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Umicore

Major Shareholding Notification Nov 8, 2024

4018_rns_2024-11-08_98793bcc-9bd0-4bf5-b2a3-a5ac4090e3df.pdf

Major Shareholding Notification

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FSMA
FINANCIA
MARKETS

1) Status of the notification

2) Issuer

Final
Name UMICORE
Identification number 0401-574-852

3) Reason for the notification

Acquisition or disposal of voting securities or voting rights 2 +
4) Notification by 0
A parent undertaking or a controlling person 2 +

5) Persons subject to the notification requirement

Name Address (for legal entities)
Bank of America Corporation Wilmington, DE (United States)

6) Persons that dispose of voting rights (only to be filled in if art. 7 of the Law applies)

persons referred to in Sections 5 and 6

Name Address (for legal entities)
+
A
Please continue entering the information in part II concerning the Part II

7) Date on which the threshold is crossed

8) Threshold that is crossed (in %)

3 If the holding has fallen below the lowest threshold, you have the option of not entering any numbers in Section 10

9) Denominator

10) Notified details

A) Voting rights Previous notification After the transaction
# of voting rights # of voting rights % of voting rights
Holders of voting rights Linked to securities Not linked to the
securities
Linked to securities Not linked to the
securities
Bank of America Corporation 0 0 0.00%
Bank of America, NA 3,349 3,349 0.00%
BofA Securities, Inc. 9,379 12,209 0.00%
Managed Account Advisors, LLC 3,978 3,096 0.00%
Merrill Lynch, Pierce, Fenner & Smith
Inc
28 27 0.00%
Merrill Lynch International 847,511 518,963 0.21%
Subtotal 864,245 537,644 0.22%
TOTAL 537,644 0 0.22% 0.00%

0

Start with "groups" of holders. Add subtotals with S, and then finish with the persons who are "alone". For groups, start with the ultimate controlling natural person or legal entity.

The totals, subtotals and % will be updated once you have clicked on .

B) Equivalent financial instruments After the transaction
Holders of equivalent
financial instruments
Type of financial instrument Expiration date Exercise period or
date
# of voting rights
that may be
acquired if the
instrument is
exercised
% of voting rights Settlement
Merrill Lynch International Right to Recall 271,342 0.11% physical -
Merrill Lynch International Right of Use 16,712 0.01% physical -
BofA Securities, Inc. Right of Use 11,368 0.00% physical -
Bank of America, NA Swap 26/05/2026 853,799 0.35% cash -
Bank of America, NA Swap 31/07/2026 422,214 0.17% cash -
Bank of America, NA Swap 14/06/2027 80,223 0.03% cash -
Merrill Lynch International Swap 26/05/2026 853,799 0.35% cash -
Merrill Lynch International Swap 18/11/2024 207 0.00% cash -
Merrill Lynch International Swap 11/11/2024 10,153 0.00% cash -
Merrill Lynch International Swap 29/08/2025 3,028 0.00% cash -
Merrill Lynch International Swap 25/06/2026 42,187 0.02% cash -
Merrill Lynch International Swap 16/02/2026 23,801 0.01% cash -
Merrill Lynch International Swap 31/03/2026 481,703 0.20% cash -
Merrill Lynch International Swap 28/02/2025 5,122 0.00% cash -
Merrill Lynch International Swap 31/01/2025 46,607 0.02% cash -
Merrill Lynch International Swap 22/01/2025 1,563,154 0.63% cash -
Merrill Lynch International Swap 25/11/2024 917,503 0.37% cash -
Merrill Lynch International Swap 15/09/2025 521,836 0.21% cash -
Merrill Lynch International Swap 15/10/2029 15,762 0.01% cash -
Merrill Lynch International Swap 30/04/2026 107,632 0.04% cash -
Merrill Lynch International Swap 08/01/2025 363,755 0.15% cash -
Merrill Lynch International Swap 14/06/2027 80,223 0.03% cash -
Merrill Lynch International Swap 25/10/2027 4,533 0.00% cash -
Merrill Lynch International Swap 29/12/2025 3,097 0.00% cash +
TOTAL 6,699,760 2.72%

The totals will be updated once you have clicked on

TOTAL (A & B) # of voting rights % of voting rights
CALCULATE 7,237,404 2.94%

11) Full chain of controlled undertakings through which the holding is effectively held, if applicable

Bank of America, NA, BofA Securities, Inc, Managed Account Advisors, LLC, U.S. Trust Co of Delaware, Merrill Lynch, Pierce, Fenner & Smith Inc and Merrill Lynch International are controlled by "Bank of America Corporation" ( see enclosure). Bank of America Corporation is not a controlled entity.

12) In case of proxy voting for only one GM

(DD/MM/YYYY)
Holder will cease to hold /
will hold again
0 voting rights as of
13) Additional information
Exit disclosure required. The trigger for the notification is due to the non trading book holding going below the 3%.
Done at London, United Kingdom
06/11/2024 (DD/MM/YYYY)
On
Name & capacity Frank Lui, Vice President Signature
For security reasons, the unsigned form in xlsx
format should
be transmitted to [email protected]. You can do this manually
OR if you have MS Outlook at your disposal via the "Save &
Send" button.
In addition, a signed copy in PDF
format should also be
transmitted.

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