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Biocartis Group NV

Interim / Quarterly Report Sep 10, 2015

3919_ir_2015-09-10_04424dfb-9ae3-452c-a817-d0dda0c96ac9.pdf

Interim / Quarterly Report

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BIOCARTIS GROUP NV FINANCIAL REPORT H1 2015

Contents

1 Message from the CEO 4
2 Responsibility statement 5
3 Principal risks related to the business activity 5
4 Business review of the first half of 2015 6
5 Condensed consolidated interim financial statements for the period ended 30 June
201511
5.1 Condensed Consolidated balance sheet11
5.2 Condensed Consolidated income statement
12
5.3 Condensed Consolidated statement of other comprehensive income13
5.4 Condensed Consolidated statement of changes in equity14
5.5 Consolidated cash flow statement15
6 Notes to the condensed consolidated interim financial statements
16
6.1 General Information16
6.2 Summary of significant accounting policies16
6.2.1 Statement of compliance and basis of preparation 16
6.2.2
6.3
Segment reporting17
Critical accounting judgments and key sources of estimation uncertainty
17
6.4 Revenue18
6.4.1 Collaboration revenue 18
6.4.2 Product sales revenue18
6.4.3 Revenues by region and major customers19
6.5 Other operating income19
6.6 Cost of Goods Sold19
6.7 Research and development expenses20
6.8 Marketing and Distribution expenses20
6.9 General and administrative expenses
21
6.10 Personnel expenses21
6.11 Taxes 21
6.12 Discontinued operations22
6.13 Earnings per share22
6.14 Property, plant and equipment
23
6.15
Financial participation
23
6.16
Trade and other receivables23
6.17
Other current assets24
6.18
Equity
25
6.19
Share based compensation26
6.20
Deferred income
27
6.21
Other disclosures
28
6.21.1
Fair value28
6.21.2
Contingencies 30
6.21.3
Commitments30
6.21.3.1
Capital commitments 30
6.21.4
Related-party transactions 30
6.22
Events after the balance sheet date31
7 Limited review report of the auditor
32
8 Disclaimer and additional information
34
9 Glossary
36

1 MESSAGE FROM THE CEO

Dear Stakeholder,

We are very pleased with the progress we made during the first six months of the year, both operationally and financially.

Thanks to the efforts of all employees at Biocartis in the first half of 2015, we managed to successfully expand our installed base, resulting in 32 new Idylla™ instruments sold to various larger and smaller hospitals and distributors in and outside Europe in H1 2015, bringing our total installed base to 114 and thereby increasingly enabling more patients to benefit from the unique features our products offers.

I am especially proud of our IPO that was the largest Life Sciences transaction of 2015 on the European markets, ranking amongst the 10 largest IPOs the last 10 years on Euronext.

On the one hand this IPO has been another milestone in realizing the vision of Biocartis, to transform the global diagnostics market by providing instant access to personalized medicine for all patients worldwide. However, it is also the start of a new era as a publicly listed company. We are committed to demonstrate that we can execute upon the promises that we have made to all participating investors.

Our company is moving to a next stage of growth. This is why we have decided to strengthen our management team with, amongst others, the appointments of Hilde and Ewoud. Hilde plays a crucial leadership role within Biocartis and the new title of Deputy CEO better fits the significant contribution she continues to make in the day-to-day running of the company. We are delighted to welcome Ewoud to Biocartis. With a strong background in corporate finance, his extensive knowledge of capital markets will be of great value to the company as we continue our strong growth trajectory. As announced, we have also strengthened our management team through a number of other appointments. I wish everybody all the best in their new roles.

Finally, I would like to mention that I am pleased that we can reiterate our guidance of selling 75 instruments in 2015. This in my view, once more underlines the potential of our Idylla™ platform.

Rudi Pauwels CEO

Biocartis Group NV – condensed consolidated interim financial statements period ended 30 June 2015

2 RESPONSIBILITY STATEMENT

The undersigned hereby declare that, to the best of their knowledge, the condensed consolidated interim financial statements for the six-months period ended 30 June 2015, which have been prepared in accordance with the IAS 34 'Interim Financial Reporting' as adopted by the European Union, give a true and fair view of the equity, the financial situation and the results of Biocartis Group NV and the companies that are included in the consolidation scope.

The undersigned also declare that, to the best of their knowledge, the interim financial report provides a true and fair review of the important events that have occurred during the first six months of the financial year and of the other legally required information.

In the name and for the account of the Board of Directors,

Rudi Pauwels Hilde Windels

CEO CFO

3 PRINCIPAL RISKS RELATED TO THE BUSINESS ACTIVITY

The principal risks related to Biocartis' business activities have been outlined in the April 2015 IPO Prospectus ('IPO Prospectus'), which is available on the internet at https://investors.biocartis.com. The principal risks have not materially changed from the ones outlined in the IPO Prospectus.

4 BUSINESS REVIEW OF THE FIRST HALF OF 2015

1.1 Commercial highlights

1.2 Menu highlights

During H1 2015, Biocartis sold a total of 32 IdyllaTM commercial instruments to its customers, boding well for realizing the guided 75 IdyllaTM instrument sales in 2015.

The IdyllaTM installed base amounted to 114 instruments in different continents worldwide per 30 June 2015.

During the reporting period, Biocartis continued to move forward in establishing a strong global sales and distribution network that now covers more than 50 countries through direct and indirect sales channels.

A total of nine new distribution contracts were signed in H1 2015 with renowned distributors, covering 12 additional countries in Europe, Middle East and Asia Pacific. These new distribution contracts include minimum purchase obligations for over 100 IdyllaTM instruments in the coming 3 years period.

Biocartis also continued to strengthen its direct sales force in H1 2015 by attracting key talent from the industry and which is now covering 16 European countries.

At the end of the reporting period, Biocartis' sales and marketing organization, including amongst others customer service and business development, amounted to 24 FTEs.

During the first half of 2015, Biocartis has been strongly focused on expanding use of its current test menu and bringing to market new tests for IdyllaTM, its fully automated sample-to-result, real-time system that offers accurate, highly reliable molecular information from virtually any biological sample in virtually any setting. In line with this, Biocartis has expanded it R&D team in H1 2015 to a total of 96 FTEs.

Biocartis is focused on addressing key unmet clinical needs in oncology and infectious diseases, which represent respectively the fastest growing and largest segments of the molecular diagnostic market worldwide.

Oncology

During H1 2015, Biocartis continued to accelerate the commercialisation of its IdyllaTM BRAF Mutation Test with, amongst others, the support from key opinion leaders. Post the period end, on 27 July 2015, Dr. Filip Janku, MD from MD Anderson (Houston, United States) published a research study on the analytical sensitivity and specificity of the IdyllaTM BRAF Mutation Test. This research study showed that the IdyllaTM BRAF Mutation Test is rapid and has high concordance with other routinely used

but more complex BRAF mutation–detecting tests1 .

In June 2015, Biocartis received CE-IVD marking for its KRAS Mutation Test, the world's first fully automated CE-IVD KRAS test for routine use to match novel guidelines that is capable of detecting an extended panel of 21 KRAS mutations with high sensitivity. It detects all clinically relevant driver mutations of the KRAS oncogene in tissue of colorectal cancers and provides results in an unprecedented timeframe of approximately two hours. The IdyllaTM KRAS Test is the second test launched by Biocartis and is a cornerstone in a set of highly standardized and sensitive tests around metastatic colorectal cancer.

Further progress is being made with extended NRAS panels currently in development for which CE-IVD marking is now expected in H1 2016. The NRAS test detects 19 mutations in the NRAS gene. When used in combination, the IdyllaTM KRAS and NRAS tests enable testing an extended set of 40 clinically actionable RAS mutations. Next to the NRAS panel, Biocartis has progressed development of its NRAS/BRAF test (detecting BRAF codon 600 mutations in addition to the 19 NRAS mutations) as well as its NRAS/BRAF/EGFR492 (which also detects the EGFR S492R mutation) along the same timelines.

Significant progress was also made in the field of liquid biopsies. In June 2015, Biocartis presented positive results of a research study in collaboration with Prof. Bart Neyns from the University Hospital Brussels at the American Society for Clinical Oncology, demonstrating that BRAF mutant tumour DNA levels circulating in blood of metastatic melanoma patients were associated with disease progression.

In H1 2015, Biocartis successfully finalized a study on microsatellite instability (MSI), demonstrating the possibility of fully automated Polymerase Chain Reaction (PCR) detection of these mutational signatures found in colorectal cancers. Testing for MSI mutations is currently under-utilized, as these markers are currently only detectable with complex workflows using capillary electrophoresis. The ability to detect this important class of biomarkers in a user friendly manner is expected to boost adoption of MSI testing.

Post the period end, on 17 July 2015, Biocartis signed a partnership agreement with ETPL (Exploit Technologies Pte. Ltd.), the commercialisation arm of the Agency for Science, Technology and Research (A*STAR, based in Singapore). A*STAR is Singapore's lead public sector agency that spearheads economic oriented research to advance scientific discovery and develop innovative technologies. Under the partnership, Biocartis has access to novel biomarkers (including those discovered within A*STAR's research institutes) from the Diagnostics Development Hub under ETPL. The aim of the partnership is to jointly develop of a range of proprietary tests for the Idylla™ platform with a main focus on cancer biomarkers.

Infectious diseases

Biocartis has continued to make strong progress with its Rapid Ebola Virus Triage Test that it is developing in association with Janssen Diagnostics and the Institute for Tropical Medicine in Antwerp (Belgium) for its Idylla™ system. The formal Emergency Use Authorization' (EUA) submission process to the FDA for the Idylla™ platform and Rapid Ebola Virus Triage Test has been

1 The IdyllaTM System and IdyllaTM BRAF Test are currently not available in the USA.

initiated and is expected to be completed in the beginning of Q4 2015.

Biocartis also made strong progress with its first respiratory panel test, known as IFV-RSV. This test, which is being developed in collaboration with Janssen Diagnostics, is aimed at the detection of influenza A, influenza B, RSV (respiratory syncytial virus) A and RSV B in nasopharyngeal swabs from patients with influenza-like illness. CE-IVD marking of the IFV-RSV test is expected at the end of Q4 2015.

In March 2015, Biocartis signed a worldwide license and collaboration agreement with Microbiome, a spin-off of the VU University Medical Center Amsterdam (the Netherlands), aimed at developing a test for the rapid detection of bloodstream infections, such as sepsis. This test is aimed to be used in conjunction with Biocartis' Idylla™-Enrich platform, a dedicated preenrichment platform for bloodstream infections that is under development by Biocartis.

In addition, in May 2015 a strategic partnership was signed with Fast-track diagnostics (Luxembourg) aimed at the development of a broad range of Idylla™ infectious disease tests based on the new approach of 'syndromic multiplex testing', meaning the identification of a broader range of disease pathogens in a single test.

1.3 Financial highlights

On 28 April 2015, Biocartis raised gross proceeds of EUR 115m in a 6.5x oversubscribed successful Initial Public Offering (IPO) on Euronext Brussels, underpinning the strong belief of institutional and retail investors in the potential of Biocartis. The IPO attracted a wide interest from a mix of long-term, specialist investors across continental Europe, the UK and the US. Total IPO costs amounted to EUR 9.2m.

In H1 2015, Biocartis generated total operating income of EUR 7.2m compared to EUR 2.5m in H1 2014. Total product sales revenues amounted to EUR 1.7m of which EUR 1.3m is generated by IdyllaTM system sales and EUR 0.4m by cartridge revenues. Upfront license and milestone revenues amounted to EUR 4.6m. Grant income amounted to EUR 0.6m and is mainly related to grants for R&D projects received from the Institute for the promotion of Innovation by Science and Technology in Flanders (IWT). After the reporting date, in July 2015, Biocartis was awarded a new IWT R&D grant for the development of novel molecular diagnostic solutions for bloodstream infections on the IdyllaTM platform for a total amount of EUR 1.5m.

As a result of the series F round financing (second tranche of EUR 21.5m was received in January 2015) and the IPO, Biocartis is able to report a solid cash position that amounts to EUR 128.5m per 30 June 2015.

1.4 H1 2015 financial results

Income statement

During the first six months of 2015 total operating income increased to EUR 7.2m compared to EUR 2.5m in H1 2014. Revenues increased to EUR 6.6m as compared to EUR 1.1m in H1 2014. This EUR 5.5m increase is driven by increased collaboration revenues received under the license and development agreements with Janssen Pharmaceutica for an amount of EUR 4.6m and by an increase in product sales of EUR 0.9m. Other operating income decreased from EUR 1.4m to EUR 0.6m and mainly consists of R&D project support grants received from the IWT.

Operating expenses have increased with EUR 6.0m to EUR 24.0m in H1 2015 compared to EUR 18.1m in H1 2014. This increase in spending is first of all driven by an increase in research and development expenses for an amount of EUR 3.3m in view of the continued development and preparation for launch of new IdyllaTM tests and further IdyllaTM system developments. Secondly, this increase is driven by higher marketing and distribution expenses of EUR 2.1m as the result of an expanded sales and marketing team following the commercialization of the IdyllaTM platform since September 2014.

General and administrative expenses increased from EUR 3.1m in H1 2014 to EUR 3.6m in H1 2015 and include non-capitalized expenses related to the IPO in April 2015 of EUR 1.1m. The remaining IPO costs of EUR 8.1m are allocated to equity. Biocartis' operational result consequently decreased from EUR -15.6m in H1 2014 to EUR -16.8m in H1 2015.

Biocartis' net financial result improved to a loss of EUR 0.4m in H1 2015 compared to EUR 0.5m in H1 2014. Taking into account positive income taxes for a net amount of EUR 0.3m in H1 2015 (EUR 0.4m in H1 2014) originating from R&D tax credits, the net loss for H1 2015 after taxes from continuing operations amounts to EUR 16.9m (EUR 15.7m in H1 2014).

Balance sheet

Property, plant and equipment decreased with EUR 0.3m to EUR 8.9m per 30 June 2015 from EUR 9.2m per 31 December 2014 driven by CAPEX in H1 2015 of EUR 1.6m and depreciations of EUR 1.9m. Per 30 June 2015, a financial participating of EUR 5.1m was included on the balance sheet as the result of the acquisition of a participation in MyCartis NV on 15 January 2015 following the exercise by Debiopharm Diagnostics SA of a put option in December 2014. Biocartis currently holds an 11.2% participation in MyCartis NV.

Inventory has increased from EUR 3.6m per 31 December 2014 to EUR 6.4m per 30 June 2015, caused by higher inventory levels in view of the further commercialization of the IdyllaTM platform. Trade receivables have decreased significantly with EUR 12.7m to EUR 3.1m per 30 June 2015 because of the collection of receivables from Janssen Pharmaceutica. Trade payables decreased from EUR 4.3m per 31 December 2014 to EUR 3.9m per 30 June 2015. Deferred income has decreased to EUR 7.0m per 30 June 2015 from EUR 9.6m per 31 December 2014 because of the recognition of upfront payments from Janssen Pharmaceutica in relation to the strategic licensing, development and commercialization collaborations.

Driven by the second tranche of the series F round financing and the IPO, the cash position of the Group increased with EUR 117.6m from EUR 10.9m per 31 December 2014 to EUR 128.5m per 30 June 2015.

Cash flow statement

The cash flow from operating activities
significantly improved in H1 2015 to

EUR -8.7m compared to EUR -16.8m in H1 2014, as did the cash flow from investing activities, which amounted to EUR -1.7m in H1 2015 compared to EUR -2.0m in H1 2014. The cash flow from financing activities in H1 2015 amounted to EUR 128.0m, mainly thanks to the cash inflow from the IPO (EUR 107.0m) and the capital increase of the second tranche of the series F round (EUR 21.5m). The Group's net cash flow in H1 2015 amounted to EUR 117.6m.

5 CONDENSED CONSOLIDATED INTERIM FINANCIAL STATEMENTS FOR THE PERIOD ENDED 30 JUNE 2015

5.1 CONDENSED CONSOLIDATED BALANCE SHEET

As of
In €000 Notes 30 June 2015 31 Dec 2014
Assets
Non-current assets
Intangible assets 9,218 9,652
Property plant and equipment 6.14 8,880 9,154
Financial participation 6.15 5,052 -
Other long term receivables 11 117
Deferred tax assets 6.11 1,474 947
24,635 19,870
Current assets
Inventory 6,415 3,583
Trade receivables 6.16 3,105 15,793
Other receivables 6.16 1,484 148
Other current assets 6.17 1,997 2,700
Cash and cash equivalents 128,477 10,919
141,478 33,142
Total assets 166,113 53,012
Equity and liabilities
Capital and reserves
Legal share capital 6.18 405 222,268
Historical share capital adjustment 6.18 -221,232 -221,232
Share premium 6.18 522,067 166,592
Share based payment reserve 6.19 1,211 1,166
Accumulated deficit 6.18 -165,428 -148,513
Total equity attributable to owners of
the Company 137,022 20,280
Non-current liabilities
Financial debt 8,347 8,528
Deferred income 6.20 2,021 4,534
Accrued charges 2,486 1,955
12,855 15,017
Current liabilities
Financial debt 5,016 5,057
Trade payables 3,866 4,265
Deferred income 6.20 5,025 5,100
Other current liabilities 2,329 3,293
16,236 17,714
Total equity and liabilities 166,113 53,012

5.2 CONDENSED CONSOLIDATED INCOME STATEMENT

For the 6 months ended
In €000 Notes 30 June 2015 30 June 2014
Revenue
Collaboration revenue 6.4 4,866 283
Product sales revenue 6.4 1,663 829
Service revenue 6.4 48 12
6,578 1,124
Other operating income
Grants and other income 6.5 646 1,379
Total operating income 7,224 2,503
Operating expenses
Cost of goods sold 6.6 -1,158 -1,000
Research and development expenses 6.7 -16,092 -12,768
Marketing and distribution expenses 6.8 -3,219 -1,158
General and administrative expenses 6.9 -3,578 -3,139
-24,047 -18,066
Operating loss for the period
-16,823 -15,563
Financial income 31 35
Financial expense -440 -495
Foreign exchange gains/(losses), net -20 -52
Financial result, net -429 -512
Loss for the year before taxes from
continuing operations -17,252 -16,075
Income taxes 6.11 337 421
Loss for the year after taxes from
continuing operations -16,915 -15,654
Gain (loss) for the year after taxes from 6.12 - -4,092
discontinued operations
Loss for the year -16,915 -19,746
attributable to owners of the Company -16,915 -19,746
attributable to non-controlling interest
Earnings per share
basic and diluted loss per share from
continuing and discontinued operations 6.13 -0.50 -0.80
basic and diluted loss per share from
continuing operations -0.50 -0.63

5.3 CONDENSED CONSOLIDATED STATEMENT OF OTHER COMPREHENSIVE INCOME

As of
In €000 Notes 30 June 2015 30 June 2014
Loss for the year -16,915 -19,746
Other comprehensive income (loss), not
to be reclassified to profit or loss
Other comprehensive gain (loss) for the
year, that may be reclassified to profit
and loss
-
-
-
-
Total comprehensive loss for the year -16,915 -19,746
Attributable to owners of the Company
Attributable to non-controlling interest
-16,915
-
-19,746
-

5.4 CONDENSED CONSOLIDATED STATEMENT OF CHANGES IN EQUITY

Attributable to owners of the Company
in $\epsilon$ 000 Notes Legal share
capital
Historical
share
capital
adjustment
Share
premium
Share
based
payment
reserve
Gains and
losses on
defined benefit
plans
Accumulated
deficit
Total equity
attributable to
the owners of
the Company
Non-
controlling
interest
Total
equity
Balance as at 31 December 2013 926 175,946 1,023 $-309$ $-145,631$ 31,955 31,955
Loss for the period
Share-based payment expense
6.19 87 $-19,746$ $-19.746$
87
$-19,746$
87
Balance as at 30 June 2014 926 175,946 1,110 $-309$ $-165,377$ 12,296 12,296
Balance as at 31 December 2014 222,268 $-221.232$ 166,592 1,166 $-148,513$ 20,280 20,280
Loss for the period
Share issue - tranche 2 of round F on 15 January 2015
$-16.915$ $-16.915$ $-16.915$
6.18 20,488 1,025 21,513 21,513
Share issue - contribution in kind of the participation in
Mycartis on 15 January 2015
Capital increase by incorporation of share premium on
6.18 4.812 241 5,052 5.052
15 January 2015
Capital decrease by conversion into share premium on
6.18 8 $-8$
13 April 2015 6.18 $-247.271$ 247,271
Share issue - Initial Public Offering on 28 April 2015
Share issue - exercise of over-allotment warrant on 19
6.18 87 99,913 100,000 100,000
May 2015 6.18 13 14,987 15,000 15,000
Cost related to Initial Public Offering
Share issue - exercise of stock options on 3 June 2015
6.18 $-8.124$ $-8.124$ $-8.124$
6.18 171 171 171
Share-based payment expense 6.19 45 45 45
Balance as at 30 June 2015 404 $-221.232$ 522,067 1,211 $-165,428$ 137,022 137,022

5.5 CONSOLIDATED CASH FLOW STATEMENT

As of
in €000 Notes 30 June 2015 30 June 2014
operating activities
Loss for the period -16,915 -19,746
Adjustments for
Depreciation and amortization 2,417 2,096
Depreciation and amortization included 6.12 - 81
in discontinued operations
Impairments
Tax income in profit and loss
6.11 -
-338
20
-421
Financial result, net 419 504
Net movement in retirement benefit
obligation - 56
Share based payment expense 6.19 45 87
Changes in working capital
Net movement in inventories -2,832 -1,574
Net movement in trade and other 6.16 12,160 3,450
receivables and other current assets
Net movement in trade payables &
other current liabilities -1,021 -931
Net movement in deferred income 6.20 -2,587 -349
Interests paid -67 -81
Cash flow from operating activities -8,719 -16,808
Investing activities
Interest received 30 34
Purchases of property, plant & 6.14 -1,620 -723
equipment
Purchases of intangible assets
-89 -492
Cash reclassified to assets held for sale - -855
Cash flow from investing activities -1,679 -2,036
Financing activities
Proceeds from issue of preference
shares F 6.18 21,513 -
Proceeds from the issue of common
shares, net of transaction costs
6.18 107,047 -
Repayment of borrowings -576 -557
Bank charges -7 -9
Cash flow from financing activities 127,977 -566
Net increase in cash and cash
equivalents
117,579 -19,410
Cash and cash equivalents at the 10,919 29,047
beginning of the period
Effects of exchange rate changes on the
balance of cash held in foreign
-20 -52
currencies
Cash and cash equivalents at the end of
the period 128,477 9,585

6 NOTES TO THE CONDENSED CONSOLIDATED INTERIM FINANCIAL STATEMENTS

6.1 GENERAL INFORMATION

Biocartis Group NV (the "Company"), a company incorporated in Belgium with corporate address Generaal De Wittelaan 11 B, 2800 Mechelen in Belgium and its subsidiaries (together, the "Group") have developed an innovative and proprietary molecular diagnostics ("MDx") platform that offers accurate, highly-reliable molecular information from any biological sample, enabling fast and effective diagnostics treatment selection and treatment progress monitoring. The Company is using its CE-IVD marked IdyllaTM platform to develop and market a broad set of high value clinical assays in the oncology and infectious diseases segments.

The Group's mission is to become a global, fully-integrated provider of novel molecular diagnostics solutions with industry-leading, high clinical value tests.

The Group has established subsidiaries in Mechelen (Belgium), Eindhoven (The Netherlands) and Lausanne (Switzerland).

The Group has so far been funded by a combination of private and public equity, upfront licensing fees and contract R&D income from collaborations, mainly from related parties. Several grants have been awarded to the Group to support its R&D activities.

The condensed consolidated interim financial statements have been authorized for issue on 10 September 2015 by the board of directors of the Company (the "Board of Directors").

6.2 SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES

The principal accounting policies for preparing these condensed consolidated interim financial statements are explained below.

6.2.1 Statement of compliance and basis of preparation

These condensed consolidated interim financial statements for the six months ended 30 June 2015 have been prepared in accordance with IAS 34 'Interim financial reporting' as adopted by the EU. The statements should be read in conjunction with the annual financial statements for the year-ended 31 December 2014, which have been prepared in accordance with IFRS as adopted by the EU.

The accounting policies adapted in the preparation of the condensed consolidated interim financial statements are consistent with those applied in the special purpose preparation of the financial statements for the year ended 31 December 2014. New standards or interpretations applicable from 1 January 2015 have not had any impact on the condensed consolidated interim financial statements.

All amounts are presented in thousands of Euro, unless otherwise indicated, rounded to the nearest EUR '000.

These condensed consolidated interim financial statements have been subject to a limited review.

The following new standards and amendments to standards are mandatory for the first time for the financial year beginning 1 January 2015:

  • Improvements to IFRS (2011-2013) (applicable for annual periods beginning on or after 1 January 2015)
  • IFRIC 21 Levies (applicable for annual periods beginning on or after 17 June 2014)

6.2.2 Segment reporting

The segment information is represented in a consistent manner with the internal reporting to the executive management, enabling decision making of allocating resources to the segment and evaluating financial performances of the segment.

At this moment, all of the Group's activities relate to "Idylla™" and as such there is only 1 operating segment. The reporting to the key decision makers is currently done at the global level.

In addition, all non-current assets of the Group are located in the country of domicile per 30 June 2015.

6.3 CRITICAL ACCOUNTING JUDGMENTS AND KEY SOURCES OF ESTIMATION UNCERTAINTY

In the application of the Company's accounting policies, which are described above, the Company is required to make judgments, estimates and assumptions about the carrying amounts of assets and liabilities that are not readily apparent from other sources. The estimates and associated assumptions are based on historical experience and other factors that are considered to be relevant. Actual results may differ from these estimates.

The estimates and underlying assumptions are reviewed on an ongoing basis. Revisions to accounting estimates are recognised in the period in which the estimate is revised if the revision affects only that period or in the period of the revision and future periods if the revision affects both current and future periods.

The following areas are areas where key assumptions concerning the future, and other key sources of estimation uncertainty at the end of the reporting period, have a significant risk of causing a material adjustment to the carrying amounts of assets and liabilities within the next financial year:

Going concern: the interim results for the six months ended 30 June 2015 show a negative result, and the balance sheet includes a loss carried forward. The Board has examined the statements and accounting standards. Taking into account the solid cash position, and the fact that in April 2015 a successful IPO was completed, the Board is of the opinion that it can submit the interim financial statements on a going concern basis.

6.4 REVENUE

The Group's revenues are summarized in the table below:

For the 6 months ended
In €000 30 June 2015 30 June 2014
Collaboration revenue
R&D services 354 -
Upfront license revenues 2,512 283
Milestone revenues 2,000 -
4,866 283
Product sales revenue
System Sales 1,246 -
Cartridge Sales 416 829
1,663 829
Service revenue
Service revenue 48 12
48 12
Total 6,578 1,124

6.4.1 Collaboration revenue

License fees and milestone payments were generated under the Group's collaboration and development agreements with JPNV, an entity linked to a shareholder of the Group. This agreement was initially signed on 20 December 2010 and subsequently amended on 9 October 2014. Under this agreement, the Group commits to further develop its IdyllaTM platform and parties agree upon a non-disclosed assay development collaboration. In return, the Group is entitled to non-refundable upfront payments, performance milestones and royalties on certain future assay sales.

6.4.2 Product sales revenue

The product sales relate to IdyllaTM system sales (instruments and consoles) and test sales (cartridges) to customers and collaboration partners. The total product sales can be categorized in commercial sales and research and development sales.

For the 6 months ended
30 June 2015 30 June 2014
Commercial 1,272 -
Research and development 391 829
Total 1,663 829

6.4.3 Revenues by region and major customers

For the 6 months ended
In €000 30 June 2015 30 June 2014
Country of domicile 57 -
Belgium 57 -
Total all foreign countries, of which 6,520 1,124
United states of America 5,082 1,124
Rest of the world 1,438 -
Total 6,578 1,124

Revenues in the above table are assigned according to the location of the group or parent company of the customer.

The Group has recognized revenues from one customer representing at least 10% of the total revenues. This customer accounts for € 5.0 million of the revenues in the first half of 2015 (first half of 2014: € 1.1 million).

6.5 OTHER OPERATING INCOME

For the 6 months ended
In €000 30 June 2015 30 June 2014
R&D project support (IWT grants) 639 1,078
Other project grants - 297
Other income 8 4
Total 646 1,379

6.6 COST OF GOODS SOLD

The Cost of goods sold in relation to the product sales is as follows:

For the 6 months ended
In €000 30 June 2015 30 June 2014
Staff costs -413 -480
Material, lab consumables & small
equipment -536 -189
Depreciation and amortization -204 -305
Other -4 -25
Total -1,158 -1,000

6.7 RESEARCH AND DEVELOPMENT EXPENSES

For the 6 months ended
In €000 30 June 2015 30 June 2014
Staff costs -7,984 -6,631
Subcontracting -2,696 -2,329
Laboratory expenses -734 -403
Cartridge, instrument and consoles -5 -22
Consultancy -761 -580
Quality and regulatory - -39
Intellectual property -447 -301
Facilities -1,089 -456
Travel, training, office & other -969 -731
Depreciation and amortization -2,176 -1,557
Internally capitalized instruments 770 280
Total -16,092 -12,768

Subcontracting includes expenses in relation to services provided by research and development providers such as services related to the development of the assay cartridge, instrument and console of the various diagnostic platforms, manufacturing equipment design and engineering services.

6.8 MARKETING AND DISTRIBUTION EXPENSES

For the 6 months ended
In €000 30 June 2015 30 June 2014
Staff costs -1,706 -871
Subcontracting -480 -41
Sales and marketing -37 -12
Business development -110 -34
Travel, training, office & other -852 -195
Depreciation and amortization -34 -4
Total -3,219 -1,158

Sales and marketing expenses relate to costs of external market research, advertisement, and promotional activities related to the Group's products.

6.9 GENERAL AND ADMINISTRATIVE EXPENSES

For the 6 months ended
In €000 30 June 2015 30 June 2014
Staff costs -1,400 -1,401
External advice -1,018 -608
Facilities -165 -454
ICT -3 -57
Travel, training, office and other -988 -390
Depreciation and amortization
expenses
-4 -230
Total -3,578 -3,139

External advice expenses include fees, service and consulting expenses related to legal, human resources, investor relations, accounting, audit and tax services. Other expenses include office, insurance and other miscellaneous expenses used in general and administrative activities.

6.10 PERSONNEL EXPENSES

For the 6 months ended
In €000 30 June 2015 30 June 2014
Staff costs -11,503 -9,383
Average number of full time equivalents 204 162

6.11 TAXES

For the 6 months ended
In €000 30 June 2015 30 June 2014
Current income taxes -190 -
Deferred income taxes 527 421
Total 337 421

Current income taxes for € 0.2 million were recorded in the frame of the disposal of the EvalutionTM branch in 2014. The deferred income taxes of € 0.5 million relate to the R&D tax credit carry-forwards in Belgium for the first half of 2015.

The Group has tax losses available to carry forward of € 116.8 million per 30 June 2015 (31 December 2014: € 86.8 million). Due to uncertainty surrounding the Group's ability to realise taxable profits in the foreseeable future, the Group has not recognised any deferred tax assets on tax loss carry forwards.

6.12 DISCONTINUED OPERATIONS

The discontinued operations in the first half of 2014 relate to the results of the EvalutionTM business. The branch was contributed to the share capital of MyCartis NV per 1 July 2014.

For the 6 months ended
In €000 30 June 2015 30 June 2014
Revenue
Collaboration revenue - 133
Service revenue - 1
- 134
Other operating income
Grants and other income - 29
Operating expenses
Research and development expenses - -3,368
Marketing and distribution expenses - -384
General and administrative expenses - -492
- -4,244
Operating loss for the period - -4,080
Foreign exchange gains/(losses), net - -11
Financial result, net - -11
Loss before taxes - -4,092
Taxes
Net loss for the year from discontinuing
operations - -4,092
attributable to owners of the Company - -4,092
- -
attributable to non-controlling interest

6.13 EARNINGS PER SHARE

The company has stock options plans that may be settled in common shares of the Company and which are considered anti-dilutive given that the Group's operations were loss making over the reporting period. As such, the basic and diluted earnings per share are equal.

For the 6 months ended
30 June 2015 30 June 2014
Profit/loss for the period attributable to
the owners of the Company (in €000)
-16,915 -19,746
Weighted average number of ordinary
shares for basic loss per share (in
number of shares)
33,557,321 24,690,864
basic loss per share (€) -0.50 -0.80

6.14 PROPERTY, PLANT AND EQUIPMENT

The table below provides an overview of the investments per subcategory. Total additions amount to € 1.6 million in the first half of 2015 and mainly concern investments in cartridge molds (€ 0.5 million), 15 internally produced IdyllaTM consoles (€ 0.1 million) and 50 internally produced IdyllaTM instruments (€ 0.7 million) for internal use.

As of
In €000 30 June 2015
Investments
ICT equipment 95
Laboratory equipment 130
Manufacturing equipment 547
Internally produced systems 770
Furniture and fixtures 63
Leasehold improvements 35
Total 1,640

6.15 FINANCIAL PARTICIPATION

On 15 January 2015, the Group acquired a financial participation of 13.5% (per 30 June 2015: 11,2 %) in MyCartis NV through a contribution in kind for an amount of € 5.1 million through the conversion of the share put option held by Debiopharm Diagnostics SA. The participation is accounted for at cost as the Group has no significant influence over MyCartis NV. No impairment has been recorded per 30 June 2015.

As of
In €000 30 June 2015 31 Dec 2014
Initial recognition amount 5,052 -
Total 5,052 0

6.16 TRADE AND OTHER RECEIVABLES

Trade receivables have decreased from € 15.8 million per 31 December 2014 to € 3.1 million per 30 June 2015. The decrease of € 12.7 million results from the payment of JPNV receivables in 2015.

As of
In €000 30 June 2015 31 Dec 2014
Trade receivables 3,105 15,793
Allowance for doubtful receivables - -
Total 3,105 15,793

The other receivables show an increase by € 1.3 million compared to 31 December 2014, which is explained by higher VAT receivables.

As of
In €000 30 June 2015 31 Dec 2014
VAT receivables 1,471 116
Other receivables 13 32
Total 1,484 148

6.17 OTHER CURRENT ASSETS

As of
In €000 30 June 2015 31 Dec 2014
Accrued grant income 986 2,168
Accrued other income 79 -
Deferred charges 932 533
Total 1,997 2,700

Other current assets include accrued grant income for € 1.0 million mainly related to Flemish government grants for IWT R&D projects and deferred charges of € 0.9 million.

Biocartis Group NV – condensed consolidated interim financial statements period ended 30 June 2015

6.18 EQUITY

Issued share capital

The table below summarises the share capital and the outstanding shares of Biocartis Group NV.

Biocartis Group NV
Number of
common
shares issued
Number of
preferred F
shares issued
and
outstanding
and
outstanding
Share capital
in '000€
At 31 December 2014 24,690,864 2,645,868 222,268
Share issue - tranche 2 of round F on 15 January
2015 - 2,519,855 20,488
Share issue - contribution in kind of the
participation in MyCartis on 15 January 2015
Capital increase by incorporation of share
591,774 - 4,811
premium on 15 January 2015 - - 8
Capital decrease by conversion into share
premium on 13 April 2015 - - -247,271
Conversion preferred F shares into common
shares on 28 April 2015
Share issue -Initial Public Offering on 28 April
5,165,723 -5,165,723 -
2015 8,695,652 - 87
Share issue - exercise of over-allotment warrant
on 19 May 2015 1,304,347 - 13
Share issue - exercise of stock options on 3 June
2015
21,000 - -
At 30 June 2015 40,469,360 - 405

The following capital transactions took place at Biocartis Group NV from 1 January 2015 until 30 June 2015:

  • On 15 January 2015, Biocartis Group NV raised € 21.5 million fully paid by an increase in share capital by € 20.5 million and an increase in share premium by € 1.0 million. This concerns the second tranche of the series F round.
  • On 15 January 2015, Biocartis Group NV raised € 5.1 million through a contribution in kind of 2,253,262,501 shares in MyCartis NV following the execution of a put option held by Debiopharm Diagnostics SA. The share capital and share premium were increased by respectively € 4.8 million and € 0.2 million.
  • On 15 January 2015, the share capital of Biocartis Group NV was raised by € 0.008 million by way of conversion of share premium into share capital.
  • On 13 April 2015, the share capital of Biocartis Group NV was decreased by € 247.3 million by conversion into share premium.
  • On 28 April 2015, Biocartis Group NV raised € 100.0 million following an Initial Public Offering, fully paid by an increase in share capital of € 0.1 million and an increase in share premium by € 99.9 million.

  • On 19 May 2015, Biocartis Group NV raised € 15.0 million following the execution of the IPO over-allotment warrant. The amount was fully paid by an increase in share capital by € 0.013 million and by an increase in share premium by € 15.0 million.

  • On 3 June 2015, Biocartis Group raised € 0.2 million following the execution of 21,000 stock options. The amount is fully paid by an increase in share capital by € 0.00021 million and an increase in share premium by € 0.2 million.

IPO expenses

The Group has incurred € 9.2 million expenses in connection with the IPO consisting of underwriting fees, legal costs, investor relations costs, accounting and audit fees and share registration and other regulatory costs.

Underwriting fees and investor relations costs are fully attributable to the issuance of the new shares and were entirely deducted from the funds raised.

Legal costs, accounting and audit fees and share registration and other regulatory costs were incurred for both the issuance of new shares and the listing of the existing shares and were not fully deducted from equity. The Group deems that the best allocation is based on the ratio of new equity funding (€ 115.0 million) versus total equity funding (€ 296.4 million), being 38.8%. The 61.2% remaining portion of the costs incurred related to the listing of the existing shares are expensed. As such, in total € 8.1 million was deducted from equity and € 1.1 million was expensed.

6.19 SHARE BASED COMPENSATION

ESOP 2008

The 2008 Plan is a non-dilutive stock option plan, implying that no new shares are issued upon the exercise of the respective stock options. In total 19,160 options were exercised in the first half of 2015 at CHF 4.14 exercise price and € 13.08 share price at the moment of the exercise of the options. A total of 75,172 options are still outstanding per 30 June 2015.

ESOP 2013

The 2013 Plan is a dilutive option plan, implying that new shares are issued upon the exercise of the respective stock options. In total 21,000 options were exercised in the first half of 2015, of which 1,000 options at € 8.1308 exercise price and 20,000 options at € 8.1309 exercise price, with € 13.79 average share price at the moment of the exercise of the options. A total of 699,340 options are outstanding per 30 June 2015. A total number of 279,660 stock options can still be granted under the 2013 Plan.

ESOP 2015

The 2015 Plan is a dilutive option plan, implying that new shares are issued upon the exercise of the respective stock options. Biocartis Group NV is allowed to grant a maximum of 262,934 stock options to selected staff members and directors. No stock options have been granted per 30 June 2015 under the 2015 plan.

SOP WHC

In execution of a decision of the board of directors of Biocartis S.A. of 24 April 2014, 100,000 options on shares of the Company were granted by the Company to Whitemarsh Capital LLC, a commercial partner of the Company that assists in brokering agreements for the Company with US governmental institutions for the payment of its products. In the first half of 2015, 33,000 options were forfeited. None of the remaining 67,000 options granted have been vested to this date and it is uncertain if this will occur in the near future. No share-based compensation was recorded as per 30 June 2015.

SOP 2008 SOP 2013 SOP 2015 SOP WHC Total
Total outstanding at 31 December
2014 94,362 720,340 - - 814,702
Options granted + - - - 100,000 100,000
Options exercised - 19,160 21,000 - - 40,160
Options forfeited - - - - 33,000 33,000
Options cancelled - - - - - -
Total outstanding at 30 June 2015 75,202 699,340 - 67,000 841,542

Accounting for share based compensation

The shared-based compensation expense recognized in the income statement is given below:

For the 6 months ended
In €000 30 June 2015 30 June 2014
Share based compensation 45 87
Total 45 87

6.20 DEFERRED INCOME

As of
In €000 30 June 2015 31 Dec 2014
Grants - 75
Partner income 7,046 9,559
Total 7,046 9,634
current 5,025 5,100
Non-current 2,021 4,534

Deferred partner income includes upfront payments received from JPNV in relation to the strategic licensing, development and commercialisation collaborations. This amount will be recognized as collaboration revenue in the following 2.5 years with a majority in 2015 and 2016.

Deferred partner income

As per 31 December 2013 2,270
Invoiced 7,860
Recognized in profit or loss -571
As per 31 December 2014 9,559
Recognized in profit or loss -2,512
As per 30 June 2015 7,046

6.21 OTHER DISCLOSURES

6.21.1 Fair value

The fair value of the financial assets has been determined on the basis of the following methods and assumptions:

  • The carrying value of the cash and cash equivalents and the current receivables approximate their value due to their short term character;
  • Other current financial assets such as current other receivables are being evaluated on the basis of their credit risk and interest rate. Their fair value is not significantly different than its carrying value on 30 June 2015 and 31 December 2014.

The fair value of the financial liabilities has been determined on the basis of the following methods and assumptions:

  • The carrying value of current liabilities approximates their fair value due to the short term character of these instruments;
  • Loans and borrowings are evaluated based on their interest rates and maturity date. Most interest bearing debts have fixed interest rates and its fair value is subject to changes in interest rates and individual creditworthiness. The fair value measurement is classified as level 2.

Fair value hierarchy

The Group uses the following hierarchy for determining and disclosing the fair value of financial instruments by valuation technique:

  • Level 1: quoted (unadjusted) prices in active markets for identical assets and liabilities;
  • Level 2: other techniques for which all inputs which have a significant effect on the recorded fair value are observable, either directly or indirectly; and
  • Level 3: techniques which use inputs that have a significant effect on the recorded fair value that are not based on observable market data.

The Group has no financial instruments carried at fair value in the condensed consolidated balance sheet on 30 June 2015 and 31 December 2014.

Carrying value Fair value
in '000 € 30 June 2015 31 Dec 2014 30 June 2015 31 Dec 2014
Financial assets
Loans and receivables measured at amortised cost
Trade and other receivables (current) 4,589 15,941 4,589 15,941
Other financial assets (non-current) 11 117 11 117
Other current assets 1,997 2,700 1,997 2,700
Total loans and other receivables 6,597 18,757 6,597 18,757
Cash & cash equivalents
cash & cash equivalents 128,477 10,919 128,477 10,919
Total cash & cash equivalents 128,477 10,919 128,477 10,919
Financial liabilities measured at amortized cost
Loans & Borrowings 13,364 13,585 13,933 14,077
Trade payables 3,866 4,265 3,866 4,265
Other liabilities and accrued charges 4,815 5,248 4,815 5,248
Total financial liabilities measured at amortized cost 22,045 23,098 22,614 23,590

6.21.2 Contingencies

For a description of outstanding contingencies, please refer to the annual report per 31 December 2014.

6.21.3 Commitments

6.21.3.1 Capital commitments

The Group has € 4.2 million capital commitments mainly related to investments in the cartridge manufacturing facilities in Mechelen.

6.21.4 Related-party transactions

The table below provides an overview of the transactions with non-executive directors and shareholders during the period under review:

In €000 Sales of goods and
services
Purchase of good and
services
Interest cost
30 June 2015 5,285 -1,130 -235
30 June 2014 1,124 -18 -219
In €000 Trade receivables Trade payables Financial Debt
30 June 2015 2,306 81 6,942
31 December 2014 15,723 - 6,707

Transactions with related parties are made at arm's length. The main transactions are described below:

  • Sales of goods and services and trade receivables mainly concern the collaboration and product sales towards Johnson & Johnson (or entities belonging to this Group) and Debiopharm.
  • The interest cost and financial debt relate to the loan granted by PMV.

6.22 EVENTS AFTER THE BALANCE SHEET DATE

IWT NIMBLE grant

In July 2015, the Group has been awarded an R&D project grant from IWT (Institute for the promotion of Innovation by Science and Technology in Flanders) for the development of novel molecular diagnostic solutions for bloodstream infections on the IdyllaTM platform. The grant amounts to € 1,461,565 and the project term is 12 months as of March, 2015.

Strategic collaboration with Exploit Technologies/A*Star

In August 2015, the Group has signed a strategic collaboration agreement with Exploit Technologies/A*Star, an organization representing 14 academic research centers in Singapore. The parties aim to jointly develop a range of multiplex tests on the IdyllaTM platform. The initial focus will be on lung and liver cancer biomarkers.

Strengthening of team

Biocartis is pleased to announce it has strengthened its senior management team by the promotion of the current CFO to Deputy CEO and the appointment of a new CFO.

Hilde Windels will assume the new title of Deputy CEO, a title that better fits the significant contribution she continues to make to the company. As Deputy CEO, Hilde will continue to work closely alongside the CEO, Rudi Pauwels, focusing on the day-to-day operational management of Biocartis. Rudi will continue to lead the company on a daily basis in its implementation of its mission, strategy and targets set by the Board of Directors, with a focus on the long-term future growth of the business.

Ewoud Welten will join Biocartis as CFO, a role previously assumed by Hilde Windels, from international investment bank Kempen & Co. He brings in extensive experience of the healthcare sector as a corporate financier in which position he managed numerous capital market transactions including IPOs, secondary fundraisings and M&A transactions. Ewoud will also have a key role in reinforcing Investor Relations (IR), together with Renate Degrave, who is joining from EY and will be heading Corporate Communications & IR.

In view of the next critical steps Biocartis has to take in becoming a world leader in molecular diagnostics, it has been decided to strengthen positions at its senior management level, besides the appointments of Hilde and Ewoud, to provide the company with the expertise needed for the execution of its strategy. Biocartis' senior management team going forward consists of the following members: Rudi Pauwels (CEO), Hilde Windels (Deputy CEO), Ewoud Welten (CFO), Ulrik Cordes (CCO), Caroline Collard (Marketing), Erwin Sablon (R&D and Alliance Management), Patrick Hofkens (General Counsel) and Susy Spruyt (Human Resources).

Biocartis Group NV – condensed consolidated interim financial statements period ended 30 June 2015

7 LIMITED REVIEW REPORT OF THE AUDITOR

Report on review of the condensed consolidated interim financial statements for the six-month period ended 30 June 2015

To the board of directors

In the context of our appointment as the company's statutory auditor, we report to you on the condensed consolidated interim financial statements. These condensed consolidated interim financial statements comprise the condensed consolidated balance sheet as at 30 June 2015, the condensed consolidated income statement, the condensed consolidated statement of other comprehensive income, the condensed consolidated statement of changes in equity and the condensed consolidated cash flow statement for the period of six months then ended, as well as selective notes 6.1 to 6.22.

Report on the condensed consolidated interim financial statements

We have reviewed the condensed consolidated interim financial statements of Biocartis Group NV ("the company") and its subsidiaries (jointly "the group"), prepared in accordance with International Financial Reporting Standard IAS 34 – Interim Financial Reporting as adopted by the European Union.

The condensed consolidated balance sheet shows total assets of 166.113 (000) EUR and the condensed consolidated income statement shows a consolidated loss (group share) for the period then ended of 16.915 (000) EUR.

The board of directors of the company is responsible for the preparation and fair presentation of the condensed consolidated interim financial statements in accordance with IAS 34 – Interim Financial Reporting as adopted by the European Union. Our responsibility is to express a conclusion on these condensed consolidated interim financial statements based on our review.

Scope of review

We conducted our review of the condensed consolidated interim financial statements in accordance with International Standard on Review Engagements (ISRE) 2410 – Review of interim financial information performed by the independent auditor of the entity. A review of interim financial information consists of making inquiries, primarily of persons responsible for financial and accounting matters, and applying analytical and other review procedures. A review is substantially less in scope than an audit performed in accordance with the International Standards on Auditing (ISA) and consequently does not enable us to obtain assurance that we would become aware of all significant matters that might be identified in an audit. Accordingly, we do not express an audit opinion on the condensed consolidated interim financial statements.

Biocartis Group NV – condensed consolidated interim financial statements period ended 30 June 2015

Conclusion

Based on our review, nothing has come to our attention that causes us to believe that the condensed consolidated interim financial statements of Biocartis Group NV have not been prepared, in all material respects, in accordance with IAS 34 – Interim Financial Reporting as adopted by the European Union.

Diegem, 10 September 2015

The statutory auditor

DELOITTE Bedrijfsrevisoren / Reviseurs d'Entreprises

BV o.v.v.e. CVBA / SC s.f.d. SCRL

Represented by Gert Vanhees

8 DISCLAIMER AND ADDITIONAL INFORMATION

General

Biocartis Group NV is a limited liability company organized under the laws of Belgium and has its registered office at Generaal De Wittelaan 11 bus B, 2800 Mechelen, Belgium.

As defined by Belgian law, Biocartis has to publish its financial report in the English and Dutch language. In case of difference in interpretation, the English version takes precedence.

An electronic version of the Half year financial report 2015 is available on the website of Biocartis at www.biocartis.com.

Other information on the website of Biocartis or on other websites is not a part of this Half-year Report.

Contact Investor Relations

Biocartis Investor Relations Generaal De Wittelaan 11 B3 2800 Mechelen Belgium +32 15 632 600 [email protected]

Listing

Biocartis is listed on Euronext Brussels under symbol BCART. Biocartis' ISIN code is BE0974281132.

Financial calendar

Q3 2015 Business Update: Thursday 19 November 2015

Full year 2015 financial results: Thursday 17 March 2016

Financial year

The financial year starts on 1 January and ends on 31 December.

Auditor information

Deloitte Bedrijfsrevisoren B.V. o.v.v.e. CVBA, represented by Gert Vanhees Berkenlaan 8b 1931 Diegem, Belgium

Forward-looking statements

Certain statements, beliefs and opinions in this report are forward-looking, which reflect the Company or, as appropriate, the Company directors' current expectations and projections concerning future events such as the Company's results of operations, financial condition, liquidity, performance, prospects, growth, strategies and the industry in which Company operates. By their nature, forward-looking statements involve a number of risks, uncertainties, assumptions and other factors that could cause actual results or events to differ materially from those expressed or implied by the forward-looking statements. These risks, uncertainties, assumptions and factors could adversely affect the outcome and financial effects of the plans and events described herein. A multitude of factors including, but not limited to, changes in

demand, competition and technology, can cause actual events, performance or results to differ significantly from any anticipated development. Forward-looking statements contained in this report regarding past trends or activities are not guarantees of future performance and should not be taken as a representation that such trends or activities will continue in the future. In addition, even if actual results or developments are consistent with the forward-looking statements contained in this report, those results or developments may not be indicative of results or developments in future periods. As a result, the Company expressly disclaims any obligation or undertaking to release any update or revisions to any forward-looking statements in this report as a result of any change in expectations or any change in events, conditions, assumptions or circumstances on which these forwardlooking statements are based. Neither the Company nor its advisers or representatives nor any of its subsidiary undertakings or any such person's officers or employees guarantees that the assumptions underlying such forward-looking statements are free from errors nor does either accept any responsibility for the future accuracy of the forward-looking statements contained in this report or the actual occurrence of the forecasted developments. You should not place undue reliance on forward-looking statements, which speak only as of the date of this report.

9 GLOSSARY

Assay In the field of diagnostics, an assay is a process or method aimed at determining
the presence or amount (quantitative assay) of a certain substance in a sample.
Serine/threonine
protein kinase B-raf
(BRAF)
BRAF is a protein that, in humans, is encoded by the BRAF gene. The BRAF
protein is involved in sending signals within cells and in cell growth. Certain
inherited BRAF mutations cause birth defects. Alternatively, other acquired
mutations in adults may cause cancer.
Biomarker
A Biomarker is any molecular characteristic, feature or parameter that can be
objectively measured through an assay and evaluated as an indicator of: (i)
normal biologic processes; (ii) abnormal biologic processes; (iii) pathogenic
processes; or (iv) pharmacologic responses to a therapeutic intervention or
other action/intervention.
CE-mark The CE-mark is a mandatory conformance mark on many products placed on the
market in the European Union. With the CE-marking on a product, the
manufacturer ensures that the product is in conformity with the essential
requirements of the applicable European Union directives. The letters "CE" stand
for "Conformité Européenne" ("European Conformity").
Deoxyribonucleic acid
(DNA)
DNA is a nucleic acid molecule that contains the genetic instructions used in the
development and functioning of living organisms.
Epidermal growth
factor receptor (EGFR)
EGFR is a protein found on the surface of certain cells which can cause them to
divide. It is found in abnormally high levels on the surface of many types of
cancer cells.
Emergency Use
Authorisation (EUA)
This is an authorisation given by the FDA Commissioner pursuant to section 564
of the US Federal Food, Drug, and Cosmetic Act, as amended (the "FD&C Act"),
which allows unapproved medical products or unapproved uses of approved
medical products to be used in the United States in an emergency to diagnose,
treat, or prevent serious or life-threatening diseases or conditions caused by
chemical, biological, radiological or nuclear threat agents when there are no
adequate, approved, and available alternatives.
Formalin fixed,
paraffin embedded
(FFPE)
FFPE tissues are samples, typically from suspected tumours, that are fixed or
mixed with formalin to preserve the structural integrity of the sample. The
sample is then embedded into a type of paraffin wax so that it can be sliced into
very fine slices, 5-10 microns thick. Treating samples in this manner enables the
samples to be stained with dyes to analyse abnormalities in tissue that is
suspected of cancer.
US Food and Drug
Administration (FDA)
The FDA is a federal agency of the United States Department of Health and
Human Services responsible for protecting and promoting public health through
the regulation and supervision of, among other things, medical devices.
Influenza Also known as "the flu" is a highly contagious respiratory tract infection caused
by the family of influenza viruses.
In vitro diagnostics or
In vitro diagnosis (IVD)
IVD is a diagnostic test outside of a living body in contrast to "in vivo", in which
tests are conducted in a living body (for example an X-ray or CT-scan).
Kirsten rat sarcoma-2
virus oncogene (KRAS)
KRAS is a protein that, in humans, is encoded by the KRAS gene. Like other
members of the Ras family, the KRAS protein is a GTPase (a large family of
hydrolase enzymes that can bind and hydrolyse guanosine triphosphate), and is
an early player in many signal transduction pathways. The protein product of the
normal KRAS gene performs an essential function in normal tissue signalling,
and the mutation of a KRAS gene is associated with the development of many
cancers.
Molecular diagnostics
(MDx)
MDx is a form of diagnostic testing used to detect specific sequences in DNA or
RNA that may or may not be associated with disease. Clinical applications of
MDx include infectious disease testing, oncology, pharmacogenomics and
genetic disease screening.
Micro satellite
instability (MSI)
MSI is a genetic hyper-mutability condition resulting from MMR that is
functioning abnormally.
Multiplexing The simultaneous detection of more than one analyte or biomarker from a
single sample.
Neuroblastoma RAS
viral (v-ras) oncogene
(NRAS)
NRAS is an protein that is encoded, in humans, by the NRAS gene. Like other
members of the Ras family, the NRAS protein is a GTPase (a large family of
hydrolase enzymes that can bind and hydrolyse guanosine triphosphate), and is
an early player in many signal transduction pathways. The protein product of the
normal NRAS gene performs an essential function in normal tissue signaling,
and the mutation of a NRAS gene is associated with the development of many
cancers.
Polymerase chain
reaction (PCR)
The specific and exponential amplification of DNA sequences by consecutive
thermal cycling steps. Real-time PCR is a form of PCR whereby the amplified
sequences are made visible by means of fluorescent labelling in real time, i.e., as
they become synthesized. Real-time PCR can be used to estimate the quantity of
target DNA sequences in a multiplexed way. PCR and real-time PCR can also be
used to detect and quantify RNA sequences after a DNA copy has been made
from the RNA sequence by means of a reverse transcriptase enzyme.
Protein Polypeptide chain built from the 20 natural amino acids. Proteins are
synthesized from a messenger RNA copy of a gene and can have many functions
in the cytoskeleton of the cell, enzymatic, messenger functions in cells and blood
such as immune cytokines, DNA binding proteins that regulate expression, etc.
Respiratory Syncytial
Virus (RSV)
RSV is a major cause of lower respiratory tract infection that is a frequent
infection in children.
Research Use Only
(RUO)
This is a category of non-approved (i.e. no CE-marking and FDA approval)
medical device products that can solely be used for research purposes. Many
producers introduce their products first as RUO and/or IUO products, prior to
obtaining 510(k) clearance or PMA approval.
Sepsis Severe overall inflammatory response of the body to an infection.

Biocartis Group NV Generaal De Wittelaan 11 B3 2800 Mechelen – Belgium

wwww.biocartis.com

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