Major Shareholding Notification • Jun 4, 2015
Major Shareholding Notification
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| FORM TR-1 BE | |||
|---|---|---|---|
| PART I | |||
| 1) Stalus of the notification | |||
| Final | |||
| $2)$ issuer | |||
| Name BIOCARTIS | |||
| Identification number 0505-640-808 | |||
| 3) Reason for the notification | |||
| Holding of voting securities upon first admission to trading | |||
| 4) Notification by | |||
| A parent undertaking or a controlling person | |||
| 5) Persons subject to the notification requirement | |||
| $11 - N + 1$ | Address W Eggs counts | ||
| 16. Rose form for bidid on bons ( Cooperatieve AESCAP Venture I U.A. |
Barbara Strozzilaan 101, 1083HN, The Netherlands | ||
| Aecap Venture Management BV | Barbara Strozzilaan 101, 1083HN, The Netherlands | ||
| 6) Persons that dispose of, voting rights (Only to be filled in if art. 7 of the Law applies) | |||
| Naport | Address (in legitizations) | ||
| 23 Forest hans by a split personal | |||
| Please continue entering the information in part il concerning the | Click persons referred to in points 5 and 6 |
||
| 7) Date on which the threshold is crossed | |||
| 27.04.2015 | (DD/MM/YYYY) | ||
| 8) Threshold that is crossed (in %) | |||
| $\overline{\mathbf{3}}$ | |||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers under point 10 | |||
| 9) Denominator | |||
| 39.144.013 | |||
| Please enter the denominator before filling in the data |
$\mathbb{R}^3$ .
10) Notified details
| A) Voting rights | Previous notification | After the transaction | ||||
|---|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | ||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
||
| Aescap Venture Management BV | $0.00\%$ | |||||
| Coöperatieve AESCAP Venture I U.A. | 1.440.850 | 3.68% | ||||
| subtain a complete that | 1440,650 | Community of Accountable | 1 3.58% | |||
| TOTAL | 1.440.850 | 3.68% | 0,00% |
Start with "groups" of holders, Calculate subtotals and oups" of holders, Calculate subtotals and then finish with one between
The totals, subtotals and % will be updated once you have clicked on
CALCULATE>
| B) Equivalent financial instruments | After the transaction | ||||
|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date | # of voting rights that may be acquired if the instrument is exercised |
% of voting rights |
| TOTAL | (in relation to all expiration dates) | $\mathbf o$ | 0.00% |
The totals will be updated once you have clicked on
| TOTAL (Voting rights & Equivalent financial (instruments) |
# of voting rights | % of voting rights | ||
|---|---|---|---|---|
| CALCULATE | 1.440.850 | 3,68% |
11) Chain of controlled undertakings through which the holding is effectively held, if applicable
Ftense describe, or join a diagram in attachment
Aescap Venture I Management BV controls Cooperatieve Aescap Venture I U.A.
Aescap Venture I Management BV is not a controlled entity.
12) In case of proxy voting for only one GM
Holder
will cease to hold /
will hold again
voting rights as of
$\overline{0}$
$\bullet$
$\frac{1}{2}$
Ø
$\mathbb{R}^n$ . The $\mathbb{R}^n$
| $1.977$ $1.994$ $1.994$ $1.974$ $1.974$ $1.974$ | |||||
|---|---|---|---|---|---|
| A) Convertible bonds and rights to subscribe to voting securities not yet issued | |||||
| Holder | Type of financial instrument | Expiration date (DD/MM/YYYY) |
Exercise/Conversion period or date |
Number | # of voting rights that may be acquired if the instrument is exercised/converted |
| B) Shares without voting rights | |||||
| Holder | Number | ||||
| C) Remarks | |||||
| This transparency notification is made to the extent required by applicable law. | ×. | ||||
| ÷ | |||||
| Amsterdam | |||||
| Done at | |||||
| 1.06.2015 | |||||
| On | (DD/MM/YYYY) | ||||
| Name & capacity | |||||
| [to be completed - for Coöperatieve AESCAP Venture | Signature | ||||
| IU.A.] | $+14$ | G | |||
| [to be completed - Aescap Venture Management BV] | |||||
| Signature | |||||
| Pour | |||||
| Name (& legal form for legal persons) |
Address (registered office for legal persons) |
Phone number | Contact person for legal persons |
|
|---|---|---|---|---|
| Coöperatieve AESCAP Venture I U.A. |
Barbara Strozzilaan 101, 1083HN, The Netherlands | 31205702940 [email protected] | Wolfgang Noeldeke | |
| Aecap Venture Management BV Barbara Strozzilaan 101, 1083HN, The Netherlands | 31205702940 [email protected] | Wolfgang Noeldeke |
| Name (& legal form for legal persons) |
Address (registered office for legal persons) |
Phone number | Contact person for legal persons |
|
|---|---|---|---|---|
| Name (& legal form for legal persons) |
Address (registered office for legal persons) |
Phone number | Contact person for legal persons |
|
|---|---|---|---|---|
| Cooperatieve Aescap Venture I U.A. |
Barbara Strozzilaan 101, 1083HN, The Netherlands | 31205702940 [email protected] | Wolfgang Noeldeke |
The personal data provided via this form will be processed by the FSMA (Congresstraat/rue du Congrès 12-14, 1000 Brussels) in accordance with the Law of 8 December 1992 on the protection of privacy as regards the processing of personal data. The FSMA processes the data in order to supervise compliance with Title II of the Law of 2 May 2007 and its implementing decrees. The processed data may, if appropriate, be communicated to third parties on the conditions referred to in Articles 74 and 75 of the Law of 2 August 2002 on the supervision of the financial sector and on financial services. Insofar as the processed data do not fall under the professional secrecy obligation of the FSMA, the natural persons whose data are being processed have the right to inspect and correct such data in accordance with Articles 10 and 12 of the aforementioned Law of 8 December 1992.
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