Major Shareholding Notification • Oct 12, 2022
Major Shareholding Notification
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| Final | ||
|---|---|---|
| 2) Issuer | ||
| Name UMICORE | ||
| Identification number 0401-574-852 |
| Downward crossing of the lowest threshold | |
|---|---|
| Acquisition or disposal of voting securities or voting rights | |
| Acquisition or disposal of financial instruments that are treated as voting securities |
| A parent undertaking or a controlling person | |
|---|---|
| -- | ---------------------------------------------- |
| Name | Address (for legal entities) | |
|---|---|---|
| Bank of America Corporation | Wilmington, D.E. (United States) | + |

246,400,000
Please enter the denominator before filling in the data
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities |
Not linked to the securities |
|
| Bank of America Corporation | 0 | 0 | 0 | 0.00% | 0.00% |
| Bank of America, NA | 13,191 | 13,169 | 0.01% | ||
| BofA Securities, Inc. | 8,026 | 3,841 | 0.00% | ||
| Managed Account Advisors, LLC | 29,326 | 30,992 | 0.01% |
| TOTAL | 51,301 | 0 | 0.02% | 0.00% | |||
|---|---|---|---|---|---|---|---|
| Subtotal | 5,612,801 | 51,301 | 0.02% | S | + | ||
| BofA Securities Europe SA | 813,134 | 0 | 0.00% | 1 | - | ||
| Merrill Lynch International | 4,744,702 | 0 | 0.00% | 1 | - | ||
| Merrill Lynch, Pierce, Fenner & Smith Inc |
655 | 655 | 0.00% | 1 | - | ||
| U.S. Trust Co of Delaware | 3,767 | 2,644 | 0.00% | 1 | - |

Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone". For groups, start with the ultimate controlling natural person or legal entity.
The totals, subtotals and % will be updated once you have clicked on
| B) Equivalent financial instruments | After the transaction | ||||||
|---|---|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date Exercise period or date |
# of voting rights that may be acquired if the instrument is exercised |
% of voting rights | Settlement | ||
| BofA Securities, Inc. | Right to Recall | 143,132 | 0.06% | physical | - | ||
| Merrill Lynch Professional Clearing Corporation |
Right of Use | 2,206 | 0.00% | physical | - | ||
| Bank of America, NA | Swap | 26/09/2022 | 890,000 | 0.36% | cash | - | |
| Bank of America, NA | Swap | 31/07/2024 | 16,061 | 0.01% | cash | - | |
| Bank of America, NA | Swap | 05/05/2025 | 55 | 0.00% | cash | + | |
| TOTAL | 1,051,454 | 0.43% |
The totals will be updated once you have clicked on
| TOTAL (A & B) | # of voting rights % of voting rights | ||
|---|---|---|---|
| CALCULATE | 1,102,755 | 0.45% |
11) Full chain of controlled undertakings through which the holding is effectively held, if applicable
| Bank of America, NA, BofA Securities, Inc, Managed Account Advisors, LLC, U.S. Trust Co of Delaware, Merrill Lynch Professional |
|---|
| Clearing Corporation and Merrill Lynch, Pierce, Fenner & Smith Inc are controlled by "Bank of America Corporation" ( see enclosure). |
| Bank of America Corporation is not a controlled entity. |
| (DD/MM/YYYY) | ||||
|---|---|---|---|---|
| Holder | will cease to hold / will hold again |
0 | voting rights as of |
| Exit disclosure required. The trigger for the notification is due to the trading book holding going below the 5% exemption. | |
|---|---|
| Done at London, United Kingdom | ||
|---|---|---|
| On | 20/09/2022 (DD/MM/YYYY) | |
| Name & capacity James Todd, Vice President | Signature |
| Signature | Amon 900 |
|---|---|
| Merrill Lynch International | |||
|---|---|---|---|
| 0 能 25 Ownership Company Appointments Profile |
ill Tree Walker |
||
| Tree Walker (Legal Structure) | |||
| Basic Search More -> |
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| Structure (1) | Show | As at | |
| Legal Structure 1 |
Structure above | 2022-09-12 | הר |
| Legal Structure BofAML Jersey Holdings Limited 100.000000000000% 100.000000000000% 1,000 Ordinary shares |
Bank of America Corporation 100.000000000000% 100.00000000000% 500 Common (\$0 Par) shares NB Holdings Corporation 100.0000000000000% 100.00000000000% 9,009,987,959 Ordinary shares |
||
| BofAML EMEA Holdings 2 Limited 80.1000000378% |
BofAML Jersey Holdings Limited 19.8999999622% |
||
| 80.1000000378% 2,343,716,305 Ordinary shares |
100.00000000000% 582,271,590 Ordinary shares |
||
| ML UK Capital Holdings Limited 100.000000000000% 100.000000000000% 7,933,027,945 Ordinary shares Merrill Lynch International |
| 器 | 2 | 25 | |||
|---|---|---|---|---|---|
| Company Profile |
Appointments | Ownership | Tree Walker | ||
| Tree Walker (Legal Structure) | |||||
| Basic Search | More -> | ||||
| Structure (i) | Show | As at | |||
| Legal Structure | 1 | Structure above | 2022-09-12 P |
同行 | |
| NB Holdings Corporation 100.000000000000% 80.4081376316% 834 Common Stock shares |
|||||
| BAC North America Holding Company 80.4081376316% 80.4081376316% 151,002,134 Voting Common shares Bank of America, National Association |
|||||
| BofA Securities Europe SA | |||
|---|---|---|---|
| 器 OF Ownership Company Appointments Profile |
Tree Walker | ||
| Tree Walker (Legal Structure) | |||
| More -> Basic Search |
|||
| Structure (1) | Show | As at | |
| Legal Structure 4 |
Structure above A |
2022-09-12 | ETT |
| Bank of America Corporation 100.000000000000% 100.000000000000% 500 Common (\$0 Par) shares NB Holdings Corporation 99.900000000000000% 100.000000000000% 726,902,370 Ordinary shares BofA Securities Europe SA |
NB Holdings Corporation 100.0000000000000% 100.000000000000% Member < Limited Liability Company Merrill Lynch International, LLC 100.000000000000% 0.1000000000000% 2,000 Common shares Merrill Lynch Group Holdings I, L.L.C. 0.1000000000000% 0.100000000000% 727,630 Ordinary shares |
| Managed Account Advisors LLC | |
|---|---|
| 播 2 28 Appointments Ownership Company Profile |
Tree Walker |
| Tree Walker (Legal Structure) | |
| More -> Basic Search |
|
| Structure (1) Legal Structure P |
Show As at 2022-09-12 Structure above 同行 ﺎ |
| Legal Structure | |
| Bank of America Corporation 100.000000000000% 100.000000000000% 500 Common (\$0 Par) shares NB Holdings Corporation 100.0000000000000% 100.000000000000% 834 Common Stock shares BAC North America Holding Company 100.000000000000% 100.00000000000% 1,000 Common shares Merrill Lynch, Pierce, Fenner & Smith Incorporated 100.0000000000000% 100.000000000000% Member < Limited Liability Company Managed Account Advisors LLC |
| Tree Walker |
|---|
| As at 2022-09-12 Structure above ਜਿ A |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | |||
|---|---|---|---|
| 職 2 25 Appointments Ownership Company Profile |
Tree Walker | ||
| Tree Walker (Legal Structure) | |||
| Basic Search More -> |
|||
| Structure (i) | Show | As at | |
| Legal Structure A |
Structure above | 2022-09-12 | 同 『テ |
| 100.000000000000% 500 Common (\$0 Par) shares NB Holdings Corporation |
|||
| 100.000000000000% 100.000000000000% 834 Common Stock shares |
| BofA Securities, Inc. | ||||||||
|---|---|---|---|---|---|---|---|---|
| 職 Company Profile |
2 Appointments Ownership |
28 | 를 Tree Walker |
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| Tree Walker (Legal Structure) | ||||||||
| Basic Search | More -> | |||||||
| Structure (1) | Show | As at | Min. Ownership | Max. Ownership | ||||
| Legal Structure | ♪ | Structure above | ▼ 2022-09-12 | 闘闘 | 06 | 0/0 | ||
| Bank of America Corporation 100.000000000000% 100.000000000000% 500 Common (\$0 Par) shares |
||||||||
| 1,000 Common shares, 17.07 Series A 6.375% Nor-Cumulative Preferred Stock shares, 82.93 Series B 6.000% Non-Cumulative Preferred Stock shares | NB Holdings Corporation 100.000000000000% 100.000000000000% |
|||||||
| BofA Securities, Inc. | ||||||||
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