Declaration of Voting Results & Voting Rights Announcements • Sep 12, 2022
Declaration of Voting Results & Voting Rights Announcements
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| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
|
| Baillie Gifford & Co | 2,709,290 | 3,055,629 | 1.24% | ||
| Baillie Gifford Overseas Limited | 21,950,826 | 21,365,342 | 8.67% | ||
| Subtotal | 24,660,116 | 24,420,971 | 9.91% | ||
| TOTAL | 24,420,971 | 0 | 9.91% | 0.00% |

| Name | Address (for legal entities) | ||||
|---|---|---|---|---|---|

| Transparency notification Form TR-1 BE PART I |
|||||||
|---|---|---|---|---|---|---|---|
| 1) Status of the notification | |||||||
| Final | |||||||
| 2) Issuer | |||||||
| Identification number 0401-574-852 | Name UMICORE | ||||||
| 0 3) Reason for the notification |
|||||||
| Acquisition or disposal of voting securities or voting rights | |||||||
| 4) Notification by 0 |
|||||||
| A parent undertaking or a controlling person 2 |
|||||||
| 5) Persons subject to the notification requirement | 0 | ||||||
| Name | Address (for legal entities) | ||||||
| Baillie Gifford & Co | Calton Square, 1 Greenside Row, Edinburgh, EH1 3AN, UK | - | |||||
| Baillie Gifford Overseas Limited | Calton Square, 1 Greenside Row, Edinburgh, EH1 3AN, UK | + |
Please continue entering the information in part II concerning the persons referred to in Sections 5 and 6
6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)
Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone". For groups, start with the ultimate controlling natural person or legal entity. The totals, subtotals and % will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights % of voting rights | ||
|---|---|---|---|
| CALCULATE | 24,420,971 | 9.91% |
| Done at Baillie Gifford & Co, Edinburgh | ||||
|---|---|---|---|---|
| On | 07/09/2022 (DD/MM/YYYY) | |||
| Name & capacity James Easton, Head of Policies, Training & Regulatory Reporting | Signature |
| (DD/MM/YYYY) | ||||
|---|---|---|---|---|
| Holder | will cease to hold / will hold again |
0 | voting rights as of |
| Baillie Gifford & Co is a partnership founded under Scottish law and is the parent company of Baillie Gifford Overseas Limited. Both |
|---|
| companies are investment managent firms. Baillie Gifford is not a controlled entity. |
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | ||
| + | |||||||
| TOTAL | 0 | 0.00% | |||||
| The totals will be updated once you have clicked on |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
Both Baillie Gifford & Co ("BG & Co") and Baillie Gifford Overseas Limited ("BGO", and together with BG & Co "BG") are investment managers who act under discretionary investment management agreements for their clients under which some clients give them the authority to vote those shares. In this respect, kindly note that BG entities do not operate independently and a 'BG discretionary' policy on voting is followed. Both entities act in an agency capacity and neither owns shares. The shares belong to BG's clients and are held by the clients' custodian, normally in a nominee account.
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