Major Shareholding Notification • Jan 12, 2018
Major Shareholding Notification
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| FORM TR-1 BE | |||
|---|---|---|---|
| PART I | |||
| 1) Status of the notification | |||
| Final | |||
| 2) Issuer | |||
| Name BIOCARTIS | |||
| Identification number 0505-640-808 | |||
| 3) Reason for the notification | |||
| Passive crossing of a threshold | |||
| Downward crossing of the lowest threshold | |||
| 4) Notification by | |||
| A parent undertaking or a controlling person | |||
| 5) Persons subject to the notification requirement | |||
| Name (& legal form for legal persons) |
Address (for legal persons) | ||
| Hitachi Chemical Co., Ltd. | GRANTOKYO SOUTH TOWER, 1-9-2, Marunouchi, Chiyoda-ku, Tokyo, 100-6606, | ||
| Hitachi, Ltd. | Japan 6-6, Marunouchi 1-chome, Chiyoda-ku, Tokyo, 100-8280 Japan |
||
| 6) Persons that dispose of, voting rights (Only to be filled in if art. 7 of the Law applies) Name (& legal form for legal persons) |
Address (for legal persons) | ||
| Please continue entering the information in part II concerning the | Click persons referred to in points 5 and 6 |
||
| 28/11/2017 | (DD/MM/YYYY) | ||
| 3 | |||
| If the holding has fallen below the lowest threshold, you have the option of not entering any numbers under point 10 | |||
| 51,069,772 | |||
| 7) Date on which the threshold is crossed 8) Threshold that is crossed (in %) 9) Denominator |
|||
| Please enter the denominator before filling in the data | |||
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
|
| Hitachi, Ltd | o | 0.00% | |||
| Hitachi Chemical Co. Ltd | 1,417,346 | 1,417,346 | 2.78% | ||
| subtotal | 1,417,346 | 1,417,346 | 2.78% | ||
| TOTAL | 1,417,346 | 2.78% |
Start with "groups" of holders. Calculate subtotals and then finish with the persons
"Who are "alone".
The totals, subtotals and % will be updated once you have clicked on
SCALCULATE>
| B) Equivalent financial instruments | After the transaction | ||||
|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date | # of voting rights that may be acquired if the instrument is exercised |
% of voting rights |
| TOTAL | (in relation to all expiration dates) |
The totals will be updated once you have clicked on
| TOTAL (Voting rights & Equivalent financial instruments) |
# of voting rights | % of voting rights | ||
|---|---|---|---|---|
| CALCULATE | 1,417,346 | 2.78% |
11) Chain of controlled undertakings through which the holding is effectively held, if applicable
51.2% shares of Hitachi Chemical Co., Ltd. is directly held by Hitachi, Ltd., which is a parent company of Hitachi Chemical Co., Ltd. Hitachi, Ltd.
is not a controlled entity.
Holder
will cease to hold / will hold again
voting rights as of
$\mathfrak{o}$
٠
B
| Holder | Type of financial instrument | Expiration date (DD/MM/YYYY) |
Exercise/Conversion period or date |
Number | # of voting rights that may be acquired if the instrument is exercised/converted |
|---|---|---|---|---|---|
| ۰ | |||||
| B) Shares without voting rights | |||||
| Holder | Number | ||||
| ۰ | |||||
| C) Remarks | |||||
| This transparency notification is made to the extent required in accordance with applicable law. | |||||
| GRANTOKYO SOUTH TOWER, 1-9-2, Marunouchi, | |||||
| Done at | Chiyoda-ku, Tokyo, 100-6606, Japan | ||||
| On | 11/01/2018 | (DD/MM/YYYY) | |||
| Name & capacity | |||||
| Akihiko Takamatsu, General Manager for Hitachi Chemical Co., Ltd. |
Signature | 严 田河 |
| Name (& legal form for legal persons) |
Address (registered office for legal persons) |
Phone number | Contact person for legal persons |
|
|---|---|---|---|---|
| Hitachi Chemical Co., Ltd. | GRANTOKYO SOUTH TOWER, 1-9-2, Marunouchi, Chiyoda- Iku, Tokyo, 100-6606, Japan |
81-3-5533-7250 | a-takamatsu@hitachi- Ichem.co.ip |
Akihiko Takamatsu |
| Hitachi, Ltd. | 6-6, Marunouchi 1-chome, Chiyoda-ku, Tokyo, 100-8280 Japan 81 3-4564-2706 | kunihiro.wakabayashi.yh@ Kunihiro Wakabayashi I hitachi.com |
| Name (& legal form for legal persons) |
_____ Address (registered office for legal persons) |
Phone number | Contact person for legal persons |
|
|---|---|---|---|---|
| Name (& legal form for legal persons) |
Address (registered office for legal persons) |
Phone number | Contact person for legal persons |
|
|---|---|---|---|---|
| Hitachi Chemical Co., Ltd. | GRANTOKYO SOUTH TOWER, 1-9-2, Marunouchi, Chiyoda- 81-3-5533-7118 Iku, Tokyo, 100-6606, Japan |
sho-fujii@hitachi- Ichem co.jp |
Shohei Fujii |
The personal data provided via this form will be processed by the FSMA (Congresstraat/rue du Congrès 12-14, 1000 Brussels) in accordance with the Law of 8 December 1992 on the protection of privacy as regards the processing of personal data. The FSMA processes the data in order to supervise compliance with Title II of the Law of 2 May 2007 and its implementing decrees. The processed data may, if appropriate, be communicated to third parties on the conditions referred to in Articles 74 and 75 of the Law of 2 August 2002 on the supervision of the financial sector and on financial services. Insofar as the processed data do not fall under the professional secrecy obligation of the FSMA, the natural persons whose data are being processed have the right to inspect and correct such data in accordance with Articles 10 and 12 of the aforementioned Law of 8 December 1992.
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