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Umicore

Major Shareholding Notification Jul 20, 2022

4018_rns_2022-07-20_279f6e16-d115-404c-8e70-181adb079f6f.pdf

Major Shareholding Notification

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2) Issuer

1) Status of the notification

Final
Name UMICORE

Identification number 0401-574-852

3) Reason for the notification

Acquisition or disposal of voting securities or voting rights
Acquisition or disposal of financial instruments that are treated as voting securities

4) Notification by

A parent undertaking or a controlling person

5) Persons subject to the notification requirement

Name Address (for legal entities)
Bank of America Corporation Wilmington, D.E. (United States) +

6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)

Name Address (for legal entities)
A
Please continue entering the information in part II concerning the
persons referred to in Sections 5 and 6
Part II

7) Date on which the threshold is crossed

8) Threshold that is crossed (in %)

If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10

9) Denominator

246,400,000

Please enter the denominator before filling in the data

10) Notified details

A) Voting rights Previous notification After the transaction
# of voting rights # of voting rights % of voting rights
Holders of voting rights Linked to securities Not linked to the
securities
Linked to
securities
Not linked to the
securities
S
Bank of America Corporation 0 0 0.00% 0.00% 1 -
Merrill Lynch International 4,541,104 0 1.84% 0.00% 1 -
Bank of America, NA 13,374 0 0.01% 0.00% 1 -
BofA Securities Europe SA 935,036 0 0.38% 0.00% 1 -
Merrill Lynch Professional Clearing
Corporation
0 0 0.00% 0.00% 1 -
BofA Securities, Inc. 25,659 0 0.01% 0.00% 1 -

2 - 0 +

2 +

TOTAL 5,550,584 0 2.25% 0.00%
Subtotal 5,550,584 2.25% S +
Merrill Lynch, Pierce, Fenner & Smith
Inc
627 0 0.00% 0.00% 1 -
U.S. Trust Co of Delaware 2,315 0 0.00% 0.00% 1 -
Managed Account Advisors, LLC 32,469 0 0.01% 0.00% 1 -

Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone". For groups, start with the ultimate controlling natural person or legal entity.

The totals, subtotals and % will be updated once you have clicked on .

B) Equivalent financial instruments After the transaction
Holders of equivalent
financial instruments
Type of financial instrument Expiration date Exercise period or
date
# of voting rights
that may be
acquired if the
instrument is
exercised
% of voting rights Settlement
Merrill Lynch International Right to Recall 1,140,578 0.46% physical -
BofA Securities, Inc. Right to Recall 56,279 0.02% physical -
BofA Securities Europe SA Right to Recall 157,900 0.06% physical -
Merrill Lynch International Right of Use 0 0.00% physical -
Merrill Lynch Professional Clearing
Corporation
Right of Use 4,856 0.00% physical -
BofA Securities Europe SA Right of Use 23,188 0.01% physical -
Merrill Lynch International Call Options 16/12/2022 260,000 0.11% physical -
Bank of America, NA Swaps 29/07/2022 211,836 0.09% cash -
Bank of America, NA Swaps 05/05/2025 1,627 0.00% cash -
BofA Securities Europe SA Swaps 30/11/2022 264 0.00% cash -
Merrill Lynch International Swaps 22/07/2022 162,000 0.07% cash -
Merrill Lynch International Swaps 25/07/2022 1,282,000 0.52% cash -
Merrill Lynch International Swaps 29/07/2022 211,836 0.09% cash -
Merrill Lynch International Swaps 09/08/2022 214,000 0.09% cash -
Merrill Lynch International Swaps 31/10/2022 5,584 0.00% cash -
Merrill Lynch International Swaps 16/11/2022 271,528 0.11% cash -
Merrill Lynch International Swaps 30/12/2022 16,055 0.01% cash -
Merrill Lynch International Swaps 13/01/2023 413 0.00% cash -
Merrill Lynch International Swaps 24/01/2023 110,153 0.04% cash -
Merrill Lynch International Swaps 31/01/2023 137,277 0.06% cash -
Merrill Lynch International Swaps 15/02/2023 364,254 0.15% cash -
Merrill Lynch International Swaps 28/02/2023 22,468 0.01% cash -
Merrill Lynch International Swaps 24/04/2023 991,786 0.40% cash -
Merrill Lynch International Swaps 28/04/2023 1,473,416 0.60% cash -
Merrill Lynch International Swaps 13/06/2023 36,984 0.02% cash -
Merrill Lynch International Swaps 08/08/2023 188,343 0.08% cash -
Merrill Lynch International Swaps 08/01/2024 902 0.00% cash -
Merrill Lynch International Swaps 08/03/2024 637 0.00% cash -
Merrill Lynch International Swaps 25/06/2024 2,092 0.00% cash -
Merrill Lynch International Swaps 25/07/2024 51 0.00% cash -
Merrill Lynch International Swaps 08/08/2024 34,721 0.01% cash -
Merrill Lynch International Swaps 05/05/2025 1,627 0.00% cash -
Merrill Lynch International Swaps 18/03/2026 120,954 0.05% cash +
TOTAL 7,505,609 3.05%

The totals will be updated once you have clicked on

TOTAL (A & B) # of voting rights % of voting rights
CALCULATE 13,056,193 5.30%

11) Full chain of controlled undertakings through which the holding is effectively held, if applicable

Merrill Lynch International, Bank of America, NA, BofA Securities Europe SA, BofA Securities, Inc, Managed Account Advisors, LLC, U.S. Trust Co of Delaware, Merrill Lynch, Pierce, Fenner & Smith Inc and Merrill Lynch Professional Clearing Corporation are controlled by "Bank of America Corporation" ( see enclosure). Bank of America Corporation is not a controlled entity.

12) In case of proxy voting for only one GM

(DD/MM/YYYY)
Holder will cease to hold /
will hold again
0 voting rights as of

13) Additional information

The trigger for the notification is due to the trading book holding going above the 5% exemption.
Done at London
On 14/07/2022 (DD/MM/YYYY)
Name & capacity Frank Lui, Vice President Signature

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