Major Shareholding Notification • Jun 4, 2015
Major Shareholding Notification
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| FORM TR-1 BE | |
|---|---|
| PARTI |
2) Issuer
1) Status of the notification [1] [1] [1]
| Final | ||
|---|---|---|
| Identification number 0505-640-808 | Name BIOCARTIS |
$\alpha$ .
3) Reason for the notification
4) Notification by
5) Persons subject to the notification requirement
| Alarmo. H& IBGAI TOUTS NOT FHORE CEPSORS L |
Address Hor least personal. |
|---|---|
| IBenaruca S.A. | 1. Boulevard de la Foire, L-1528 Luxembourg |
| IBIOSPV Limited | c/o Papilio Services Limited, 168 Christopher Street, Valletta, VLT 1467, Malta |
| Rudi Parnwin | Appt. 7, Route de Rumieres 20, CH-1874 Champéry, Switzerland |
6) Persons that dispose of. ... voting rights (Only to be filled in if art. 7 of the Law applies).
| SJARDY A segal form for legal bessons !! |
. Address Hor legal personaly |
|---|---|
| -------------------------------------- | |
| the property of the property and the property of the control of the control of the control of the control of the control of the control of the control of the control of the control of the control of the control of the cont |
B
Please continue entering the information in part il concerning the
persons referred to in points 5 and 6
7) Date on which the threshold is crossed
T
ŗ
27/04/2015 (DD/MM/YYYY)
8) Threshold that is crossed (in %)
$\overline{\phantom{a}}$
If the holding has fallen below the lowest threshold, you have the option of not entering any numbers under point 10
9) Denominator
39 144 013
Please enter the denominator before filling in the data
$\overline{1}$
| (A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of vating rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Nat linked to the securities |
Linked to securities! | Not linked to the securities |
|
| Rudi Pauwels | |||||
| Benaruca SA | 0.00% | ||||
| BIOSPV Ltd | 2 542 408 | 6.50% | |||
| 539 834 | 1,38% | ||||
| subtotal | 3082242 | 7.87% | |||
| TOTAL | 3 082 242 | £. | 7.87% | $0.00\%$ |
Start with "groups" of noiders. Calculate subfotels and then finish with the persons.
Start with "groups" of noiders. Calculate subfotels and then finish with the art "alone".
The fotals, subfotals and 's will be updated o
| B) Equivalent financial instruments | After the transaction | ||||
|---|---|---|---|---|---|
| Holders of equivalent financial matruments |
Type of financial instrument | Expiration date | [Exercise period or date] | # of voting rights that may be acquired if the instrument is exercised |
% of voting nohts |
| TOTAL | (in relation to all expiration dates) | 0 | 0.00% |
The totals will be updated once you have clicked on
| [ TOTAL (Voting rights & Equivalent financial instruments! --------------------------------------- |
# of voting rights | % of vating rights |
|---|---|---|
| 3 082 242 | 7.87% |
|
|will cease to hold /
|will hold again
11) Chain of controlled undertakings through which the holding is effectively held. If applicable
Please describe, or join a diagram in attachment
Rudi Pauweis controls BioSPV Limited and Benaruce S.A.
12) In case of proxy voting for only one GM
INA
Holder
voting nghts as of
$|0|$
$\overline{\mathtt{L3}}$
| 3111233 | ||||
|---|---|---|---|---|
| S Feggi | Addres 2888888 |
Feller 3 | $\frac{1}{2}$ 008790 |
|
| Benaruca S.A. | Boulevard de la Foire, L-1528 Luxembourg | 00352 26 88 87 | [email protected] | Alberto MORANDIN |
| BIOSPV Limited | fc/o Papillo Services Limited, 168 Christopher Streel, Valletta, 00356 2122 7553 | |||
| Rudi Pauwe | mariafrancesca.fenech@p Dr Maria Francesca Fenec | |||
| / Appl. 7, Route de Rumieres 20, CH-1874 Champéry | 0032470.96.18.07 | [email protected] | ||
| Switzerland | ||||
| P les. tegal tot myol is. 105290 CORA (registered office for legal persons) 3881009 |
|---|
| OLIOIL ADAAFTA I |
| 文号子 |
| RADA |
| Separa Ŗ LOS SOS TOY 2108380 --------------------------------------- Company was strong and a strong (护加设计) Contract of the Season $\overline{a}$ |
| TRIN COMM | 24.11 | |||
|---|---|---|---|---|
| Accounts | accounts@yaliamet | 122000 6682.02 |
P. 13 Hanover Square, London, W1S 1HN | |
| Alberto MC ALLIVATION |
[email protected] | (8 98 92 29 80) | ., Boulevard de la Foire, L-1528 Luxemboir urg // c/o Valiance |
Benaruca SA // Biosny L1 |
| 202209 | 299180083 | |||
| the company's company's company's com- | 10335 | CONTRACT Separate |
BEERS ES 18001 101 03110 081 |
|
| Š | Dilling | 4669985 | ì | |
| BELIEN | ||||
The personal data provided via this form will be processed by the FSMA (Congresstraat/ue du Congrés 12-14. 1000 Bursels) in accordance with the Law 418 December 1992 on the performation of pharmatics are reader and its ma
13) Additional information
| Holder NA, B) Shares without voting rights Holder |
Type of financial instrument | Expiration cate (DD/MM/YYYY) |
Exercise/Conversion period or date |
Number | # of voting rights that may be acquired if the instrument is exercised/converted |
|---|---|---|---|---|---|
| Number | |||||
| NIA | |||||
| C) Remarks | |||||
| This transparency notification is made to the extent required in accordance with applicable law. The 2,542,459 voting rights held by Benaruca S.A. include the voting rights attached to the number of shares held | |||||
| Done at | Papilio Services Limited, 168 Christopher Street, Valletta, VLT 1467, Malta, for Rudi Pauwels 1. Boulevard de la Foire, L-1528 Luxembourg, for Benarcca S.A. |
||||
| On | 1/06/2015 | (DD/MM/YYYY) | |||
| Name & capacity | |||||
| Alberto MORANDINI and Rudi PAUWELS, Directors of Benaruca S.A. Thomas Jacobsen, Director of BioSPV Ltd CDO QUBE CORPORATE LTD |
Signature |
J,
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