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Umicore

Major Shareholding Notification Oct 12, 2022

4018_rns_2022-10-12_689feff6-f6c4-4777-8b69-c0e14007ecf0.pdf

Major Shareholding Notification

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1) Status of the notification

Final
2) Issuer
Name UMICORE
Identification number 0401-574-852

3) Reason for the notification

Downward crossing of the lowest threshold
Acquisition or disposal of voting securities or voting rights
Acquisition or disposal of financial instruments that are treated as voting securities

4) Notification by

A parent undertaking or a controlling person
-- ----------------------------------------------

5) Persons subject to the notification requirement

Name Address (for legal entities)
Bank of America Corporation Wilmington, D.E. (United States) +

6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)

246,400,000

Please enter the denominator before filling in the data

10) Notified details

A) Voting rights Previous notification After the transaction
# of voting rights # of voting rights % of voting rights
Holders of voting rights Linked to securities Not linked to the
securities
Linked to
securities
Not linked to the
securities
Bank of America Corporation 0 0 0 0.00% 0.00%
Bank of America, NA 13,191 13,169 0.01%
BofA Securities, Inc. 8,026 3,841 0.00%
Managed Account Advisors, LLC 29,326 30,992 0.01%
TOTAL 51,301 0 0.02% 0.00%
Subtotal 5,612,801 51,301 0.02% S +
BofA Securities Europe SA 813,134 0 0.00% 1 -
Merrill Lynch International 4,744,702 0 0.00% 1 -
Merrill Lynch, Pierce, Fenner & Smith
Inc
655 655 0.00% 1 -
U.S. Trust Co of Delaware 3,767 2,644 0.00% 1 -

Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone". For groups, start with the ultimate controlling natural person or legal entity.

The totals, subtotals and % will be updated once you have clicked on .

B) Equivalent financial instruments After the transaction
Holders of equivalent
financial instruments
Type of financial instrument Expiration date Exercise period or
date
# of voting rights
that may be
acquired if the
instrument is
exercised
% of voting rights Settlement
BofA Securities, Inc. Right to Recall 143,132 0.06% physical -
Merrill Lynch Professional Clearing
Corporation
Right of Use 2,206 0.00% physical -
Bank of America, NA Swap 26/09/2022 890,000 0.36% cash -
Bank of America, NA Swap 31/07/2024 16,061 0.01% cash -
Bank of America, NA Swap 05/05/2025 55 0.00% cash +
TOTAL 1,051,454 0.43%

The totals will be updated once you have clicked on

TOTAL (A & B) # of voting rights % of voting rights
CALCULATE 1,102,755 0.45%

11) Full chain of controlled undertakings through which the holding is effectively held, if applicable

Bank of America, NA, BofA Securities, Inc, Managed Account Advisors, LLC, U.S. Trust Co of Delaware, Merrill Lynch Professional
Clearing Corporation and Merrill Lynch, Pierce, Fenner & Smith Inc are controlled by "Bank of America Corporation" ( see enclosure).
Bank of America Corporation is not a controlled entity.

12) In case of proxy voting for only one GM

(DD/MM/YYYY)
Holder will cease to hold /
will hold again
0 voting rights as of

13) Additional information

Exit disclosure required. The trigger for the notification is due to the trading book holding going below the 5% exemption.
Done at London, United Kingdom
On 20/09/2022 (DD/MM/YYYY)
Name & capacity James Todd, Vice President Signature
Signature Amon
900
Merrill Lynch International
0

25
Ownership
Company
Appointments
Profile
ill
Tree Walker
Tree Walker (Legal Structure)
Basic Search
More ->
Structure (1) Show As at
Legal Structure
1
Structure above 2022-09-12 הר
Legal Structure
BofAML Jersey Holdings Limited
100.000000000000%
100.000000000000%
1,000 Ordinary shares
Bank of America Corporation
100.000000000000%
100.00000000000%
500 Common (\$0 Par) shares
NB Holdings Corporation
100.0000000000000%
100.00000000000%
9,009,987,959 Ordinary shares
BofAML EMEA Holdings 2 Limited
80.1000000378%
BofAML Jersey Holdings Limited
19.8999999622%
80.1000000378%
2,343,716,305 Ordinary shares
100.00000000000%
582,271,590 Ordinary shares
ML UK Capital Holdings Limited
100.000000000000%
100.000000000000%
7,933,027,945 Ordinary shares
Merrill Lynch International
2 25
Company
Profile
Appointments Ownership Tree Walker
Tree Walker (Legal Structure)
Basic Search More ->
Structure (i) Show As at
Legal Structure 1 Structure above 2022-09-12
P
同行
NB Holdings Corporation
100.000000000000%
80.4081376316%
834 Common Stock shares
BAC North America Holding Company
80.4081376316%
80.4081376316%
151,002,134 Voting Common shares
Bank of America, National Association
BofA Securities Europe SA

OF
Ownership
Company
Appointments
Profile
Tree Walker
Tree Walker (Legal Structure)
More ->
Basic Search
Structure (1) Show As at
Legal Structure
4
Structure above
A
2022-09-12 ETT
Bank of America Corporation
100.000000000000%
100.000000000000%
500 Common (\$0 Par) shares
NB Holdings Corporation
99.900000000000000%
100.000000000000%
726,902,370 Ordinary shares
BofA Securities Europe SA
NB Holdings Corporation
100.0000000000000%
100.000000000000%
Member < Limited Liability Company
Merrill Lynch International, LLC
100.000000000000%
0.1000000000000%
2,000 Common shares
Merrill Lynch Group Holdings I, L.L.C.
0.1000000000000%
0.100000000000%
727,630 Ordinary shares
Managed Account Advisors LLC

2
28
Appointments
Ownership
Company
Profile
Tree Walker
Tree Walker (Legal Structure)
More ->
Basic Search
Structure (1)
Legal Structure
P
Show
As at
2022-09-12
Structure above
同行
Legal Structure
Bank of America Corporation
100.000000000000%
100.000000000000%
500 Common (\$0 Par) shares
NB Holdings Corporation
100.0000000000000%
100.000000000000%
834 Common Stock shares
BAC North America Holding Company
100.000000000000%
100.00000000000%
1,000 Common shares
Merrill Lynch, Pierce, Fenner & Smith Incorporated
100.0000000000000%
100.000000000000%
Member < Limited Liability Company
Managed Account Advisors LLC
Tree Walker
As at
2022-09-12
Structure above
ਜਿ
A
Merrill Lynch, Pierce, Fenner & Smith Incorporated

2
25
Appointments
Ownership
Company
Profile
Tree Walker
Tree Walker (Legal Structure)
Basic Search
More ->
Structure (i) Show As at
Legal Structure
A
Structure above 2022-09-12 同 『テ
100.000000000000%
500 Common (\$0 Par) shares
NB Holdings Corporation
100.000000000000%
100.000000000000%
834 Common Stock shares
BofA Securities, Inc.

Company
Profile
2
Appointments Ownership
28
Tree Walker
Tree Walker (Legal Structure)
Basic Search More ->
Structure (1) Show As at Min. Ownership Max. Ownership
Legal Structure Structure above ▼ 2022-09-12 闘闘 06 0/0
Bank of America Corporation
100.000000000000%
100.000000000000%
500 Common (\$0 Par) shares
1,000 Common shares, 17.07 Series A 6.375% Nor-Cumulative Preferred Stock shares, 82.93 Series B 6.000% Non-Cumulative Preferred Stock shares NB Holdings Corporation
100.000000000000%
100.000000000000%
BofA Securities, Inc.

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