration.
The notification can be found here.
2) Transparency notification from 10 July 2019
In accordance with article 14, § 1 of the law of 2 May 2007 on disclosure of major holdings BlackRock, Inc. has notified Umicore on 10 July 2019 that on 9 July 2019 it has crossed the statutory threshold of 3% downwards for direct voting rights. In total (direct voting rights + equivalent financial instruments) Blackrock Inc. holds 5.88% of Umicore's shares and voting rights.
Notification details:
- Date of notification: 10 July 2019
- Date on which the threshold is crossed: 9 July 2019
- Threshold of direct voting rights crossed downwards: 3%
- Notification by: BlackRock, Inc.
- Denominator: 246,400,000
- Notification details:
A) Voting rights
| Previous notification | After the transaction | ||
|---|---|---|---|
| Holders of voting rights | # voting rights | # voting rights | % voting rights |
| BlackRock, Inc. | 0 | 0 | 0.00% |
| BlackRock (Netherlands) B.V. | 30,947 | 30,947 | 0.01% |
| BlackRock (Singapore) Limited | 11,329 | 8,862 | 0.00% |
| BlackRock Advisors (UK) Limited | 348,652 | 597,710 | 0.24% |
| BlackRock Advisors, LLC | 726,063 | 696,325 | 0.28% |
| BlackRock Asset Management Canada Limited |
124,495 | 131,728 | 0.05% |
| BlackRock Asset Management Deutschland AG |
301,623 | 434,592 | 0.18% |
| BlackRock Asset Management North Asia Limited |
1,752 | 1,752 | 0.00% |
| BlackRock Financial Management, Inc. |
16,049 | 14,969 | 0.01% |
|---|---|---|---|
| BlackRock Fund Advisors | 2,658,412 | 2,342,174 | 0.95% |
| BlackRock Institutional Trust Company, National Association |
2,656,676 | 717,797 | 0.29% |
| BlackRock International Limited | 292,572 | 282,394 | 0.11% |
| BlackRock Investment Management (Australia) Limited |
60,545 | 59,960 | 0.02% |
| BlackRock Investment Management (UK) Limited |
869,273 | 1,691,834 | 0.69% |
| BlackRock Investment Management, LLC |
302,791 | 284,636 | 0.12% |
| BlackRock Japan Co., Ltd. | 117,589 | 72,854 | 0.03% |
| Subtotal | 8,518,768 | 7,368,534 | 2.99% |
B) Equivalent financial instruments
| Holders of equivalent financial instruments |
Type of financial instrument |
# voting rights that may be acquired if the instrument is exercised |
% voting rights |
Settlement |
|---|---|---|---|---|
| BlackRock Advisors (UK) Limited | Securities Lent | 706,115 | 0.29% | physical |
| BlackRock Fund Advisors | Securities Lent | 244,360 | 0.10% | physical |
| BlackRock Institutional Trust Company, National Association |
Securities Lent | 2,064,457 | 0.84% | physical |
| BlackRock Investment Management (UK) Limited |
Securities Lent | 3,938,664 | 1.60% | physical |
| BlackRock Japan Co., Ltd. | Securities Lent | 115,888 | 0.05% | physical |
| BlackRock Institutional Trust Company, National Association |
Contract For Difference |
44,430 | 0.02% | cash |
| BlackRock Investment Management (UK) Limited |
Contract For Difference |
421 | 0.00% | Cash |
| BlackRock Investment Management, LLC |
Depositary Receipt |
31 | 0.00% | |
| Subtotal | 7,114,366 | 2.89% |
C) Total A & B
| # voting rights | % voting rights | |
|---|---|---|
| TOTAL | 14,482,900 | 5.88% |
The chain of control has been described at the end of the declaration.
This press release is available on Umicore's website. The notification can be found here.
For more information
| Investor Relations | ||
|---|---|---|
| Evelien Goovaerts | +32 2 227 78 38 | [email protected] |
| Eva Behaeghe | +32 2 227 70 68 | [email protected] |
| Aurélie Bultynck | +32 2 227 74 34 | [email protected] |
About Umicore
Umicore is a global materials technology and recycling group. It focuses on application areas where its expertise in materials science, chemistry and metallurgy makes a real difference. Its activities are organised in three business groups: Catalysis, Energy & Surface Technologies and Recycling. Each business group is divided into market-focused business units offering materials and solutions that are at the cutting edge of new technological developments and essential to everyday life.
Umicore generates the majority of its revenues and dedicates most of its R&D efforts to clean mobility materials and recycling. Umicore's overriding goal of sustainable value creation is based on an ambition to develop, produce and recycle materials in a way that fulfils its mission: materials for a better life.
Umicore's industrial and commercial operations as well as R&D activities are located across the world to best serve its global customer base. The Group generated revenues (excluding metal) of € 3.3 billion (turnover of € 13.7 billion) in 2018 and currently employs 10,400 people.